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35 Managing theFamily Medicine Center
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2days before the appointment. This approach can be used in a way that still promotes continuity. For example, at the University of North Carolina Family Medicine Residency [29], 30% of appointments are “frozen” and only “thaw” to be available for patient scheduling a few days in advance. However, the thawed appointments are still only to be sched­uled with continuity patients of the clinician. The appoint­ment slot is only opened up to non-continuity patients if it is not lled by the day of the appointment. The clinic adjusts appointment templates strategically based on individual cli­nicians’ access and continuity needs, such as by opening appointments to non-continuity patients sooner if a clinician has good continuity but poor access.
By using a combination of approaches for improving access and continuity, the two can be simultaneously improved. Improving continuity can also improve future access, as non-continuity clinicians often are less prepared to address more of the patient’s issues in the same visit and may have the patient return shortly to see their PCC.Patients may prioritize access over continuity or vice versa depending on the situation, and scheduling scripts that offer both options, but with priority for continuity when possible, are helpful to balance between the two.
Comprehensiveness andCare Coordination
Clear systems for care coordination within the clinic are important to provide appropriate resident coverage for inbox messages, rell requests, follow-up of abnormal test results, patient forms, etc. Some programs expect residents to check their clinic inboxes and keep up with patient care tasks on all rotations. Others have systems for resident inbox coverage when residents are on rotations with infrequent clinic pres­ence. This may be via resident practice partners or a team­based faculty attending. Some programs have expectations for residents to address non-urgent inbox items, with a chief resident or faculty backup for urgent issues. Standardized workows and expectations should be clearly established and communicated with residents and clinic staff.
Workows should also be created or revised to streamline routing of inbox items and messages in general. There are often ways that staff members can use protocols to address or facilitate responses to patient requests before or without needing clinician input. External care coordination with care settings outside of the clinic include following up on refer­rals or obtaining records when patients are seen elsewhere. These are often areas where various clinic team members can be helpful if aided with clear workows.
Coordination around transitions of care should also be considered. This includes how a clinic team is notied when a patient is seen in the emergency department or hospital­ized, and what the clinic’s system is for proactive outreach to
patients to coordinate follow-up after discharge. Some pro­grams have built care transition clinics to provide in-depth, multidisciplinary visits after hospital discharges that can involve residents, nursing, pharmacist, and social work team members or learners [25]. These can simultaneously train residents in interdisciplinary care and provide opportunities for higher levels of care for complex patients.
Resident Engagement andWorklife intheFMC
All of the prior Building Blocks contribute to and interact with resident engagement and worklife. Resident engage­ment in the clinic addresses whether residents seem to be temporary guests passing through the clinic, or if they are meaningfully integrated into the clinic and empowered as co-leaders. All residents need to learn skills in quality improvement and working with clinical teams, but they fur­ther benet from learning skills in clinical leadership, com­munity advocacy, health policy, and teaching. These areas can all be potentially integrated into residents’ FMC experi­ence, which informs residents’ clinic worklife—their experi­ence and impressions of working in the FMC.
Participating in building high-functioning clinics gives residents rst-hand experience in high-performing care—the “clinic is the curriculum.” Incorporating residents meaning­fully into clinic functioning begins with protecting time for residents to participate in huddles and clinic meetings. Creating roles for residents on clinic operations and improve­ment teams takes this involvement to a higher level, and pro­vides opportunities for residents to learn about clinical leadership, health systems, and team leadership. Some pro­grams have residents as integral members of redesigning clinic systems and workows toward high-performing care. For example, at Crozer-Keystone Family Medicine Residency [37], residents were intimately involved in the clinic’s workgroups to redesign their patient-centered medi­cal home model, thereby learning about practice transforma­tion through hands-on experience. Their FMC also has a teaching resident role where a senior resident is not sched­uled to see patients but to act as a junior attending by teach­ing other residents, helping manage clinic ow, and addressing urgent phone calls and lab results. Every resident works with the practice manager in their third year to develop leadership skills, and residents with particular interest in pri­mary care transformation are invited to additional experi­ences such as state-wide improvement collaborative meetings.
To support residents learning about clinic and how to func­tion in clinic, many programs have created formal curricula on clinic topics. An example is in the Oregon Health & Science University Family Medicine Residency [38], where
418
M. Kong and C. Lyon
an introductory clinic-heavy month at the beginning of intern year includes modules on the primary care home, EHR opti­mization, orientation with various clinic team members, and introductions to population management. This is followed by a quarterly session on topics including using data in clinical practice, wellness and joy in medicine, access, and health lit­eracy. Residents also complete a self-guided asynchronous curriculum throughout residency with learning activities and reections. The rst year is focused on the “me”—individual clinician functioning in the FMC, including EHR best prac­tices, how to sign out to practice partners, how to huddle and participate in clinic meetings, shadowing patients through clinic ow, shared decision making, social determinants of health, agenda setting, quality improvement, billing, and pop­ulation health basics. The second year is focused on the “we”—advancing skills in team-based care and clinic opera­tions, with topics including patient advisory councils, work­ing with advanced practice providers, clinic access management, shadowing faculty to learn efciency, and meetings with clinic leadership. The third-year curriculum is focused on the “world beyond”—larger health systems issues, including home visits, understanding clinic budgets, teaching junior residents and students in clinic, the medical neighbor­hood beyond the clinic, and community organizations.
Didactics in such curricula work best when paired with hands-on, skills-based clinic improvement work, such as fol­lowing didactics on quality improvement with sessions where residents work with their clinic teams to review qual­ity metrics for their panels and create PDSA cycles. Opportunities for faculty members to shadow residents and provide coaching on practice management or clinic ow, such as pre-charting, agenda setting, efcient documenta­tion, and inbox management is another way to make practice management teaching more interactive and engaging. Residents provide helpful insights when involved in shaping and improving such curricula.
Quality improvement work is an opportunity to engage residents into clinic priorities. Ideally, QI projects are rele­vant to the clinic’s priorities, integrated into care teams, and sustainable [39]. In many programs, residents select QI proj­ects based on their individual interests, which may or may not be aligned with clinic priorities. This often contributes to change fatigue on the part of clinic staff as resources are invested into short-term projects that may not reect the needs of the clinic and end after the resident graduates. Alternatively, residents may be asked to select a project from a list of clinic priority areas, which aligns the interests of the residents within those of the clinic. Clinic resources and staff could be made preferentially available for clinic-relevant projects. Residents can co-design projects on their assigned teams or with staff champions. When goals are aligned and involve team members that can sustain the improvement work beyond the resident’s presence, resident projects can be
a valuable resource for driving clinic improvement work that may otherwise be unaddressed. For additional sustainability, some programs have residents work on QI projects in groups, so projects can be passed on as rotations shift and between classes of residents. Projects are also a good opportunity for experience with patient engagement, such as by requiring residents to present projects to patient advisory councils or to co-design projects with patient representatives.
Additional ways to creatively engage residents in clinic and health system leadership are wide-ranging. At the McGaw Northwestern Family Medicine Residency Program at Erie Humboldt Park Health Center [8], residents have a medical director rotation for 6weeks, where they accompany the clinic medical director in their daily work, including board and community meetings, and act as an assistant medi­cal director. The clinic also holds morbidity and mortality conferences with the clinic staff, where residents learn to analyze patient cases for systems failures, social determi­nants of health, and care coordination issues. At the Family Medicine Residency of Idaho [8], residents are required to serve on boards of hospitals, clinics, or organizations like the Idaho Academy of Family Physicians. They are expected to learn about the state legislative process, legal patient advo­cacy skills, and write resolutions to bring to the Idaho Medical Association. Residents have testied before the leg­islature and have written bills that have become law in Idaho. The goal of such opportunities is to teach residents that they are not just passive cogs in the larger health care system, but are empowered as change agents at various system levels.
Effectively assessing residents’ feedback on their clinic­related experiences, and responding to this feedback trans­parently and constructively, is an important way to gauge resident worklife. Creating positive learning experiences in the FMC is usually predicated on improving the Building Blocks discussed in this chapter. An operationally excellent FMC models high-performing primary care to residents, which trains and inspires residents to use the skills they learn in their future practice both in and outside of primary care. Thus, in the FMC, the dual missions of patient care and edu­cation are synergistic. To quote one program director, “Good
education for tomorrow’s workforce requires excellent care for today’s patients” [1].

References

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2. Bodenheimer T, Knox M, Kong M. Models of faculty involve­ment in primary care residency teaching clinics. Acad Med. 2020;95(2):190–3.
3. Centers for Medicare & Medicaid Services. Medicare claims pro­cessing manual. Chapter 12: Physicians/nonphysician practitio­ners. Updated February 9, 2023. Publication #100-04. Accessed
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4. Kong MMD, Bodenheimer TMD, Willard-Grace RMPH.Making a business case for team-based care. Fam Pract Manag. 2023;30(4):31–7. PMID: 37432162.
5. Morris CG, Johnson B, Kim S, Chen F.Training family physicians in community health centers: a health workforce solution. Fam Med. 2008;40(4):271–6. PMID: 18382840.
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8. Bodenheimer T, Gupta R, Dubé K, Kong M, Olayiwola JN, Barnes K, Syer S, Willard-Grace R, Shipman S.High-functioning primary care residency clinics: building blocks for providing excellent care and training. Washington, DC: Association of American Medical Colleges; 2016. http://www.aamc.org/buildingblocksreport
9. Kong M, Bodenheimer T.Transforming Teaching Practices Toolkit for team-based care in teaching practices. San Francisco: UCSF Center for Excellence in Primary Care; 2020. https://cepc.ucsf.edu/
sites/cepc.ucsf.edu/les/TeamsToolkit%20combined%202020- 6- -
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s11606- 016- 3808- x.
11. Zeller TA, Beben K, Kong M, Martonffy I, Patterson S, Deas W, Heo M, Keister DM.Longitudinal interleaved residency training: a consensus denition. Fam Med. 2023;55(5):311–6. https://doi.
org/10.22454/FamMed.2023.378423. Epub 2023 Feb 21. PMID:
37310675.
12. Paul KJ, Hidaka BH, Ford P, Morris C.Measuring greater patient­provider continuity in a clinic-rst family medicine residency curriculum. Perm J. 2021;25:20.290. https://doi.org/10.7812/
TPP/20.290. PMID: 35348070; PMCID: PMC8784059.
13. Rosenblum MJ, Hinchey KT. Rapid resident cycling: the 14 day mini-block. Acad Int Med Insight. 2009;7(4):10–1.
14. Rosenblum M, Luciano G, Aulakh S.Reality doesn’t bite: improv­ing education and outcomes through innovations that enhance resi­dent continuity of care. J Grad Med Educ. 2016;8(4):617–8.
15. Kong M, Knox M, Gupta R, Willard-Grace R, Bodenheimer T.Transforming Teaching Practices Toolkit for continuity of care in teaching practices. San Francisco: UCSF Center for Excellence in Primary Care; 2017. https://cepc.ucsf.edu/sites/cepc.ucsf.edu/les/
Toolkit%20Template_Continuity%2018- 0523.pdf
16. Murray M, Davies M, Bouchon B.Panel size: how many patients can one doctor manage? Fam Pract Manag. 2007;14(4):44–51.
17. Gupta R, Knox M, Willard-Grace R, Kong M, Bodenheimer T. Transforming Teaching Practices Toolkit for empanelment in teaching practices. San Francisco: UCSF Center for Excellence in Primary Care; 2018. https://cepc.ucsf.edu/sites/cepc.ucsf.edu/les/
Toolkit%20_Empanelment%2018- 0829.pdf
18. Kaiser Permanente. Residency clinics – two sites. Kaiser Permanente Washington Family Medicine Residency at Seattle.
https://wa.kaiserpermanente.org/html/public/fpr/sites. Accessed 29
Sept 2023.
19. Francis MD, Zahnd WE, Varney A, Scaife SL, Francis ML.Effect of number of clinics and panel size on patient continuity for medi­cal residents. J Grad Med Educ. 2009;1(2):310–5. https://doi.
org/10.4300/JGME- D- 09- 00017.1. PMID: 21975997; PMCID:
PMC2931247.
20. Pincavage AT, Donnelly MJ, Young JQ, Arora VM. Year-end resident clinic handoffs: narrative review and recommendations for improvement. Jt Comm J Qual Patient Saf. 2017;43(2):71–9.
https://doi.org/10.1016/j.jcjq.2016.11.006.
21. Yarnall KS, Ostbye T, Krause KM, Pollak KI, Gradison M, Michener L.Family physicians as team leaders: “time” to share the care. Prev Chronic Dis. 2009;6:1–6.
22. Willard-Grace R, Hessler D, Rogers E, Dubé K, Bodenheimer T, Grumbach K. Team structure and culture are associ­ated with lower burnout in primary care. J Am Board Fam Med. 2014;27(2):229–38. https://doi.org/10.3122/
jabfm.2014.02.130215. PMID: 24610185.
23. Lyon C, English AF, Chabot SP. A team-based care model that improves job satisfaction. Fam Pract Manag. 2018;25(2):6–11.
24. Smith PC, Lyon C, English AF, Conry C.Practice transformation under the University of Colorado’s primary care redesign model. Ann Fam Med. 2019;17(suppl 1):S24–32.
25. Bodenheimer T, Knox M, Syer S. Interprofessional care in teaching practices: lessons from “bright spots”. Acad Med. 2018;93(10):1445–7. https://doi.org/10.1097/
ACM.0000000000002330. PMID: 29901661.
26. Bodenheimer T, Syer S, Fair M, Shipman S.Teaching residents popula­tion health management. Washington, DC: Association of American Medical Colleges; 2019. https://www.aamc.org/data- reports/report/
teaching- residents- population- health- management
27. Saultz JW, Lochner J. Interpersonal continuity of care and care outcomes: a critical review. Ann Fam Med. 2005;3(2):159–66.
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28. Walker J, Payne B, Clemans-Taylor BL, Snyder ED.Continuity of care in resident outpatient clinics: a scoping review of the literature. J Grad Med Educ. 2018;10(1):16–25.
29. Dubé K, Gupta R, Kong M, Knox M, Bodenheimer T.Continuity of care in residency teaching practices: lessons from “bright spots”. Perm J. 2018;22:18–28. https://doi.org/10.7812/TPP/18- 028. PMID: 30010534; PMCID: PMC6047846.
30. Chaudhry SR, Hanna-Attisha M, LaChance J, etal. Primary resi­dent physician: improving continuity of care. J Grad Med Educ. 2015;7(2):291–2.
31. Fortuna RJ, Garfunkel L, Mendoza MD, etal. Factors associated with resident continuity in ambulatory training practices. J Grad Med Educ. 2016;8(4):532–40.
32. Bodenheimer T, Knox M, Kong M, Gupta R, Willard-Grace R. Transforming Teaching Practices Toolkit for access to care in teaching practices. San Francisco: UCSF Center for Excellence in Primary Care; 2019. https://cepc.ucsf.edu/sites/cepc.ucsf.edu/les/
Toolkit%20_Access%2019- 0610b.pdf
33. Weir SS, Page C, Newton WP.Continuity and access in an aca­demic family medicine center. Fam Med. 2016;48(2):100–7. PMID: 26950780.
34. Gurol-Urganci I, de Johngh T, Vodopivec-Jamsek V, Atun R, Car J.Mobile phone messaging reminders for attendance at healthcare appointments. Cochrane Database Syst Rev. 2013;12:CD007458.
35. Ryu J, Lee TH. The waiting game – why providers may fail to reduce wait times. N Engl J Med. 2017;376:2309–11.
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37. Bodenheimer T, Kong M, Syer S, Aulakh S, Koonce T, Luciano G, Page C, Rosenblum M, Torres O, Warning W, Weir S.Proles of three high-performing primary care residency clinics. Washington, DC: Association of American Medical Colleges; 2018. https://mem-
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38. Tseng A, Myers E, Skariah J, Lake M, Yamashita D, Hofkamp H, Verdieck A, Garvin R. “Patient rst”: implementation of a clinic based curriculum for FM residents [Conference presentation]. STFM 2019 Annual Spring Conference, Toronto, ON. 2019, April 26–May 1.
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https://doi.org/10.4300/JGME- D- 18- 00556.1.
Part IX
Leadership Skills for Residency Program Directors
Practical Leadership Skills forFamily Medicine Residency Program Directors
DavidAraujo
36
Key Points
• The residency program director’s goal is to build a pro­gram of excellence that trains the next generation of fam­ily physicians.
• Leadership is taking a team on a journey between the real­ity of the present and a vision of the future.
• Dening a vision of the future for the residency program is an essential task for the program director.
• Identifying the residency’s core values and noble cause are key to program success.
• Understanding the present reality of the residency pro­gram is necessary to take the team on a journey to the next level.
• Leaders think and plan rst; managers respond to the urgency of the moment.
• An important leadership skill to learn is how to manage your time.
• Nurture and develop leadership skills in others.
• Meetings are a necessary component in the life of any organization and need to be managed to be productive.
• Communication management is key to conveying con­cepts and ideas to others.

Introduction

Historically, medical training has been a process ofpassing clinical knowledge, skills, behaviors, and attitudes from one generation of physicians to the next through a process of one-to-one mentorship. The modern era from the early 1900s brought the concept of organized training programs where groups of young doctors were mentored by seasoned physi­cians. Out of the mentor model, the residency training pro­gram concept developed into what we know today. Cohorts
D. Araujo (*) Ventura Family Medicine Residency Program, Ventura, CA, USA e-mail: David.Araujo@ventura.org
of physicians in training grouped together to learn from more experienced physician faculty through on-the-job training whichbecame the standard in the United States for medical professional development. The current program require­ments for Family Medicine from the Accreditation Council for Graduate Medical Education (ACGME) state that “There must be one faculty member appointed as program director with authority and accountability for the overall program, including compliance with all applicable program require­ments.” In essence, the residency program director is the leader of the residency program.
One denition of leadership is “the act of molding indi­viduals into a team.” The role of the residency program director is primarily dened by the ability to build a program of excellence that trains the next generation of physicians. The combined teamwork of faculty, residents, staff, and stakeholders is necessary to make this a reality. The leader­ship role of building a team is not unique to the world of family medicine residency programs, but it is illustrative of the complexity of reaching a common goal within a medical and medical education setting. One of the dening character­istics of physicians is that they have generally been leaders and at the top of their classes during their education. Molding a group of strong-willed individuals into a team is not a task for the faint of heart!
The goal of this chapter is to provide insights into the essential leadership skills and activities required of a director of a family medicine residency program. While not all encompassing, the emphasis is on the skills that are essential to success. Training the next generation of family physicians is foundational to the success of our healthcare system in the United States. For those embarking on this journey, I applaud your willingness to take on the wonderful and rewarding role of a residency program director.
At its most basic level, leadership is taking a team on a journey between the reality of the present and a vision of the future. A leader must be able to guide the team on this jour­ney, connecting these two ends of the spectrum: the reality of
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2025 R. Kellerman, G. Irwin (eds.), Graduate Medical Education in Family Medicine, Excellence in Medical Education 2,
https://doi.org/10.1007/978-3-031-70741-4_36
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D. Araujo
today and the vision of the future. Being able to do this well is the task of leadership.
The Program Director asVisionary Leader: Building aPreferred View oftheFuture
Dening a vision for the program is a core and essential task of the Director. For a residency program, there needs to be a vision that denes the priorities for the existence of that pro­gram. Whether a brand new or older program with an established history, every program needs a vision for its future. A useful way of thinking about “vision” is to consider it a preferred view of the future.
Program vision may develop through the development and articulation of a mission statement, vision casting, or similar kinds of activities. No matter the terminology, the Director is essential in leading and guiding the development of a program vision. This is not something to be left to a marketing department or dismissed as just corporate gobble­dygook. Paying attention to your sponsoring institution’s mission and vision statements are an important component of developing your program’s mission and vision statement. Whether your residency is part of a larger healthcare system, university, or foundation, having a dened vision that strongly resonates with the members of your group is essen­tial to long-term success. This is the work of the Director and cannot be overstated as essential to the growth and develop­ment of the residency program.
Program vision grows out of shared values that are core to everyone on the team. Dave Logan, John King, and Halee Fischer-Wright are the authors of “Tribal Leadership” [1]. This book is a must read for any aspiring program director. The language of Tribal Leadership centers around the con­cept that people working together in a group of about 20–150 people constitute a tribe. This exactly ts the size of most residency programs in the United States. You know who is in your tribe when you are most likely to say hello to them by name if you meet them in the halls or while walking down the street. In the chapter titled Core Values and a Noble Cause, the authors describe how the developmental process of dening core values is often transformative for organizations.
The residents, support staff, and faculty all form a tribe. This is the group that denes the core values for the organi­zation. The process of developing core values will take time and effort but cannot be shortchanged. “Tribal Leadership” describes the ve stages of tribes, going from Stage One through to Stage Five. Essentially, Stage Four and Five orga­nizations are those that have developed strong cultural values and a noble cause for their existence.
…the two most important aspects of owning Stage Four: identi-
fying and leveraging core values, and aligning on a noble cause.
Everything else the tribe does should be sandwiched between these constructs. Projects, activities, initiatives, and processes— unless they are fueled by values and reach toward the tribal vision—should either be rethought until they are consistent with these guiding principles, or pruned. ([1], p.145)
Shared core values might be expressed in words such as family, commitment, patient care, trustworthiness, and hon­esty. A noble cause “is the direction where it’s (the tribe) headed. A noble cause captures the tribe’s ultimate aspiration.”
Inherent in the development of shared values and a noble cause is that this can only take place in the context of a team (or tribe, in the language of Logan, King, and Fischer­Wright). One of the core principles I have operated from in the leadership of a residency program is that the team is stronger than the individual. All the faculty members should know that the team and development of a family is more important than any one individual. This then is the essence of a successful residency program; development of a team that has coalesced around a shared vision for the future, a noble cause that naturally grows from shared core values. This is the rst and foremost task for the Program Director.
Developing a shared set of core values and a resultant vision takes place over time. Setting aside a day for a faculty retreat is an ideal way to initiate the process of vision forma­tion. Holding the retreat off-site is a way of getting your team away from the demands of work and encouraging a focus on the development of your core values. Develop an agenda and do pre-work. Come to the retreat with prepared ideas on the core values for your residency program as a way to jump start the discussion. Start your time together with a session that allows everyone to think outside of their normal ways of processing information and working together in a group. Liberating Structures https://www.liberatingstructures.com/ provides a different way of approaching how small groups think and form ideas [2]. Use the suggestions from this on­line resource to kickstart small group discussion around dening your core values. Develop a goal for the retreat, such as, “By the end of today, we will have developed a set of shared core values and written a mission/vision statement for the residency program.” In my program, we have gener­ally had a faculty retreat on an annual basis to review our mission and vision, and then deal with current priorities for the program. These have been auseful team building event and has helped develop opportunities and plans for the future.
It is wise to involve the residents in the process of devel­oping a set of core values and mission statement for the pro­gram. While they will not have the longer view in mind as they are only in the program for 3 or 4years at the most, they are able to provide a lens on the impact of the stated values on themselves and their peers. Incorporate their input into the vision and mission statement for the program.
36 Practical Leadership Skills forFamily Medicine Residency Program Directors
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Once you develop succinctand to-the-point core values and amissionstatement, share them widely with your team and residency program. Make sure that everyone has bought into them. Use them at meetings to guide decision making and to make sure that everything you choose to do aligns with your core values and mission. When everyone can ver­balize your core values and mission statement from memory, you know that you have made a true impact on your program.
For the family medicine residency program director, vision casting and development takes place within the con­text of understanding the mission of Family Medicine as a discipline. In your role as director, you should understand the core values of Family Medicine and articulate them fre­quently to your faculty and residents. Joining the Association of Family Medicine Residency Directors (AFMRD) https://
www.afmrd.org should be high on your list of priorities.
Attending the annual Residency Leadership Summit (RLS) where you can marinate with your fellow program directors, hear about innovation in the specialty, and become rejuve­nated about the mission and vision of the specialty should be on your list of priorities.
Developing your program’s core values and mission state­ment is arguably the most important work of the program director. With these in mind, you and the program will our­ish for years to come.
The Program Director asaRealist: Understanding theCurrent Landscape
The program director must be able to take the team on the journey between the reality of the present and vision of the future. There are a number of venues and opportunities to take a pulse of the present reality of your program. Some of these are tools required by the ACGME such as the Program Evaluation Committee (PEC), the annual Resident Surveyand Faculty Survey, and the annual Self-Study done as part of the accreditation process. These are not the only ways to determine the current state of the program and you and the faculty and resident leadership of your program should use your creativity to devise other tools for program evaluation.
Program Evaluation Committee: “The Program Director must appoint the Program Evaluation Committee (PEC) to conduct and document the Annual Program Evaluation as part of the program’s continuous improvement process” [3]. This is your opportunity as program director to involve com­mitted faculty and residents in the process of reviewing your program in its present state. It can be difcult to hear critical feedback from residents in particular, but is necessary for the growth of the program. The process in our program has been to review past program evaluations, ACGME resident and
faculty surveys, performance on the In-Training Examination, American Board of Family Medicine (ABFM) (http://www.
theabfm.org) board examination pass rates from prior years,
graduate surveys, and in-house surveys of residents and fac­ulty on particular issues of identied importance. This is probably your most rich process in understanding the present reality of your program. The PEC work product is an Annual Program Evaluation, which is to be discussed with the fac­ulty and residents and submitted to the DIO of your sponsor­ing institution.
ACGME Resident Survey and Faculty Survey: On an annual basis, the ACGME will send surveys to your residents and faculty with a set of questions developed by the ACGME staff and residency review committees. The answers are scored and provided to you as the program director, with comparisons to all other programs in the United States in your specialty. Over the years that the ACGME has used this survey tool, there have been several iterations of the ques­tions. While there are some concerns about the validity and intended meaning of the questions, it remains a tool used by the ACGME in the accreditation process. It is another way of understanding the current reality of your program through the combined eyes of the residents and faculty.
Self-Study: “The accreditation Self-Study is an objective, comprehensive evaluation of the residency program, with the aim of improving it” [3]. As with all the other tools, this is a way of organizing into one document the present reality of the residency program. The exact method and questions to be answered in the Self-Study are described on the ACGME website. The self-study process is a great opportunity as a leader to leverage the lessons and information you have learned about your program to guide future program vision. It also provides a basis for negotiating with your sponsoring institution and administrative partners to procure the resources needed to advance your program’s vision.
The methods your program uses to take a snapshot of the present reality of your program are limited only by your creativity. Engaging your faculty team and chief residents in this process is important to make it useful. In our pro­gram, we have a long-standing curriculum committee. Over the years, this committee has either been chaired by various faculty members, associate program directors (APD), or the program director. There are advantages and disadvan­tages to who leads this committee, but it serves a vital role in reviewing our curriculum annually and planning future curricular changes. Whether you serve as chair or not, the program director plays a vital role in participating and helping to guide the work of the committee. It is important to have key faculty members who lead portions of the cur­riculum and residents from each year of the residency as participants. The residents provide an “on the ground” viewpoint of the curricular structure since they live it out on a daily basis.
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We have used a monthly “Faculty-Resident Communication Hour” as another means of understanding the present reality of the residency program. Sometimes there is a discussion of a specic current hot topic for the program. Other sessions are used to roll out initiatives, and yet other meetings serve as a sounding board to hear resident concerns. The role of the program director is vital in these meetings to guide discussion and ensure that there is a safe environment for residents to voice their concerns. At the same time, you should not run a complaint session, as every­one leaves at the end feeling worse than when they started. An hour of complaints does not lead to any substantive change. Develop a specic question that needs to be addressed with a focus on potential solutions to avoid the litany of complaints that leaves everyone drained. You will need to maintain the overall vision of the program in your head and help residents see their role in furthering this vision and enhancing their education.
The Program Director asManager
The many facets of being a program director requires the ability to move between being a leader and a manager. These two roles are not the same but can often be confused in the minds of both those in the program director role and those to whom a program director may report, such as the Designated Institutional Ofcial (DIO), Department Chair, or CEO of your sponsoring institution.
A leader generally thinks and plans rst while a manager responds to the urgency of the moment. A leader takes ideas and moves them into images to guide the development of individuals and programs, while a manager establishes poli­cies and makes decisions. A leader is interested in the impact of a vision on people and events over extended periods of time; a manager will act quickly and their motivations are often misinterpreted.
Learning when you need to act as a leader and when to act as a manager requires continual personal development and surrounding yourself with a skilled team. The training of a physician generally promotes rapid decision making, analyz­ing a disparate set of facts and formulating a therapeutic plan. This type of training does not prepare someone to be a vision­ary program director. That is why being a good clinician is not the sole prerequisite for the role of program director.
The leadership role has been addressed in the section on the program director as a visionary leader. The role as man­ager has several key components, which threaten to be all consuming unless you deliberately work on development of vision building skills. Like all things in life, these require a balance. Both leadership and managerial skills are necessary to the success of being a program director.
Components oftheManager Role: Personal Time Management
Depending on the number of residents in the program, the program director has a certain minimum amount of percent FTE (Full-Time Equivalent) devoted to the administration of the residency program. This is delineated by the ACGME Program Requirements [3]. For the average size program in the United States, which is 8 residents per academic year for a total of 24 residents, the PD will have a minimum of 50% FTE for administration of the program. For the new program director, this initially will appear to be a lot of time, and one may even wonder what you will do with all this time. Quickly you will realize that your time could be lled with other peo­ples’ request for your time. Meetings, responding to e-mails, completing reports, residents with questions, faculty with concerns, and administrators with requests will threaten to ll all of your non-clinical time.
An important leadership skill is to learn how to manage your personal time. There are a myriad of books written on personal time management and this chapter is not meant to be the denitive answer on this subject. Rather, it is an encouragement to quickly come to grips with the need to have a method of managing your time, which is your most valuable resource. If you don’t get a handle on this early in your career, you will end up just being a manager, reacting to the urgency of any particular situation or problem.
I recommend that you spend time guring out your style of managing the many requests that come your way. E-mail will threaten to be a time sink unless you tame that beast. Delegating and learning how to assign tasks is critical for success. Some individuals do well with having lists that they check off when a task is completed and others use calendars with dates for completion of tasks. The key is to nd a method that works for you. A classic article from the Harvard Business Review from 1974 by William Oncken, Jr, and Donald Wass “Management Time: Who’s got the monkey?” captures this dynamic in an analogy that every Program Director should take to heart [4]. This quote from the article encapsulates the issue for the Director:
The management of time necessitates that the manager get con-
trol over the timing and content of what he does. Since what the
boss and the system impose on him are backed up by penalty, he
cannot tamper with those requirements. Thus his self-imposed
time becomes his major area of concern. The manager’s strategy
is therefore to increase the “discretionary” component of his
self-imposed time by minimizing or doing away with the “sub-
ordinate” component. He will then use the added increment to
get better control over his boss-imposed and system-imposed
activities. [4]
Oncken and Wass go on to describe a very common dynamic that occurs in any organization. The junior member of the team goes to the senior leader and says “Hey, we’ve
36 Practical Leadership Skills forFamily Medicine Residency Program Directors
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got a problem……” They go on to describe the issue; in the residency context it could be a resident not performing as expected, or maybe a problem with the call system, or any number of issues which you could well imagine. The subor­dinate is happy to make it the program director’s problem. The program director knows enough about the issue to get involved but not enough to make an on-the-spot decision. Eventually the program director may say something along the lines of “thanks for bringing this to my attention, let me think about it and I’ll let you know.” So, before this exchange, on whose back was the “monkey,” i.e., the problem? Clearly, it was the subordinate’s monkey but now, after the exchange, the monkey has been transferred to the program director’s back. All of a sudden, the program director now has to deal with this problem and has “subordinate imposed” time placed on his or her schedule. Clearly this is not good long­term management of the program director’s time or a plan for success.
Development of effective personal management strategies in order to preserve energy and time to be a visionary leader is paramount to the success of a program director. You need uninterrupted time to develop a vision and team cohesion.

Personnel Management

The program director will be the leader of a group of indi­viduals responsible for the day-to-day management of the residency program. Depending on the structure of the spon­soring institution, you may directly or indirectly oversee a program coordinator. The job descriptions within your orga­nization will vary but generally the program director must have oversight of the administrative functions of the pro­gram. The ACGME program requirements state that, at a minimum, the program coordinator must be provided with enough time for administration of the program based on the number of residents [3]. The average program of 24 residents must have 100% FTE support for a coordinator. Typically the administrative support for a residency program requires more time than this and it usually falls to the program direc­tor to advocate for the additional personnel, time, and funds from your sponsoring institution.
Most physicians have not been involved in managing per­sonnel in the course of their training. This is another aspect of the program director’s job that may come as a surprise. The importance of nding and supporting an effective pro­gram coordinator cannot be overemphasized. Especially with larger programs, generally those with more than 24 resi­dents, you will need help to complete all of the necessary administrative tasks. Having a good working relationship with the program coordinator should be obvious from this discussion. There are several things that you can do as the program director to make this relationship work:
• Provide career enhancement opportunities for the pro­gram coordinator. This might include upgrading the role to include additional administrative responsibilities that allow for a title such as program administrator with com­mensurate salary.
• Encourage your coordinator/administrator to join the Association of Family Medicine Administration (AFMA)
https://afmaonline.org
• Meet on a regular basis with the coordinator to plan, trou­bleshoot problems, follow-up projects, review progress, and any prior plans.
• Encourage the coordinator to take on projects such as grant writing, report completion, and similar types of activities that will enhance the amount of self-imposed time for the program director as noted in the previous section.
• Encourage the coordinator to work at the top of their edu­cational training in managing the human resource aspects of the position and intersecting with the sponsoring insti­tution administration.
• Encourage the coordinator to be an integral member of the team by having them be part of faculty meetings and decision making. The program coordinator can be a very helpful window into the state of the residency and resi­dent morale. Their input should be valued and encouraged.
An understanding of basic human resource requirements
are a necessary part of the program director role. Policies such as leave time, personal time off (PTO), sick leave, and other benets provided to the residents should be understood within the context of your sponsoring organization. At the same time, there are both ACGME and ABFM requirements in regards to work hour regulations and leave time, and how it will impact any particular resident’s time in the program and their graduation dates. As program director, you will have to marry together sometimes conicting regulations from your sponsoring institution and the residency accredit­ing bodies. You can nd current regulations regarding leave time and FMLA on the ACGME http://www.acgme.org and ABFM http://www.theabfm.org websites.
Another component of personnel management is leading
a process of professional development for the faculty mem­bers of the residency program. The ACGME program requirements state that faculty members’ “participation in faculty development related to their skills as an educator, clinical performance, professionalism, and scholarly activi­ties” should be evaluated [3]. While the program director doesn’t have to directly provide the faculty development activities, they should spearhead and make ongoing learning in educational theory and training a regular component of faculty life. Resources such as the Learn at ACGME website
https://dl.acgme.org provide courses, faculty development in
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assessment and evaluation, and information on the basics of accreditation [5]. It is an excellent place to start in putting together a faculty development program. The Society of Teachers of Family Medicine (STFM) https://www.stfm.org is also a great resource of faculty development materials that can be harnessed for educating your faculty members in their role as a teacher of family medicine. There are courses directed toward faculty members at different stages in their career, whether they are new to the role or have been involved in residency education for many years [6].
Depending on the size of your program, you may be able to have one or more associate program director(s) (APD) to share the administrative workload. As part of the develop­ment of future leaders of the program, the program director should spend time with the APD to help them understand the administrative tasks of running a residency program. This should also include helping them learn leadership skills. This is an important opportunity to develop succession planning for the future of the program. Helping to mold the next gen­eration of family physician leaders is integral to the success of family medicine and the graduate medical education enterprise.

Meeting Management

Meetings are a necessary part of the life of any organization. Whether one-on-one, small group, or all faculty and residents together, you will nd yourself in charge of leading various meetings throughout your career as program director. You should plan on making meetings useful and productive; it’s where progress is made toward making the vision of the pro­gram a reality. However, especially in your core faculty meet­ings, you need to work on developing teamwork in this particular tribe. Remembering back to the discussion from “Tribal Leadership,” identifying the residency’s core values and noble cause are going to be key to program success.
However frequently you have your meetings, there need to be ground rules in order for the core faculty tribe to develop into a true team. Another important book for a Program Director to read is authored by Patrick Lencioni “The Five Dysfunctions of a Team” [7]. Lencioni uses the story of a ctionalized technology company in trouble despite having a great product, plenty of venture capital, and what would appear to be a talented group of senior leader­ship. He takes us through the work that it takes to develop a team that functions well, particularly in meetings, to accom­plish the goals of the organization. This quote from the intro­duction to “The Five Dysfunctions of a Team” summarizes this quandary of how to develop a team.
Like so many aspects of life, teamwork comes down to master-
ing a set of behaviors that are at once theoretically uncompli-
cated, but extremely difcult to put into practice day after day.
Success comes only for those groups that overcome the all-too­human behavioral tendencies that corrupt teams and breed dys­functional politics within them. ([7], Introduction, p.9)
The program director will face the task of building a team, which often starts with effective meeting management. One way to kickstart the process is by taking your faculty group through the task of reading “The Five Dysfunctions of a Team” [7]. The key concepts are outlined in the pyramid model of the ve dysfunctions of teams. The bottom and foundational concept is “the absence of trust” among team members. Trust is necessary for team members to be open about their mistakes and weaknesses. You have to have trust in each other before you can begin to be vulnerable with each other. From there you work up the pyramid to “the fear of conict,” “lack of commitment,” “avoidance of accountabil­ity,” and nally, “inattention to results.” While this chapter is not designed to be a comprehensive review of the concepts of the ve dysfunctions of a team, I believe this book will revo­lutionize your approach to meetings and make it possible for you to develop a true team out of your faculty group. Creating a safe space for discourse and divergent opinions where trust is demonstrated and valued will make your meetings produc­tive. This is one of the most important leadership skills for a program director to demonstrate.
Starting with “the absence of trust,” I encourage you as a program director to develop this concept and work through what it means to truly trust each member of the team. Without this concept plainly out in the open, it will be impossible to see your vision and noble cause come to fruition. Your job as the program director is to manage your faculty meetings so that you develop a team that will bring vision to reality.
Setting agendas and making team meetings function well are important, but if there is no trust among the team mem­bers and ifthere is an absence of willingness to engage in conict, then meetings will be nothing more than just reports with no engagement in decision making. I can’t overempha­size the importance of the regular faculty meeting and in making it a useful and engaging environment to accomplish the work of marrying vision and reality. You should place high value and plenty of your energy preparing for these meetings.
There will be other meetings for which you will be responsible to manage and develop agendas. Depending on your program structure, you may have residency specic committees, such as a Resident Selection Committee, Curriculum Committee, Program Evaluation Committee, Wellness Committee, Diversity Committee, and others. These are great opportunities to pull in resident participation and engage them in their own training. If you have Associate Program Directors, this also is an opportunity for their own leadership development by having them lead some of these committees. Invest in the faculty as future leaders, give them the responsibility to develop the agendas and priorities for