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Файл:Ординатура / Хирургия / Библиотека им академика М.И. Перельмана / Книга_5198_Библиотеки_им_академика_М_И_Перельмана.pdf
X
- •Foreword
- •Preface: Trauma as a Team Sport
- •Contents
- •History
- •Documented Outcomes
- •Future Direction
- •References
- •Humble Beginnings
- •A New Paradigm Is Born
- •References
- •3: Evidence Supporting Crisis Resource Management Training
- •Introduction
- •References
- •Introduction
- •The Trauma Team
- •Trauma Team Leadership
- •Crisis Resource Management
- •Observe, Orient, Decide, Act OODA Loop
- •Observe
- •Orient
- •Conclusion
- •References
- •Introduction: Why Does Teamwork Matter?
- •Introduction
- •Team Culture: Not Just Leaders; Followers Too
- •Crisis Communication 101
- •Conclusion
- •References
- •Background
- •Leadership Styles
- •Self-Awareness
- •Self-Management
- •Social Awareness
- •Relationship Management
- •Validation
- •Putting It All Together
- •References
- •7: Followership
- •Intro
- •What Is Followership
- •Why Is Followership Important?
- •Summary
- •References
- •Introduction
- •Situational Awareness
- •Situational Awareness: Level One
- •Situational Awareness: Level Two
- •Situational Awareness: Level Three
- •Attention
- •Stress
- •Conclusion
- •References
- •Handover Foundations
- •Handover Challenges
- •Handover Structure
- •Written Handover
- •Conclusion
- •References
- •10: Engaging Team Members
- •Respect
- •Resources
- •Engaging Virtual Teams
- •Virtual Water Cooler
- •Conclusion
- •References
- •Implicit Coordination
- •The Zero-Point Survey
- •Adaptive Coordination
- •Making It Happen
- •References
- •Acute Versus Chronic Stress
- •Recognizing Chronic Versus Acute Stress
- •Education Helps
- •Hyper-realistic Simulation Training
- •Resilience Is Individualized
- •Training Is Key
- •References
- •13: Stress Exposure Training
- •Introduction
- •Stress Training
- •Information Provision
- •Cognitive Control
- •Physiological Control
- •Overlearning
- •Mental Practice
- •Decision-Making
- •Team/Communication Skills
- •References
- •Introduction
- •Conclusions, Implications, Next Steps
- •References
- •15: Trauma Video Review
- •Introduction/What Is Trauma Video Review?
- •Team Simulation/Education
- •Performance Improvement
- •Research
- •Potential Barriers
- •Consent Processes
- •Other Considerations
- •Future Directions
- •Conclusion
- •References
- •Pre-arrival
- •Patient Arrival
- •Resuscitation
- •Pre-departure
- •Communication Skills
- •Structured Handovers
- •Conclusions
- •References
- •Origination
- •United States Prehospital System Legal Structure
- •Science Behind Prehospital Injury Patterns
- •Team Synergy vs Rock Star Player
- •Medical Errors
- •Controversy What Should Our System Implement
- •Training Quality
- •Active Killer
- •Realistic Training
- •Lessons Learned
- •Response
- •Nonmedical Personnel
- •Conclusion
- •References
- •Introduction
- •Future Direction
- •Conclusions
- •References
- •19: Prehospital Trauma
- •Introduction
- •Safety
- •Scene Assessment
- •Trauma Dynamics
- •Prehospital Ultrasound
- •Trauma Management: Tranexamic Acid (TXA) Administration
- •Conclusion
- •References
- •20: Transport Medicine
- •Introduction
- •The Trauma Clinical Network (TCN)
- •Direct Transport
- •Inter-hospital Transport
- •Emergency or Non-emergency Transportation
- •Monitoring During Transport
- •Conclusion
- •References
- •Introduction
- •Trauma Team Leader (TTL)
- •Airway
- •Respiratory Therapy
- •Emergency Medicine Physician
- •General Surgery
- •Orthopedic Surgery
- •Neurosurgery
- •Recording Nurse
- •Trauma Team Activation
- •The Trauma Bay
- •Trauma Team Function
- •Summary
- •References
- •22: Interprofessional Team Roles
- •References
- •23: The Trauma Bay Environment
- •Introduction
- •Surge Capacity
- •Decontamination
- •Communication
- •Control Center
- •Security Considerations
- •The Trauma Bay
- •Trauma Observation Unit Setup
- •Special Situations
- •Hybrid Operating Rooms
- •Conclusion
- •References
- •Introduction
- •Design
- •Formalizing Clinician-Designer-Builder Partnerships
- •A Human-Centered Approach
- •The Missing Link
- •Evidence-Based Design
- •Build
- •Train
- •Excel
- •Putting It Together
- •Summary
- •References
- •Introduction
- •Human Factor Analysis
- •Hybrid Operating Environment Lexicon
- •Summary
- •References
- •Introduction
- •Project Implementation
- •Results
- •Conclusion
- •Appendix A: Dam Tools Usability Testing Questionaire
- •References
- •Introduction
- •References
- •Introduction
- •Team-Based Principles
- •Continuous Improvement Processes
- •Conclusion
- •References
- •29: Trauma Resuscitation
- •Mechanisms
- •Neurologic Injury
- •Musculoskeletal Trauma Including Spine
- •Conclusions
- •References
- •30: Damage Control Resuscitation
- •Introduction
- •Massive Transfusion
- •Permissive Hypotension
- •Vascular Damage Control Techniques
- •Non-vascular Damage Control Techniques
- •Abdominal Compartment Syndrome
- •Open Abdominal Management
- •Damage Control Environments
- •References
- •Damage Control Part 1: Operative Intervention
- •Damage Control Part 2: Resuscitation
- •Damage Control Strategy Under Special Circumstances
- •Blast Injuries
- •Burns
- •Head Injury
- •Crush Injury
- •Conclusions
- •References
- •32: Trauma Team Decision-Making
- •Predictive Scores
- •Clinical Practice Guidelines (CPGs)
- •Trauma Team Leadership: Translating Decisions into Action
- •Future Directions: Toward High Reliability Organizing
- •Conclusions
- •References
- •33: Emergency Critical Care Procedures
- •Introduction
- •Airway Management
- •Tube Thoracostomy
- •Controversies
- •Antibiotics
- •Tube Selection
- •Occult Pneumothorax
- •Vascular Access
- •Peripheral Intravenous Access
- •Central Intravenous Access
- •Intraosseous Access
- •Ultrasound
- •Resuscitative Thoracotomy
- •Outcomes
- •Contraindications
- •Volume Expansion
- •Management
- •Diagnostic Peritoneal Lavage
- •Summary
- •References
- •Introduction
- •REBOA Programs
- •Partial REBOA
- •Intermittent REBOA
- •Vena Cava Occlusion
- •Tourniquets
- •Junctional Tourniquets
- •Abdominal Aortic Compression.
- •Hemostatic Agents
- •Topical Hemostatic Agents
- •Chemical Hemostatics
- •Physiologic Hemostatics
- •Hemostatic Dressings
- •Intra-abdominal Foam
- •Summary
- •References
- •What Is Interventional Radiology
- •Diagnostic Imaging Workup
- •Embolic Therapies
- •Gelfoam
- •Mural Repair
- •References
- •Non-verbal
- •Verbal
- •Wider Structural Perspective
- •Transferrable Solutions
- •Conclusion
- •References
- •Introduction
- •Pharmacotherapy
- •Paravertebral Block
- •Serratus Plane Block
- •References
- •Clinical Decision Support
- •Quality Improvement
- •Research
- •Trauma Systems
- •Conclusion
- •References
- •Outcomes
- •The Future
- •References
- •Introduction
- •Challenges
- •Provider Stress
- •Non-verbal Communication
- •Standardized Communication
- •Strategy 1: Scripted Procedures
- •Strategy 2: Structure Triage Tool
- •Conclusions
- •References
- •Introduction
- •Fetal Monitoring
- •Radiology
- •Conclusions
- •References
- •Introduction
- •Elderly Population
- •Psychiatric Comorbidities
- •Anticoagulated Patients
- •Conclusion
- •References
- •Introduction
- •Advanced Trauma Life Support (ATLS)—The Basics
- •Advanced TBI Guideline-Based Care
- •Noninvasive ICP/CPP Determination Methods
- •Brain Tissue Oxygen Monitoring (PbtO2)
- •Extracellular Brain Chemistry—Cerebral Microdialysis
- •Transcranial Doppler
- •Near-Infrared Spectroscopy
- •Continuous Electroencephalography (cEEG)
- •Cerebrovascular Reactivity Monitoring
- •Cerebral Compensatory Reserve
- •Individualized ICP Thresholds (iICP)
- •Integrating “Omics” into Acute Phase TBI Care—The Future
- •Conclusions
- •References
- •44: Basic Trauma Ultrasound
- •Introduction
- •The FAST Examination
- •Technique
- •Uses
- •Blunt Abdominal Trauma
- •Penetrating Trauma
- •Limitations
- •Summary
- •References
- •Introduction
- •Trauma Ultrasound Development
- •Pneumothorax
- •Musculoskeletal Ultrasound
- •Head Trauma
- •Contrast-Enhanced Ultrasound
- •Conclusions
- •References
- •Introduction
- •Imaging Modalities
- •Plain X-ray
- •Computed Tomography (CT) Scan
- •Other Modalities
- •Critical Thinking
- •References
- •Introduction
- •Initial Trauma CT Protocol
- •Iodinated Contrast Administration
- •Emergency Trauma MRI
- •References
- •48: Disaster Medicine
- •Natural or Man-made Disaster
- •The Disaster’s Cycle
- •Incident Command System
- •Triage
- •“Second Hit” Phenomenon
- •Conclusions
- •References
- •49: The Multi-casualty Trauma
- •Introduction
- •Historical Perspective
- •Prehospital Management
- •Triage
- •Pediatric Considerations
- •Intrahospital Management
- •Transfer Corridors
- •Blood Bank
- •Conclusions
- •References
- •Introduction
- •Crew Resource Management (CRM)
- •Resources
- •Review Process Including Logistics
- •Transactive Memory
- •Team Building (Before)
- •Team Performance (During)
- •Team Debrief (After)
- •Health
- •Fitness
- •Interagency Collaboration
- •Bystanders
- •Emergency Medical Services/Tactical EMS
- •Conclusions
- •References
- •Introduction
- •Improvised Explosive Device
- •Anti-police Violence
- •Improved Community Preparedness
- •Conclusions
- •References
- •Introduction
- •Procedures
- •Conclusions
- •References
- •Introduction
- •The MARCHE Algorithm Approach
- •Massive Hemorrhage Management (“M”)
- •Tourniquets
- •Wound Packing
- •Hemostatic Dressings
- •Junctional Tourniquets
- •Airway Management (“A”)
- •Respiration (“R”)
- •Circulation (“C”)
- •Vascular Access
- •Crystalloid
- •Hemostatic Resuscitation
- •Tourniquet Re-assessment
- •Hypothermia Prevention/Head Injury (“H”)
- •Hypothermia Management
- •Traumatic Brain Injury
- •Eye Injuries
- •Analgesia
- •Secondary Survey
- •Antibiotic Administration
- •Prolonged Field Care
- •Summary
- •References
- •Introduction
- •Hypothermia
- •Etiology
- •Pathophysiology
- •Lethal Triad (Diamond) Component
- •Treatment
- •Afterdrop
- •Resuscitation Progression
- •Prognosis
- •Team Dynamics
- •Conclusion
- •References
- •55: Burns
- •Incidence
- •Etiology
- •Prognosis
- •Initial Management: “ABCDE” Approach
- •Admission
- •Dressings
- •Nutrition
- •Multidisciplinary Recovery
- •Summary
- •References
- •War Zones
- •Casualty Care Team Preparation
- •Biological Weapons
- •Biological Warfare Historical Considerations
- •Personal Protective Equipment
- •Anthrax
- •Botulism Toxin
- •Conclusion
- •References
- •57: Nuclear Injuries
- •Introduction
- •Historical Background
- •Transportation
- •Hospital Care
- •Conclusions
- •References
- •Further Reading
- •Introduction
- •Historical Perspective
- •Parabolic Testing
- •Surgical Field Testing
- •Diagnostics
- •Immediate Damage Control Procedures
- •Conclusions
- •References
- •Introduction
- •Pandemic Impact
- •Financial Support
- •Conclusion
- •References
- •Introduction
- •Staff
- •Retraining/Reassignment
- •Consultants
- •Space/Structure
- •Trauma Bay
- •Operating Room
- •ICU or Floor
- •Clinic
- •Systems
- •Country Level
- •Regional Level
- •Hospital Level
- •Division or Trauma Team Level
- •Conclusion
- •References

8 Situational Awareness andHuman Performance inTrauma
45
fuse disjointed pieces of data (e.g., chest pain; ECG changes;
elevated troponin) into a recognizable model (i.e., the diagnosis of myocardial ischemia) [3, 9, 10].
By creating a cognitive model, our brains can accelerate
both our understanding and our action. In other words,
mental models provide shortcuts or “heuristics” [5, 9]. This
in turn allows for pattern recognition. Ideally, recognition
of a model (i.e., a diagnosis or clinical syndrome) is how
prior classroom knowledge (pathophysiology, pharmacology) is retrieved and applied. Because of the importance of
visual and emotional triggers in learning and behavior
change, a better way to unlock and apply knowledge is
often through situational exposure, such as immersion followed by reection using realistic simulation and extensive
clinical experience.
Mental models are also useful because they reduce the
individual’s cognitive workload (and maintain bandwidth).
This can free up scarce mental resources for other demands.
However, once again, we need to be aware that upsides
come with potential downsides. Firstly, we may see patterns
when they do not actually exist and are slow to recognize
exceptions (i.e., we continue to rationalize a routine diagnosis by downplaying contradictory information). Secondly,
all species conserve energy whenever possible. Pattern recognition and mental models make this easier. Unfortunately,
subconsciously this means that we rationalize shortcuts and
decreased effort. We need to be wary of our propensity to
create overly simple models (so-called premature closure)
when we actually need to continue the search for other
explanations (e.g., the infection that fails to respond to antibiotics because it is an abscess that requires surgical drainage). We need to understand that in a crisis, vigilance and
persistence are every bit as important as traditional “cleverness.” Laziness can kill and tenacity can save. Expressed
another way, we are often paid just to be present, engaged
and patient-focused, not brilliant.
The other downside of our desire to reduce cognitive
workload is that it can make us resistant to change. For
example, the “Semmelweis effect” [11] is the reex-like
tendency to reject new evidence or knowledge because it
conicts with established norms, beliefs or paradigms (i.e.,
the “new” does not t with our current mental model). This
is named after Ignaz Semmelweis who discovered that neonatal mortality could be greatly decreased by hand washing. There is more to this story than a simplistic refusal of
those with power and privilege to listen, but once we accept
that few people want to change or believe that they could be
the problem, it becomes easier to understand why others
dismissed and mocked Semmelweis’s ideas. Fast forward,
and it explains why modern medicine continues to retard
innovation.
Situational Awareness: Level Three
The third level of situation awareness involves “projection.”
This in turn allows the individual or team to respond proactively [6, 9, 10]. Once a mental model is created, assumptions can be shared, and this allows for anticipation and
planning. For example, without even seeing a patient whom
you know to have a severe head injury, you can predict that
they may need airway control. Moreover, it is reasonable to
assume that the patient may become hemodynamically
unstable and hence will need to be where experienced staff
and advanced monitoring are immediately available. In
short, this patient will either need to be in an ICU, or near to
one, regardless of the specics of their case.
The need for anticipation and preparation is also why
another high-stakes profession, namely the military, talks of
the eight p’s of crisis management: “proper prior planning
and preparation prevents piss-poor performance.” Expressed
another way, “failing to prepare is akin to preparing to fail.”
Regardless, it should be clear why situational awareness is
one of the prime ways for individuals to safeguard the deteriorating patient; another is to maximize collective awareness by optimizing the team.
Crisis management is a team sport [5]. Therefore, we
need situational awareness at the team level, not just within
the leader’s head. Obviously, each individual has his or her
own experience and limitations. However, they must also
know enough about each other’s skills and limitations in
order to perform in a unied fashion. Therefore, each individual needs to hone their own situational awareness but also
appreciate others’. Like a Venn diagram, individuals’ situational awareness must overlap in order to function together
as a team [1, 9].
The above should explain why we don’t just silently perform a primary survey, we announce the ndings. This way
all members have an equal opportunity to achieve the rst
level of situational awareness. Subsequently, each team
member can then focus on his or her specic area. For example, the anesthetist evaluates the patient’s airway and chest
regarding airway capture and ventilation. The surgeon also
examines the chest, but for typical surgical interventions
such as chest drains or central venous lines.
As each team member builds an individual awareness,
they report their ndings and plans back to the team leader.
The team leader then integrates these individual models into
a shared mental model that summarizes the patient’s current
state (level two of situational awareness) and predicts their
trajectory (level 3 of situational awareness). In this way, the
team’s awareness amplies each individual’s awareness. A
good team leader is one whose behavior encourages all team
members to share pertinent information. His or her job is

46
P. G. Brindley and J. M. Slemko
then to emphasize or deemphasize that information, make
sense of it, and establish the next priority. In short, team performance is creative and even artistic. It is something we
should take pride in cultivating.
Factors Aecting Awareness
andPerformance
Attention
During a crisis, the volume of stimuli will typically exceed
even the most capable individual. In order to process information, the individual focuses attention on relevant stimuli
[2, 5]. Attention is like a searchlight—highlighting things
that the individual can then either perceive as a cue (important for the cognitive model) or background (irrelevant at
this time).
As the complexity of a situation increases, the number of
possible cues requiring attention also increases. Unfortunately,
like the diameter of the searchlight’s beam, our attention is
limited. This can cause selection bias either because our
attention is misdirected (toward irrelevant stimuli) or simply
insufcient (not enough cues are collected) [5, 12].
Fortunately, we can mitigate our innate selection bias.
There are two main types of attention in nature, and both can
be applied in acute care medicine. Firstly, there is the scanning vigilance typied by prey (where focus is routinely
refocused from one area to the next) [13]. By constantly redirecting our attention and sampling different inputs, we
reduce the likelihood of selection bias (and xation errors)
[3, 5, 12]. For example, during trauma resuscitation, we scan
the trauma bay looking for cues that suggest patient distress.
Just like lifeguards who scan the beach, we avoid looking at
just one spot.
When danger strikes, we need the second type of attention
typied by the focused gaze of a predator [13] (or exemplied by the life-guard ignoring others as he focuses on someone in possible distress). This is where non-essential stimuli
are minimized and tunnel-vision takes over [5]. This second
technique avoids wasting attention. However, as outlined, its
potential downside is the xation error and the illusion of
centrality (that nothing outside of our immediate attention
matters) [2, 5].
In civilian disasters, a common three-phase survival arc
exists: denial, deliberation, and decision [2]. Preparation
(whether through simulation or experience) decreases denial;
means you have already done the work of deliberation, and
means you have a cognitive roadmap for decisive action. This
is part of why emergency drills save future lives. This is also
why survival following plane evacuations is consistently higher
for those that watched the in-ight safety video and conrmed
their exit [2]. A related three-part model has been summarized
by Leach etal.: just like other animals, we humans respond to
crisis either through “ght, ight, or freeze” [14].
How our brains respond depends greatly upon complexity
and familiarity. So-called “automatic responses” occur immediately because responses are embedded due to simplicity or
repetition [4, 7]. For example, once the surgeon has begun to tie
a knot, the actual tying consumes little of their attention. As
such, attention is freed up [5]. “Simple decisions” (for example, which intravenous uid to order) occur when there are a
few possible responses available. Therefore, subconscious
choosing usually takes a second or two. “Complex decisions”
(e.g., being presented with a cluster of symptoms that you have
never seen before) take longer because there is no appropriate
response in your personal database. A response has to be created and this consumes additional precious time. Finally, there
is the “inability to make decisions” where no behavioral
schema exists, and no temporary schema can be created [14].
This typically causes stress, panic, or even paralysis [2].
Stress
Stress is a common word in modern life but can be difcult
to dene. It is usually understood to be a state of psychological or physical activation [2, 5]. Stress is also often uncomfortable because the need to act is seen as a threat and because
there is a perceived imbalance between demands and
resources. It is common to all high-risk professions but is
also a personal experience [2, 3, 6]. In short, we perform a
situational assessment and feel stressed if we feel threatened
or unprepared or under-resourced.
Notably, in its original meaning, stress was not always
negative: it simply described activity and arousal [2]. At low
levels, stress stimulates attention, focus, and vigilance, and
this can aid task completion [2, 3, 5, 9]. Interestingly, when
faced with personal disaster, people appear to perform best
with a mildly elevated heart rate (typically, 115–145beats
per minute) [2]. However, for every gift that adrenaline gives
it takes one away.
Higher heart rates are associated with both exhaustion
and impaired decision-making. In the battle to decide what
to prioritize and what to neglect, our senses may become
heightened, but stress hormones interfere with complex
thinking [2]. Accordingly, soldiers are taught strategies such
as “combat breathing techniques” (aka square breathing) to
manage the undesirable physical effects of stress (breath in
for four; hold for four; out for four) [2].
Similarly, soldiers train so often that the unfamiliar and
stressful become familiar and automatic. In short, they aim
to become overcompetent but not over condent. As outlined, under stress, our ability to see (and our judgment)
shrinks such that we reduce periphery vision (and peripheral
judgment). We can also get tunnel hearing where certain

8 Situational Awareness andHuman Performance inTrauma
47
sounds are muted and others amplied [2]. As such, stress is
closely associated with xation errors [5].
A notorious xation error occurred in 2005in the UK [15,
16]. During anesthetic induction of an elective case, a mother
of two, Ms. Elaine Bromiley, could not be intubated with an
endotracheal tube. Multiple consultant anesthetists repeatedly attempted laryngoscopy. Each failed to sound the alarm
or to move on to alternate strategies. Similarly, less senior
members were concerned but failed to intervene.
Tragically, Ms. Bromiley—whose husband was a pilot
and an expert in crisis management—died with severe anoxic
brain injury. Similarly, in the trauma bay, physicians have
been known to focus on the abnormal ECG, while the
patient’s oxygen saturation declines unnoticed. In other
words, once we appreciate the basics of how we respond to
crisis, our behavior makes more sense, and we are more
likely to guard against it. Accordingly, we should speak less
of medical errors as if they are unique and surprising, and
more of predictable human errors but in an unforgiving highstakes medical environment.
The inability to cognitively re-evaluate is also known as
task myopia or task saturation [2, 5, 17]. Our tendency to
xate can be mitigated by stepping back, literally and guratively. For example, the senior physician standing back from
the action often surprises junior colleagues by his/her ability
to pick up on peripheral things that they missed (“have you
considered this possible diagnosis, guys?”).
As outlined above, lifeguards (and also the police and
military) are taught to scan to the full extent of their peripheral vision to avoid xation. In the complex environments
where even scanning techniques are insufcient, we can
reduce stimuli into manageable pieces through task delegation. For example, commercial pilots assign one person to
focus solely on ying the plane at all times, while other routine tasks (e.g., navigation or radio communication) are delegated. Within a medical team we can do similarly (e.g., “I
am going to intubate. I won’t be able to see the monitor—let
me know when the vitals change”).
As discussed, our brains function better when familiar with
the problem. We feel more in control basically because we are,
and because we can model and predict [2, 5]. In contrast, cognitive overload and the absence of a working model can lead
to feeling out-of-control and out of rational responses.
Therefore, we are more likely to resort to primitive reexes
such as panic (i.e., the hysterical airline passenger on a turbulent ight) or even paralysis (i.e., the passenger who refuses to
leave a burning plane) [2]. Panic is actually not that common.
This is worth empathizing as many organizations have been
reluctant to perform disaster drills under the fallacious assumption that they will cause panic or lack of condence [2].
Interestingly, paralysis may be an ancient evolutionary
survival technique where the motionless prey looks dead and
is therefore avoided by a predator. Regardless, it appears that
every animal (including humans) has the instinct to shut
down under extreme fear (e.g., the deer that freezes in the car
headlights; the human that refuses to leave the burning building) [2]. We also tend to exhibit herd instincts in a crisis. This
is probably why we are typically more obedient when disaster strikes [2]. This is why ight attendants are instructed to
be rm with passengers during an evacuation, and why it is
not automatically wrong if a doctor raises his or her voice. In
the same way that an animal comes out of its daze after a
loud noise (i.e., the slam of a car door), a human can be reoriented with unequivocal orders. In other words, if individuals
have temporarily lost their situational awareness, then it is
the team’s responsibility to bring them back.
Conclusion
Crisis behavior requires an understanding of where our
behaviors originated, how they can be mitigated, and why
practice (i.e., crisis immunization) is our best defense. We
need to expedite the mental model but then deliberately and
repeatedly challenge it. Situational awareness means continually scanning the environment in order to minimize premature closure and selection bias. Each team member is
responsible for forming and sharing the mental model. In
addition, being the team leader means communicating that
mental model, maintaining global awareness, and amplifying the team’s situational awareness.
Without deliberate strategies, a small crisis can spiral into
a runaway crisis. However, a vicious cycle can also be turned
into a virtuous cycle. Strategies include (i) metacognition
(being aware of our behavioral norms), (ii) mandating checks
due to the likelihood of human error, and (iii) regular exposure (ideally through realistic simulation). Managing the
medical crisis is a fascinating combination of science, art,
psychology, and engineering. It need not be scary. In fact, it
can be exhilarating, creative, and life afrming.
Key Notes
• Factors that determine outcome in a crisis are more
social than technological.
• First level of situational awareness is the perception
of stimuli (aka “cues”).
• Second level requires synthesis with the goal of
comprehension.
• Third level involves projection, anticipation, and
planning.
• Our attention and response to stress can be improved
upon by metacognition (being more aware of our
behavioral norms) and through regular “crisis
immunization.”

48
P. G. Brindley and J. M. Slemko
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Handovers inTrauma
MichelleAu andLawrenceMarshall Gillman
9
Handover andPatient Safety
High-quality handovers are crucial to the safety of patients at
all stages within their contact with the healthcare system. A
handover is dened as the transfer of responsibility and
accountability of care of a patient or groups of patients to
another person, temporarily or permanently [1]. Information
shared during handovers typically include the patient’s identication, their condition, any changes in their clinical
course, previous and current treatments, any complications
and future management plans [1–6]. Miscommunication was
identied to be the leading cause of sentinel events reported
to the Joint Commission in the United States [7, 8]. A large
proportion of preventable medical errors and adverse events
are due to communication failures, and up to 80% of serious
or preventable adverse events are due to miscommunication
during handover [8]. Handovers require complex communication skills and clinical acumen to convey the priorities in a
patient’s care while balancing equally important details in a
pressured, time-limited environment.
As many skills in medicine, a good handover develops
over time. A lack of handover experience may result in the
loss of important information and could potentially place the
patient at higher risk for harm. Experience is an example of
an individual factor that may affect the quality of the handover. In addition to experience, there must be education on
how to perform a high-quality handover. Handovers are also
affected by the environment in which it takes place. Handing
over critically ill trauma patient in the resuscitation bay is
signicantly different than handing over a stable patient on
the wards. The sense of urgency, patient complexity and a
louder physical environment can make handing over more
difcult. Figure9.1 is a representation of the various factors
that affect handovers.
In trauma scenarios, the complexity of handovers signicantly increases. Handovers occur at multiple stages
during a trauma patient’s care (Fig.9.2). Handovers can
occur during the prehospital phase, the emergency department (ED) phase and the post-emergency department stage
[9]. Pre-hospital handovers occur when the patient receives
care from emergency medical services (EMS) responders
and is transported directly to a trauma centre or may be
transferred to a non- trauma healthcare centre before transported to a trauma centre. The emergency department phase
consists of handover from the EMS responders to the emergency department team (physicians and nurses). During
this handover, other teams including the trauma surgery
team and other surgical services may be present. Further
services may be consulted for management or transfer of
care. If a patient requires surgical intervention, then handover occurs at multiple points: ED to the operating room
(OR), OR to the post-anesthetic recovery unit (PACU), and
the PACU to the ICU, a high-acuity bed, or to the ward. A
trauma patient may have more than ten major handovers
during their stay, not including the handovers that occur
during shift changes. Each of these handovers are potential
areas for patient harm due to issues with the continuity of
care and miscommunication. In critically injured trauma
patients, it has been found that 48% of patients had information discrepancy during their handover [10].
Currently, there is no universally agreed upon best practice for handovers. This is due to varying roles (paramedic,
nurse, physician), specialties and subspecialties. Each profession may have different priorities and expectations during
handover and may have varying levels of skills and knowledge. This chapter will aim to dene the roles in a handover,
the differences in handovers in varying environments, handover strategies and challenges that may be encountered.
M. Au · L. Marshall Gillman (*)
University of Manitoba, Department of General Surgery,
Winnipeg, MB, Canada
e-mail: aut@myumanitoba.ca; Lawrence.Gillman@umanitoba.ca
© Springer Nature Switzerland AG 2025
L. Marshall Gillman, S. Widder (eds.), Trauma Team Dynamics, https://doi.org/10.1007/978-3-031-86312-7_9
49

50
Complexity of Handoffs
Fig. 9.1 Handoff
complexity as portrayed by
Starmer etal. [15]
M. Au and L. Marshall Gillman
Individual factors
System covariates
and confouders
• Heath information
technology
adoption
• Patient safety
culture
• Patient volume
• Patient complexity
Organization and contextual
Clinical expertise
Ownership
Interpersonal
skills
written handoff process
Process Patient
Provider workflow Medical error rates
Provider satisfaction
Verbal and written communicationns
factors
Urgency to change
Leadership support
Resources
Setting
Quality of verbal and
Quality of handoff
Shared mental model
Outcomes
Training factors
Implementation
Educational
strategies
PRE-HOSPITAL
EMERGENCY
DEPARTMENT
POST-EMERGENCY
DEPARTMENT
ICU
Fig. 9.2 A trauma patient’s course through the healthcare system
Handover Foundations
Case 1: Tom
Tom is a 31-year-old male driver, previously healthy,
who was T-boned by a semi-truck while driving home
from work. The patient had uctuating levels of con-
sciousness at the scene and was hypotensive and
hypoxic with the EMS responders. Upon arrival in the
ED, he was intubated and resuscitated. There were
decreased breath sounds to the right chest; as such, a
right-sided chest tube was placed. The patient remained
hypotensive despite ongoing uid resuscitation. A
massive transfusion protocol was activated. A FAST
scan showed some uid in the right upper quadrant. As
such, the trauma surgery team took the patient for an
emergency laparotomy.
In Case 1, numerous team members can be identied:
EMS responders, ED physicians, ED nurses, respiratory
therapist, trauma surgery team and the operating room staff.
For this patient to managed efciently and effectively, every
team member must be on the same page. This is called a
Shared Mental Model. A shared mental model is dened as
“individually held knowledge structures that help team
members function collaboratively in their environments”

9 Handovers inTrauma
Leadership
Communicaon
Fig. 9.3 TeamSTEPPS’s 4 key areas in teamwork competency
Teamwork
Competency
Mutual Support
Situaon
Monitoring
[11]. In other words, the team operates in an environment
where there is a shared understanding of the structure and
roles of each member, thus making communication and
coordination more effective.
The Agency for Healthcare Research and Quality’s
TeamSTEPPS program has been successfully implemented
in healthcare settings to help train teams to achieve better
communication [4]. TeamSTEPPS identies four key areas
in teamwork competency (Fig.9.3).
Leadership Effective leadership ensures that roles are
clearly identied, and expectations are clearly established.
Task delegation is an important part of leadership to ensure
appropriate use of resources.
51
points that were communicated, and the sender veries the
accuracy of the conrmation.
Using the TeamSTEPPS model for effective communication, we can extrapolate the features of a high-quality handover. A handover is successful when the people involved in the
handover understands each other’s roles, skills, and expectations, thus having a shared mental model. There must also be
open communication, and the communication should be conducted in a standardized manner. When team members perceive handover as a team priority, handover will likely be
more successful.
Other important factors that lead to better handovers
include face-to-face communication. By handing over in person, the sender can emphasize the importance of key information while incorporating nuanced body language, and the
receiver has opportunities to clarify and conrm the information. The receiver of information must be actively listening
[12]. The 3 A’s of active listening are Attitude, Attention, and
Adjustment [13]. Listeners must be open-minded and nonreactive. Listeners must also be engaged and focused on the
information being conveyed by the sender. An active listener
is also exible in their expectations and can ask for clarications when needed.
Key Takeaways
• Using a shared mental model results in better handovers.
• Each team member needs to feel valued and comfortable
to voice their thoughts.
• Receiving handover as an active listener is as important as
the person giving handover.
Handover Challenges
Situation Monitoring Situation monitoring is dened as
the assessment of a clinical situation by capturing behaviours
and actions. Situation monitoring allows a team member to
have situational awareness. When all team members share
their situational awareness through communication, a shared
mental model is developed.
Mutual Support Team members must be in a nonjudgemental environment that allows each individual of the
team to feel openly communicate their needs and thoughts.
Each member understands that they all play an important
role in the team and their input is valued.
Communication Information amongst all team members is
shared accurately and efciently. Communication is also
standardized to minimize loss of key information. Team
members should also use closed-loop communication to
reduce the risk of misinterpretation. Closed-loop communication occurs when the receiver of the message conrms the
Trauma presents a different level of complexity to handovers. The resuscitation bay is not necessarily the optimal
environment for a good handover. Ideally, a good handover is
done in an environment free of interruptions and distractions,
with minimal external pressure such as time. Challenges to
performing a good handover can be categorized into internal
factors, external factors, and systemic factors (Fig.9.4).
Team members each bring their own expectations, knowledge, experience, and communication styles. This is especially true during trauma handovers, as there are multiple
different healthcare providers present with different professional backgrounds.
Individual factors Both the roles of a sender or receiver of
information require categorizing, processing, and communicating accurate information. Factors such as fatigue and multitasking can result in cognitive overload. Fatigue may result
in slower processing of information, confusion, impaired
memory, inattention, and ultimately impaired communica-

52
Systemic
factors
M. Au and L. Marshall Gillman
Oftentimes, team members may not know the professional
role of another interprofessional team member and their
responsibilities. This may lead to different expectations
about what key information needs to be communicated.
Social
environment
Physical
environment
Internal
factors
Fig. 9.4 Factors that can affect the quality of a handover
tion. Passive listening may also be a result of fatigue or inattention. Studies assessing information transfers and
information degradation during handovers have shown that
the most key piece of information was not conveyed in up to
60% of handovers, despite the perception from the sender
that it was communicated. A study also found that only 56%
of information during handover was accurately retained by
the receiver [14].
Physical environment Whether it is in the resuscitation bay
or on the wards, handovers are always strife with interruptions and distractions. These can include interruptions from
the team asking for clarications, loud noises in the environment such as beeping monitors and nearby conversations, or
visual distractions such as people trying to complete tasks
during handover (e.g. hooking up monitors or inserting IVs).
Having a dedicated space that is large enough to accommodate the whole team is important for handover. The physical
environment can increase the risk of the sender miscommunicating and decreased retention of information by the
receiver.
Social environment There are always hierarchies within
the healthcare system, which can either be clearly dened or
unspoken. Attendings, physician trainees, students, interprofessional team members, and patients and their families all
hold differing levels of power in a situation. This hierarchical
difference can affect the way a person communicates based
on how empowered the individual may feel to speak up or
how comfortable they may be to ask questions. Ambiguous
roles can also result in miscommunication during handover.
Systemic factors A person’s ability to provide a highquality handover is not only a result of their internal factors
and external factors; it is also due to the training that they
have received. Handover is a skill that needs to be taught, and
medical institutions need to ensure that the training is provided. Additionally, the healthcare institution should adhere
to a standardized format for handover. Furthermore, regular
feedback on handover should be provided to the team members to ensure that education is ongoing.
Key Takeaways
• Multiple factors can result in poor handover.
• Ensure that handover is done in an environment that is
non-judgemental, has minimal interruptions and physical
distractions.
• Practice makes better—ensure that team members are
trained in handover and consistently receive feedback
during handover.
Handover Structure
There are several handover tools that have been used in the
healthcare setting. Handover tools help reduce cognitive load
by using a mnemonic and have been shown to signicantly
reduce medical errors. The specic handover tool used may
be dependent on the environment that it is being used in (e.g.
pre-hospital vs. the ward). The Joint Commission
International (JCI) and the World Health Organization
(WHO) have suggested the use of the SBAR tool. Other tools
include I-PASS, SIGNOUT, ANTICipate, and IMISTAMBO among many others (Table9.1).
Regardless of the mnemonic used, there are key elements
that should be included patient handovers. These include
identication information (demographics), patient’s stability
and illness severity, their admission diagnosis, their medical
history and code status, active issues, list of tasks needed to
be completed, any anticipated issues and plans, and conrmation of key information by the receiver as part of engaging
in closed loop communication.
Although there is no consensus on which mnemonic is
better, certain mnemonics may be more appropriate depending on the complexity of the situation. Standardization of
handover using mnemonics can result in a more efcient
handover with improved relaying and retention of material
and greater satisfaction for those involved in the handover.

9 Handovers inTrauma
Table 9.1 Handover mnemonics
SBAR I-PASS SIGNOUT ANTICipate IMIST-AMBO
Situation Illness severity Sick or DNR Administrative data Identication
Background information Patient summary Identifying data New information
(clinical update)
Assessment and
anticipated events
Recommendations Situation awareness and
Action List General hospital
course
New events Illness (stability) Signs
contingency planning
Synthesis Overall clinical
condition
Upcoming
possibilities and plan
Tasks to complete Medications
Tasks needed to be done Injuries/information relevant
Contingency plan/code
status
Mechanism/medical issue
to medical issue
Treatment and trends
Allergies
Background history
Other information
53
Written Handover
In addition to verbal handovers, written handovers also signicantly improve the quality of information transfer. Like
mnemonics in verbal handovers, having a written handover
document acts as a valuable cognitive aid, especially when
there are multiple caregivers and multiple patients. Written
documentation is the only source of information that is carried forward with the patient throughout their clinical course.
Handover documents should be up to date and contain information in the same format as a verbal handover: demographic
information, past medical history, medications, allergies,
medical issues, pertinent information during their course in
hospital, anticipated issues, and plans. By having an updated
written document present during handover, clinical team
members can focus on the details of issues and plans, rather
than trying to remember demographic information. This
improves the efciency and accuracy of the information
transferred in handover.
It is important to remember that written handover documents contain sensitive patient information and need to be
handled and disposed of appropriately to maintain patient
condentiality. Team members must be aware of the Personal
Health Information Act.
Key Takeaways
• A standardized method of handover should be adopted.
• Verbal and written handovers should be used concurrently
to ensure efcient and accurate handovers.
Conclusion
Trauma patients are one of the most complex patients to provide handover for given the acute and dynamic nature of the
situation, further augmented by the numerous settings that
the patient can transition to (scene, trauma bay, operating
room, ICU, ward). Trauma care is a team sport that requires
a shared mental model with each team member playing a
crucial role. A good handover between team members
ensures that less avoidable medical errors are made, resulting
in safer patient care.
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