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110 O L G A F I S C H E R A N D W I M VA N D E R W U R F F

Our own view is that further studies are most likely to produce answers if they combine detailed philological work (or full consideration of relevant existing work of this type) with the use of theoretical tools. Although this chapter is based on the results of research accumulated over the years rather than on a completely new investigation of the field, such a combined empirical–theoretical approach is a line of recent enquiry that we think will lead to further interesting findings in the years to come.

We have adopted as a working principle the idea that changes first need to be described and only then explained. The result is a chapter in which description is preponderant; nevertheless, we also show for many changes what kinds of explanations have been advanced and where they are still absent. The best and most detailed explanatory work on English historical syntax so far has been structural in nature, in the sense that the rise and decline of syntactic constructions have been ascribed to specific structural properties of the language at the time concerned. This, however, is no doubt partly a result of the scarcity or relative inaccessibility of other types of empirical information for large periods of the history of English. The reader should therefore keep in mind that we present a picture of the subject that in many places is oversimplified, and not only because we have had to cram over a thousand years’ worth of changes in English speech and writing into a single chapter.

The basic method of presentation is simple: we first deal with the composition of the noun phrase (Section 3.2) and the verbal group (Section 3.3), and then move on to discuss the way these can be combined to form sentences, which contain clausal constituents (Section 3.4) arranged in a certain order (Section 3.5). Discussion of more complex phenomena, such as relative clauses, complementation, other types of subordinate clause, and also negation and interrogation, can be found in whatever section the phenomenon is most relevant to. Other topics have been included where they fitted in most conveniently; where necessary, cross-references are given to help readers find their way to specific subjects.

Further help is provided by Table 3.1 below, which contains a summary of the material dealt with in this chapter. It is organised as follows: in the first column, a list of the changes discussed in the chapter is found. They are ordered in the same way as the sections are, i.e. elements within the noun phrase are given first, followed by the four systems (mood, tense etc.) that play a role in the verbal phrase etc. The next three columns in each row show the overall changes that each construction has undergone in the three main periods of the history of English. The last column indicates where the relevant discussion can be found.

3.2Internal syntax of the noun phrase

Noun phrases (NPs) can occur in various positions within the clausal unit depending on whether they function as subject, as object (direct or indirect), as complement, or as part of an adverbial or prepositional phrase. These positions

Table 3.1 The main syntactic changes

Changes in:

Old English

Middle English

Modern English

section

 

 

 

 

 

case form and function:

 

 

 

 

genitive

genitive case only, various

genitive case for subjective/poss.

same

3.2.2; 3.4.2

 

functions

of-phrase elsewhere

 

 

determiners:

 

 

 

 

system

articles present in

articles used for presentational

also in use in predicative and

3.2.2

 

embryo-form, system

and referential functions

generic contexts

 

 

developing

 

 

 

double det.

present

rare

absent

3.2.2

quantifiers:

 

 

 

 

position of

relatively free

more restricted

fairly fixed

3.2.3

adjectives:

 

 

 

 

position

both preand postnominal

mainly prenominal

prenominal with some lexical

3.2.4

 

 

 

exceptions

 

form/function

strong/weak forms,

remnants of strong/weak forms;

one form only

3.2.4

 

functionally distinct

not functional

 

 

as head

fully operative

reduced; introduction of one

restricted to generic

3.2.1

 

 

 

reference/idiomatic

 

‘stacking’ of

not possible

possible

possible

3.2.4

adjectival or relative

relative: se, se þe, þe, zero

introd.: þæt, wh-relative (exc.

who relative introduced

3.2.4

clause

subject rel.

who), zero obj. rel.

 

 

adj. + to-inf.

only active infinitives

active and passive inf.

mainly active inf.

3.2.4

aspect-system:

 

 

 

 

use of perfect

embryonic

more frequent; in competition

perfect and ‘past’

3.3.2

 

 

with ‘past’

grammaticalised in

 

 

 

 

different functions

 

form of perfect

be/have (past part.

be/have; have becomes more

mainly have

3.3.2

 

sometimes declined)

frequent

 

 

use and form of

be + -ende; no clear

be + -ing, infrequent, more

frequent, grammaticalising

3.3.2

progressive

function

aspectual

 

 

(cont.)

Table 3.1 (cont.)

Changes in:

Old English

Middle English

Modern English

section

 

 

 

 

 

tense system:

 

 

 

 

‘present’

used for present tense,

used for present tense and progr.;

becomes restricted to

3.3.1

 

progressive, future

(future tense develops)

‘timeless’ and ‘reporting’

 

 

 

 

uses

 

‘past’

used for past tense,

still used also for past progr. and

restricted in function by

3.3.1; 3.3.2; 3.3.2;

 

(plu)perfect, past progr.

perfect; new: modal past

grammaticalisation of

3.3.3

 

 

 

perfect and progr.

 

mood system:

 

mainly modal verbs (+ develop.

same + development of new

 

expressed by

subjunctive, modal verbs

3.3.3

 

(epistemic advbs)

quasi-modals); modal past

modal expressions

 

 

 

tense

 

 

category of core

verbs (with exception

verbs (with exception features)

auxiliaries (with verbal

3.3.3

modals

features)

 

features)

 

voice system:

beon/weorðan + (infl.)

be + uninfl. past part

 

 

passive form

same; new GET passive

3.3.5

 

past part.

 

 

 

indirect pass.

absent

developing

(fully) present

3.4.4

prep. pass.

absent

developing

(fully) present

3.4.4

pass. infin.

only after modal verbs

after full verbs, with some nouns

same

3.4.5

 

ne+verb (other negator)

and adject.

Aux+not+verb; (verb+not)

 

negative system

(ne)+verb+not; not+verb

3.3.6

interrog. system

inversion: VS

inversion: VS

Aux SV

3.3.6

DO as operator

absent

infrequent, not grammaticalised

becoming fully

3.3.6

 

 

 

grammaticalised

 

subject:

 

 

 

 

position filled

some pro-drop possible;

pro-drop rare; dummy subjects

pro-drop highly marked

3.4.1

 

dummy subjects not

become the norm

stylistically; dummy subj.

 

 

compulsory

 

obligat.

 

clauses

absent

that-clauses and infinitival

new: for NP to V clauses

3.4.5

 

 

clauses

 

 

subjectless/

common

impersonal

 

constructions

 

position with respect

both S(. . .)V and VS

to V

 

object:

mainly finite þæt-cl., also

clauses

 

zero/to-infinitive

position with respect

VO and OV

to V

 

position IO –DO

both orders; pronominal

 

IO–DO preferred

clitic pronouns

syntactic clitics

adverbs:

 

position

fairly free

clauses

use of correlatives +

 

different word orders

phrasal verbs

position of particle: both

 

preand postverbal

preposition stranding

only with pronouns (incl

 

R-pronouns: þær etc.)

 

and relative þe

subject position becomes obligatorily filled

S(. . .)V; VS becomes restricted to yes/no quest.

stark increase in infinitival cl.

VO; OV becomes restricted

nominal IO–DO the norm, introduction of DO for, to IO

clitics disappearing

more restricted

distinct conjunctions; word order mainly SVO

great increase; position: postverbal

no longer with pronouns, but new with prep. passives, interrog. and other relative clauses

extinct (some lexicalised

3.4.3

expressions)

 

only S(adv)V; VS >Aux SV

3.5.2; 3.3.6

introduction of a.c.i. and for

3.4.5; 3.5.6

NP to V cl.

 

VO everywhere

3.5.3

IO/DO with full NPs;

3.5.4; 3.5.3

pronominal DO/IO

 

predominates

 

clitics absent

3.5.2; 3.5.3

further restricted

3.5.5

all word order SVO (exc.

3.4.5

some conditional clauses)

 

same

3.5.5

no longer after R-pronouns

3.5.6

(there etc.) except in fixed

 

expressions

 

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