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Cone-Beam CT Use forAirway Imaging
97
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. Fig. 8.13 Three-dimensional rendering images of the upper air-
way with cone-beam computed tomography for one patient. a Rest­ing breathing: Sagittal view during a cycle of resting breathing showing the upper airway volume. b Application of positive pressure
(+10 cm H +10cm H2O with an increase in the airway volume. c Frontal view in resting breathing. d Frontal view in positive pressure of +10cm H2O
O) by facemask. Sagittal view during application of
2
98
J. M. Palomo et al.
8
. Fig. 8.14 Three-dimensional rendering images of the upper air-
way with cone-beam computed tomography for one patient. a Rest­ing breathing: sagittal view during a cycle of resting breathing showing the upper airway volume b Application of negative pressure
(2 cmH H2O with an increase in the airway volume. c Frontal view in resting breathing d Frontal view in negative pressure of 2cm H2O
O) by facemask. Sagittal view during application of -2cm
2
Cone-Beam CT Use forAirway Imaging
99
8
. Fig. 8.15 Three-dimensional rendering images of the upper air-
way with cone-beam computed tomography for one patient. a Rest­ing breathing: Sagittal view during a cycle of resting breathing
showing the upper airway volume. b Same patient with oral appli­ance showing an increase in the airway volume. c Frontal view in resting breathing. d Frontal view with an oral appliance in place
100
J. M. Palomo et al.
8
. Fig. 8.16 Three-dimensional rendering images of the upper air-
way with cone-beam computed tomography for one patient. a Rest­ing breathing: sagittal view during a cycle of resting breathing
showing the upper airway volume. b Same patient after MMA show­ing increase in the airway volume. b Frontal view in resting breath­ing. d Frontal view after MMA
Cone-Beam CT Use forAirway Imaging
101
8
. Fig. 8.17 Three-dimensional rendering images of the upper air-
way with cone-beam computed tomography for one patient. a Rest­ing breathing: Sagittal view during a cycle of resting breathing showing the upper airway volume. b Sagittal view during stimulation
AHI generally between 20 and 60/hour, (c) >75% of the AHI being obstructive apneas and hypopneas, and (d) closure during drug-induced sedation endoscopy show­ing a predominant anteroposterior collapse at the level of the velopharynx. Subjects were evaluated by CBCT scans and lateral cephalograms in regular breathing, during UAS therapy. The rst scan was taken during a cycle of resting breathing. The second scan was taken during stimulation at voltage amplitude at or near that used therapeutically during sleep in that patient. The
of the hypoglossal nerve with an increase in the upper airway vol­ume. c Frontal view in resting breathing. d Frontal view during hypo- glossal nerve stimulation
CBCT volumes taken under UAS of the hypoglossal nerve showed a signicant increase along the upper air­way (+48%). The hypopharynx increased 63%, followed by the oropharynx with 54%, and the nasopharynx with a 15% increase (. Fig.8.17). In six of seven sub­jects, the minimal cross-section area was found in the retropalatal airway, while for the others, it was in the nasopharynx. The average minimal cross-section area
2
before stimulation was 100.5mm
and after stimulation
it was 139.2mm2 [25].
102
J. M. Palomo et al.

8.7 Summary

This chapter outlines how CBCT can be used to assess the airway for both diagnosis and treatment outcome assessment. A CBCT alone cannot provide a diagnosis for sleep apnea, but it has its uses, specially in monitor­ing and helping with treatment considerations. A lateral cephalogram should not be used to assess the airway, since it does not portray mediolateral information or changes.

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Craniofacial Morphology Related toObstructive Sleep Apnea: Growth ofCraniofacial Bones andtheUpper Airway
Su-JungKim andKiBeomKim
Contents
9.1 Upper Airway Development withNormal Craniofacial Growth – 106
9.1.1 Postnatal Growth oftheCranial Base – 106
9.1.2 Postnatal Growth ofNasomaxillary Complex – 109
9.1.3 Postnatal Growth ofMandible – 109
9.1.4 Postnatal Growth andPositional Changes ofHyoid Bone – 111
9.1.5 Postnatal Growth ofPharyngeal Soft Tissues – 113
9.1.6 Postnatal Development ofPharyngeal Airway – 114
9
9.2 Upper Airway Impairment withAbnormal Craniofacial Growth – 116
9.2.1 Extended Head andCervical Posture Aecting Craniofacial Deformation – 116
9.2.2 Pharyngeal Airway inDierent Sagittal Craniofacial Discrepancy – 117
9.2.3 Pharyngeal Airway inDierent Vertical Craniofacial Discrepancy – 121
9.2.4 Upper Airway inTransverse Craniofacial Discrepancy – 122
9.3 Craniofacial Alteration by Abnormal Respiratory Function – 122
9.3.1 Prevalence ofCraniofacial Deformation inSDB Children – 122
9.3.2 Craniofacial Alteration by Physical Upper Airway Obstruction inChildren – 123
9.3.3 Craniofacial Characteristics ofPediatric SDB Patients – 125
References – 129
© Springer Nature Switzerland AG 2021 K. B. Kim et al. (eds.), Management of Obstructive Sleep Apnea, https://doi.org/10.1007/978-3-030-54146-0_9
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S.-J. Kim and K. B. Kim
9.1 Upper Airway Development
withNormal Craniofacial Growth
and its contents in healthy children, which varies from year to year, to assess the signicant variations from the normal.
Upper airway, which comprises the nasal cavity, phar­ynx, and larynx, is more relevant to craniofacial struc­tural environment than the lower airway. The pharynx is
9.1.1 Postnatal Growth oftheCranial Base
a tube-shaped structure that extends from the cranial base to the level of the inferior surface of the sixth cervi­cal vertebra [1]. It lies dorsal to the nasal and mouth cavity and is cranial to the esophagus, larynx, and tra­chea. The pharynx can be anatomically separated into three parts: the nasopharynx, oropharynx, and hypo­pharynx. In a midsagittal image, the nasopharynx is shown to extend from the nasal turbinates to the hard palate. The oropharynx can be subdivided into the ret­ropalatal pharynx (from the hard palate to the caudal margin of the soft palate) and the retroglossal pharynx (from the caudal margin of the soft palate to the base of the epiglottis). The hypopharynx spans from the base of
9
the epiglottis to the larynx (.
As upper airway is located below the skull base and
Fig.9.1) [2].
behind the face, the growth and developmental changes of craniofacial structures will affect the development of the upper airway, and subsequently the dimension and function of the upper airway. It is necessary to under­stand the normal growth pattern of the upper airway
It is important to understand the forces within the cra­nial base that drive facial growth and upper airway development. The cranial base provides the platform around which the nasomaxillary complex and mandible develop, both of which inuence craniofacial morphol­ogy and function.
Although the sutural growth on the cranium and cranial base accounts for multidirectional expansion of the cranial base, overall postnatal growth of the cranial base depends on endochondral growth on the synchon­drosis, differential sutural growth of the calvaria wall, and surface cortical drift on the endocranial oor in response to the growth of cerebral lobes and sinuses. Among these mechanisms, endochondral growth of two principal synchondroses directly determines growth of the cranial base after birth. The sphenoethmoidal syn­chondrosis is most active in relation to growth of the anterior cranial base through approximately 7–8years of age. The spheno-occipital synchondrosis, which fuses shortly after puberty (16–17 years in females and 18–19years in males), is most prominent throughout the period of active craniofacial growth. Once synostosis occurs, growth of the cranial base length in the antero­posterior direction has mostly completed, and subse­quent changes in the form of the cranial base may be attributable to bone remodeling. The cranial base under­goes a dramatic shift in its growth pattern during the rst 2–3 postnatal years, and growth changes, thereafter, are smaller and steadier. Both cranial base lengthening and cranial base exion are important growth mecha­nisms.
. Fig. 9.1 Upper airway on the lateral cephalogram comprising
nasal cavity, nasopharynx, oropharynx, and hypopharynx
9.1.1.1 Cranial Base Lengthening
Up to the end of the rst year of life, the intrasphenoidal synchondrosis denes the junction of the anterior and posterior cranial bases. The anterior cranial base grows primarily due to the growth of sphenoethmoidal syn­chondrosis by 6years in concert with the frontal lobes of the brain and continues to increase after its fusion at 7–8years of age. This is due to bony apposition on the outer surface of the frontal bone associated with the development of frontal sinus. The posterior cranial base lengthens primarily due to growth at the spheno-occipi­tal synchondrosis, and it represents differential matura­tion from the anterior cranial base. The anterior cranial base grows more and is also more mature than the pos­terior cranial base throughout the postnatal growth between birth and 17years of age. According to longitu-
Craniofacial Morphology Related to Obstructive Sleep Apnea: Growth of Craniofacial Bones…
107
9
dinal analyses, the anterior cranial base has attained nearly 90% of its adult size by 4.5years of age, while the posterior cranial base has attained only about 80% of its adult size [3]. As a consequence, anteroposterior growth of cranial base length is almost complete during the rst 6 years of life. Thereafter, any additional lengthening occurs by bony apposition, affecting the forward dis­placement of nasomaxillary complex.
9.1.1.2 Cranial Base Flexion
In newborns and infants, the cranial base is quite at. With growth into childhood, a more convex superior or exed appearance emerges. The cranial base angulation decreases more than twice as much during the rst 2years than between 2 and 17years of age, primarily due to the differential growth of spheno-occipital syn­chondrosis. Between 2 and 6years of age, cranial base exion occurs because of bone remodeling that results in the clockwise rotation of the sphenoid bone and counterclockwise rotation of the occipital bone, which is accompanied by shortening and widening of the cranial base. The degree of bony rotation and its direction tends to be determined during the rst 6 years of life when facial dynamics begin to compete with cranial dynamics.
Individuals with impaired cranial base exion tend to keep their cranial bases narrow and long (a dolicho­cephalic pattern), and accordingly have narrow and long faces (. Fig. 9.2). A combination of a counterclock­wise sphenoidal and a clockwise occipital rotation may develop maxillary protrusion with deep and narrow maxillary arch and locate mandibular condyles back­ward, representing skeletal Class II. In contrast, indi­viduals with large cranial base exion by combined clockwise sphenoidal and counterclockwise occipital rotation tend to exhibit wide and short cranial bases (a brachycephalic pattern) with decient midface and ante­riorly located mandibular condyles, representing skele­tal Class III.
On the other hand, a longitudinal study from Burlington Growth Centre with the annually examined Caucasian sample [4] found no signicant differences in cranial length, cranial width, cephalic index, and ante­rior cranial base length between the 10% of the children with the most open cranial base angles and the 10% with the most closed cranial base angles. Children with the attest cranial bases had a slightly shorter posterior cra­nial base, mandibular condyles located further back­ward and upward, and retrognathic maxilla, showing
. Fig. 9.2 CBCT volume images of an individual with impaired cranial base exion, showing a dolichocephalic pattern and long face