- •Contents
- •Preface
- •Chapter 1 Introduction (K. Fujimoto)
- •Chapter 2 Small antennas (K. Fujimoto)
- •Chapter 3 Properties of small antennas (K. Fujimoto and Y. Kim)
- •Chapter 4 Fundamental limitation of small antennas (K. Fujimoto)
- •Chapter 5 Subjects related with small antennas (K. Fujimoto)
- •Chapter 6 Principles and techniques for making antennas small (H. Morishita and K. Fujimoto)
- •Chapter 7 Design and practice of small antennas I (K. Fujimoto)
- •Chapter 8 Design and practice of small antennas II (K. Fujimoto)
- •Chapter 9 Evaluation of small antenna performance (H. Morishita)
- •Chapter 10 Electromagnetic simulation (H. Morishita and Y. Kim)
- •Chapter 11 Glossary (K. Fujimoto and N. T. Hung)
- •Acknowledgements
- •1 Introduction
- •2 Small antennas
- •3 Properties of small antennas
- •3.1 Performance of small antennas
- •3.1.1 Input impedance
- •3.1.4 Gain
- •3.2 Importance of impedance matching in small antennas
- •3.3 Problems of environmental effect in small antennas
- •4 Fundamental limitations of small antennas
- •4.1 Fundamental limitations
- •4.2 Brief review of some typical work on small antennas
- •5 Subjects related with small antennas
- •5.1 Major subjects and topics
- •5.1.1 Investigation of fundamentals of small antennas
- •5.1.2 Realization of small antennas
- •5.2 Practical design problems
- •5.3 General topics
- •6 Principles and techniques for making antennas small
- •6.1 Principles for making antennas small
- •6.2 Techniques and methods for producing ESA
- •6.2.1 Lowering the antenna resonance frequency
- •6.2.1.1 SW structure
- •6.2.1.1.1 Periodic structures
- •6.2.1.1.3 Material loading on an antenna structure
- •6.2.2 Full use of volume/space circumscribing antenna
- •6.2.3 Arrangement of current distributions uniformly
- •6.2.4 Increase of radiation modes
- •6.2.4.2 Use of conjugate structure
- •6.2.4.3 Compose with different types of antennas
- •6.2.5 Applications of metamaterials to make antennas small
- •6.2.5.1 Application of SNG to small antennas
- •6.2.5.1.1 Matching in space
- •6.2.5.1.2 Matching at the load terminals
- •6.2.5.2 DNG applications
- •6.3 Techniques and methods to produce FSA
- •6.3.1 FSA composed by integration of components
- •6.3.2 FSA composed by integration of functions
- •6.3.3 FSA of composite structure
- •6.4 Techniques and methods for producing PCSA
- •6.4.2 PCSA employing a high impedance surface
- •6.5 Techniques and methods for making PSA
- •6.5.2 Simple PSA
- •6.6 Optimization techniques
- •6.6.1 Genetic algorithm
- •6.6.2 Particle swarm optimization
- •6.6.3 Topology optimization
- •6.6.4 Volumetric material optimization
- •6.6.5 Practice of optimization
- •6.6.5.1 Outline of particle swarm optimization
- •6.6.5.2 PSO application method and result
- •7 Design and practice of small antennas I
- •7.1 Design and practice
- •7.2 Design and practice of ESA
- •7.2.1 Lowering the resonance frequency
- •7.2.1.1 Use of slow wave structure
- •7.2.1.1.1 Periodic structure
- •7.2.1.1.1.1 Meander line antennas (MLA)
- •7.2.1.1.1.1.1 Dipole-type meander line antenna
- •7.2.1.1.1.1.2 Monopole-type meander line antenna
- •7.2.1.1.1.1.3 Folded-type meander line antenna
- •7.2.1.1.1.1.4 Meander line antenna mounted on a rectangular conducting box
- •7.2.1.1.1.1.5 Small meander line antennas of less than 0.1 wavelength [13]
- •7.2.1.1.1.1.6 MLAs of length L = 0.05 λ [13, 14]
- •7.2.1.1.1.2 Zigzag antennas
- •7.2.1.1.1.3 Normal mode helical antennas (NMHA)
- •7.2.1.1.1.4 Discussions on small NMHA and meander line antennas pertaining to the antenna performances
- •7.2.1.2 Extension of current path
- •7.2.2 Full use of volume/space
- •7.2.2.1.1 Meander line
- •7.2.2.1.4 Spiral antennas
- •7.2.2.1.4.1 Equiangular spiral antenna
- •7.2.2.1.4.2 Archimedean spiral antenna
- •7.2.2.1.4.3.2 Gain
- •7.2.2.1.4.4 Radiation patterns
- •7.2.2.1.4.5 Unidirectional pattern
- •7.2.2.1.4.6 Miniaturization of spiral antenna
- •7.2.2.1.4.6.1 Slot spiral antenna
- •7.2.2.1.4.6.2 Spiral antenna loaded with capacitance
- •7.2.2.1.4.6.3 Archimedean spiral antennas
- •7.2.2.1.4.6.4 Spiral antenna loaded with inductance
- •7.2.2.2 Three-dimensional (3D) structure
- •7.2.2.2.1 Koch trees
- •7.2.2.2.2 3D spiral antenna
- •7.2.2.2.3 Spherical helix
- •7.2.2.2.3.1 Folded semi-spherical monopole antennas
- •7.2.2.2.3.2 Spherical dipole antenna
- •7.2.2.2.3.3 Spherical wire antenna
- •7.2.2.2.3.4 Spherical magnetic (TE mode) dipoles
- •7.2.2.2.3.5 Hemispherical helical antenna
- •7.2.3 Uniform current distribution
- •7.2.3.1 Loading techniques
- •7.2.3.1.1 Monopole with top loading
- •7.2.3.1.2 Cross-T-wire top-loaded monopole with four open sleeves
- •7.2.3.1.3 Slot loaded with spiral
- •7.2.4 Increase of excitation mode
- •7.2.4.1.1 L-shaped quasi-self-complementary antenna
- •7.2.4.1.2 H-shaped quasi-self-complementary antenna
- •7.2.4.1.3 A half-circular disk quasi-self-complementary antenna
- •7.2.4.1.4 Sinuous spiral antenna
- •7.2.4.2 Conjugate structure
- •7.2.4.2.1 Electrically small complementary paired antenna
- •7.2.4.2.2 A combined electric-magnetic type antenna
- •7.2.4.3 Composite structure
- •7.2.4.3.1 Slot-monopole hybrid antenna
- •7.2.4.3.2 Spiral-slots loaded with inductive element
- •7.2.5 Applications of metamaterials
- •7.2.5.1 Applications of SNG (Single Negative) materials
- •7.2.5.1.1.2 Elliptical patch antenna
- •7.2.5.1.1.3 Small loop loaded with CLL
- •7.2.5.1.2 Epsilon-Negative Metamaterials (ENG MM)
- •7.2.5.2 Applications of DNG (Double Negative Materials)
- •7.2.5.2.1 Leaky wave antenna [116]
- •7.2.5.2.3 NRI (Negative Refractive Index) TL MM antennas
- •7.2.6 Active circuit applications to impedance matching
- •7.2.6.1 Antenna matching in transmitter/receiver
- •7.2.6.2 Monopole antenna
- •7.2.6.3 Loop and planar antenna
- •7.2.6.4 Microstrip antenna
- •8 Design and practice of small antennas II
- •8.1 FSA (Functionally Small Antennas)
- •8.1.1 Introduction
- •8.1.2 Integration technique
- •8.1.2.1 Enhancement/improvement of antenna performances
- •8.1.2.1.1 Bandwidth enhancement and multiband operation
- •8.1.2.1.1.1.1 E-shaped microstrip antenna
- •8.1.2.1.1.1.2 -shaped microstrip antenna
- •8.1.2.1.1.1.3 H-shaped microstrip antenna
- •8.1.2.1.1.1.4 S-shaped-slot patch antenna
- •8.1.2.1.1.2.1 Microstrip slot antennas
- •8.1.2.1.1.2.2.2 Rectangular patch with square slot
- •8.1.2.1.2.1.1 A printed λ/8 PIFA operating at penta-band
- •8.1.2.1.2.1.2 Bent-monopole penta-band antenna
- •8.1.2.1.2.1.3 Loop antenna with a U-shaped tuning element for hepta-band operation
- •8.1.2.1.2.1.4 Planar printed strip monopole for eight-band operation
- •8.1.2.1.2.2.2 Folded loop antenna
- •8.1.2.1.2.3.2 Monopole UWB antennas
- •8.1.2.1.2.3.2.1 Binomial-curved patch antenna
- •8.1.2.1.2.3.2.2 Spline-shaped antenna
- •8.1.2.1.2.3.3 UWB antennas with slot/slit embedded on the patch surface
- •8.1.2.1.2.3.3.1 A beveled square monopole patch with U-slot
- •8.1.2.1.2.3.3.2 Circular/Elliptical slot UWB antennas
- •8.1.2.1.2.3.3.3 A rectangular monopole patch with a notch and a strip
- •8.1.2.1.2.3.4.1 Pentagon-shape microstrip slot antenna
- •8.1.2.1.2.3.4.2 Sectorial loop antenna (SLA)
- •8.1.3 Integration of functions into antenna
- •8.2 Design and practice of PCSA (Physically Constrained Small Antennas)
- •8.2.2 Application of HIS (High Impedance Surface)
- •8.2.3 Applications of EBG (Electromagnetic Band Gap)
- •8.2.3.1 Miniaturization
- •8.2.3.2 Enhancement of gain
- •8.2.3.3 Enhancement of bandwidth
- •8.2.3.4 Reduction of mutual coupling
- •8.2.4 Application of DGS (Defected Ground Surface)
- •8.2.4.2 Multiband circular disk monopole patch antenna
- •8.2.5 Application of DBE (Degenerated Band Edge) structure
- •8.3 Design and practice of PSA (Physically Small Antennas)
- •8.3.1 Small antennas for radio watch/clock systems
- •8.3.2 Small antennas for RFID
- •8.3.2.1 Dipole and monopole types
- •8.3.2.3 Slot type antennas
- •8.3.2.4 Loop antenna
- •Appendix I
- •Appendix II
- •References
- •9 Evaluation of small antenna performance
- •9.1 General
- •9.2 Practical method of measurement
- •9.2.1 Measurement by using a coaxial cable
- •9.2.2 Method of measurement by using small oscillator
- •9.2.3 Method of measurement by using optical system
- •9.3 Practice of measurement
- •9.3.1 Input impedance and bandwidth
- •9.3.2 Radiation patterns and gain
- •10 Electromagnetic simulation
- •10.1 Concept of electromagnetic simulation
- •10.2 Typical electromagnetic simulators for small antennas
- •10.3 Example (balanced antennas for mobile handsets)
- •10.3.2 Antenna structure
- •10.3.3 Analytical results
- •10.3.4 Simulation for characteristics of a folded loop antenna in the vicinity of human head and hand
- •10.3.4.1 Structure of human head and hand
- •10.3.4.2 Analytical results
- •11 Glossary
- •11.1 Catalog of small antennas
- •11.2 List of small antennas
- •Index
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Principles and techniques for making antennas small |
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Practical wireless systems sometimes require a very small antenna to fit to the very small electronic unit. Antenna designers thus should attempt to realize an antenna having the practically obtainable performances for the required size, although there could be still some difficulty in achieving it.
It should not be neglected to have impedance matching conditions in any antenna systems in addition to the above conditions. Matching is the inevitable condition, as being understood commonly in ordinary antenna systems; however, in small antennas, especially with physically small size, proper matching will become difficult and final results may be left without perfect matching status. Nevertheless, the lower frequency resonance should be satisfied either within the antenna structure or by network at the antenna load terminal. The matching is significant particularly in PSA, and the matching technique needs skill and experience. The latest advances are an application of NF (NonFoster) circuits to the matching circuit, and matching in space by using metamaterial, which can compensate the reactive component in near field so that resonance in space is attained.
6.6Optimization techniques
Generally, antenna miniaturization is at the expense of efficiency, bandwidth, and gain. As previously noted, small antenna design is a compromise between performance and the dimension as well as manufacturability, materials, and the operating environment. Experience and intuition are essential in the antenna design process as well. However as a certain level of design complexity is reached, design optimization tools become extremely valuable if not a necessity. In this section, some optimization methods adopted for antenna design are discussed. Specifically, Genetic Algorithm (GA), Particle Swarm Optimization (PSO), Topology Optimization, and Volumetric Material Optimization schemes are considered for antenna design improvement.
6.6.1Genetic algorithm
Genetic Algorithms (GAs) are search methods based on the principles and concepts of natural selection and evolution. These optimization methods consider a set of trial solutions (in parallel), based on a parametric variation of a set of coded geometric and material features. GA employs already known concepts, such as chromosomes, genes, alleles, mating, and mutation, to the coding and best design selection. Figure 6.53 outlines the GA optimization process. More details can be found in papers and books covering the application of GA in electromagnetics [69–73]. The most studied application of GAs in electromagnetics is antenna design. Specifically, GAs have been applied in reducing side lobes [74, 75], aperture amplitude or phase tapering [76, 77], and for adaptive array optimization [78, 79]. Several uses of GA in single element designs have also been reported [80–82] in uses of circuit elements for antenna loading. GAs have also been used to optimize the performances of standard antennas such as reflectors [83], and Yagis [84]. As is the case with all optimization algorithms, a search for an optimal
6.6 Optimization techniques |
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Begin
Generate initial population
Evaluate fitness of population
Selection
Crossover
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Evaluate fitness of population
Converge?
End
Figure 6.53 Flow chart of GA.
solution is carried out subject to pre-specified performance criteria (such as bandwidth, gain, return loss, etc.). Figure 6.53 displays a typical flow chart of the GA optimization process.
Antenna optimizations via GA have been demonstrated. The examples are a miniaturization of a microstrip patch antenna [85], and design of a biocompatible antenna for the 402–405 MHz band [86], where the metal patch is divided into numbers of rectangular cells, and some of them are removed to provide reduction in the patch resonance frequency. Prior to these applications, similar approaches have already been introduced in [87], in which improvement of the quality factor (Q) of a resonator is achieved, and another [88] had shown use of GA to obtain wideband patch antennas.
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Figure 6.54 Generic microstrip patch antenna.
In the GA based optimization design procedure, the variables are the number of metal cells and their location, while all the other antenna parameters remain constant. The initial common rectangular microstrip patch as an example is divided into N × M equal rectangular cells. The coding is straightforward as a “1” represents a cell with metal and a “0” represents a cell with no metal. All the cells are allowed to be metallic or nonmetallic except the cell where the coaxial probe is connected, which necessarily must be metallic. Each chromosome is, therefore, coded as a string of N × M bits (genes). The initial population is generated randomly. For each cycle of the optimization procedure a start frequency, stop frequency, and number of frequency points are chosen. At each frequency point and for each individual the input reflection coefficient is obtained. If the return loss is less than or equal to 10 dB the cost function is set to zero. If it is greater than 10 dB, the resonance frequency of the individual is set as the frequency where the input reflection coefficient is minimum. The cost function is then calculated as the difference between the resonance frequencies, the higher the cost function the higher the fitness of the individual. A new generation is obtained from the previous one using tournament selection with elitism, single-point crossover, and mutation. The cycle continues until the predefined number of generations limit is reached. Since there is no information about an “absolute” or “unique” solution, a new cycle can be started. In this case, a new start frequency and stop frequency are defined to guarantee the optimization procedure efficiency.
In an example introduction in [85], a patch having dimensions of 32.94 mm in both the width w and the length L, is printed on the substrate with a thickness of 62 mils, a relative dielectric constant of 2.20, and a loss tangent of 0.0007. The conventional parameters have been chosen to provide a resonance frequency around 3 GHz in GA optimization, in which N × M = 9 and populations of ten individuals are used. For the optimized patch shown in Figure 6.54, a resonance frequency of 1.738 GHz has been obtained compared with 3 GHz of the conventional patch.
The space-filling curves are chosen to design small antennas because they utilize the space more efficiently to improve the antenna performance with a given small size. Some representative antenna geometries and structures using space-filling curves like meander,
6.6 Optimization techniques |
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Figure 6.55 Scheme for non-uniform MLA with indication of parameters to be optimized only half antenna is visible.
spiral/helix, and fractals are described later in Section 7.1 in conjunction with design of small antennas. However, the resonant frequency and the antenna performances do not depend only on the total wire length of space-filling curves, but also on their geometrical configuration. Thus the GAs are introduced to design these kinds of small antenna to obtain better performance while maintaining miniaturization.
Meandering structure is widely used in small antennas for wireless applications. However, for a fixed height, an ordinary meander line antenna (MLA) does not exhibit the optimum gain [89], especially when the conductor losses due to lengthening the meandered line cannot be neglected. It has already been shown that the inherent geometry of the meander line will affect the resonant frequency and the performance, such as Q, input impedance, and gain. Thus a GA-based MLA is designed to obtain better gain while taking into account the wire conductivity [90]. An MLA can be described by only three parameters: height, width, and number of turns. Whereas in the GA design, more parameters will be considered as shown in Figure 6.55: the number of turns N, the length of the horizontal (wn1 and wn2) and vertical (hn1 and hn2) segments of the nth turn, and the length of the central segments (w00 and h00). The above optimization process, involving a trade-off between miniaturization with self-resonance (long wire length) and minimization of loss (short wire length), requires all the vertical and horizontal segments to be independently designed and can be efficiently handled by the GA approach. For each pth antenna of the GA population at the kth generation, the following fitness function is then evaluated:
f p(k)(G p, Hp, X p) = r1 |
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(6.21) |
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|X p| + X0 |
where Hp, Gp, Xp are the pth antenna height, maximum gain, and input reactance, respectively. Parameters have been chosen as: r1 + r2 + r3 = 10, G0 = 1.63 (maximum gain of half-wavelength perfect conductor dipole), X0 = 1 . The fitness function converges to fp = 10 as antenna gain equals G0, the height equals Hmax and the antenna is at resonance.
To investigate the GA optimization to enhance MLA gain, several trials of designs have been performed for different maximum sizes (Hmax × Wmax) ranging from 3 × 3 cm2
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Hmax (cm)
Fig 6.56 Copper-wire GA-optimized MLA antennas for different maximum available areas (dashed shapes).
to 6 × 6 cm2. The antenna elements are made of copper. As depicted in Figure 6.56, the GA-optimization remains effective over the uniform MLA as the maximum available area decreases. For sizes as small as 4 × 4 cm2, an N = 2 antenna has been considered to obtain self-resonance. As the available space increases, the antenna tuning requires shorter horizontal segments, mainly localized at the wire’s ends to minimize losses.
GA techniques have also been applied to the design of pre-fractal antenna elements. For example a GA-engineered second-order Koch-like dual antenna, having a compact size and low voltage standing wave ratio (VSWR) is presented in [91]. Later Pantoja et al. extended the work to seek an optimum set of solutions in terms of resonance frequency, bandwidth, efficiency, and the design, using a multi-objective GA of wire pre-fractal Koch-like antennas [92]. Moreover, the GA code is employed to search for nonfractal structures, namely zigzag and meander type antennas. It is shown that for a given overall wire length and antenna size, GAs find Euclidean geometry designs that perform better than do their pre-fractal counterparts.
Altshuler used GA to optimize wire antennas filling the volumetric space. In [93] various wire antennas were designed. One of them consists of seven wires, with the locations and lengths determined by the GA alone, that radiates waves for GPS/IRIDIUM applications [94]. Also two Yagis were designed for different goals, one is for a broad frequency band and low sidelobes, and the other is for high gain at a single frequency. All of these antennas have unusual shapes compared to conventional ones. In [95] a SelfResonant Wire Antenna (S-RWA) was designed. First, Altshuler chose a target frequency and then constrained the algorithm to create a configuration of linear wire segments, connected in series within the volume of a cube, such that the resulting antenna was self-resonant. As a consequence of cancellation of the inductance and capacitance of the wire configuration at the target frequency, Altshuler found that as the size of the