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X
- •Contents
- •Contributors
- •1.6 Mixed Disorders
- •1.7 Isolated Symptoms
- •1.7.1 Snoring
- •1.7.2 Catathrenia
- •1.8 Summary
- •References
- •1.1 Introduction
- •1.2 Obstructive Sleep Apnea
- •1.2.1 Obstructive Sleep Apnea, Adult
- •1.2.2 Obstructive Sleep Apnea, Pediatric
- •1.3 Central Sleep Apnea
- •1.3.5 Primary Central Sleep Apnea
- •1.5 Sleep-Related Hypoxemia Disorder
- •2.7 Summary
- •References
- •3: Health Consequences of Obstructive Sleep Apnea
- •3.1 Cardiovascular Consequences
- •3.1.1 Chronic Heart Failure
- •3.1.2 Systemic Hypertension
- •3.1.3 Coronary Heart Disease
- •3.1.4 Arrhythmias
- •3.1.5 Cerebrovascular Disease
- •3.2 Respiratory Consequences
- •3.2.1 Asthma
- •3.2.3 Pulmonary Embolism
- •3.2.4 Pulmonary Hypertension
- •3.3.1 Diabetes Mellitus
- •3.3.2 Metabolic Syndrome
- •3.3.3 Sexual Dysfunction
- •3.4 Gastrointestinal Consequences
- •3.4.2 Nonalcoholic Fatty Liver Disease
- •3.5 Obstetric Outcomes
- •3.5.2 Gestational Diabetes
- •3.5.4 Maternal Surgical Complications
- •3.6 Perinatal Outcomes
- •3.6.1 Impaired Fetal Growth
- •3.6.2 Preterm Birth
- •3.6.4 Stillbirth
- •3.6.5 NICU Admission
- •3.7 Perioperative Outcomes
- •3.8 Accident-Related Consequences
- •3.9 Cancer-Related Outcomes
- •3.10 Survival Outcomes
- •3.10.1 Overall Mortality
- •3.10.2 Cardiovascular Death
- •3.10.4 Perioperative Mortality
- •References
- •4.1 Patient Case
- •4.2 Introduction
- •4.3 History
- •4.4.1 Oxygen
- •4.4.2 Vascular
- •4.4.3 Endocrine
- •4.6.1 Attention & Executive Function
- •4.6.4 Visual-Spatial
- •4.7 Summary
- •References
- •5.1 Introduction
- •5.2 Obesity
- •5.3 Hypertension
- •5.4 Diabetes Mellitus
- •5.5 Fatty Liver Disease
- •5.6 Conclusions
- •References
- •6.1 Background
- •6.2 History Taking
- •6.3 Physical Examination
- •6.4 Conclusion
- •References
- •Further Reading
- •7.1 Background
- •7.2.2 Screening Tools
- •7.2.3 Diagnostic Tests
- •7.2.7 Clinical Guidelines
- •7.3 Home Sleep Apnea Test (HSAT)
- •7.3.1 Advantages
- •7.3.2 Disadvantages
- •7.3.3 Patient Selection
- •7.3.4 Data Obtained
- •7.3.8 Recommended Follow-Up
- •7.3.9 Clinical Outcomes
- •7.4 Polysomnography (PSG)
- •7.4.1 Patient Selection
- •7.4.4 Follow-Up
- •7.5 Conclusions
- •Further Reading
- •8.1 Introduction
- •8.4 CBCT and OSA
- •8.5.1 CPAP
- •8.5.2 Oral Appliances
- •8.5.3 Maxillomandibular Advancement
- •8.6 Upper Airway Stimulation
- •8.7 Summary
- •References
- •9.1.1.1 Cranial Base Lengthening
- •9.1.1.2 Cranial Base Flexion
- •9.1.5.3 Tongue Growth
- •References
- •10.2.1.1 Cranial Base
- •10.2.1.2 Facial Height
- •10.2.1.4 Pharyngeal Airway Space
- •10.2.1.6 Hyoid Bone Position
- •10.3.1 Maxillary Expansion
- •10.3.1.4 RME for OSA
- •References
- •11.2 Pathophysiology
- •11.3 Clinical Exam
- •11.5 Treatment
- •11.6 Summary
- •References
- •12.1 Introduction
- •12.5 Mask Options
- •12.6.1 Dry Mouth
- •12.6.2 Tangled Tubing
- •12.6.3 Condensation
- •12.6.4 Headgear Problems
- •12.6.6 Ramp
- •12.6.7 Cleaning Equipment
- •12.6.8 Skin Irritation
- •12.6.9 Nasal Congestion
- •12.6.10 Aerophagia
- •12.7 Cleaning Equipment
- •12.7.1 Travel Options
- •References
- •13: Oral Appliance Therapy
- •13.1 Introduction
- •13.2 Terminology
- •13.3.2 Device Designs
- •13.4 Methodology
- •13.7.2 Device Design
- •13.7.5 Non-anatomical Traits
- •13.7.6 Disease Severity
- •13.7.7 Supine Dependency
- •13.12.3 Adherence
- •13.12.4 Mean Disease Alleviation
- •13.13 Long-Term Outcomes
- •13.16 Guidelines
- •References
- •14.1 Introduction
- •14.2 Positional Therapy
- •14.2.1 Weight Loss
- •14.2.2 Nasal EPAP Therapy
- •14.2.3 Oral Pressure Therapy
- •14.2.4 Hypoglossal Nerve Stimulation
- •References
- •15.1 Introduction: Background Information
- •15.4 Preoperative Assessment
- •15.4.1 Physical Examination
- •15.4.2 Polysomnography
- •15.4.3 Clinical History
- •15.5 Preoperative Consent
- •15.6 Preoperative Assessment
- •15.6.1 Surgical Setting
- •15.8 Instrumentation
- •15.8.1 Tonsillectomy
- •15.8.2 Adenoidectomy
- •15.9 Postoperative Management
- •15.9.1 Pain
- •15.9.2 Diet
- •15.9.3 Follow-Up
- •15.10 Expected Outcomes by Population
- •15.10.1 General Population
- •15.10.2 Complex Children
- •15.10.2.1 Obese Children
- •15.10.2.2 Down Syndrome
- •15.10.2.3 Craniofacial Syndromes
- •15.10.2.4 Synchronous Airway Lesion
- •15.11.3 Cardiovascular Parameters
- •15.13 Conclusion
- •References
- •Further Reading
- •16.1 Introduction
- •16.3.1 Anatomic Factors
- •16.8 Summary
- •References
- •17: Palatal Surgery for OSA Patients
- •17.1 Introduction
- •17.2.2 Nasopharyngeal Endoscopy
- •17.2.3 Cephalometrics
- •17.3.1.1 Success Rate of UPPP
- •17.3.1.2 Limitations of UPPP
- •17.3.1.3 Impact of UPPP
- •17.3.1.4 Complications of UPPP
- •17.3.2.2 Z-Palatopharyngoplasty
- •17.3.2.3 Expansion Sphincter Pharyngoplasty
- •References
- •18: Hypopharyngeal Surgery for OSA Patients
- •18.1 Introduction
- •18.2 Historical Perspective
- •18.3 Patient Selection
- •18.4 Physical Exam
- •18.5 Imaging I
- •18.5.1 Imaging
- •18.6 Drug-Induced Sedated Endoscopy
- •18.7 Treatment Algorithm
- •18.8 Procedures
- •18.8.1 Transoral Robotic Surgery
- •18.8.2 Radiofrequency Ablation (RFA)
- •18.8.3 Genioglossus Advancement
- •18.8.4 Tongue Base Suspension
- •18.8.5 Hyoid Suspension
- •18.8.7 Hypoglossal Nerve Stimulators
- •18.9 Future Directions
- •References
- •Suggested Reading
- •19.1.1 Imaging
- •19.2.1.1 Pierre Robin Sequence
- •19.2.1.2 Craniofacial Microsomia
- •19.2.2.1 Crouzon’s Syndrome
- •19.2.2.2 Apert Syndrome
- •19.2.3.1 Treacher Collins Syndrome
- •19.2.3.2 Goldenhar Syndrome
- •19.3 Surgical Correction
- •Bibliography
- •20.1 Introduction
- •20.4.2 Surgical Technique (DOME)
- •20.4.4 Consolidation Phase
- •20.6 Discussion
- •References
- •21.3.3 Maxillomandibular Setback
- •References
- •22.1 Introduction
- •22.3 Results
- •22.3.1 Success Rate
- •22.4 Cases
- •22.5 Discussion
- •22.6 Conclusion
- •References
- •23.1 Patient Evaluation
- •23.1.1 Patient Concerns
- •23.1.4 Facial Evaluation
- •23.1.5 Lateral View
- •23.1.6 Oral Examination
- •23.1.7 Periodontal Evaluation
- •23.1.8 Tongue Assessment
- •23.1.9 Temporomandibular Joint
- •23.1.10 The Nose
- •23.1.11 Oropharyngeal Airway Assessment
- •23.2 Radiographic Evaluation
- •23.2.2 Lateral Cephalometric Radiograph
- •23.2.5 Cephalometric Analysis
- •23.3 Dental Model Analysis
- •23.3.1 Arch Length Measurements
- •23.3.2 Tooth Size Analysis
- •23.3.3 Tooth Position
- •23.3.4 Arch Width Analysis
- •23.3.6 Cuspid-Molar Position
- •23.3.7 Tooth Arch Symmetry
- •23.3.10 Ankylosed Teeth
- •23.4 Summary
- •References
- •24.1 TMJ Articular Disc Displacement
- •24.3 Reactive Arthritis (ReA)
- •24.5 Trauma
- •24.6 TMJ Ankylosis
- •24.7 Other End-Stage TMJ Conditions
- •24.8 Summary
- •References
- •25.1 Background
- •25.2 Treatment Planning Maxillary Surgery
- •25.2.1 Bone Anatomy
- •25.2.2 Vascular Anatomy
- •25.5 Adjunct Procedures
- •25.6 Complications
- •References
- •26: Mandibular Surgical Procedures
- •26.1 Genioplasty Procedures
- •26.2 Osseous Genioplasty
- •26.2.1 Anteroposterior Augmentation
- •26.2.2 Surgical Procedure
- •26.2.3 Anteroposterior Reduction
- •26.2.4 Vertical Augmentation (Downgraft)
- •26.2.5 Vertical Reduction
- •26.3 Alloplastic Augmentations
- •26.3.1 Surgical Procedure
- •26.4 Genioplasty Complications
- •26.5 Mandibular Subapical Procedures
- •26.5.3 Possible Complications
- •26.6 Mandibular Body Surgery
- •26.7.1 Nonunion or Malunion
- •26.7.3 Infections
- •26.7.4 Periodontal Defects
- •26.7.5 Nerve Damage
- •26.8 Mandibular Ramus Surgery
- •26.9 Vertical Ramus Osteotomy
- •26.11.1 Early Relapse
- •26.11.2 Condylar Sag
- •26.11.4 Unfavorable Splits or Fractures
- •26.11.6 Periodontal Defects
- •26.11.8 Nerve Injury
- •26.11.9 Infections
- •26.11.10 Nonunion
- •26.11.11 Bleeding Problems
- •References
- •27.1 Occlusal Plane Alteration
- •27.1.1 History
- •27.2 Corrected Frankfort Horizontal Plane
- •27.3 High Occlusal Plane (HOP) Facial Type
- •27.3.6 MRI Evaluation
- •27.3.7 TMJ Disc Displacement
- •27.3.9 Reactive Arthritis
- •27.3.11 Other End-Stage TMJ Pathologies
- •27.6 Summary
- •References
- •28: Maxillomandibular Advancement
- •28.1.1 Symptoms
- •28.1.3.1 Noninvasive Treatments
- •28.1.3.2 Surgical Interventions
- •28.4.1 Preoperative Medical Assessment
- •28.5 Procedure
- •28.5.1.2 Plates Vs. Screws
- •28.7 Post-MMA Follow-Up Care
- •28.8 Conclusion
- •References
- •29.2.1 CASS Adoption Widespread
- •29.2.2 Overall CASS Accuracy
- •29.2.2.1 Soft-Tissue Prediction Simulators
- •29.2.3 Cost
- •29.4.1 Overall CASS Process
- •29.4.1.1 Step 1: Patient Referral
- •29.4.1.7 Step 7: Procedure
- •29.4.4 Case 3
- •29.5 Conclusion
- •References
- •30.1 Introduction
- •30.2 Preoperative Considerations
- •30.2.1 Surgical Facility
- •30.2.2 Medical Clearance
- •30.2.3 Anesthesia Considerations
- •30.3 Inpatient Postoperative Management
- •30.3.1 Immediate Postoperative Course
- •30.3.2 Acute Pain Management
- •30.3.5 DVT Prophylaxis
- •30.3.6 Nutrition
- •30.3.7 Antibiotics
- •30.4.1 Follow-Up Regimen
- •30.4.2 Postoperative Occlusal Guidance
- •30.5 Conclusion
- •References
- •31.1 Paradigm
- •31.2 Preoperative
- •31.3 Acute Post-surgical
- •31.4 Long-Term Post-surgical
- •References

Health Consequences ofObstructive Sleep Apnea
. Table 3.5 Strength of association between obstructive sleep apnea and obstetric outcomes
33
3
Obstetric outcomes Strength of association, point estimate
(95% condence interval)
Preeclampsiaeclampsia
Preeclampsia OR=2.19 (1.71, 2.80)
Gestational
hypertension
Eclampsia aOR=2.95 (1.08, 8.02) [10] Retrospective national cohort
Gestational
diabetes
Pulmonary edema aOR=5.06 (2.29, 11.1) [10] Retrospective national cohort
Congestive heart
failure
Cardiomyopathy aOR=3.59 (2.31, 5.58) [10] Retrospective national cohort
Pulmonary
embolism and
infarction
Stroke aOR=3.12 (0.41, 23.9) [10] Retrospective national cohort
Assisted vaginal
delivery
Cesarean delivery aOR=1.53 (0.79, 2.96) for BMI<30
Wound
complications
Hysterectomy aOR=2.26 (1.29, 3.98) [10] Retrospective national cohort
Transfusion aOR=0.81 (0.11, 5.85) [10] Retrospective national cohort
Length of stay aOR=1.18 (1.05, 1.32) [10] Retrospective national cohort
Maternal ICU
admission
OR=2.72 (1.33, 5.57) [38] Prospective cohort study
RR=1.96 (1.34, 2.86)
aOR=2.22 (1.94, 2.54)
OR=2.38 (1.63, 3.47)
RR=1.40 (0.62, 3.19)
aOR=1.67 (1.42, 1.97)
OR=1.78 (1.29, 2.46)
aOR=1.52 (1.34, 1.72)
OR=4.71 (1.05, 21.04)
aOR=3.63 (2.33, 5.66) [10] Retrospective national cohort
aOR=5.25 (0.64, 42.9) [10] Retrospective national cohort
OR=1.88 (1.10, 3.21) [12] Meta-analysis
aOR=3.48 (0.90, 13.37) for BMI≥30
aOR=3.04 (1.14–8.1)
RR=1.87 (1.52, 2.29)
aOR=1.60 (1.06, 2.40)
OR=1.81 (1.55, 2.11)
OR=1.38 (1.09, 1.76)
For elective
OR=2.52 (1.20, 5.29)
For emergency
aOR=3.44 (0.7–16.93)
aOR=1.77 (1.24, 2.54)
aOR=2.74 (2.36, 3.18) [10] Retrospective national cohort
References Study design
[10, 19, 123] Systematic review and quantitative
analysis
Meta-analysis
Retrospective national cohort
[10, 19, 123] Systematic review and quantitative
analysis
Meta-analysis
Retrospective national cohort
[10, 19, 37] Systematic review and quantitative
analysis
Retrospective national cohort
Case–control
[12, 50, 65, 108, 123] Prospective cohort
Prospective cohort
Meta-analysis
Retrospective cohort
Meta-analysis
[10, 65] Prospective cohort
Retrospective national cohort
Abbreviations: OR odds ratio, RR relative risk or risk ratio, aOR adjusted odds ratio, BMI body mass index, ICU intensive care unit

34
J. R. D. Espiritu
. Table 3.6 Strength of association between obstructive sleep apnea and perinatal outcomes
Perinatal outcomes Strength of association, point estimate
(95% condence interval)
Impaired fetal growth aOR=5.3 (0.93, 30.34)
3
Preterm birth: aOR=0.63 (0.18, 2.24) for <37weeks
Small for gestational
age<tenth percentile
Low birth weight OR=1.75 (1.33, 2.32)
Stillbirth
Stillbirth or perinatal
death
APGAR score<7 OR=2.14 (1.24, 3.71) [12] Meta-analysis
NICU admission
Neonatal nursery
admission
Hyperbilirubinemia aOR=3.63 (1.35–9.76) [65] Prospective cohort
Respiratory morbidity aOR=1.56 (0.5–4.59) [65] Prospective cohort
OR=1.44 (1.22, 1.71)
aOR=1.05 (0.84, 1.31)
aOR=3.9 (1.2, 12.6)
aOR=0.94 (0.10, 8.92) for <32weeks
OR=1.98 (1.59, 2.48)
RR=1.90 (1.24, 2.91)
OR=1.86 (1.50, 2.31)
OR=2.56 (0.56, 11.68) for BMI<30
OR=0.83 (0.04, 19.4) for BMI≥30
OR=1.67 (1.00, 2.78)
aOR=1.17 (0.79, 1.73)
aOR=2.02 (1.25, 3.28)
aOR=3.39 (1.23, 9.32)
OR=2.43 (1.61, 3.68)
RR=2.65 (1.68, 3.76)
OR=1.90 (1.32, 2.61)
References Study design
[10, 19, 25, 49] Prospective observational
Systematic review and quantitative
analysis
Retrospective national cohort
Case-control
[12, 19, 65, 123] Prospective cohort
Systematic review and quantitative
analysis
Meta-analysis
Meta-analysis
[50] Prospective cohort
[12, 19] Systematic review and quantitative
analysis
Meta-analysis
[9, 12] Retrospective national cohort
Meta-analysis
[12, 19, 65, 123] Prospective cohort
Systematic review and quantitative
analysis
Meta-analysis
Meta-analysis
Abbreviations: aOR adjusted odds ratio, OR odds ratio, BMI body mass index, NICU neonatal intensive care unit, RR relative risk or
risk ratio
Questionnaire) and infants born small for gestational
age [50], two meta- analyses observed a 67–75% increase
in likelihood of low birthweight neonates in mothers
with OSA [12, 19, 36].
3.6.4 Stillbirth
Although a large national cohort study observed no
association between stillbirth and maternal OSA [10], a
recent meta-analysis reported a signicant doubling of
the risk of stillbirth [12].
neonatal ICU/nursery admission in newborns of mothers with OSA [12, 19, 65, 123]. The likelihood of hyperbilirubinemia, but not respiratory morbidity, was higher
in newborns of women with OSA. [65].
3.7 Perioperative Outcomes
Several meta-analyses as well as a retrospective nationwide cohort analysis corroborated the adverse health
effects of OSA on most perioperative outcomes such as
ICU transfer, respiratory complications (i.e., postoperative hypoxemia, acute respiratory failure, emergent intubation, and need for CPAP or noninvasive ventilation),
3.6.5 NICU Admission
major adverse cardiac or cerebrovascular events, AF,
and neurologic complications [26, 34, 44, 73, 76, 90]
Multiple studies (1 prospective cohort study and 3 quantitative/meta analyses) were unanimous in corroborating a two- to threefold signicant increase in the risk of
(. Table3.7). However, OSA was not associated with a
longer hospital stay [76]. A qualitative systematic review
by the Society of Anesthesia and Sleep Medicine Task

Health Consequences ofObstructive Sleep Apnea
35
3
. Table 3.7 Strength of association between obstructive
sleep apnea and perioperative outcomes
Perioperative
outcomes
Perioperative
complications
ICU transfer OR=2.81 (1.46,
Postoperative
hypoxemia
Respiratory
complications
Acute
respiratory
failure
Postoperative
tracheal
intubation
and
mechanical
ventilation
MACCE OR=2.4 (1.38,
Cardiac
events
New
postoperative
atrial
brillation
Atrial
brillation
after CABG
Hospital
length of stay
Neurologic
complications
Abbreviations: OR odds ratio, ICU intensive care unit,
MACCE Major adverse cardiac or cerebrovascular events,
aOR adjusted odds ratio, CABG coronary artery bypass graft
Strength of
association, point
estimate (95%
condence
interval)
OR=3.93 (1.85,
7.77)
5.43)
OR=2.97 (1.90,
4.64)
OR=2.46 (1.29,
4.68)
OR=2.27 (1.20,
4.26)
OR=3.06 (2.35,
3.97)
OR=2.77 (1.73,
4.43)
OR=2.43 (1.34,
4.39)
OR=2.42 (1.53,
3.84)
OR=2.67 (1.0,
6.89)
4.2)
OR=2.07 (1.23,
3.50)
OR=1.63, (1.16,
2.29)
OR=1.76 (1.16,
2.67)
OR=1.94 (1.13,
3.33)
aOR=2.38 (1.57,
3.62)
Mean
difference=+2.01
(0.77, 3.24) days
OR=2.65, (1.43,
4.92)
References Study
design
[76] Meta-
analysis
[26, 34,
44]
[26, 44] Meta-
[26] Meta-
[34, 44] Meta-
[76] Meta-
[76] Meta-
[26, 34,
44]
[76] Meta-
[90] Meta-
[76] Meta-
[26] Meta-
Metaanalysis
Metaanalysis
Metaanalysis
analysis
Metaanalysis
analysis
analysis
analysis
analysis
Metaanalysis
Metaanalysis
Metaanalysis
analysis
analysis
analysis
analysis
Force on Preoperative Preparation of Patients with
Sleep-Disordered Breathing in 2016 conveyed a greater
risk of pulmonary and combined complications [84].
3.8 Accident-Related Consequences
OSA doubled the odds of motor vehicle crashes [111],
occupational accidents [29], and occupational injury
[35] (. Table3.8). Hirsch Allen etal. reported a higher
frequency of occupational injuries due to reduced vigilance in workers with OSA, but this association became
statistically insignicant after adjusting for confounders
[35]. A meta-analysis listed BMI, AHI, nocturnal hypoxemia, and daytime sleepiness as predictors for motor
vehicle crashes [111]. Another meta-analysis singled out
occupational driving as a high-risk activity in workers
with OSA [29].
3.9 Cancer-Related Outcomes
There is growing evidence to suggest a higher incidence
of cancer in OSA patients. Two meta-analyses on the
association between cancer incidence and OSA had contradictory results [86, 127] (. Table 3.9). More recent
studies identied a higher cancer incidence in younger
adults (<45 years) [11] and Veterans with OSA [40].
There were early reports of increased incidence of particular malignancies, including breast cancer [16] and
colorectal cancer [54] in OSA. On the other hand, a
meta-analysis by Zhang etal. did not nd an association
between OSA and cancer mortality [127]. Further studies are required to validate and elucidate the mechanisms
behind the purported increased cancer incidence in OSA.
. Table 3.8 Strength of association between obstructive
sleep apnea and accident-related outcomes
Type of
accident
Motor vehicle
crashes
Occupational
accidents
Occupational
injury
Abbreviations: OR odds ratio, aOR adjusted odds ratio
Strength of
association,
point estimate
(95%
condence
interval)
OR=2.427
(1.205, 4.890)
OR=2.18
(1.53, 3.10)
aOR=1.76
(0.86, 3.59)
References Study
design
[111] Systematic
review
[29] Meta-
analysis
[35] Prospective
cohort

36
J. R. D. Espiritu
. Table 3.9 Strength of association between obstructive
sleep apnea and cancer outcomes
Cancer
outcomes
3
Strength of
association,
point estimate
(95%
condence
interval)
References Study design
(. Table3.10). A meta-analysis on death and disability
in sleep apnea conrmed a signicant increase not only
in cardiovascular but also non-cardiovascular deaths
[23]. Nocturnal respiratory dysfunction (i.e., hypoxemiareoxygenation and hypercapnia), poor sleep quality (i.e.,
increased arousals, poor sleep efciency, decreased
Stages N3 and REM), and intrathoracic pressure variations, in addition to shared comorbid risk factors (e.g.,
BMI and metabolic syndrome), promote oxidative
Cancer
incidence
Breast
cancer
incidence
Colorectal
cancer
incidence
Cancer
mortality
Abbreviations: aRR adjusted relative risk, aHR adjusted hazard ratio, RR relative risk, aOR adjusted odds ratio
aRR=1.40
(1.01, 1.95)
aHR=0.91
(0.74, 1.13) for
mild OSA
aHR=1.07
(0.86,1.33) for
moderate OSA
aHR=1.03
(0.85, 1.26) for
severe OSA
aHR=3.7
(1.12, 12.45)
for OSA
patients
<45years old
aHR=1.97
(1.94, 2.00)
RR=1.20
(1.04, 2.71)
RR=1.72
(1.10, 2.71)
aHR=1.80
(1.28, 2.52)
aOR=3.03
(1.44, 6.34)
aHR=0.79
(0.46, 1.34) for
mild OSA
aHR=1.92
(0.63, 5.88) for
moderate OSA
aHR=2.09
(0.45, 9.81) for
severe OSA
[11, 40,
86, 127]
[16] Retrospective
[54] Nationwide
[127] Meta-analysis
Meta-analysis
Meta-analysis
Prospective
cohort
Retrospective
matched
cohort
cohort study
populationbased cohort
stress, inammation, sympathetic activation, endothelial dysfunction, neurohormonal changes, thrombophilia, and hemodynamic changes, which are the known
pathophysiologic mechanisms of the adverse systemic
outcomes in OSA [101] (. Fig.3.2).
3.10.2 Cardiovascular Death
Although Wang and colleagues’ meta-analysis did not
nd an increased incidence in fatal and nonfatal CHD
events [115], other meta-analyses reported signicant
association between severe OSA and cardiovascular
death [23, 24, 30, 64]. A meta-analysis on CHF mortality reported an increased mortality only in those with
central sleep apnea but not OSA [78]. A retrospective
cohort study reported a higher incidence of sudden cardiac death (SCD) in patients with OSA with advanced
age (>60years), moderate-to-severe disease (AHI>20/
hr.), and nocturnal hypoxemia (mean<93% and minimum <78% [28]. The severity of OSA appears to worsen
QT prolongation in patients with congenital long QT
syndrome, thereby raising the risk of SCD in this condition [102].
3.10.3 Chronic Obstructive Pulmonary
Disease Mortality
A cross-sectional analysis of the National Health and
Nutrition Examination Survey data found mortality
to be similar in COPD patients with or without OSA
[46]. In contrast, two prospective cohort studies
reported signicantly higher mortality in the overlap
syndrome, particularly in those COPD patients with
3.10 Survival Outcomes
severe OSA [67]. The primary cause of death was
COPD exacerbation.
3.10.1 Overall Mortality
Several meta-analyses were unanimous in corroborating
that OSA increased overall mortality, particularly in
those with severe disease [23, 24, 30, 87, 115, 120, 121]
3.10.4 Perioperative Mortality
A nationwide cohort study observed a counterintuitive
reduction in postoperative mortality in OSA patients

Health Consequences ofObstructive Sleep Apnea
. Table 3.10 Strength of association between obstructive sleep apnea and survival outcomes
37
3
Survival outcomes Strength of association, point estimate (95%
condence interval)
Death from all causes HR=1.19 (1.00, 1.41) for moderate OSA
HR=1.90 (1.29, 2.81) for severe OSA
RR=1.92 (1.38, 2.69) for severe OSA
RR=1.66 (1.19, 2.31)
OR=1.61 (1.43,1.81)
RR=1.59 (1.33, 1.89) for all-cause mortality
HR=1.262 (1.093, 1.431)
HR=0.945 (0.810, 1.081) for mild OSA
HR=1.178 (0.978, 1.378) for moderate OSA
HR=1.601 (1.298, 1.902) for severe OSA
HR=1.19 (0.86, 1.65) for mild OSA
HR=1.28 (0.96, 1.69) for moderate OSA
HR=2.13 (1.68, 2.68) for severe OSA
RR=1.54 (1.21, 1.97)
Cardiovascular death OR=2.09 (1.20, 3.65)
HR=1.40 (0.77, 2.53) for moderate OSA
HR=2.65 (1.82, 3.85) for severe OSA
OR=2.52 (1.80, 3.52)
HR=1.24 (0.53, 2.55) for mild OSA
HR=2.05 (0.57, 5.47) for moderate OSA
HR=2.73 (1.68, 2.68) for severe OSA
CHF mortality RR=1.09 (0.83, 1.42) [78] Meta-analysis
Non-cardiovascular death OR=1.68 (1.08, 2.61) [23] Meta-analysis
Sudden cardiac death HR=1.60 (1.14, 2.24) for AHI>20/hr [28] Retrospective cohort
COPD mortality RR=1.79 (1.16, 2.77)
aHR=1.5 (0.28, 2.80)
HR=2.01 (1.55, 2.62) for severe OSA
Postoperative mortality
Orthopedic
Abdominal
Cardiovascular
OR=0.65 (0.45,0.95)
OR=0.38 (0.22–0.65)
OR=0.54 (0.40–0.73)
References Study design
[23, 24, 30, 87, 115,
120, 121]
[23, 24, 30, 64] Meta-analysis
[21, 46, 67] Prospective cohort
[73] Retrospective cohort
Meta-analysis
Meta-analysis
Meta-analysis
Meta-analysis
Meta-analysis
Meta-analysis
Meta-analysis
Meta-analysis
Meta-analysis
Meta-analysis
Cross-sectional
Prospective cohort
analysis of a nationwide
inpatient sample
Abbreviations: HR hazard ratio, RR relative risk or risk ratio, OR odds ratio, OSA obstructive sleep apnea, CHF congestive heart
failure, COPD chronic obstructive pulmonary disease, aHR adjusted hazard ratio
who underwent orthopedic, abdominal, or cardiovascular surgery [73]. One proposed mechanism for this
dial damage, in OSA patients suffering from acute myocardial infarction [99] (7 Box 3.3).
postoperative mortality reduction in OSA patients is
the obesity paradox, i.e., the lower mortality observed
in overweight or obese patients with CHF [61, 85, 103],
acute coronary syndrome [81, 112], cardiovascular
interventions [14, 61, 66], AF [89], pneumonia [80],
lung cancer [104], and DM [53] (7 Box 3.1). Another
proposed mechanism is ischemic preconditioning, in
which the intermittent hypoxemia due to OSA confers
a wide array of protective end-organ effects (7 Box3.2).
An observational cohort study provided some evidence
for this concept of ischemic preconditioning based on
Box 3.1 Obesity Paradox
Denition
The obesity paradox is the counterintuitive reduction
in mortality observed in overweight or obese patients
with CHF [61, 85, 103], acute coronary syndrome [81,
112], cardiovascular interventions [14, 61, 66], atrial
brillation [89], pneumonia [80], lung cancer [104],
and diabetes mellitus [53].
lower troponin T levels and, as a corollary, less myocar-

38
J. R. D. Espiritu
Obstructive Sleep Apnea
3
Hypoxemia-
Reoxygenation
Oxidative
stress
Cardiovascular
disease
. Fig. 3.2 Pathophysiology of the systemic adverse health consequences of obstructive sleep apnea
Inflammation
Pulmonary
complications
Box 3.2 Ischemic Preconditioning
Denition
Ischemic preconditioning refers to the purported
wide array of protective end-organ effects
conferred by intermittent hypoxemia due to OSA
(e.g., lower troponin T levels) and, as a corollary,
less myocardial damage, in OSA patients suffering
from acute myocardial infarction [99].
Hypercapnia
Sympathetic
Activation
Gastrointestinal
complications
Endothelial
dysfunction
Metabolic
Complications
Mortality
Arousals
Neurohormonal
changes
Obstetric and
Perinatal
Complications
(c) Non-cardiovascular death
(d) Postoperative mortality
(e) COPD-related mortality
2. Which of the following surgical outcomes is not
adversely affected by obstructive sleep apnea?
(a) Respiratory complications (e.g., hypoxemia,
respiratory failure, need for intubation, and
mechanical ventilation)
(b) Cardiovascular complications (e.g., major
cardiac events, atrial brillation)
(c) Neurological complications (e.g., stroke)
(d) ICU transfer
Box 3.3 Questionnaire
(e) Length of stay
? Questions
1. Which of the following survival outcome measures is not adversely affected by obstructive
sleep apnea?
v Answers
1. d. Postoperative mortality
2. e. Length of stay
(a) Overall survival
(b) Cardiovascular death
Intrathoracic pressure
variation
Thrombophilia
Hematologic
and Oncologic
Complications
Hemodynamic
changes
Neurocognitive
changes

Health Consequences ofObstructive Sleep Apnea
Conclusion
The published literature on the adverse health consequences of OSA presents convincing evidence that
OSA virtually affects every organ system, resulting in
poor neurocognitive (i.e., hypersomnolence, fatigue,
attention/vigilance, delayed long-term visual and verbal memory, visuospatial/constructional abilities, and
executive function) and neuropsychological (e.g., depression, somatic syndromes, anxiety, and attention
decit/hyperactivity disorder), cardiovascular (i.e.,
CHF, systemic hypertension, ischemic heart disease,
AF, ventricular arrhythmia, and stroke), respiratory
(i.e., asthma and COPD exacerbation, pulmonary embolism, and pulmonary hypertension), endocrine (i.e.,
DM, metabolic syndrome, and sexual dysfunction),
gastrointestinal (i.e., GERD and NAFLD), obstetric
(i.e., pregnancy-related hypertensive disorders, gestational diabetes, maternal cardiovascular, pulmonary,
and surgical complications), perinatal (i.e., low birth
weight, preterm delivery, NICU admission, and hyperbilirubinemia), surgical (i.e., postoperative ICU
transfer, respiratory complications, cardiovascular
events, and neurologic complications), accident-related
(i.e., motor vehicle crashes and work-related injuries),
oncologic (i.e., cancer incidence), and survival (i.e.,
cardiovascular, non-cardiovascular, and COPD, and
overall mortality) outcomes. Impairments in nocturnal
respiratory function and sleep quality, in addition to
comorbid conditions, result in oxidative stress, inammation, sympathetic activation, endothelial dysfunction, neurohormonal changes, thrombophilia, and hemodynamic changes that lead to increased morbidity
and mortality in patients with the OSA.On the other
hand, perioperative mortality risk appears to be lower
with OSA, purportedly due to the obesity paradox
and ischemic preconditioning. Further research will
help identify yet undiscovered adverse health effects
of OSA, elucidate their pathophysiologic mechanisms,
and propose preventive and therapeutic approaches to
ameliorating these poor outcomes.
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