![](/user_photo/19115_OVnlY.jpg)
- •Contents
- •General editors’ preface
- •Contributors
- •Table of legislation
- •Austria
- •Belgium
- •England
- •France
- •Germany
- •Greece
- •Ireland
- •Italy
- •Netherlands
- •Portugal
- •Scotland
- •Spain
- •Abbreviations
- •Austria
- •Belgium
- •England
- •France
- •Germany
- •Greece
- •Ireland
- •Italy
- •The Netherlands
- •Portugal
- •Scotland
- •Spain
- •Other sections
- •1 Some perennial problems
- •I. The architecture of contract law
- •B. Common law
- •II. The questions
- •2 Contemporary solutions
- •Case 1: promises of gifts
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •General principles:
- •Exceptions
- •Case 2: promises of compensation for services rendered without charge
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 3: promises to pay debts not legally due
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 4: a promise to come to dinner
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 5: promises to store goods without charge
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 6: promises to do a favour
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 7: promises to loan goods without charge
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 8: a requirements contract
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 9: promises to pay more than was agreed I
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 10: promises to pay more than was agreed II
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 11: promises to do more than was agreed; promises to waive a condition
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 12: promises to take less than was agreed
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 13: options given without charge
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 14: promises of rewards
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •Case 15: promises of commissions
- •Case
- •Discussions
- •FRANCE
- •BELGIUM
- •THE NETHERLANDS
- •SPAIN
- •PORTUGAL
- •ITALY
- •AUSTRIA
- •GERMANY
- •GREECE
- •SCOTLAND
- •ENGLAND
- •IRELAND
- •Summaries
- •Preliminary comparisons
- •3 Comparisons
- •I. Gifts and favours
- •A. Promises of money or property
- •1. Obstacles to giving gifts
- •2. Exceptions for meritorious gifts
- •3. Protecting reliance
- •B. Favours that need not entail expense
- •1. Favours that can no longer be performed costlessly
- •a. Promises to loan goods
- •b. Promises to take care of goods
- •2. A broken promise to do a service
- •3. A note on the ‘intention to be legally bound’
- •C. What is left of Roman contract law?
- •1. Promises to perform contractual obligations that are legally unenforceable
- •III. The absence of commitment
- •A. Open terms and options
- •B. Locus poenitentiae
- •IV. Epilogue
- •A. The results
- •B. The doctrines
- •C. The search for solutions
- •1. Gifts and favours
- •a. Promises of money or property
- •b. Favours that need not entail expense
- •3. The absence of commitment
- •a. Open terms and options
- •b. Promises conditional upon success
- •Index by country
- •Austria
- •Belgium
- •England
- •France
- •Germany
- •Greece
- •Ireland
- •Italy
- •Netherlands
- •Portugal
- •Scotland
- •Spain
- •United States
- •Index by subject
342 the enforceabilit y of promises
welfare of their citizens. As E. Allan Farnsworth, Reporter for the Second Restatement, has stated, enforcing such promises is ‘particularly desirable as a means of allowing decisions about the distribution of wealth to be made at an individual level’.8 To the extent that such decisions are made on the social level, as they commonly are in Europe, enforcing them is less necessary.
Again, in Europe, except in the northern countries, it has been traditional to draw up formal contracts that arrange the property rights of those about to marry, at least among families rich enough to be concerned with the matter. To the extent that there is such a custom, it is not necessary and may be positively undesirable to enforce the informal promises of parents. It is not surprising that such promises are enforced where such a practice is uncommon: in the United States, Germany, and England, and, provided they are made with the simple formality of a writing, in Ireland and Scotland as well.
3. Protecting reliance
One might also have expected to find an exception to the formal requirements when the promisee has been harmed by changing his position in reliance that the promise will be kept. As we have seen, even Cajetan thought the promisee should be protected if he did. In the United States, protecting him is supposed to be one of the advantages of the doctrine of promissory estoppel. Nevertheless, European systems rarely do so.
Scotland is an exception. Section 1(3) and (4) of the Requirements of Writing (Scotland) Act 1995 provides that a gratuitous promise is enforceable without a writing if the promisee has acted or refrained from acting in reliance on it with the knowledge and acquiescence of the promisor provided that he is affected to a material extent by his reliance and the failure of the promisor to keep his promise.
England and Ireland recognize a doctrine of promissory estoppel according to which a promise can be binding without consideration if the promisee changes his position in reliance that it will be kept. In contrast to the United States, however, this doctrine is not supposed to allow the promisee an action on a gratuitous promise. In England and Ireland, it can only be used as a shield, to defend against a claim, and not as a sword, to assert one.
In other jurisdictions, protection is spotty when it even exists. Belgian
8 E. A. Farnsworth and W. F. Young, Cases and Materials on Contracts, 4th edn (1988), 98.
comparisons 343
law will enforce one kind of promise on which the promisee would be particularly likely to rely: the cadeau d’usage, a present that has been made customarily to the promisee. It is enforceable whether the promisee has relied on it or not. According to the Belgian reporter, Gaston’s promise to his niece of a birthday present in Case 1(a) might qualify if he had given her such promises regularly.
A number of reporters suggested that where a valid contract was not concluded, a person might be liable in tort or for acting in bad faith for misleading the other party and inducing him to change his position (France, Belgium, Portugal, Italy, the Netherlands, Austria, Germany, and Greece). It is striking, however, that reporters from all these countries noted that the cases in which courts have actually found a person liable all concern misleading conduct preliminary to an exchange. Courts have not yet done so for breach of a promise to make a gift.
Arthur Corbin, who played a critical role in developing the American doctrine of promissory estoppel, once speculated on why it was not found in civil law systems. ‘[I]t would be unnecessary for the Roman and Continental jurists to develop an action in reliance doctrine’, he said, if their law ‘make[s] enforceable every promise on which it would be reasonable to rely.’9 We have seen the contrary. In continental law, with few exceptions, the promisee who relies on a promise of gift is not protected. The parallel with the United States is actually just the reverse of the one Corbin expected. American courts have enforced promises of gifts much less frequently than one would expect, given the broad formulation of the doctrine of promissory estoppel,10 and when they have, usually some additional element was present: the promisor had died before changing his mind,11 the gift was of land and the promisee had moved on and made repairs,12 or, as already noted, the promise was to a charitable organization or to people about to marry.
When one considers the matter, it is really not surprising that a person who relies on a promise of gift is protected so rarely. By hypothesis, the promise itself would not be enforceable absent reliance because the proper formality has not been observed. One reason for requiring the formality is that without it, one cannot be sure that the promise was made
9 A. Corbin, Corbin on Contracts (1963), 1A, § 196, at 199–200.
10See J. Gordley, ‘Enforcing Promises’, Cal. L. Rev. 83 (1995), 547, 573–9.
11E.g., Ricketts v. Scothorn, 77 N.W. 365 (Neb. 1898); Devecmon v. Shaw, 14 A. 464 (Md. 1888);
Sandoval v. Bucci (In re Estate of Bucci), 488 P.2d 216 (Colo. Ct App. 1971).
12E.g., Evenson v. Aamodt, 189 N.W. 584 (Minn. 1922). In that case, the court defended the result by drawing an analogy to the delivery of personal property.