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Engineering and Manufacturing for Biotechnology - Marcel Hofman & Philippe Thonart

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Macroscopic modelling of bioprocesses with a view to engineering applications

with 11 discrete measurement samples of S and X (initial conditions:

and

For each of the five specific growth rate laws {(68),...,(72)}, the two experiments obtained with the simulator {(66),(67)} (and the corresponding measurements of S and X) are used within the systematic identification methodology (second and third step presented above in Section 4) in order to estimate the kinetic parameters within the general model structure (16) which becomes here:

The aim being to test the flexibility of this structure in order to reproduce the behaviour obtained with 5 different kinetic laws, no noise is added on the “measurements” of X and S provided by the simulator {(66),(67)}. For the same reason, the first step of the identification procedure is not used here and the pseudo-stoichiometric coefficient vs is fixed at its “true” value in each case.

Concerning the identification of the kinetic coefficients and in relation (73), a linearisation of the structure is performed thanks to a

logarithmic transformation:

where

is the sampling time corresponding to the sample of the experiment

is an estimation of the reaction rate.

In order to build the estimations one has to note that, in the mass balances (66), the reaction rate corresponds directly to the derivative of the biomass concentration X w.r.t. time. Hence, an estimation of the reaction rate is given by an estimation of this derivative. Therefore, an Euler approximation is used:

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Note that this procedure is very rough but is acceptable in this ideal case in which the

“measurements” are supposed to be perfect, i.e. not corrupted by noise. The relations {(46),..., (50)} of the second step of the identification procedure become in this case:

where

and under the constraints

This optimisation problem leads to a unique solution, completely independent of any initial guess.

Due to the use of the approximations (75), it is necessary to use the third step of the identification procedure which is only based on the simulation model and on the available measurements. The relations {(52),...,(55)} reduce to:

where

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Macroscopic modelling of bioprocesses with a view to engineering applications

f is the model structure corresponding to the relations

{(66),(73)}.

The solution of this differential system (81), which is obtained numerically, is noted

In agreement with the relations {(59),(60)}, the measurements

given by the

simulator {(66),(67)} are compared with the numerical solution (84) evaluated at the sampled times

under the constraints

This nonlinear optimisation problem is initialised with the result (76). The covariance matrix (61) is not computed given the assumption of non noisy measurements. The obtained results are presented in Table 1. One can see that the cost functions (maximum

likelihood cost function

for the final identification (85) of the kinetic

coefficients) are significantly decreased when applying the third step on the basis of the results of the second one (hence only using the nonlinear simulation model instead of the Euler approximation which is used in the second step). Results are presented in

cross validation (Fig. 1 to 5) starting from the initial conditions

and (experiment which has not been used for parameter estimation).

In these figures, the straight lines correspond to the simulation obtained with the new general kinetic model structure whereas the circles represent “measurements” of the simulator using the Monod-rype law. Other simple and cross validation results are presented in Bogaerts (1999). These results are quite convincing and illustrate the flexibility of the general kinetic structure in the sense that it is able to reproduce by its own the behaviour of several different kinetic structures.

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Ph. Bogaerts and R. Hanus

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Macroscopic modelling of bioprocesses with a view to engineering applications

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Ph. Bogaerts and R. Hanus

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Macroscopic modelling of bioprocesses with a view to engineering applications

6. Conclusions and perspectives

Mathematical modelling is useful in order to build engineering tools like simulators, software sensors or controllers. For these aims, it is necessary to limit the complexity of the mathematical model structures. Although there exist some general frameworks for mathematical modelling of bioprocesses, they suffer of some significant drawbacks or limitations. In the same way, several drawbacks are present in the use of the usual members of the class of unstructured and unsegregated models, although the level of complexity is well appropriated regarding the modelling aims.

Therefore, a general kinetic model structure, overcoming these problems and exhibiting several interesting properties, is proposed. It has to be used within mass balances for the macroscopic species involved in a reaction scheme that describes the essential phenomena of the culture. Concerning the problem of the parameter identification (pseudo-stoichiometric coefficients and kinetic coefficients), there are also many problems and "lacks" that are encountered in the literature. Hence, a systematic three-step identification procedure has also been proposed. It takes into account the measurement errors (for each signal and at each sampling time, including the initial one) and gives estimation of the covariance for the errors on the identified parameters. Finally, necessary conditions for the reaction scheme validation can be tested on the basis of the identified parameters. The flexibility of the general kinetic model structure and a part of the identification methodology have been illustrated on simulated bacteria cultures.

A detailed illustration of the whole methodology in a real case study (CHO animal cell cultures in spinner flasks) can be found in Bogaerts (1999). Several other applications are currently in progress. In the same context of animal cell cultures, the use of this type of models for building software sensors (for instance for the biomass concentration) can be found in Bogaerts (1999) and in Bogaerts and Hanus (1999, 2000).

Based on the fact that a model has to be thought in terms of the modelling aim, the parameter estimation procedure (namely its third step) has been adapted for the case of models to be used in software sensors (Bogaerts and Vande Wouwer, 2000a, 2000b). A new identification cost function has been proposed, combining a classical maximum likelihood criterion and a scalar function of the state estimation sensitivity matrix. This latter quantifies the ability of the software sensor to reconstruct the state of the process on the basis of the available measurements.

As the macroscopic reaction scheme plays a key role in this mathematical modelling framework (and even in many other ones), the a priori determination of this scheme is very important and sometimes very tedious. Therefore, a method for the systematic generation of reaction networks (namely all the reaction networks which are C- identifiable) has been developed and will be published in the very near future.

Future research will focus on the problem of the a posteriori validation of the a priori assumptions on the measurement noises and on the way to handle this information. For instance, if the measurement noise is not really normally distributed some mathematical transformation of the measured signals could lead to new signals which would be normally distributed. Another perspective is to deal not only with the

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measurement errors but also with some structural errors of the model. Finally, the possibility to extend the use of the kinetic structure and of the parameter estimation method in the field of structured and/or segregated models will also be studied.

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A MODEL DISCRIMINATION APPROACH FOR DATA ANALYSIS AND EXPERIMENTAL DESIGN

R. TAKORS, D. WEUSTER-BOTZ*, W. WIECHERT**, C.

WANDREY

Institute ofBiotechnology, Research Centre Juelich, 52425 Juelich,

Germany

*Chair of Biochemical Engineering, Munich University of Technology,

Boltzmannstr. 15, 85748 Garching, Germany

** IMR, Department ofSimulation, University ofSiegen, Paul-Bonatz Str.

9-11, 57068 Siegen, Germany

Abstract

A general model discrimination approach is presented that enables data based model structure discrimination as well as model discriminating experimental design. Results of closed-loop controlled steady-state fermentations with the methylotrophic yeast Candida boidinii are used to clearly discriminate the “right” model out of a group of 10 competing models (53% model probability). Using the identified model the kinetics of batch and fed-batch fermentations with Candida boidinii could be described too. The applicability of the model discriminating experimental design approach is shown by simulation results using the kinetics of Zymomonas mobilis.

1. Introduction

Microbial fermentation kinetics like growth, substrate consumption and product formation are often described using unstructured kinetic models. These “simple” modelling approaches usually regard cells as “black-box” systems. Thus the kinetic cell behaviour is modelled by taking into account only a relatively few number of physiological state variables like cell-dry-weight, extracellular substrate or product concentrations and by using Monod-type modelling approaches. Due to their simplicity, these models could easily be used to quantitatively describe microbial fermentation courses, to implement model based fermentation control strategies or to simulate the scale-up of fermentation processes.

Unstructured models are usually identified by model parameter fit based on fermentation data that were derived from kinetic experiments. Batch experiments represent the simplest experimental method for the generation of kinetic data. However

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M. Hofman and P. Thonart (eds.), Engineering and Manufacturing for Biotechnology, 111–128.

© 2001 Kluwer Academic Publishers. Printed in the Netherlands.