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406

Chemistry of Excited Molecules

type I oxygenations.1365,1366 In such a case, a radical 498, typically formed via hydrogen atom transfer between an excited species (sensitizer) and an organic hydrogen donor, is trapped by oxygen to form a peroxy radical intermediate 499, which undergoes subsequent reactions (Scheme 6.245).1365 In contrast, photoinduced electron transfer from an electron donor, such as an radical anion 500, to ground-state oxygen can give a reactive superoxide anion (O2. ; 501), which readily reacts with the radical cation 502 formed in the first step (Scheme 6.246).1366

sensitizer* +

substrate

 

H

 

 

sensitizer

 

H

 

+ substrate

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

498

substrate +

3O2

 

 

 

substrate

 

O-O

 

 

 

oxidation products

 

 

 

 

 

 

 

 

 

 

 

 

499

 

 

 

 

 

 

Scheme 6.245

sensitizer* + substrate sensitizer + substrate

 

 

 

500

502

sensitizer

+

3O

sensitizer

+ O

 

 

2

 

2

 

 

 

 

501

substrate

+

O2

oxidation products

Scheme 6.246

Special Topic 6.21: Atmospheric photochemistry

Photochemical reactions have played a decisive role in the evolution of the atmosphere and of life on Earth. Such processes generally involve simple species, many of which are otherwise considered to be stable and unreactive. Special Topic 6.17 has already discussed photochemistry in a prebiotic atmosphere. Since geochemical inorganic processes cannot be responsible for the current level of oxygen in the atmosphere (21%), it must be almost exclusively the product of biological activity (Special Topic 6.25).

There are two principle photoreactions connected to atmospheric oxygen.1367 When stratospheric (approximately 15–35 km above the Earth s surface) molecular oxygen is exposed to UVC (l < 240 nm), oxygen atoms are produced and react with

O2 to form ozone. This important compound strongly absorbs UVB (l < 300 nm) radiation (Figure 1.1),1368 so that only a small part of the life-threatening UV

radiation from the Sun reaches the Earth s surface:

O2 þ hn ! 2O

O þ O2 ! O3

O3 þ hn ! O2 þ O

Molecular Oxygen

407

Ozone in the stratosphere is depleted by reactions with halogen atoms. Depletion of stratospheric ozone, commonly referred to as the ozone hole, usually occurs over the Earth s cold regions. The main source of chlorine atoms in the stratosphere is photodissociation of chlorofluorocarbon (CFC) compounds,1369 commonly called

Freons, e.g.:

CFCl3 þ hn ! .CFCl2 þ Cl.

O3 þ Cl. ! O2 þ ClO.

Nitrogen oxide, formed by photofragmentation of NO2 or chlorine nitrate (ClONO2), hydroxyl radicals and some other reactive species are also responsible for stratospheric ozone depletion. These compounds may have both natural and anthropogenic

(combustion, etc.) origin. Atmospheric chemistry also takes place in aerosol particles, cloud droplets1370 and ice crystals.1371,1372

Ozone depletion in the stratosphere (causing enhanced levels of the penetrating UV radiation) leads to increased tropospheric ozone levels. Ground-level ozone can pose a health risk, because it is a strong oxidant. Furthermore, other airborne tropospheric pollutants, such as SO2, NO2 and HNO2, are also photolabile and may be responsible for the formation of secondary pollutants.1367 Hundreds of individual volatile organic compounds (VOCs), such as alkanes, alkenes, aromatic hydrocarbons, oxygen and nitrogen-containing compounds, are important trace constituents of the atmosphere. Photochemical reactions also participate in their production.1373 For example, nitrous acid undergoes rapid photolysis after sunrise (in so-called photochemical smog1374),

which leads to early-morning production of hydroxyl radicals. They may abstract hydrogen from VOCs,1375 such as methane, to give a radical, which reacts with

oxygen and subsequently with NO to form formaldehyde:

HNO2 þ hn ! HO. þ NO.

CH4 þ HO. ! .CH3 þ H2O

.CH3 þ O2 ! H3COO.

H3COO. þ NO ! H3CO. þ NO2

2H3CO. þ 1=2 O2 ! 2H2CO þ H2O

Other harmful compounds, such as peroxyacyl nitrates (PANs), respiratory and eye irritants, are also produced in photochemical smog:

hydrocarbons þ O2 þ NO2 þ hn ! RCðOÞOONO2

408

Chemistry of Excited Molecules

Excited-State Molecular Oxygen

Two excited singlet states of oxygen,1Dg and 1Sg, have energies only 95 and 158 kJ mol 1 above thatoftheground-state, respectively (seeSection 2.2.5).135,136 In 1Dg, both electrons are

paired in one of the p orbitals and this species is rather expected to be involved in polar reactions; in the latter case (1Sg), electrons are located in two degenerate p orbitals. Such a molecule has a (bi)radical-like character, similarly to that of 3Sg. Since direct excitation of oxygen by irradiation is not easily accomplished in the photochemical laboratory (only liquid

or gaseous oxygen under high pressure exhibits sufficient absorption in thevisible or near-UV region),135,1364 sensitization is oftenutilized for in situ generation of 1Dg. This species is called

singlet oxygen and is involved in most photochemically induced oxygenation reactions (Sections 6.7.2 and 6.7.3). Thanks to its unusually low excitation energy, ground-state oxygen (3Sg) can efficiently quenchmost triplet excitedspecies.Inaddition,energytransferbetween a singlet excited compound and the ground-state oxygen can also be feasible.139

Scheme 6.247 illustrates a general sensitization process, in which energy from a triplet excited sensitizer is transferred to ground-state triplet oxygen. The quantum yield of singlet oxygen production depends on many parameters, such as the quantum yield of singlet excited sensitizer intersystem crossing (ISC), the efficiency of triplet excited sensitizer

quenching or simply local oxygen and sensitizer concentrations. Sensitizers (dyes) with low triplet energies, such as Rose Bengal (503) (ET ¼ 164–177 kJ mol 1)1376 and Methylene

Blue (504) (ET ¼ 138 kJ mol 1),157 usually used in polar (aqueous or alcoholic) solutions,

and tetraphenylporphyrin (505) (ET ¼ 140 kJ mol 1), applied in nonpolar solutions, are typical examples.135,136 Since the quantum yield of bimolecular singlet oxygen formation is

usually very high and dyes have very high absorption coefficients, concentrations of a dye in the reaction mixture can be low.1377 Singlet oxygen has a relatively long lifetime in common

solvents (microseconds in protic solvents, such as water and alcohols; milliseconds in nonprotic solvents), even in the presence of reactive targets.1358,1363 It has been

demonstrated that it can also be relatively long-lived in a cell (t 3 ms; Special Topic 6.23) and is capable of diffusing over substantial distances and crossing the cell membranes

into the extracellular environment.1378 Excited oxygen can deactivate by radiative and radiationless processes,1361,1379 act as an electron acceptor (to form superoxide anion O2. )

in the presence of good electron donors1380 such as amines or be involved in subsequent reactions, sometimes called type II oxygenation1366 reactions (Sections 6.7.2 and 6.7.3).

 

sensitizer

hν

 

1sensitizer* ISC

3sensitizer*

 

3sensitizer* +

3O2 (3Σg)

 

1sensitizer +

1O2 (1g)

Sensitizers:

 

 

 

 

 

 

 

 

Cl

 

 

 

N

 

 

Ph

 

Cl

Cl

 

 

 

 

 

 

 

Cl

CO2

 

 

 

NH

N

 

 

S

N

Ph

Ph

I

 

 

 

I

 

 

 

 

 

N

HN

 

 

 

 

 

 

 

O

O

 

 

O

 

 

 

 

 

I

I

 

 

N

Cl

 

Ph

 

503

 

 

 

 

504

 

505

Scheme 6.247

Molecular Oxygen

409

Special Topic 6.22: Phototoxicity and photoallergy

Photosensitivity reactions are adverse skin responses to the combined action of a new chemical (such as a drug) and light.1381,1382 The mechanisms are usually complex but

we can distinguish two types of reactions: phototoxic and photoallergic. More common phototoxic reactions result from direct tissue damage caused by in situ formation of singlet oxygen. In contrast, a photoallergy is an immunologically mediated hypersensitivity developed to a small amount of photochemically produced compound. The list of chemicals associated with photosensitivity includes several common antibiotics, such as sulfonamides and tetracyclines, diuretics, tranquillizers, cancer medicines and psoralen (Special Topic 6.8), fragrances, and so on. Most phototoxic agents absorb radiation in the UVA range.

For example, tetracycline (506), a broad-spectrum antibiotic, and its derivatives are known to induce phototoxic or photoallergic reactions that involve photosensitization of biomolecules by the drug or the formation of one or more photoproducts and their subsequent photoreactions.1383 Singlet oxygen is probably involved.

Cl OH

N(CH3)

H

H

 

OH

NH2

OH O HOHO O O

506

Singlet oxygen can also be obtained by thermal decomposition of unstable molecules, such as arene endoperoxides (e.g. 507) (Section 6.7.2) or ozonides (e.g. 508),135,1384,1385 by photolysis of ozone1386 or arene endoperoxides (such as 507),1384,1387 or by microwave

discharge in the presence of ground-state oxygen (Scheme 6.248).1388

Scheme 6.248

Singlet oxygen is involved in many important chemical processes and photochemical applications, including photodynamic therapy (Special Topic 6.23), photocarcinogeneity (Special Topic 6.7) and phototoxicity (Special Topic 6.22), chemiluminescence (Section 5.6), atmospheric photochemistry (Special Topic 6.21), polymer degradation (Special Topic 6.13), photosynthesis1389 (Special Topic 6.25) or industrial organic synthesis (Special Topic 6.20).

410

Chemistry of Excited Molecules

Special Topic 6.23: Photodynamic therapy

Photodynamic therapy (PDT) is a well-known and commonly used method for treatment of cancer (e.g. lung, oesophagus) and other hyperproliferative diseases.1390–1398

It involves a photosensitizer, light and tissue oxygen to produce in vivo singlet oxygen as a cytotoxic agent (see also Case Study 6.36). In general, red and near-infrared light penetrate well into most human tissues (3–5 and 6–10 mm at l ¼ 600 and 800 nm,

respectively), because it is not significantly absorbed by the chromophores present in tissues, except for melanin.1391,1399 Therefore, dyes (photosensitizers), such as

porphyrin derivatives, are most frequently utilized in PDT since they possess significant absorption bands in the 600–800 nm region and show no detectable cytotoxicity at the doses applied. The first sensitizer used in clinical PDT was an ill-

defined mixture of haematoporphyrin oligomeric derivatives (509, Figure 6.17) known as Photofrin.1392,1400 Its illumination with 630 nm radiation is usually carried

out 48 h after systemic administration by injection. Today, new generations of PDT chromophores have been developed in order to improve their biological, photophysical, pharmacokinetic and phototherapeutic properties. For example, m-tetrahydroxyphenyl chlorin (510) gives the same photodynamic effect as 509 at concentrations about two orders of magnitude lower, which is related to the difference in their molar absorption coefficients at 630 nm. An alternative to the administration of exogenous photosensitizers is to stimulate cellular synthesis of endogenous photosensitizers. In one type of treatment, aminolevulinic acid (ALA) (511) is applied and a natural photosensitizer, protoporphyrin IX (512), also associated with some types of porphyria, a disorder of the haem biosynthetic pathway, is subsequently slowly ( 24 h) produced by the enzyme ALA synthase from glycine and succinyl-CoA (Scheme 6.249). Both conventional and coherent sources of light, such as wavelength-tunable dye lasers, solid-state lasers and red-emitting diode lasers coupled with optical fibres, are used today. The exposure typically lasts from a few minutes to a few tens of minutes and is then repeated.

 

 

HO

 

 

 

O

 

 

 

 

OH

NH

N

NH

N

N

HN

N

HN

 

 

HO

 

R

R

n

 

 

 

 

R = (CH2)2COOH

 

OH

509

510

Figure 6.17 Haematoporphyrin and m-tetrahydroxyphenyl chlorin

 

Molecular Oxygen

411

H2N

 

 

 

NH

N

O

in vivo

 

 

 

 

N

HN

COOH

 

 

 

HOOC(H2C)2

(CH2)2COOH

511

512

Scheme 6.249

Singlet oxygen, generated in an essentially heterogeneous biological cell, can be quenched with the biomolecules in the vicinity, resulting in cell killing through controlled cell death (apoptosis)1401 or necrosis, associated with loss of plasma membrane integrity.1400 There are many molecular targets of photodynamic effect in biological systems, including aromatic and sulfur-containing amino acids, unsaturated lipids, steroids and guanosine nucleotides, that undergo various oxidation reactions (type II photochemistry; see also the following sections).1391 The type I mechanism, according to which the excited triplet sensitizer participates in electron transfer reactions with molecules in the vicinity to produce free radical intermediates that react with ground-state oxygen to produce peroxy radicals and other reactive oxygen species (Scheme 6.246), is believed to be far less important.1400

The extent of the photodynamic effect is connected particularly to the lifetime of singlet oxygen and its concentration in a cell. Contrary to earlier reports, it has been found to diffuse over appreciable distances and across cell membranes into the extracellular environment.1378 Using a direct detection method called singlet oxygen microscopy, which has been developed to generate images of singlet oxygen (timeresolved) phosphorescence in a range of materials including single cells, the singlet

oxygen lifetime in a cell has been determined to be about 3 ms, allowing for its diffusion over approximately 130 nm.1402

Special Topic 6.24: Environmental aquatic and snow photochemistry

Sunshine can initiate photochemical reactions in atmospheric water droplets, in surface

and marine waters and even in snow. Solar short-wavelength light can reach ecologically significant depths in freshwater and marine ecosystems.1367,1403 In coastal

waters with high turbidity and larger concentrations of yellow matter , a naturally occurring complex mixture of coloured organic compounds collectively called humic acids, UVB (280–315 nm) penetrates only tens of centimetres, whereas penetration to depths of tens of metres can occur in clear oceanic waters.1404 Solar UV radiation at current or potentially enhanced levels due to stratospheric ozone depletion (Special Topic 6.21) has been found to affect, either positively or adversely, most forms of life found in shallow waters. A large proportion of dissolved organic material (DOM), including compounds of anthropogenic origin, absorb in the wavelength range

412

Chemistry of Excited Molecules

300–400 nm. Thus light drives many important chemical transformations of DOM within the oceanic boundary layer, freshwaters and rainwater.1405–1407 Such transforma-

tions affect the fluctuations of important atmospheric trace gases (including CO2, CO and dimethyl sulfide) and the processes regulating the marine food web.1408 Humic acids, aromatic macromolecules with various hydroxy, amino, carbonyl and carboxylic functional groups, play a special role in aquatic photochemistry. They have relatively

strong UV absorption and are also thought to be involved in singlet oxygen production via sensitization1409 and photooxidation of phenols and carbonate ions.1410,1411 Natural

photochemical processes, including transition metal photocatalysis (Section 6.8.2), may

also involve other reactive oxygen species, such as peroxides, superoxide ions and hydroxyl radicals.1412,1413 In contrast, short-wavelength radiation may impair photo-

synthesis (Special Topic 6.25) of phytoplankton (photoinhibition).1414

Photochemical production of a variety of chemicals has recently been reported to occur in snow and ice. Subsequent release of these chemicals may significantly impact the chemistry of the overlying atmosphere in the cryosphere (a seasonal maximum of

40% of land is covered by snow or ice and a significant percentage of the world s oceans are covered by sea ice).1372 Apart from some simple reactive gases, such as NO

and NO2, produced by photolysis of inorganic nitrates, some anthropogenic organic pollutants may also be subject to photochemical degradation in the snowpack.1415–1418

6.7.2Singlet Oxygen: [2 þ 2] and [4 þ 2] Photooxygenation and Related Photoreactions

3O2, sens O O

3O2, sens O O

O

O

O

O

O - 1O2

O

 

 

 

 

Recommended review articles.135,136,1358,1359,1384,1419–1426

Selected theoretical and computational photochemistry references.1427–1433

Singlet oxygen (1Dg) generated by triplet sensitization (Section 6.7.1) can readily oxygenate alkenes, dienes and aromatic compounds; the reactions are formally interpreted as [2p þ 2p] ([2 þ 2]) or [4p þ 2p] ([4 þ 2]) cycloaddition reactions, producing 1,2- or 1,4-endoperoxides, respectively. Scheme 6.250 shows examples of the formation of 1,2- dioxetane (513), 3,6-dihydro-1,2-dioxine (514) and 2,3-dioxabicyclo[2.2.2]octa-5,7- diene (515).

[2 þ 2] Photooxygenation

Several photooxygenation mechanisms, such as concerted supra-antara [2 þ 2] cycloaddition and stepwise additions involving charge-transfer complex (516), perepoxide

 

 

Molecular Oxygen

413

3sensitizer* + 3O2 (3Σg)

 

1sensitizer + 1O2 (1g )

 

 

 

 

singlet oxygen

 

 

 

 

 

 

 

formation

 

 

 

 

 

 

 

1O

 

O O

 

 

 

2

 

 

 

 

 

 

 

 

[2+2]

 

513

 

 

 

 

 

 

 

 

1O

 

 

 

O

 

 

 

2

 

 

 

 

 

 

 

[4+2]

 

 

 

 

O

 

 

 

 

 

 

 

 

 

 

 

 

 

514

 

 

 

1O

 

 

 

O

 

 

 

 

 

O

R

 

 

2

 

 

 

 

 

[4+2]

 

R

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

515

 

 

 

 

 

Scheme 6.250

(517), 1,4-biradical (518) and zwitterion (519) intermediates, have been proposed (Scheme 6.251);1421 however, the formation of polar species seems to be the most probable.1434 The photooxygenation reaction rates are almost completely determined by entropy changes.1435

 

 

 

+ 1O

O

 

 

 

O

 

 

 

 

2

 

 

 

 

concerted

 

 

 

 

stepwise

 

 

δ

O O

 

O

O

δ

1O2 or

or

O or

O

 

516

517

 

518

519

Scheme 6.251

Photooxygenation [2 þ 2] is a unique method of preparing 1,2-endoperoxides, some of which can be relatively stable. For example, adamantylideneadamantane-1,2-dioxetane

(520) was prepared by irradiation of biadamantylidene (521) in the presence of Methylene Blue and oxygen at lirr > 350 nm in 66% chemical yield (Scheme 6.252).1436,1437

 

O O

 

 

Methylene Blue, O2

521

520

Scheme 6.252

414

Chemistry of Excited Molecules

Possible side-reactions, such as the formation of allyl hydroperoxides from compounds

having an allylic hydrogen (a competitive ene reaction; Section 6.7.3) or 1,4-endoperoxides from 1,3-dienes, may be suppressed by changing the experimental conditions.1359,1438 For

example, the extent of [2 þ 2] and [4 þ 2] photooxygenation in styrenes, such as the propenylanisole 522 (Scheme 6.253), is controlled by solvent polarity and pH, possibly due to protonation of a perepoxide/zwitterion intermediate.1421,1439 The [4 þ 2] product 523 is preferentially produced in non-polar benzene or chloroform, whereas the 1,2-dioxetane 524 is almost exclusively formed in methanol or acidified non-polar solvents.

R

 

+ 1O2

 

 

 

 

522, R = OMe

 

 

 

 

 

O

R

 

 

 

R

O

OO

R

 

 

H

 

 

 

H O O

 

 

 

 

523

 

 

 

 

 

 

OH

R

 

 

O

R

O

OOH

R

O

 

 

 

 

- H

 

 

 

 

524

 

 

 

 

 

Scheme 6.253

1,2-Dioxetanes such as tetramethyl-1,2-dioxetane (525) are known to undergo thermal

decomposition to form two carbonyl compounds via a concerted or stepwise (radical) mechanism, accompanied by chemiluminescence (Section 5.6) (Scheme 6.254).135,511,1440

The degradation of 525 results principally in acetone phosphorescence (lmax ¼ 430 nm) and the reaction is very sensitive to quenching by oxygen.

O O

O*

O

 

 

O

525

 

 

+

 

2

+

 

 

 

 

 

 

 

 

 

Scheme 6.254

Dioxetanes are useful precursors to various oxidation products, such as carbonyl and carboxyl compounds. Photooxidative double bond cleavage, an alternative to ozonolysis, can successfully be adopted for the preparation of large heterocyclic rings or for ringopening procedures. For example, photooxygenation of enamine 526 leads to the 10-membered product 527 in 84% chemical yield via a dioxetane intermediate 528 (Scheme 6.255).1441

In another example, the dioxetane 529, obtained from the oxathiin 530 by irradiation in the presence of oxygen and tetraphenylporphyrin (TPP), is converted to 531 in nearly quantitative chemical yield (Scheme 6.256).1442

Molecular Oxygen

415

MeO

MeO

 

N Me

O O N Me

MeO

Rose Bengal, O2 MeO

 

526

 

528

 

 

O

 

MeO

N

 

 

 

MeO

Me

 

 

 

 

O

 

 

527

 

Scheme 6.255

 

 

 

O

Ph

O

O S

O S

S

TPP, O2

O

 

Ph

Ph O O

 

530

529

531

Scheme 6.256

1,2-Dioxetanes can also be transformed into 1,2-diols by reduction with LiAlH4 or into epoxides by treatment with phosphines in the dark.1421

[4 þ 2] Photooxygenation

This process, formally related to the Diels–Alder reaction, may also proceed by various mechanisms (Scheme 6.257)1421,1443 similar to those of [2 þ 2] cycloaddition (Scheme 6.251),

such as a concerted process or formation of charge-transfer (exciplex, 532), biradical (533), zwitterion (534) or perepoxide (535) intermediates. A concerted pathway1444 and exciplex1445 intermediacy was proposed to be involved in most cases. The [4 þ 2] photooxygenation may be accompanied by other related processes (e.g. [2 þ 2]).

 

 

 

+ 1O

 

O

 

 

 

 

 

 

 

 

2

 

O

 

 

 

 

concerted

 

 

 

stepwise

 

 

1O

δ

or

 

or

 

 

2 or

O O

O

 

 

O O

 

 

 

 

 

δ

 

 

 

 

O

532

 

533

534

 

535

Scheme 6.257

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