Baer M., Billing G.D. (eds.) - The role of degenerate states in chemistry (Adv.Chem.Phys. special issue, Wiley, 2002)
.pdf726 |
a. j. c. varandas and z. r. xu |
|
||||
and, similarly, |
|
|
|
|
|
|
|
T^^SyT^ 1 ¼ S^y |
|
T^^SzT^ 1 ¼ S^z |
ðC:35Þ |
||
Clearly, the above equations and Eq. (C.20) prove Eq. (C.25). |
|
|||||
Finally, we demonstrate that |
|
|
|
|
|
|
|
^2 |
|
|
^ 2S |
|
ðC:36Þ |
|
T |
¼ ð 1Þ |
|
|||
From Eqs. (C.8) and (C.23), we have for S ¼ 21 |
|
|
||||
|
^2 |
^ |
2 |
2 |
^ |
ðC:37Þ |
|
T1=2 ¼ ðisyKÞ |
|
¼ sy |
¼ 1 |
^ |
is the unit operator in a 2 2 vector space. Note that, for spinless |
|||
where 1 |
||||
|
^ |
|
|
1 vector space (and |
particles, we have chosen U to be the unit operator in a 1 |
||||
^ |
^ |
|
|
|
hence T0 |
¼ K), which leads to |
|
|
|
|
^2 |
^2 |
^ |
ðC:38Þ |
|
T0 |
¼ K |
¼ 1 |
and hence proves Eq. (C.36).
The above discussion is now generalized to arbitrary spin values. First, we note that twice application of the time-reversal operator leads the system back to
|
|
|
|
^2 |
c |
|
|
|
^2 |
|
^ |
|
|
its original state c, that is, T |
¼ cc. Thus, we have T |
¼ c1. Next, consider |
|||||||||||
the following two relations |
|
|
|
|
|
|
|
|
|
||||
hT^fjT^2c ðhfjT^yÞðT^2jciÞ ¼ hfjðT^yT^2jcÞ |
?¼ hfjT^ci |
? |
¼ hT^cjfi ðC:39Þ |
||||||||||
h |
T^f |
T^2ci ¼ c |
T^f c |
i |
|
|
|
|
|
ð |
C:40 |
Þ |
|
j |
i ¼ h |
j |
|
|
|
|
|
|
|
||||
Thus, we have |
|
|
|
|
|
|
|
|
|
|
|
||
|
|
|
|
|
^ |
|
|
^ |
|
|
ðC:41Þ |
||
|
|
|
|
hTcjfi ¼ chTfjci |
|
||||||||
Similarly, we can show that |
|
|
|
|
|
|
|
|
|
||||
|
|
|
|
^ |
^2 |
|
^ |
|
|
ðC:42Þ |
|||
|
|
|
|
hTcjT |
fi ¼ hTfjci |
|
|||||||
|
|
|
|
|
|
^ |
|
^ |
|
|
ðC:43Þ |
||
|
|
|
|
|
hTfjci ¼ chTcjfi |
|
|||||||
from Eqs. (C.41) and (C.43) we can obtain |
|
|
|
|
|
||||||||
|
|
|
|
|
^ |
|
2 |
^ |
|
|
ðC:44Þ |
||
|
|
|
|
hTcjfi ¼ c |
hTcjfi |
|
|||||||
and hence |
|
|
|
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
c2 ¼ 1 |
|
|
ðC:45Þ |
permutational symmetry and the role of nuclear spin |
727 |
^2 ¼ ^ ^^^ 1 ^^^ 1 which proves that T 1. Now, by substituting Eq. (C.8) in TrT , TpT ,
^^^ 1 ^
and TST , we may show that U satisfies equations similar to Eqs. (C.24) and (C.25).
As a first application, consider the case of a single particle with spin quantum number S. The spin functions will then transform according to the IRREPs DðSÞðaÞ of the 3D rotational group SOð3Þ, where a is the rotational vector,
written in the operator form as [36] |
|
|
|
|
i |
|
|
D^ðSÞðaÞ ¼ exp |
|
S^ a |
ðC:46Þ |
h |
^ |
|
The spin operator S is an irreducible tensor of rank one with the following |
|
transformational properties |
|
D^ðSÞðaÞSD^^ðSÞðaÞ 1 ¼ ^gðaÞS^ |
ðC:47Þ |
where ^gðaÞ is an operator of SOð3Þ. Let us then take ^gðaÞ to be a rotation by p around the y axis. Thus, from Eqs. (C.46) and (C.47), one gets
exp |
|
i |
S^x exp |
i |
¼ S^x |
|
|||
|
|
|
S^y |
|
S^y |
ðC:48Þ |
|||
h |
h |
||||||||
exp |
|
i |
S^y exp |
i |
¼ S^y |
|
|||
|
|
|
S^y |
|
S^y |
ðC:49Þ |
|||
h |
h |
||||||||
exp |
|
i |
S^z exp |
i |
¼ S^z |
|
|||
|
|
S^y |
|
S^y |
ðC:50Þ |
||||
h |
h |
Comparing Eqs. (C.48)–(C.50) with Eq. (C.24), one obtains
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
^ |
¼ exp |
|
|
i |
^ |
|
|
|
ðC:51Þ |
||||
|
U |
|
h pSy |
|
|
|
||||||||
^T |
^ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Since Sy |
¼ Sy, we then have |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
U^ y ¼ exp |
i |
|
|
|
|
|
|
|
|
||||
|
|
pS^yT |
|
|
|
|
|
ðC:52Þ |
||||||
|
h |
|
|
|
|
|
||||||||
|
¼ exp |
i |
|
|
|
|
|
|
|
|||||
|
|
p S^y |
|
|
|
|
|
ðC:53Þ |
||||||
|
h |
|
|
|
|
|
||||||||
|
|
|
|
|
i |
|
|
|
|
i |
|
|
||
|
¼ exp |
|
2pS^yT exp |
|
pS^y |
|
ðC:54Þ |
|||||||
|
h |
h |
||||||||||||
|
¼ D^ðSÞð2pjÞU^ |
|
|
|
|
|
|
ðC:55Þ |
||||||
|
¼ ð 1Þ |
2S ^ |
|
|
|
|
|
|
|
ðC:56Þ |
||||
|
|
U |
|
|
|
|
|
|
|
728 |
a. j. c. varandas and z. r. xu |
where 2pj indicates a 2p rotation about the y axis. Thus, we have
^ |
¼ exp |
|
i |
^ |
^ |
ðC:57Þ |
T |
h pSy |
K |
and finally, by comparing with Eq. (C.51), one gets
^2 |
^ |
2S |
ðC:58Þ |
T |
¼ ð 1Þ |
|
Finally, for a system of n identical particles, the result is
|
¼ exp |
i |
exp |
|
i |
|
|
exp |
i |
|
|
||||||
U^ |
|
pS^y;1 |
|
|
pS^y;2 |
|
pS^y;n |
ðC:59Þ |
|||||||||
h |
h |
h |
|||||||||||||||
and hence |
|
|
|
|
|
Pn |
|
|
|
|
|
|
|
|
|
||
|
|
^2 |
^ |
2Si |
|
^ |
2S |
|
|
|
ðC:60Þ |
||||||
|
|
|
|
i 1 |
|
|
|
|
|||||||||
|
|
|
T |
|
¼ ð 1Þ |
¼ |
|
|
¼ ð 1Þ |
|
|
|
|
APPENDIX D: DEGENERATE AND NEAR-DEGENERATE
VIBRATIONAL LEVELS
Here, we discuss the motion of a system of three identical nuclei in the vicinity of the D3h configuration. The conventional coordinates for the in-plane motion are employed, as shown in Figure 5. The normal coordinates ðQx; Qy; QzÞ, the plane polar coordinates ðr; j; zÞ, and the Cartesian displacement coordinates ðxi; yi; ziÞ of the three nuclei ði ¼ 1; 2; 3Þ are related by [20,94]
Qx ¼ r cosj ¼ p3 |
x1 þ |
|
2 x2 þ |
|
|
2 |
y2 |
þ |
2 x3 2 |
y3 |
|
ðD:1Þ |
||||||||||||||
|
1 |
|
|
|
|
|
|
|
|
p3 |
|
|
1 |
|
|
|
p3 |
|
|
|||||||
|
|
|
|
|
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||
|
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
p3 |
|
1 |
|
|
|
|
|
p3 |
1 |
|
|
|
|
|||||||||
Qy ¼ r sinj ¼ p3 |
y1 þ |
2 |
x2 |
|
|
y2 |
þ |
|
2 |
x3 |
|
|
y3 |
|
ðD:2Þ |
|||||||||||
2 |
2 |
|||||||||||||||||||||||||
1 |
|
1 |
|
|
p3 |
|
|
|
|
1 |
|
|
p3 |
|
|
|
|
ðD:3Þ |
||||||||
Qz ¼ z ¼ p3 |
x1 þ 2 x2 |
2 y2 |
þ 2 x3 þ |
|
2 y3 |
|
|
|
||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
where the coordinates ðQx; QyÞ are the doubly degenerate modes belonging to the E0 IRREP in D3h, and Qz belongs to the A01 one. Note that Qx is symmetric with respect to the xz plane, while Qy is antisymmetric.
The coordinates of interest to us in the following discussion are Qx and Qy, which describe the distortion of the molecular triangle from D3h symmetry. In the harmonic-oscillator approximation, the factor in the vibrational wave
permutational symmetry and the role of nuclear spin |
729 |
function due to the two degenerate modes is then (except for a normalization constant and dependence on Qz) given by
ð |
|
Þ ’ |
|
2a ð |
|
Þ |
|
2b |
|
½ a |
ð |
x þ |
y Þ |
|
& |
ð |
|
Þ |
w |
v1; v2a; v2b |
|
Hv |
|
pa2Qx |
Hv |
|
pa2Qy exp |
2 |
|
Q2 |
Q2 |
=2 |
|
|
D:4 |
|
where Hv2a and Hv2b are Hermite polynomials of order v2a and v2b, respectively; v2a and v2b are the vibrational quantum numbers, and a2 ¼ 2pn2=h, with n2 being the frequency of the degenerate mode.
Let us then consider the case where the degenerate mode is doubly excited. In this case, v2 ¼ v2a þ v2b ¼ 2 and the corresponding vibrational energy level will be triply degenerate with the associated wave functions being given by
w1 ¼ wðv1; 2; 0Þ " 4a2Qx2 2 |
ðD:5Þ |
w2 ¼ wðv1; 1; 1Þ " 4a2QxQy |
ðD:6Þ |
w3 ¼ wðv1; 0; 2Þ " 4a2Qy2 2 |
ðD:7Þ |
Note that only the polynomial factors have been given, since the exponential parts are identical for all wave functions. Of course, any linear combination of the wave functions in Eqs. (D.5)–(D.7) will still be an eigenfunction of the vibrational Hamiltonian, and hence a possible state. There are three such linearly independent combinations which assume special importance, namely,
w10 |
¼ w1 w3 þ 2iw2 " 4a2ðQx2 Qy2 þ 2iQxQyÞ |
ðD:8Þ |
w20 |
¼ w1 þ w3 " 4a2ðQx2 þ Qy2Þ 4 |
ðD:9Þ |
w30 |
¼ w1 w3 2iw2 " 4a2ðQx2 Qy2 2iQxQyÞ |
ðD:10Þ |
By using the plane polar coordinates defined in Eq. (D.1), one obtains
w10 |
’ 4a2r2expð a2r2 |
=2Þexpð2ijÞ |
ðD:11Þ |
w20 |
’ 4ða2r2 1Þexpð a2r2=2Þ |
ðD:12Þ |
|
w30 |
’ 4a2r2expð a2r2 |
=2Þexpð 2ijÞ |
ðD:13Þ |
These new wave functions are eigenfunctions of the z component of the angular
momentum p^z ¼ ih qjq with eigenvalues mv2 ¼ þ2; 0; 2 in units of h. Thus, Eqs. (D.11)–(D.13) represent states in which the vibrational angular momentum
of the nuclei about the molecular axis has a definite value. When treating the vibrations as harmonic, there is no reason to prefer them to any other linear combinations that can be obtained from the original basis functions in
732 |
|
|
|
|
|
a. j. c. varandas and z. r. xu |
|
|
|
|
|
|
|||||||||||||||||
which upon insertion into Eq. (D.25) leads to |
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
d2 |
|
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
þ m2 ¼ 0 |
ðD:27Þ |
||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
d2j |
|||||||||||||
siny dy siny dy þ lðl þ 1Þ sin |
2y ¼ 0 |
ðD:28Þ |
|||||||||||||||||||||||||||
|
1 |
|
d |
|
|
|
|
|
d |
|
|
|
|
|
|
|
m2 |
|
|
|
|
|
|
||||||
r2 dr |
r |
|
dr |
þ hpl r |
|
|
|
ð r2 |
1Þ |
|
¼ |
0 |
ð |
D:29 |
Þ |
||||||||||||||
|
1 d |
|
|
|
2 |
|
d |
|
|
2E |
2 |
|
|
|
l l þ |
R |
|
|
|
||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
These have as solutions |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||
|
|
|
|
|
ðjÞ ¼ ð2pÞ 1=2expðimjÞ |
|
|
|
|
|
|
|
|
ðD:30Þ |
|||||||||||||||
|
|
|
|
|
ðyÞ ¼ NljmjPljmjðcos yÞ |
|
|
|
|
|
|
|
|
|
|
ðD:31Þ |
|||||||||||||
|
|
|
|
|
RðrÞ ¼ NvlrlLtlþ1=2ðr2Þexpð r2=2Þ |
|
|
ðD:32Þ |
|||||||||||||||||||||
where |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||
|
|
|
|
|
|
|
|
l ¼ v; v 2; v 4; . . . ; 1 or 0 |
|
|
|
ðD:33Þ |
|||||||||||||||||
|
|
|
|
|
|
m ¼ 0; 1; 2; . . . ; l |
|
|
|
|
|
|
|
|
ðD:34Þ |
||||||||||||||
|
|
|
|
|
|
|
|
t ¼ ðv þ l þ 1Þ=2 |
|
|
|
|
|
|
|
|
|
|
|
ðD:35Þ |
The functions Pjlmj are associated Legendre polynomials of order jmj and degree l, and Lltþ1=2ðr2Þ are associated Laguerre polynomials of degree ðv 1Þ=2 in r2. In turn, the normalization factors are found to be
|
|
¼ |
2 l! |
|
s! |
ð |
|
Þ |
||||||||||||
N |
ljmj |
|
ð 1Þl |
|
ð2l þ 1Þ |
ðl jmjÞ! |
|
D:36 |
|
|||||||||||
|
|
l |
|
|
|
|
2 |
|
ð |
l |
|
|
m |
|
|
|
||||
|
|
|
|
|
|
|
|
|
|
|
|
|
þ j jÞ |
|
|
|
||||
|
|
|
s |
|
|
|
||||||||||||||
Nvl ¼ |
|
f½ð |
2½ðv 1Þ=2&! |
g |
3 |
|
ðD:37Þ |
|||||||||||||
|
|
|
|
v |
þ |
l |
þ |
1 |
Þ |
=2 |
& |
|
|
|
|
|
||||
|
|
|
|
|
|
|
|
! |
|
|
|
|
|
|
In the configuration space spanned by ðq1; q2; q3Þ, we may then define the vibrational angular momentum p through its classical components, that is,
p1 ¼ q2p3 q3p2 and its ð123Þ cyclic permutations ðD:38Þ
where pi are the conjugate momenta associated to qi ði ¼ 1; 2; 3Þ. The operators associated with p2 ¼ p21 þ p22 þ p23 and its projection pz (denoted M3 in [95])
734 |
a. j. c. varandas and z. r. xu |
|
and |
|
|
|
cþ ¼ c1 þ ic2 |
ðE:3Þ |
|
c ¼ c1 ic2 |
ðE:4Þ |
the electronic energy of the system is in degenerate-state perturbation theory obtained by solving the secular equation
|
Hþþ W Hþ |
W |
|
¼ |
0 |
ð |
E:5 |
Þ |
||
H þ |
H |
|
|
|
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
where the matrix elements are given by |
|
|
^ |
^ |
ðE:6Þ |
Hþþ ¼ hcþjHejcþi |
H ¼ hc jHejc i |
|
^ |
^ |
ðE:7Þ |
Hþ ¼ hcþjHejc i |
H þ ¼ hc jHejcþi |
and the integrations are defined with respect to all the electronic coordinates.
^
Then, by developing He in a power series expansion of the normal coordinates, one gets
H^e ¼ h^0 þ h^1þQ þ h^1 Qþ þ h^2þQ2 þ h^2 Qþ2 þ |
ðE:8Þ |
where we have considered only the dependence on the degenerate complex normal coordinates Qþ and Q . Substitution of Eq. (E.8) in Eqs. (E.6) and (E.7) gives
|
|
|
|
|
|
Hþþ ¼ hcþjh^0jcþi þ hcþjh^1þjcþiQ þ hcþjh^1 jcþiQþ |
|
|
|||||||||||||||||||||
|
|
|
|
|
|
|
|
þ hcþjh^2þjcþiQ2 þ hcþjh^2 jcþiQþ2 þ |
|
|
|
|
ðE:9Þ |
||||||||||||||||
|
|
|
|
|
|
Hþ ¼ hcþjh^0jc i þ hcþjh^1þjc iQ þ hcþjh^1 jc iQþ |
|
|
|||||||||||||||||||||
|
|
|
|
|
|
|
|
þ hcþjh^2þjc iQ2 þ hcþjh^2 jc iQþ2 þ |
|
|
|
ðE:10Þ |
|||||||||||||||||
with similarly expressions for H |
|
and H |
. |
|
|
|
|
|
|
|
|
|
|||||||||||||||||
|
|
|
|
^ |
3 |
|
? |
|
þ |
|
cþ |
|
? |
|
|
þ |
|
|
|
|
|
o ¼ |
ð |
|
p = |
Þ |
|
||
|
For a C |
|
|
, |
, and |
c |
are multiplied by |
2 |
while |
||||||||||||||||||||
|
|
rotation, Q |
|
|
|
o |
|
|
exp |
i 3 |
|
||||||||||||||||||
Q |
|
, |
c |
, and |
cþ |
are multiplied by |
|
¼ |
exp |
ð |
2 |
p |
Þ |
|
|
|
|
|
|
||||||||||
|
|
|
|
|
|
|
i=3 . Since the Hamiltonian |
^þ ^ ^þ ^
must be totally symmetric, it follows that h1 , h1 , h2 , and h2 are multiplied by o, o , o2, and o 2, respectively. The integrals in Eqs. (E.9) and (E.10) will then be different from zero only if the integrands are invariant under all symmetry
^
operations allowed by the symmetry point group, in particular under C3. It is readily seen that the linear terms in Qþ and Q vanish in Hþþ and H . In turn,
permutational symmetry and the role of nuclear spin |
735 |
the first term in Hþ and Hþ vanishes while one of the linear terms (Qþ for Hþ, and Q for Hþ) does not vanish. Thus, neglecting quadratic (and higher order) terms, one obtains
Hþþ ¼ H ¼ W0 Hþ ¼ cQþ Hþ ¼ cQ |
ðE:11Þ |
Substitution of Eq. (E.11) into Eq. (E.5), leads to |
|
p |
ðE:12Þ |
W ¼ W0 c QþQ ¼ W0 cr |
Clearly, Eq. (E.12) shows that to a first approximation the electronic energy varies linearly with displacements in r, increasing for one component state while decreasing for the other. Thus, the potential minimum cannot be at r ¼ 0. This is the statement of the Jahn–Teller theorem for a X3 molecule belonging to the D3h point group.
II. INVARIANT OPERATORS
We follow Thompson and Mead [13] to discuss the behavior of the electronic Hamiltonian, potential energy, and derivative coupling between adiabatic states
in the vicinity of the D3h conical intersection. Let ^ be an operator that
A
^
transforms only the nuclear coordinates, and A be one that acts on the electronic degrees of freedom alone. Clearly, the electronic Hamiltonian satisfies
^ ^ |
^ |
^ ^ |
ðE:13Þ |
ðAHeÞAc ¼ AHec |
|||
^ |
|
|
^ |
since, if c is an eigenfunction of He, Eq. (E.13) just expresses the fact that Ac is
an eigenfunction of the transformed Hamiltonian with the same eigenvalue (for
|
|
^ |
an arbitrary c, it also follows upon its expansion in eigenfunctions of He). Thus, |
||
^ ^ |
^ ^ ^ |
ðE:14Þ |
ðAHeÞA ¼ AHe |
^
If Eq. (E.14) is satisfied for all elements of some point group G, A will be an invariant operator [13] (the Hermitian conjugate as well as the sum and/or product of two invariant operators are also invariant operators). Such an operator can be expanded in the form
^ |
X |
|
^ |
ðE:15Þ |
|
He ¼ |
h gsQ gs |
|
|
gs |
|
where Q gs is a nuclear coordinate transforming as the g th component of the IRREP of G, the index s refers to different occurrences of the same IRREP, and