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Miniscrew-Assisted Maxillary Expansion Techniques forTreatment ofObstructive Sleep Apnea
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Implant Location
Measurement
11.9mm 4.7mm5.8mm
Red – 10mm Screws
Blue – 12mm Screws
12.3mm
. Fig. 20.5 DOME virtual planning. Using 3-D technology, custom- fabricated miniscrew-assisted maxillary expander is designed and ideal
sites and length of miniscrews are identied to achieve optimal results and minimize side effects and failure for OSA
lary expansion should be achieved to resolve obstructive sleep apnea medical conditions. Once the planned expansion is completed, orthodontic treatment is initi­ated to close the existing diastema and expand lower
the orthodontist guides the teeth into proper position to correct the occlusion. Longer consolidation period with the device in place increases greater long-term stability of the skeletal expansion.
arch to achieve normal occlusion.
20.4.5 Determining theAmount
20.4.4 Consolidation Phase
Typically, the consolidation phase is 3 months [15, 17,
18] for typical craniofacial distraction osteogenesis, but
the ideal recommended consolidation period is 6–8months in order to allow maximal bone ll and min­imize relapse. The miniscrew-assisted rapid palatal expander technique does not interfere with tooth move­ment and allows the expander to remain in place while
Dening the amount of necessary skeletal expansion for improvement of OSA has not yet established. Typical orthodontic measurements are based on arch width differences between maxillary and mandibular intermolar width. However, in order to achieve the greatest possible skeletal maxillary expansion for OSA improvement, the most important areas of consider-
ofExpansion
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A. J.-S. Yoon et al.
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. Fig. 20.6 Limited Le-Fort I and mid-sagittal split without down- fracture. (Courtesy of Dr. Stanley Liu)
ation are the width of nasal oor and palatal oor. Depending on location of screws and application of forces, dentoalveolar response and teeth angulation changes after expansion are quite different than con-
alveolar bone needs to be calculated for both maxillary and mandibular dentition. In some cases, uprighting of the lower posterior teeth rst (i.e., mandibular dental
decompensation) can be helpful. ventional tooth-anchored expander. For example, if you use only miniscrews on oor of palate close to mid­palatal sutures, palatal crown tipping of molars will
20.4.6 Retention andRelapse
occur after expansion, which is the opposite phenome­non to tooth-anchored maxillary expander. Therefore, the design of expander, location of screws, and basal bone width and angulation all need to be considered. The orthodontist needs to evaluate the skeletal and
Following the active phase of any expansion, a retainer
is needed even after bone ll seems complete. The expan-
sion must be maintained passively by xed or removable
appliance to aid in transverse retention. dental relationships in the transverse plane using den­tal casts and/or coronal cross-section views of 3-D images.
20.5 Case Result ofDOME
In many cases of constricted maxilla, the compen­sated lower teeth are more lingually inclined, camouag­ing the maxillary constriction. Uprighting the posterior teeth to a normal inclination over the supporting basal
. Figures 20.7, 20.8, 20.9, and 20.10 illustrate pre-
DOME and post-DOME results. For most patients using a proper DOME technique, 8–9mm expansion of
ab
cd
Miniscrew-Assisted Maxillary Expansion Techniques forTreatment ofObstructive Sleep Apnea
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e f
. Fig. 20.7 Pre-DOME (left) and post-DOME (right). a Pre-
DOME occlusal view. b Post-DOME occlusal view. 14mm diastema presented after 9mm of jackscrew expansion. c Pre-DOME frontal view d Post-DOME frontal view. Note 14mm diastema e Pre-DOME
transverse view of palate of CBCT f) Post-DOME transverse view of palate of CBCT.Note 12mm expansion at anterior nasal spine,
4.5mm expansion at posterior nasal spine after 9mm of transpalatal expansion at jackscrew level
the appliance jackscrew equates to approximately 10–14 mm dental diastema present. This patient pre­sented 14 mm diastema, 12 mm expansion at anterior nasal spine, 4.5mm expansion at posterior nasal spine, and 8 mm expansion on nasal oor after 9 mm of transpalatal expansion at jackscrew level. Internasal width, intermolar width, and internal nasal valve are all signicantly increased after DOME. This patient’s Apnea Hypopnea Index dropped from 13.8 to 4, Nasal Obstruction Symptom Evaluation Scale dropped from
17 to 3, and Epworth Sleepiness Scale improved from 23 to 6 after DOME procedure.

20.6 Discussion

There are many studies that show maxillary expansion as an effective treatment modality for OSA in children [5, 6, 19]; however, there are very limited published data available for adult OSA population [20].
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A. J.-S. Yoon et al.
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. Fig. 20.8 Pre-DOME (left) and post-DOME (right): coronal view at nasopalatine canal level. Nasal oor was expanded 8mm and nasal
cavity became more patent after expansion
. Fig. 20.9 Pre-DOME (left) and post-DOME (right): coronal view at palatal cusp of rst molar level. Nasal oor was expanded 6mm and
nasal cavity become more patent after expansion
Miniscrew-Assisted Maxillary Expansion Techniques forTreatment ofObstructive Sleep Apnea
. Fig. 20.10 Pre-DOME (left) and post-DOME (right): 3-D surface rendering from CBCT
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Orthodontic miniscrews, which are used for absolute orthodontic anchorage, have been incorporated into bone-anchored maxillary expander designs (i.e., xed maxillary expander attached directly to palatal bone using miniscrews) and clinical research has attempted to validate the theory that direct transfer of expansion energy to the palatal bone should result in greater skele­tal expansion rather than alveolar bone bending [9]. Miniscrew-assisted palatal expanders allow for greater physiologic suture expansion, reduces negative dentoal­veolar effects, achieves the maximum nasal and oral cav­ity volume compared to conventional RME [9, 10], and contribute to more predictable stable management of OSA.Recently, randomized-controlled trial showed that signicantly higher post-expansion nasal airow values for bone-anchored maxillary expander (hybrid type, average age 10.2years) compared with tooth- anchored expander (average age 9.7years) [21]. Many studies have demonstrated that miniscrew-assisted maxillary expander can be a better treatment option than conventional tooth-anchored maxillary expander for increasing skele­tal expansion and airway volume without osteotomy but these patient’s age were mostly for late teenagers [22] and has not been studied yet in the OSA patient pool.
The separation of sutures using DOME becomes much more predictable and reliable in adult OSA patients, thus the author advocates the continued aug­mentation of minimal osteotomy during maxillary expansion using miniscrew-assisted RME appliances for older population of OSA. It still remains to be deter­mined whether mandibular expansion is possible although there are some individual case reports [23]. Skeleton-borne maxillary expansion using palatal mini­screws offers a new treatment alternative for a multidis­ciplinary approach to adult sleep apnea syndrome.

References

1. Cistulli PA. Craniofacial abnormalities in obstructive sleep apnoea: implications for treatment. Respirology. 1996;1(3): 167–74.
2. Cistulli PA, Richards GN, Palmisano RG, Unger G, Berthon­Jones M, Sullivan CE. Inuence of maxillary constriction on nasal resistance and sleep apnea severity in patients with Marfan's syndrome. Chest. 1996;110(5):1184–8.
3. Zambon CE, Ceccheti MM, Utumi ER, etal. Orthodontic measure­ments and nasal respiratory function after surgically assisted rapid maxillary expansion: an acoustic rhinometry and rhinomanometry study. Int J Oral Maxillofac Surg. 2012;41(9): 1120–6.
4. Iwasaki T, Saitoh I, Takemoto Y, et al. Tongue posture improve­ment and pharyngeal airway enlargement as secondary effects of rapid maxillary expansion: a cone-beam computed tomography study. Am J Orthod Dentofac Orthoped. 2013;143(2):235–45.
5. Cistulli PA, Palmisano RG, Poole MD.Treatment of obstructive sleep apnea syndrome by rapid maxillary expansion. Sleep. 1998;21(8):831–5.
6. Pirelli P, Saponara M, Guilleminault C.Rapid maxillary expan­sion (RME) for pediatric obstructive sleep apnea: a 12-year fol­low- up. Sleep Med. 2015;16(8):933–5.
7. Persson M, Thilander B.Palatal suture closure in man from 15 to 35 years of age. Am J Orthod. 1977;72(1):42–52.
8. Krebs A. Midpalatal suture expansion studies by the implant method over a seven-year period. Rep Congr Eur Orthod Soc. 1964;40:131–42.
9. Mosleh MI, Kaddah MA, Abd ElSayed FA, ElSayed HS.Comparison of transverse changes during maxillary expan­sion with 4-point bone-borne and tooth-borne maxillary expand­ers. Am J Orthod Dentofac Orthoped. 2015;148(4):599–607.
10. Deeb W, Hansen L, Hotan T, Hietschold V, Harzer W, Tausche E.Changes in nasal volume after surgically assisted bone-borne rapid maxillary expansion. Am J Orthod Dentofac Orthoped. 2010;137(6):782–9.
11. Liu SY, Guilleminault C, Huon LK, Yoon A.Distraction osteo­genesis maxillary expansion (DOME) for adult obstructive sleep apnea patients with high arched palate. Otolaryngol Head Neck Surg. 2017;157(2):345–8.
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12. Yoon A, Guilleminault C, Zaghi S, Liu SY. Distraction Osteogenesis Maxillary Expansion (DOME) for adult obstruc­tive sleep apnea patients with narrow maxilla and nasal oor. Sleep Med. 2020;65:172–6.
13. Lee SC, Park JH, Bayome M, Kim KB, Araujo EA, Kook YA. Effect of bone-borne rapid maxillary expanders with and without surgical assistance on the craniofacial structures using nite element analysis. Am J Orthod Dentofac Orthop. 2014;145(5):638–48.
14. Landes CA, Laudemann K, Schubel F, etal. Comparison of tooth- and bone-borne devices in surgically assisted rapid maxil­lary expansion by three-dimensional computed tomography monitoring: transverse dental and skeletal maxillary expansion, segmental inclination, dental tipping, and vestibular bone resorption. J Craniofac Surg. 2009;20(4):1132–41.
15. Gunbay T, Akay MC, Gunbay S, Aras A, Koyuncu BO, Sezer B.Transpalatal distraction using bone-borne distractor: clinical observations and dental and skeletal changes. J Oral Maxillofac Surg. 2008;66(12):2503–14.
16. Lee RJ, Moon W, Hong C.Effects of monocortical and bicorti­cal mini-implant anchorage on bone-borne palatal expansion using nite element analysis. Am J Orthod Dentofac Orthoped. 2017;151(5):887–97.
17. Yu JC, Fearon J, Havlik RJ, Buchman SR, Polley JW.Distraction osteogenesis of the craniofacial skeleton. Plast Reconstr Surg. 2004;114(1):1E–20E.
18. Swennen G, Schliephake H, Dempf R, Schierle H, Malevez C.Craniofacial distraction osteogenesis: a review of the litera­ture: part 1: clinical studies. Int J Oral Maxillofac Surg. 2001;30(2):89–103.
19. Villa MP, Rizzoli A, Miano S, Malagola C. Efcacy of rapid maxillary expansion in children with obstructive sleep apnea syndrome: 36 months of follow-up. Sleep Breath. 2011;15(2): 179–84.
20. Vinha PP, Eckeli AL, Faria AC, Xavier SP, de Mello-Filho FV. Effects of surgically assisted rapid maxillary expansion on obstructive sleep apnea and daytime sleepiness. Sleep Breath. 2015;
21. Bazargani F, Magnuson A, Ludwig B.Effects on nasal airow and resistance using two different RME appliances: a random­ized controlled trial. Eur J Orthod. 2017;
22. Lin L, Ahn HW, Kim SJ, Moon SC, Kim SH, Nelson G.Tooth­borne vs bone-borne rapid maxillary expanders in late adoles­cence. Angle Orthod. 2015;85(2):253–62.
23. Nie P, Zhu M, Lu XF, Fang B.Bone-anchored maxillary expan­sion and bilateral interoral mandibular distraction osteogenesis in adult with severe obstructive sleep apnea syndrome. J Craniofac Surg. 2013;24(3):949–52.
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Orthognathic Surgical Considerations forObstructive Sleep Apnea
Yong-IlKim, KiBeomKim, andRezaMovahed
Contents
21.1 Assessment ofthePosterior Airway Space – 306
21.2 Visualization oftheAirway Space forVolumetric Analysis–309
21.3 Airway Space Change andStability Related toOrthognathic Surgery – 309
21.3.1 Mandibular Setback andBimaxillary Surgery – 309
21.3.2 Vertical Movement oftheMaxillomandibular Complex – 314
21.3.3 Maxillomandibular Setback – 316
21.3.4 Maxillomandibular Advancement (MMA) – 317
21
References – 319
© Springer Nature Switzerland AG 2021 K. B. Kim et al. (eds.), Management of Obstructive Sleep Apnea, https://doi.org/10.1007/978-3-030-54146-0_21
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In 1978, Bell and Epker [1] recognized that preopera­tive orthodontic treatment helps improve the outcome of orthognathic surgery. Bell etal. [2, 3], Epker and Fish [4], and Prott and White [5] all concluded improved stability and outcomes could be achieved via close cooperation between maxillofacial surgeons and ortho­dontists. Although orthognathic surgery was initially conned to the treatment of sagittal discrepancy before 1975, its scope gradually widened thereafter to include treatment of transverse discrepancy and various forms of skeletal discrepancies. In the 1990s, rigid xation was generally used to achieve precise surgical results and to reduce patient discomfort (e.g., typically 6–8weeks of intermaxillary xation characterized by a liquid diet, the inability to brush teeth, and reported psychological complaints similar to claustrophobia).
In 1985, Wolford et al. [6] published the Surgical Treatment Objective (STO), which predicted outcome of orthognathic surgery. Prott etal. [7, 8] constructed a treatment plan based on a hierarchy of stability of outcomes of orthognathic surgical procedures, ren­dering it possible to obtain a more stable outcome [9,
10]. In patients with severe skeletal discrepancy, skel-
etal improvements result in an improved aesthetic out­come with better functionality and stability. Prior to the advent of orthognathic surgery, practitioners attempted to resolve malocclusion using a compensatory treat­ment; however, the patient and the practitioner were less satised with the treatment outcome because of suboptimal aesthetic improvements. With the develop­ment of orthognathic surgical methods, it is possible to overcome the limitations of compensatory treatment and relatively easier to eliminate skeletal discrepancies. However, orthognathic surgery signicantly changes the anteroposterior or vertical position of the maxilla or the mandible. This skeletal modication inevitably induces alterations in the soft tissue that may lead to changes in the upper airway space.
In the early 1950s, Drs. King [11] and Brodie [12] sep­arately reported that the nasopharynx’s anteroposterior size is nearly fully formed in the rst and second years of life. In 1976, Handelman and Osborne [13] suggested the growth of the nasopharynx is complete at 18years of age, but noted growth patterns differ according to sex. In adults, structural changes do not occur in the upper airway space after maturation and there is no structural change in the airway space except for specic patho­logical conditions or a long-term aging effect [14, 15]. Clinicians should consider these inevitable changes in the airway space when performing orthognathic surgery [16].
It is well known that the upper airway space and skele­tal movement of the maxilla and mandible interact closely with each other [17]. Therefore, orthognathic surgery, including maxillomandibular advancement (MMA), is one of the effective treatments for obstructive sleep apnea
(OSA) in severe skeletal Class II patients with sleep apnea. MMA is a relatively straightforward intervention for Caucasian patients who have a large nose and a retruded mandible, whereas the procedure is more difcult to per­form for Asian patients who have a small nose and at facial prole. Because orthognathic surgery improves the upper airway space and causes aesthetic changes, both race and facial pattern need to be considered.
It is also important to note that positional changes of the hyoid bone and tongue in concert with man­dibular movement are also closely related to the spatial change in the upper airway [18, 19]. The upper airway space includes the nasal and oral cavity and consists of the nasopharynx, the posterior region of the nose, pos­terosuperior region of the soft palate, oropharynx, pos­terior region of the mouth and mandible, hypopharynx, and the third and fourth cervical vertebrae regions. The upper airway space is surrounded by hard tissues such as the maxilla, mandible, palatine bone, vomer, and cervi­cal vertebrae. The muscles consist of the tongue and soft palate. The mucosa originates from the oral, nasal, and laryngopharyngeal cavity.
In mandibular prognathism and a skeletal class III malocclusion, mandibular setback is performed to resolve the skeletal discrepancy. However, space reduc­tion may cause snoring and OSA in some patients [20].
In most studies that report change in the upper airway after mandibular setback, results consistently demonstrate that the upper airway space is reduced immediately after surgery. However, it remains contro­versial whether the reduced space recovers due to physi­ological adaptation [21, 22], remains reduced after the surgery [2327], or continues to decline when observed after a certain period of time [28, 29].
Because orthognathic surgery inevitably changes the position of the skeleton, more accurate and stable results should be obtained by accurately analyzing func­tional characteristics of the upper airway space, soft palate, uvula, the position of the hyoid bone, as well as achieving the aesthetic goal set forth in planning [9].
21.1 Assessment ofthePosterior Airway
Space
Because the upper airway space cannot be directly visu­alized, it can be challenging to evaluate. Various imaging modalities have been used to evaluate the upper airway space, peripheral soft tissues, and skeletal structure, such as acoustic rhinometry, uoroscopy, nasopharyngos­copy, magnetic resonance imaging (MRI), cephalom­etry, and tomography, among others [30]. Each method has its inherent advantages and disadvantages; thus, the selected method of imaging should be based on the goal of the assessment.
Orthognathic Surgical Considerations forObstructive Sleep Apnea
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. Fig. 21.1 Comparison of the lateral cephalogram and cephalogram extracted from cone beam computed tomography
The results from cephalometric radiography are commonly used as data for establishing the orthodon­tic treatment plan, whereas most studies of the upper airway employ cephalometric measurements. However, cephalometric radiography is obtained by projecting a three-dimensional (3D) structure in two dimensions (2D) and presents a disadvantage in accurately elucidat­ing size and complexity of the upper airway. Various imaging modalities have been used to evaluate the upper airway space, peripheral soft tissues, and skeletal struc­ture, such as acoustic rhinometry, uoroscopy, naso­pharyngoscopy, magnetic resonance imaging (MRI), cephalometry, and tomography, among others [30]. Each method has inherent advantages and disadvan­tages and the selection of imaging modality should be based on the goal of the analysis.
Cone-beam computed tomography (CBCT) has recently been used widely and can acquire the 3D vol­umes of all structures in the maxillofacial complexes. The 3D volume data can be reconstructed into a more detailed image by converting it into a multiplanar recon­struction image using commercially available 3D imag­ing software, which facilitates measurements of not only the soft tissue and the upper airway space, but also the skeletal structure, all in 3D [24].
The 3D raw image data reconstruction allows visu­alization of a multilayered cross-section, and this 2D
image of the pharynx can be evaluated in all directions (most common of which are sagittal, coronal, and axial; see . Fig.21.1). Various commercially available imag­ing software programs are capable of observing the upper airway space from various angles. Unlike hard and soft tissues, the void space of the upper airway allows for a sharper and clearer spatial analysis. Specic tools can be used to distinguish tissues of different den­sities. Software capable of using transparency allows observation of the hard tissue covered by the soft tis­sues. A linear measurement tool is also available, allow­ing measurement of height, width, and depth of the entire pharynx (.
Owing to variation in the conditions at the time of image acquisition, images obtained from the CBCT are not always acquired using a consistent head position. Therefore, the patient’s 3D image needs to be realigned with the reference plane to facilitate image analysis (a process similar to that in lateral cephalometric image analysis). This means the Frankfort horizontal plane should be parallel to the axial plane and the midsag­ittal plane should coincide with the patient’s midline, and, in the same way, the coronal plane should contact the lower margins of the orbit (. Figs.21.3 and 21.4). If an asymmetry is detected, the reorientation process should be carefully performed. This virtual position allows for appropriate head rotation, which helps to
Fig.21.2).
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. Fig. 21.2 3D image to multiplanar reconstruction image
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. Fig. 21.3 Establish the boundaries for pharyngeal airway
ensure that structures present bilaterally correspond with each other [31].
To accurately compare and analyze the airway space before and after treatment, the head posture of the CBCT should be reconstructed with reproducibility, and
the upper airway space needs to be evaluated in each sec­tion using a tool for evaluating the airway space. Because CBCT provides information in 3D, clinicians may effec­tively evaluate the airway space and surrounding struc­tures and analyze the narrowest areas and volume of the