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170
W. J. Fillmore
11
. Fig. 11.4 Trauma-related clockwise rotation of the mandible in
a patient who had a nonunion of the right condylar fracture and a malunion of the left condyle. The patient presented to our clinic with
way obstruction, treatment of etiology must still give way to surgical correction in order to restore proper form. Advocates abound for multiple treatment modali­ties. The most common include:
5 Orthognathic surgery 5 Distraction osteogenesis 5 Autologous reconstruction of the condyle 5 Alloplastic reconstruction of the condyle (total
temporomandibular joint arthroplasty and reconstruction)
5 Tracheostomy
Traditional orthognathic surgery may be performed when the condylar resorption has ceased progression [5]. Most often, this will involve a counterclockwise rota­tion of the maxillomandibular complex with closure of the anterior open bite with in the mandibular portion of the surgery. Both bilateral sagittal split osteotomy and inverted-L osteotomies may accomplish this closure, depending on the amount of advancement and rota­tion required. Osseous genioplasty will also often assist in re- establishing appropriate facial proportions and lip competence. It is much easier to perform orthognathic surgery when there is still some remaining condyle to seat,
mandibular retrognathia, TMJ arthralgia, limited range of motion, and an AHI of 31
but it is still possible after the condyles have completely resorbed. In addition, there is risk of additional condylar resorption following orthognathic surgery. Some authors feel this may be mitigated with medical treatments before and after surgery [5]. Others also advocate for combined intraarticular surgery (such as disc repositioning) and orthognathic surgery.
Distraction osteogenesis is a technique advocated for correction of malocclusion in patients with condylar resorption [14]. There is some evidence from animal studies that distraction techniques were less traumatic to the condyle than mandibular orthognathic surgery. In addition, there is other evidence suggesting long-term stability without relapse. Mandibular distraction may be accompanied by traditional Le Fort osteotomy as well in order to optimize jaw position and airway space. Distraction is a technique that may be considered when the condyle–fossa relationship is stable and without dys­function. In cases where there is progressive deteriora­tion of the condyles or signicant TMJ dysfunction, it may be preferred to consider joint reconstruction.
Condylectomy with costochondral grafting is another method of restoring posterior face height and restoring a normal jaw relationship in the setting of con-
Obstructive Sleep Apnea intheSetting ofMandibular Condyle Resorption
171
11
dylar resorption [15]. Both open and endoscopically assisted approaches have been described with some suc­cess, albeit with relatively short-term follow-up and not always in the setting of concurrent airway obstruction.
a
b
This autogenous graft technique involves donor site morbidity, but outcomes are stable occlusally and show good TMJ function. This technique does not rely on
. Fig. 11.5 Radiographic exam from the patient in . Fig. 11.3.
Lateral cephalometric lm showing reduced posterior airway space, shortened posterior face height, and clockwise mandibular rotation a. Panoramic radiograph illustrating resorption of the mandibular condyles b
. Fig. 11.6 Cone Beam Computed Tomography (CBCT) from the patient in . Fig.11.1. Axial and sagittal views clearly show diminished
airway dimensions and may be utilized for volumetric analysis as well
. Fig. 11.7 Three-dimensional model printed for the patient in
. Fig.11.2 with scleroderma. Note the complete absence of the con-
dyle bilaterally and resorption of the nasal bones
172
W. J. Fillmore
11
. Fig. 11.8 Patient-tted (custom) alloplastic total temporoman-
dibular joint reconstruction. This can be used to advance the man­dible and correct mandibular rotation and retrusion and may be employed in conjunction with orthognathic surgery. Prosthesis in the
resolution or stabilization of condylar resorption prior to or after surgery, and it may also be employed in the absence of a condyle as well.
Alloplastic total joint reconstruction involves
replacement of both the condyle and fossa compo­nents of the temporomandibular joint (. Fig. 11.8). These may be both patient-tted (custom) and stock implants. Alloplastic joint replacement eliminates donor-site morbidity and relapse. Closure of an ante­rior open bite and advancement of the mandible to open the airway can also be combined with maxil­lary orthognathic surgery to achieve optimal jaw positioning and airway patency [16]. In addition, the
planning stage a. Coronal b and sagittal c views of the nal prosthe­sis. Lateral cephalometric lm of a patient treated for condylar resorption and subsequent retrognathia and OSA after orthognathic surgery in the form of sagittal split osteotomy d
alloplastic joint reconstruction is versatile, in that the surgeon may not be limited to treatment of idiopathic condylar resorption; destructive diseases of the joint including osteoarthritis and inammatory arthropa­thies are readily addressed [17]. In most cases, this is the author’s preferred method of reconstruction and restoration of anatomy in patients with condylar resorption and OSA together. Drawbacks to alloplas­tic reconstruction include risk of facial nerve injury, prosthesis infection, prosthesis failure, or sensitivity to materials. All of these are very uncommon, and the prostheses have proven quite durable over long-term studies [1820].
Obstructive Sleep Apnea intheSetting ofMandibular Condyle Resorption
173
11
Tracheostomy is a means of establishing a denitive, secure airway in patients who may be poor candidates because of failed previous surgery or medical comor­bidities. It is, thankfully, rarely required for the patient with OSA and is usually avoidable in the patient with condylar resorption when mainstream reconstructive techniques are utilized.

11.6 Summary

In summary, resorption or destruction of the mandibu­lar condyles may result from a number of different pro­cesses. These include various arthridities, trauma, and idiopathic condylar resorption. If sufcient clockwise rotation of the mandible and retrognathia combine with unfavorable soft tissue fullness or laxity in the tongue or pharynx, obstructive sleep apnea may result. Treatment of the underlying cause in these cases of OSA may involve medical management and will typically involve surgical correction. The goals of surgery are to re-estab­lish posterior face height, establish a normal occlusion, ensure a functional temporomandibular joint, and suf­ciently advance or position the maxillomandibular complex to alleviate obstructive anatomy and physiol­ogy. This may be accomplished through multiple means, including orthognathic surgery, distraction osteogenesis, condylectomy with costochondral grafting, or alloplas­tic joint reconstruction.

References

1. Smith CBWP.Surgical management of obstructive sleep apne in acromegaly with mandibular prognathism and macroglossia: a treatment dilemma. J Oral Maxillofac Surg. 2012;70(1):207–10.
2. Gunawardena IRS, MacKay S, Woods CM, Choo J, Esterman A, Carney AS.Submucosal lingualplasty for adult obstructive sleep apnea. Otolaryngol Head Neck Surg. 2013;148(1):157–65.
3. Tahiri YV-MA, Aldekhayel S, Lee J, Gilardino M.The effective­ness of mandibular distraction in improving airway obstruction in the pediatric population. Plast Reconstr Surg. 2014;133(3):352e–9e.
4. Ahmad MSE.Temporomandibular joint disorders and orofacial pain. Dent Clin N Am. 2016;60(1):105–24.
5. Gunson MJAG, Milam SB.Pathophysiology and pharmacologic control of osseous mandibular condylar resorption. J Oral Maxillofac Surg. 2012;70(8):1918–34.
6. Wang XDZJ, Gan YH, Zhou YH. Current understanding of pathogenesis and treatment of TMJ osteoarthritis. J Dent Res. 2015;94(5):666–73.
7. Twilt MMS, Arends LR, ten Cate R, van Suijlekom-Smit L. Temporomandibular involvement in juvenile idiopathic arthritis. J Rheumatol. 2004;31(7):1418.
8. Sansare KRM, Mallya SM, Karjodkar F. Management-related outcomes and radiographic ndings of idiopathic condylar resorption: a systematic review. Int J Oral Maxillofaci Surg. 2015;44(2):209–16.
9. Arvidsson LZSH, FlatøB LTA.Temporomandibular joint nd­ings in adults with long-standing juvenile idiopathic arthritis: CT and MR imaging assessment. Radiology. 2010;256(1):191.
10. Budhram ACR, Rusta-Sallehy S, Ioannidis G, Denburg JA, Adachi JD, Haaland DA.Anti-cyclic citrullinated peptide anti­body as a marker of erosive arthritis in patients with systemic lupus erythematosus: a systematic review and meta-analysis. Lupus. 2014;23(11):1156–63.
11. Lee DMSP. Clinical utility of the anti-CCP assay in patients with rheumatic diseases. Ann Rheum Dis. 2003;62(9):870.
12. ME C.Musculoskeletal manifestations of systemic lupus erythe­matosus. Rheum Dis Clin N Am. 1988;14(1):99.
13. Whiting PFSN, Sterne JA, Harbord R, Burton A, Burke M, Beynon R, Ben-Shlomo Y, Axford J, Dieppe P.Systematic review: accuracy of anti-citrullinated Peptide antibodies for diagnosing rheumatoid arthritis. Ann Intern Med. 2010;152(7):456.
14. Schendel SATJ, Linck DW 3rd. Idiopathic condylar resorption and micrognathia: the case for distraction osteogenesis. J Oral Maxillofac Surg. 2007;65(8):1610–6.
15. Troulis MJTF, Papadaki M, Williams WB, Kaban LB.Condylectomy and costochondral graft reconstruction for treatment of active idiopathic condylar resorption. J Oral Maxillofac Surg. 2008;66:65–72.
16. Mehra PNM, Chigurupati R.Is alloplastic temporomandibular joint reconstruction a viable option in the surgical management of adult patients with idiopathic condylar resorption? J Oral Maxillofac Surg. 2016;74(10):2044–54.
17. Paul SASS, Issac B, Kumar S. Management of severe sleep apnea secondary to juvenile arthritis with temporomandibular joint replacement and mandibular advancement. J Pharm Bioallied Sci. 2015;7(Suppl 2):S687–90.
18. Wolford LMML, Schneiderman ED, Movahed R, Allen W.Twenty-year follow-up study on a patient-tted temporoman­dibular joint prosthesis: the techmedica/TMJ concepts device. J Oral Maxillofac Surg. 2014;73(5):952–60.
19. Mercuri LGEN, Giobbie-Hurder A.Fourteen-year follow-up of a patient-tted total temporomandibular joint reconstruction system. J Oral Maxillofac Surg. 2007;65(6):1140–8.
20. Giannakopoulos HESD, Quinn PD.Biomet microxation tem­poromandibular joint replacement system: a 3-year follow-up study of patients treated during 1995 to 2005. J Oral Maxillofac Surg. 2012;70(4):787–94.
Non-surgical Management of OSA
Contents
Chapter 12 Positive Airway Pressure for the Treatment
of Obstructive Sleep Apnea–177
Shalini Paruthi
Chapter 13 Oral Appliance Therapy–185
Marie Marklund
Chapter 14 Other Therapies and Emerging Options
for Management of OSA–211
Abbey Dunn and Neeraj Kaplish
175
III
177
Positive Airway Pressure for the Treatment ofObstructive Sleep Apnea
ShaliniParuthi
Contents
12.1 Introduction – 178
12.2 Indications for Positive Airway Pressure – 178
12.3 PAP Adherence andCompliance – 178
12.4 Dierence Between CPAP andAPAP? – 178
12
12.5 Mask Options – 179
12.6 Possible Side Eects fromPAP Therapy – 180
12.6.1 Dry Mouth – 180
12.6.2 Tangled Tubing – 181
12.6.3 Condensation – 181
12.6.4 Headgear Problems – 181
12.6.5 Humidier Problems – 181
12.6.6 Ramp – 182
12.6.7 Cleaning Equipment – 182
12.6.8 Skin Irritation – 182
12.6.9 Nasal Congestion – 182
12.6.10 Aerophagia – 182
12.7 Cleaning Equipment – 182
12.7.1 Travel Options – 183
References – 183
© Springer Nature Switzerland AG 2021 K. B. Kim et al. (eds.), Management of Obstructive Sleep Apnea, https://doi.org/10.1007/978-3-030-54146-0_12
178
S. Paruthi
12

12.1 Introduction

Positive Airway Pressure (PAP) therapy is the rst-line and most effective treatment for obstructive sleep apnea in adults [1]. Continuous positive airway pressure (CPAP) has been used for treatment of obstructive sleep apnea since 1981 [2]. PAP works as a pneumatic splint that maintains the patency of the upper airway during sleep. It can also be used to treat other sleep-disordered breathing such as central sleep apnea, hypoventilation, and treatment emergent central sleep apnea. PAP ther­apy comes in a variety of forms: continuous positive air­way pressure (CPAP), auto-titrating positive airway pressure (APAP), Bilevel positive airway pressure(BPAP), and adaptive servoventilation (ASV).
CPAP machines deliver a constant pressure regard­less of whether the person is awake, asleep, inhaling, or exhaling, and resting in any position. BPAP gives a set pressure during inhalation, but decreases the pressure delivered during exhalation. BPAP is typically used in persons with obstructive sleep apnea in whom CPAP is ineffective. CPAP may be ineffective in patients due to the patient requiring higher pressures (CPAP max =20cmH20, BPAP max 30cm H20/30cmH20) or when a person is intolerant to CPAP, i.e., having difculty exhal­ing. It may also be used to treat other sleep-disordered breathing such as sleep-related hypoventilation by help­ing create an inspiratory: expiratory gradient to help ventilate [1].
ASV is typically indicated in patients who have treatment- emergent central sleep apnea, not resolved by CPAP, BPAP, BPAP with a backup rate, or in patients with other forms of central sleep apnea such as periodic breathing.
12.2 Indications for Positive Airway
Pressure
Recent guidelines from the American Academy of Sleep Medicine (AASM) recommend that treatment with PAP be based upon a diagnosis of obstructive sleep apnea established using objective testing. PAP is recommended to treat obstructive sleep apnea with patients with exces­sive daytime sleepiness, impaired sleep-related quality of life, and comorbid hypertension [1]. Other guidelines, including many payer policies, suggest PAP treatment for moderate to severe obstructive sleep apnea (AHI>15) or mild sleep apnea (AHI 5–15) with symp­toms of excessive daytime sleepiness, nonrestorative sleep, insomnia, neurocognitive dysfunction, or a his­tory of mood disorder, hypertension, or cardiovascular disease. The clinical guidelines for the manual titration of PAP will not be covered in this chapter but can be
found in reference [5]. Initiation of PAP can be through either home APAP trial or an in-lab PAP titration per the recent AASM Clinical Practice Guideline. Educational interventions, troubleshooting, and follow­up in person or through telemedicine are also recom­mended to improve adherence [1].
12.3 PAP Adherence andCompliance
Though PAP is very effective in treating obstructive sleep apnea, the main barrier is adherence to therapy. Adherence with PAP has varying denitions, but one commonly used (though arbitrary) cutoff is use of PAP therapy for over 4 hours per a night, 70% of nights. Objective adherence rates using this denition can range from 40% to 80% depending on a variety of factors [3]. One factor that predicts improved adherence includes the patient having subjective sleepiness before therapy. If patients notice improvement in sleep quality, they are more likely to use PAP long term as therapy for their obstructive sleep apnea. One important point, subjec­tive reports of adherence have been shown to be much higher than the objectively reported usage that is avail­able on most PAP machines [4].
12.4 Dierence Between CPAP andAPAP?
Within CPAP therapy, two modalities exist: xed pres­sure CPAP or auto-adjusting PAP (APAP). For patients who are titrated in the lab, several pressure settings can be evaluated to determine which pressure setting best treats the patient’s sleep disordered breathing and was tested in a variety of positions and stages of sleep, including supine-REM sleep. The pressure setting that best treats the sleep-disordered breathing (SDB) can then be used to set the pressure on the CPAP machine [5]. Some clinicians will choose to order an APAP machine and set the machine to a narrow range of pres­sures when the pressure setting that appears to work the best is known. For example, if the PSG identied a pres­sure setting of 8cmH20 best treated the patient’s SDB in supine-REM sleep and 6cmH20 best treated SDB in lat­eral sleep, the CPAP machine may be set from 6 to 8cmH20. Other providers may use a wider range of set­tings, such as 4–12cmH20 or rarely 4–20cmH20, to allow the machine to adjust to a higher setting if needed, since patients may sleep differently at home than in the lab, or may have other factors (weight, congestion) that would create a need for a higher pressure setting in the future.
Therefore, CPAP has a xed pressure setting and
the machine will always deliver the same constant
Positive Airway Pressure fortheTreatment ofObstructive Sleep Apnea
179
12
amount of air, whether inhaling or exhaling and only at one pressure setting. On the other hand, APAP is an auto- adjusting CPAP machine, and the machine will automatically adjust (based on ow of air through the mask/tubing) within a range of pressures chosen by the clinician. Research studies show similar adherence rates and effectiveness between APAP and CPAP [1, 6]. AASM Clinical Practice Guidelines also state that either is appropriate as therapy for obstructive sleep apnea [1].
Due to some payer policies, some patients may be diagnosed and treated for sleep apnea, without ever set­ting foot in a sleep lab. In this case, after the home sleep apnea test conrms the presence of hypopneas and apneas, the patient is prescribed an auto-adjusting PAP machine. Care must be taken to thoroughly review the adherence report that can be downloaded from the APAP machine within the rst 12 weeks or sooner if needed due to problems, to determine median pressure [1].
Examples to illustrate the importance of close fol­low- up: If an APAP machine is set to 420cm, and the adherence report shows the median pressure is typically 6cm of water, with the maximum pressure recorded is 20cm, and the patient is complaining of dry mouth or leak, the pressure can be reset to a lower range of 4–8cmH20, which will likely reduce the patient opening their mouth, which was causing oral leak and dry mouth. Conversely, for a patient with an APAP machine set to 4–20, who consistently has a median pressure of 16cm, this patient may be spending an inordinate amount of time at suboptimal pressures while the machine is fol­lowing its algorithm to get up to the median pressure; thus, the patient may complain of lack of benet or not getting enough air pressure, i.e., “air hunger” and dif­culty tolerating the PAP. This machine could be reset to 14-18cm so the patient may receive a therapeutic pres­sure soon after turning on the machine.
Depending on the brand of machine and the model, some machines have smart phone applications (apps) that can be downloaded and used by patients. The apps use Bluetooth technology to gather data from the machine and send to a person’s smartphone or tablet. During clinical visits, the adherence report generated by the PAP machine is reviewed by the patient’s medical providers. Adherence Reports (ARs) provide a substan­tial amount of information that can be used to improve the efcacy of CPAP for a person and improve the user experience. This information is also now able to be accessed via the internet by the clinician and the durable medical equipment company. Settings may also be changed through the same technology.
Adherence reports provide information on adher­ence, as many insurance providers require users to wear CPAP for >4hours for >70% of nights during a con-
secutive 30-night period, sometime during the initial 90-day period after receiving PAP therapy, in order for the insurance provider to continue payment for the equipment and rell of supplies. Adherence reports also provide data on machine settings, such as pressure or pressure range, ramp, pressure relief (different name per each brand), and leak. The reports can be viewed as 1-, 2-, or 7-page (or longer!) reports, and each presents a different level of detail.
A signicant amount of details are found in the 7-night extended review, which can provide the clinician an opportunity to see night-to-night variability and where problems are occurring, such as if it appears the person’s mouth is opening, causing intermittent leak, or the pressure range is so high that the person must use the ramp feature multiple times a night.
Adherence reports also generate a machine-based respiratory disturbance index (RDI) or apnea-hypopnea index, or how many times the machine notes changes in air ow, which would represent a person having partial or total blockage of the airway. Clinical consensus is that ideally, the machine-generated RDI goal is <5 events per hour, although if the patient clinically reports improvement and the machine-generated RDI is <10, it may be reasonable to make no further changes [5]. Additionally, each brand of machine may have slightly different algorithms to help determine this RDI as no arousal or desaturations are measured. Some reports will further describe what proportion of respiratory events are likely obstructive, central, or mixed type. This can be helpful to determine if a person struggling with CPAP or having lack of benet may need a change in pressure or needs to be brought in for an in-lab over­night attended titration or re-titration study to deter­mine if the problem is with the mask, tubing, leak, pressure setting, or treatment-emergent central sleep apnea, which requires treatment with a different PAP modality altogether.

12.5 Mask Options

The mask can “make or break” a patient’s CPAP or APAP experience! When patients dislike their CPAP, they are often referring to their mask experience. Studies suggest the best chance for success is to use a nasal or nasal pillow-type mask initially. Nasal inter­faces also seem to have better data with regard to effectiveness versus full facemasks [5]. It is believed that full facemasks can actually put pressure on the lower jaw, causing the jaw/tongue to move backward through the night, reducing airway dimensions and increasing airway resistance [5]. However, some people are unable to keep their mouth closed despite a chin-
180
S. Paruthi
. Fig. 12.1 Example of a nasal mask . Fig. 12.2 Example of a full face or oronasal mask
12
strap or cannot become comfortable with the nasal or nasal pillow-type mask. Thus, there are a variety of full facemasks available as well. Masks should not leave red marks or indentations on the skin for longer than a few minutes after being removed in the morn­ings. Recently, manufacturers have placed a warning that masks with magnetic clips should not be used in persons with pacemakers or that the magnetic clip must stay at least 2inches away from the pacemaker [7]. Most masks are made of silicone material so they are hypoallergenic. It is common for patients to exchange masks or get ret with masks as they are get­ting used to positive airway pressure. There are several different styles of masks; however, some unique styles include cloth masks or memory foam masks. See
. Figs.12.1, 12.2, 12.3, and 12.4.
12.6 Possible Side Eects fromPAP Therapy
12.6.1 Dry Mouth
For people who experience dry mouth by morning time, it is likely they are opening their mouth at some point during the night, experiencing oral leak. A chinstrap will help keep the jaw closed, reduce the ability of the mouth to open, and thus reduce leak and dry mouth discom­fort. Other products to try include mouth moisturizers (articial saliva) or xylitol tablets.
. Fig. 12.3 Example of a nasal pillow-style mask
Positive Airway Pressure fortheTreatment ofObstructive Sleep Apnea
181
12
. Fig. 12.4 Close-up view of the nasal pillow-style mask
It is also important to treat any nasal symptoms, such as runny nose or nasal congestion, which may have caused mouth breathing.
12.6.2 Tangled Tubing
The tubing comes in various lengths, heated or non­heated. Tubing can be ordered in lengths of 6, 8, and 10 feet. PAP tubing holders, either store-bought or home­made, can prevent tangling. For example, some people run their tubing over their headboard, while others run their tubing up above their pillow. There are also masks which the tubing connects on the superior portion of the mask headgear, thus keeping the tubing away from the face and body altogether.
. Fig. 12.5 Example of tubing sleeve
12.6.4 Headgear Problems
Headgear comes in a variety of sizes and is typically designed just for the mask it comes with. However, sometimes the headgear can be mixed and matched with masks other than the mask it came with. Most masks are standard with straps and clips to secure the mask in place all night despite the person’s sleeping position or position changes. Some unique styles of headgear include the Bella Loops headgear, which is compatible with the Swift FX mask, and includes two straps that loop around the ears; there are no straps that go behind the head. Another unique headgear is the soft cap head­gear, made mostly of spandex, which covers nearly all of the posterior surface of the head and snuggly secures the mask overnight. There are some headgears that have an extra loop built in, either on the side or the top of the headgear to help secure the tubing, again to decrease the person becoming entangled. Patients are requested to hand-wash and air-dry the headgear every 2–4weeks to help the headgear maintain its shape and elasticity.
12.6.3 Condensation
Heated tubing may help decrease condensation, also commonly referred to as “rain-out”, within the tubing when there is signicant mismatch in the bedroom air temperature (much cooler) and the temperature of the air inside the tubing (much warmer). Tubing sleeves or tubing covers are also available. See . Fig.12.5.
12.6.5 Humidier Problems
Humidiers have become standard on most machines. They can be adjusted from OFF (or zero) up to the highest setting offered by each brand. There is a hot metal plate on the bottom of the water container that heats up proportional to the setting selected in the set­tings menu. It is recommended that for regular use, dis-