- •Contents
- •Figures
- •Tables
- •Contributors
- •Preface
- •Acknowledgements
- •1 Overview
- •1.1 Introduction
- •1.2 The roots of English
- •1.3 Early history: immigration and invasion
- •1.4 Later history: internal migration, emigration, immigration again
- •1.5 The form of historical evidence
- •1.6 The surviving historical texts
- •1.7 Indirect evidence
- •1.8 Why does language change?
- •1.9 Recent and current change
- •2 Phonology and morphology
- •2.1 History, change and variation
- •2.2 The extent of change: ‘vertical’ and ‘horizontal’ history
- •2.3 Tale’s end: a sketch of ModE phonology and morphology
- •2.3.1 Principles
- •2.3.2 ModE vowel inventories
- •2.3.3 ModE consonant inventories
- •2.3.4 Stress
- •2.3.5 Modern English morphology
- •2.4 Old English
- •2.4.1 Time, space and texts
- •2.4.2 The Old English vowels
- •2.4.3 The Old English consonants
- •2.4.4 Stress
- •2.4.5 Old English morphology
- •2.4.5.1 The noun phrase: noun, pronoun and adjective
- •2.4.5.2 The verb
- •2.4.6 Postlude as prelude
- •2.5 The ‘OE/ME transition’ to c.1150
- •2.5.1 The Great Hiatus
- •2.5.2 Phonology: major early changes
- •2.5.2.1 Early quantity adjustments
- •2.5.2.2 The old diphthongs, low vowels and /y( )/
- •2.5.2.3 The new ME diphthongs
- •2.5.2.4 Weak vowel mergers
- •2.5.2.5 The fricative voice contrast
- •2.6.1 The problem of ME spelling
- •2.6.2 Phonology
- •2.6.2.2 ‘Dropping aitches’ and postvocalic /x/
- •2.6.2.4 Stress
- •2.6.3 ME morphology
- •2.6.3.2 The morphology/phonology interaction
- •2.6.3.3 The noun phrase: gender, case and number
- •2.6.3.4 The personal pronoun
- •2.6.3.5 Verb morphology: introduction
- •2.6.3.6 The verb: tense marking
- •2.6.3.7 The verb: person and number
- •2.6.3.8 The verb ‘to be’
- •2.7.1 Introduction
- •2.7.2 Phonology: the Great Vowel Shift
- •2.7.4 English vowel phonology, c.1550–1800
- •2.7.5 English consonant phonology, c.1550–1800
- •2.7.5.1 Loss of postvocalic /r/
- •2.7.5.2 Palatals and palatalisation
- •2.7.5.3 The story of /x/
- •2.7.6 Stress
- •2.7.7 English morphology, c.1550–1800
- •2.7.7.1 Nouns and adjectives
- •2.7.7.2 The personal pronouns
- •2.7.7.3 Pruning luxuriance: ‘anomalous verbs’
- •2.8.1 Preliminary note
- •2.8.2 Progress, regress, stasis and undecidability
- •2.8.2.1 The evolution of Lengthening I
- •2.8.2.2 Lengthening II
- •3 Syntax
- •3.1 Introduction
- •3.2 Internal syntax of the noun phrase
- •3.2.1 The head of the noun phrase
- •3.2.2 Determiners
- •3.3 The verbal group
- •3.3.1 Tense
- •3.3.2 Aspect
- •3.3.3 Mood
- •3.3.4 The story of the modals
- •3.3.5 Voice
- •3.3.6 Rise of do
- •3.3.7 Internal structure of the Aux phrase
- •3.4 Clausal constituents
- •3.4.1 Subjects
- •3.4.2 Objects
- •3.4.3 Impersonal constructions
- •3.4.4 Passive
- •3.4.5 Subordinate clauses
- •3.5 Word order
- •3.5.1 Introduction
- •3.5.2 Developments in the order of subject and verb
- •3.5.3 Developments in the order of object and verb
- •3.5.5 Developments in the position of particles and adverbs
- •3.5.6 Consequences
- •4 Vocabulary
- •4.1 Introduction
- •4.1.1 The function of lexemes
- •4.1.3 Lexical change
- •4.1.4 Lexical structures
- •4.1.5 Principles of word formation
- •4.1.6 Change of meaning
- •4.2 Old English
- •4.2.1 Introduction
- •4.2.4 Word formation
- •4.2.4.1 Noun compounds
- •4.2.4.2 Compound adjectives
- •4.2.4.3 Compound verbs
- •4.2.4.7 Zero derivation
- •4.2.4.8 Nominal derivatives
- •4.2.4.9 Adjectival derivatives
- •4.2.4.10 Verbal derivation
- •4.2.4.11 Adverbs
- •4.2.4.12 The typological status of Old English word formation
- •4.3 Middle English
- •4.3.1 Introduction
- •4.3.2 Borrowing
- •4.3.2.1 Scandinavian
- •4.3.2.2 French
- •4.3.2.3 Latin
- •4.3.3 Word formation
- •4.3.3.1 Compounding
- •4.3.3.4 Zero derivation
- •4.4 Early Modern English
- •4.4.1 Introduction
- •4.4.2 Borrowing
- •4.4.2.1 Latin
- •4.4.2.2 French
- •4.4.2.3 Greek
- •4.4.2.4 Italian
- •4.4.2.5 Spanish
- •4.4.2.6 Other languages
- •4.4.3 Word formation
- •4.4.3.1 Compounding
- •4.5 Modern English
- •4.5.1 Introduction
- •4.5.2 Borrowing
- •4.5.3 Word formation
- •4.6 Conclusion
- •5 Standardisation
- •5.1 Introduction
- •5.2 The rise and development of standard English
- •5.2.1 Selection
- •5.2.2 Acceptance
- •5.2.3 Diffusion
- •5.2.5 Elaboration of function
- •5.2.7 Prescription
- •5.2.8 Conclusion
- •5.3 A general and focussed language?
- •5.3.1 Introduction
- •5.3.2 Spelling
- •5.3.3 Grammar
- •5.3.4 Vocabulary
- •5.3.5 Registers
- •Electric phenomena of Tourmaline
- •5.3.6 Pronunciation
- •5.3.7 Conclusion
- •6 Names
- •6.1 Theoretical preliminaries
- •6.1.1 The status of proper names
- •6.1.2 Namables
- •6.1.3 Properhood and tropes
- •6.2 English onomastics
- •6.2.1 The discipline of English onomastics
- •6.2.2 Source materials for English onomastics
- •6.3 Personal names
- •6.3.1 Preliminaries
- •6.3.2 The earliest English personal names
- •6.3.3 The impact of the Norman Conquest
- •6.3.4 New names of the Renaissance and Reformation
- •6.3.5 The modern period
- •6.3.6 The most recent trends
- •6.3.7 Modern English-language personal names
- •6.4 Surnames
- •6.4.1 The origin of surnames
- •6.4.2 Some problems with surname interpretation
- •6.4.3 Types of surname
- •6.4.4 The linguistic structure of surnames
- •6.4.5 Other languages of English surnames
- •6.4.6 Surnaming since about 1500
- •6.5 Place-names
- •6.5.1 Preliminaries
- •6.5.2 The ethnic and linguistic context of English names
- •6.5.3 The explanation of place-names
- •6.5.4 English-language place-names
- •6.5.5 Place-names and urban history
- •6.5.6 Place-names in languages arriving after English
- •6.6 Conclusion
- •Appendix: abbreviations of English county-names
- •7 English in Britain
- •7.1 Introduction
- •7.2 Old English
- •7.3 Middle English
- •7.4 A Scottish interlude
- •7.5 Early Modern English
- •7.6 Modern English
- •7.7 Other dialects
- •8 English in North America
- •8.1.1 Explorers and settlers meet Native Americans
- •8.1.2 Maintenance and change
- •8.1.3 Waves of immigrant colonists
- •8.1.4 Character of colonial English
- •8.1.5 Regional origins of colonial English
- •8.1.6 Tracing linguistic features to Britain
- •8.2.2 Prescriptivism
- •8.2.3 Lexical borrowings
- •8.3.1 Syntactic patterns in American English and British English
- •8.3.2 Regional patterns in American English
- •8.3.3 Dictionary of American Regional English (DARE)
- •8.3.4 Atlas of North American English (ANAE)
- •8.3.5 Social dialects
- •8.3.5.1 Socioeconomic status
- •8.3.6 Ethnic dialects
- •8.3.6.1 African American English (AAE)
- •8.3.6.2 Latino English
- •8.3.7 English in Canada
- •8.3.8 Social meaning and attitudes
- •8.3.10 The future of North American dialects
- •Appendix: abbreviations of US state-names
- •9 English worldwide
- •9.1 Introduction
- •9.2 The recency of world English
- •9.3 The reasons for the emergence of world English
- •9.3.1 Politics
- •9.3.2 Economics
- •9.3.3 The press
- •9.3.4 Advertising
- •9.3.5 Broadcasting
- •9.3.6 Motion pictures
- •9.3.7 Popular music
- •9.3.8 International travel and safety
- •9.3.9 Education
- •9.3.10 Communications
- •9.4 The future of English as a world language
- •9.5 An English family of languages?
- •Further reading
- •1 Overview
- •2 Phonology and morphology
- •3 Syntax
- •4 Vocabulary
- •5 Standardisation
- •6 Names
- •7 English in Britain
- •8 English in North America
- •9 English worldwide
- •References
- •Index
Overview 35
globe-trotter as appearing in nine of them, e.g. Polish globtroter, pronounced [gloptroter], Dutch globetrotter [ lo bətrɔtər], and translated in two more, while the more recent (blue) jeans has been borrowed in thirteen of the sixteen. And that is just the European picture. The French department store chain Monoprix ran a clothing promotion in 2004 under the banner ‘Urban tendance’, explicitly intended to be an anglicisation of the French tendance urbaine ‘urban trend’. English doesn’t have to be fully understood to be influential.
1.6The surviving historical texts
If the main evidence for English pre-1900, indeed pre-1950, is written, the nature of the texts becomes important: it is clear that language varies considerably according to genre and register.
Much OE writing was lost by scraping and re-use of the parchment or vellum, by destruction in Viking raids, in Henry VIII’s much later dissolution of the monasteries, or by other accidents. The total surviving to the present is some 31/2 million words, though multiple copies of some major texts would add to that figure. It includes a body of poetry largely confined to four manuscripts, syntactically archaic, preserving a number of synonyms (of nouns above all) on which its alliterative metre depended, and all in a mixed dialect with midlands and northern characteristics. There are Anglo-Latin glossaries, and Latin texts glossed word for word in OE between the lines. And there is prose, much of it religious, much of it translated more or less faithfully from Latin, nearly all in the West Saxon dialect. The most important wholly non-translated prose is the AngloSaxon Chronicle, started under King Alfred in the late ninth century, backdated to the earliest historical or legendary time known to its first compilers, and added to more or less continuously right up to the twelfth century. The beautifully written sermons and saints’ lives of Ælfric, in parts freely translated from Latin, are often described as being in rhythmical prose; they date from around AD 1000. Virtually the whole surviving corpus of OE is available in electronic form from the compilers of the Toronto Dictionary of Old English, and parts of it are currently being tagged and parsed by syntacticians.
Early ME texts include a number of late copies of OE works. In addition to text types evidenced in the OE period, there is poetry based on French models and prose and verse texts translated from French. The dialectal variety is much greater than in the OE period, yet the prose of the period is not evenly spread around the country. Later ME remains dialectally diverse but with more of the country represented in prose. As of October 2000, the largest electronic archive of Middle English held 19 million words, by no means the complete corpus.
By the early ModE period the effects of standardisation are reducing the dialectal variety found. On the other hand, the quantity and variety as far as genre is concerned goes up remarkably, and from this point it becomes difficult to make useful generalisations about the texts available. Incidentally, by available we mean
36 D AV I D D E N I S O N A N D R I C H A R D H O G G
‘on paper’. It would not be prudent to list the electronic corpora of ModE here, as the information dates rather quickly. Nor do we wish to imply that computerreadable texts are the be-all and end-all of linguistic research – certainly not without checking the context of each example.
1.7Indirect evidence
We have said something of the forms of English which provide the main evidence for a history of the language. Simple inspection can give us much information about the language of a particular time and place. A single text may sometimes provide subtle evidence of language change. When Jane Austen’s Emma says ‘Cannot you imagine, Mr Knightley, what a sensation his coming will produce?’, the textual italics may prompt us to suspect that Emma’s usage – the sense ‘communal excitement’ – was newfangled or ‘trendy’ in 1816 (and just the kind of thing to provoke Mr Knightley), a suspicion nicely confirmed in one of OED’s citations from 1818: ‘His death produced what in the phraseology of the present day is called, a great sensation.’ Thus a detail of typography bears here on individual lexical history. Then again, a so-called ‘occasional spelling’ can be instructive. A letter of 1461 contains <seschyons> for sessions, from which we can be sure that the sound change from [sesiənz] or [sesjənz] to [seʃənz] had at least begun in that dialect by then. Or to take a more complex pair of examples, OED records <wright> as separate, occasional, seventeenth-century spellings for both right and write. Since right has never had an initial [w] sound, we may assume that the initial cluster [wr] of words like wren and write had been simplified to [r] by then, otherwise we could not explain the ‘mistake’; likewise, since write has never had a [x] sound before the [t], such a ‘reverse spelling’ implies that [x] had by then been lost from words like light and right, which, as their historic spellings attest, did once have the cluster [xt] (cf. German Licht, recht). So from these occasional spellings we deduce a terminus ante quem, or latest possible date, for important sound changes.
Another useful source for reconstructing phonological or phonetic history is rhymes and puns, always making due allowance for bad puns, poor rhymes, near-rhymes and eye-rhymes. When Falstaff asserts, ‘If Reasons were as plentie as Blackberries, I would giue no man a Reason vpon compulsion’, a likely pun between reasons and raisins corroborates our belief (on other grounds) that those words shared the same first vowel in Shakespeare’s English. And if that is so, we must explain how they have come to differ in most nonIrish varieties of English since the eighteenth century (see Section 2.7.2 and Section 7.7).
Finally here we can mention metalinguistic discussions, when speakers and writers explicitly consider language. Again, these can be within the history of English, as with the ‘orthoepists’ who discussed English pronunciation and
Overview 37
100%
0% |
time |
|
Figure 1.10 S-curve
spelling in the sixteenth and seventeenth centuries. They provide a wealth of information, albeit sometimes hard to interpret, about the sounds of English in their time (see Chapter 2). Or they can cross language boundaries, as when, say, a French writer provides a guidebook to England or a textbook on English for his fellow-countrymen, complete with a ‘phonetic’ spelling of English phrases in the contemporary conventions of French, or vice versa.
1.8Why does language change?
All living languages are subject to change. How do they change? Many linguists distinguish between actuation or innovation on the one hand and propagation or diffusion on the other. Innovation is the introduction of a new variant, possibly initially characterisable as an error. Innovations may catch on or they may die off again. Diffusion is the spread of a variant from the point where it has become an option for a number of speakers. Diffusion is often observed to follow the pattern of an S-curve, presented in idealised form in Figure 1.10.
The diagram represents competition between two variants. The horizontal axis represents time, the vertical axis the proportion of available occasions on which an innovating variant is used rather than the older variant. At first the innovation is used sporadically, and for a long time its frequency increases slowly but remains low. Not till it is being used around 20 per cent of the time does the rate of increase start to grow noticeably. Now as the curve becomes steeper, the innovation becomes the dominant form within a relatively short period. By the time its relative frequency is running at some 80 per cent, the rate of increase is falling again, and the older form may survive at a low frequency – perhaps as a relic form in particular contexts – for a considerable time.
Diffusion of change requires the prior existence of variants – alternative ways of saying the same thing. Linguistic variation is familiar in our own speech communities. For example, many Englishes have the alternative pronunciations [i ð ə] and [a ð ə] for either, with little apparent social marking attached to either variant. Other examples of variation in at least some current varieties of English are the
38 D AV I D D E N I S O N A N D R I C H A R D H O G G
Table 1.5 Two quantifiers
|
Older system |
Newer system |
||
|
|
|
|
|
Mass noun |
less bread |
more bread |
less bread |
more bread |
Count noun |
fewer loaves |
more loaves |
less loaves |
more loaves |
|
|
|
|
|
|
|
|
|
|
negative interrogative patterns Have you not seen X? vs. Haven’t you seen X?, and the lexical items film vs. movie. Some variation appears to be stable over long periods: variation is a necessary but not a sufficient condition for change to occur.
And why does language change? The answer to this question is dependent on the theoretical position of the analyst. If the most salient property of language is its grammar, an internalised set of rules unconsciously built up and used by an individual speaker–hearer, then language change may be seen as a consequence of new generations inducing a slightly different grammar from that internalised by their parents’ generation, perhaps because of a slightly changed preponderance of some usage, the cause of which is not really grammatical in origin but some contingent ‘performance’ factor. The new grammar in turn leads to a further change in the output of its speakers, and so things move on. The process of language acquisition in childhood will be critical, and the favoured form of analysis will (usually) be formal and structural. Alternatively, if language is something which crucially belongs to and exists in a speech community, then speaker interaction and relative social status may be the fundamental engines of language change. Speakers may adjust their usage to (or against) community norms throughout adolescence and perhaps beyond, and change is not confined to the acquisition process. The requisite analysis will be sociolinguistic and statistical. Then again, if speakers and hearers are regarded as autonomous individuals, anxious above all to maximise their communicative efficiency, yet other considerations may be identified, typically involving speaker intentions.
This is not the place to decide between, or to reconcile, these and other theoretical positions. In the course of this book a number of explanatory models will be offered for particular changes in the history of English. All linguists can agree both that language does change and that certain factors seem to be widely relevant. We can group three main types of force for change under the headings structural, social and functional. Each has its own champions in the linguistic literature, though the dividing lines between them are not always clear-cut.
Structural pressure may develop in any part of the language system. A rather simple example would be the increasingly common use of the quantifier less with count nouns as well as mass nouns, whereas more conservative speakers prefer fewer with count nouns. The fact that more has co-occurred with both types of noun since the end of the sixteenth century must surely help to explain the replacement of fewer by less; see Table 1.5. The two systems have been in competition for over a century now, and the newer one appears to be on the verge of winning out.
Overview |
39 |
For more complex phonological, morphological and syntactic examples see Chapters 2 and 3.
Social factors are relevant because one function of language, in addition to the apparently obvious one of communicating information, is to assert a speaker’s identity, which is in large part to identify the speaker as part of one social grouping and not another. Transmission via social networks is an important mechanism of propagation of change; see Chambers (2002), Croft (2000), J. Milroy (1992, 1993), L. Milroy (1987), Nevalainen (2000b), Nevalainen & Raumolin-Brunberg (2003).
What we have called functional factors are relevant to innovation and perhaps also to propagation of change. Numerous types have been suggested. They include the avoidance of ambiguity, so that the obsolescence of the verb let ‘hinder’ (cf. the noun let in tennis) might be ascribed to an unfortunate clash with the more common verb let meaning ‘allow’, once phonetic change had made the two verbs (OE lettan, lætan, respectively) sound the same. A desire for expressiveness imposes pressure for change, which can be illustrated in the high turnover of intensifiers like very, awfully, terribly, real, dead, way, well, etc.: as one originally hyperbolic use becomes conventionalised, so the expressiveness of that choice begins to wane. Maintenance or development of iconicity, an explicit parallelism between linguistic form and meaning, is thought by some scholars (e.g. Haiman, 1983) to be an important motivating factor, as in a growing association by sound symbolism of initial /kr-/ with pejorative meaning – think of Christ! [as imprecation], cramped, crabby, cracked, crafty, crank, crappy, crashing (bore), crass, crazy, creep, cretin, crime, cripple, crisis, crock, crooked, cross, crow, crude, cruel, crummy, crypto-, etc. – and its possible role in the semantic change of chronic from ‘long-lasting’ to ‘objectionable’. (This is as much structural as functional.) Economy of effort, too, may play a part – typically working in the opposite direction to iconicity – for example in phonological reduction, such as the loss of /t/ in
Christmas.
Beyond these three broad categories there are extralinguistic factors to consider too. Changes in the world can play an obvious part, in that new concepts or inventions require new vocabulary. Cultural contact and population movement are further examples, as discussed above. (Note, however, that many historical linguists look first to internal factors in language change before having recourse to explanations from language contact.)
With all these pressures for change, you might expect language to be hopelessly unstable, and yet of course our parents can understand us – teenagers might disagree here – and even across gaps of centuries we can read Jane Austen, Shakespeare and even Chaucer without too much help. In other words, there is more inertia, more continuity, than change. The need to be understood, both by peers and by the older generation, applies a braking force on potential linguistic changes. The development of a written standard is another conservative influence, certainly on written English and plausibly also on some aspects of speech. (Spelling pronunciations like [ɒftən] instead of [ɒfən] for often are slightly different, as