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A. Jha and A. Kumar
Part II
Aspergillus and Aspergillosis
Therapeutic Strategies andChallenges intheManagement ofAspergillus Infections
DeotimaDas, AyanPrasadMukherjee, SaurabhKumarJha , andRashmiMinocha
Abstract
The widespread presence of Aspergillus presents a signicant challenge in both its prevention and management. Aspergillus commonly targets the lungs, espe­cially in people with compromised immune systems, and can subsequently dis­seminate to other areas of the body. Aspergillus infections may also co-occur with other diseases due to a compromised immune system, such as tuberculosis and COVID-19, as well as in recipients of organ transplants. To effectively address aspergillosis in various parts of the body, a targeted diagnostic approach is essential. This chapter delves into past and current therapeutic interventions, shedding light on their strengths and shortcomings. Key milestones in medical progress include the discovery of vaccines, monoclonal antibodies (mAbs), and nanotechnology-based therapies. These treatments hold the potential to revolu­tionize the approach to combating Aspergillus infections.
14
Deotima Das and Ayan Prasad Mukherjee have contributed equally to this work and share rst authorship.
D. Das · A. P. Mukherjee School of Bio Sciences and Technology, Vellore Institute of Technology, Vellore, Tamil Nadu, India
S. K. Jha (*) Department of Zoology, Kalindi College, University of Delhi, New Delhi, Delhi, India
R. Minocha (*) Department of Biochemistry, All India Institute of Medical Sciences, Ansari Nagar, New Delhi, Delhi, India
© The Author(s), under exclusive license to Springer Nature Singapore Pte Ltd. 2024 S. Hameed, P. Vijayaraghavan (eds.), Recent Advances in Human Fungal Diseases, https://doi.org/10.1007/978-981-97-4909-6_14
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Keywords
D. Das et al.
Aspergillus · Aspergillosis · Therapeutics · Antifungal · Aspergillus co-infections Vaccine

14.1 Introduction

One of the widest spread saprophytic fungi, Aspergillus, is often isolated from mul­tiple sources, such as soil, decaying vegetative matter, construction dust, and hospi­tal environments (Hansen etal. 2008; Kousha etal. 2011; Panackal et al. 2010; Samson etal. 2010). Due to their wide distribution in the environment, inhalation becomes unavoidable. However, infection mostly affects those with impaired immune systems or those with pre-existing lung conditions. This wide prevalence of Aspergillus in environment and subsequent infections in humans has been linked to regional patterns of precipitation, humidity, and temperature (Panackal etal. 2010).
Aspergillus fumigatus stands out among disease-causing Aspergillus species,
contributing to severe conditions, such as invasive pulmonary aspergillosis (IPA), the threatening aspergilloma, and hypersensitivity disorders, such as allergic asthma, hypersensitivity pneumonitis, and allergic bronchopulmonary aspergillosis (ABPA). A. avus, A. niger, and A. terreus also have their share in causing infections (DeLone etal. 1999; Denning 1998; Latgé 1999; Meersseman etal. 2004; Patterson and Strek
2010; Segal and Romani 2009).
When an individual’s immune system is weakened, they become more suscepti-
ble to both invasive and chronic aspergillosis. Immunocompromised individuals include those with conditions such as AIDS, hematologic malignancies, prolonged neutropenia, long-term corticosteroid use, recipients of organ transplants on immu­nosuppressive regimens, and critically ill patients with underlying pulmonary pathologies, such as chronic obstructive pulmonary disease or asthma, lung cancer, and sarcoidosis (Abers etal. 2016; Bassetti and Bouza 2017; Kanj etal. 2018; Khoo and Denning 1994; van de Peppel etal. 2018). ABPA predominantly affects indi­viduals previously diagnosed with asthma and cystic brosis (CF) (Agarwal etal. 2009).
In the realm of hematopoietic stem-cell transplantation (HSCT), invasive asper-
gillosis (IA) continues to be the predominant fungal infection (Neofytos etal. 2009). The frequency of this condition uctuates, starting at 0.5% after autologous stem­cell transplantation and peaking at 3.9% following reception of an allogeneic stem­cell graft from an unrelated donor (Morgan etal. 2005). The increasing accessibility of transplantation methods has boosted the upsurge of yearly occurrence of Aspergillus-related infections. Notably, in recent times, cases of IA have surfaced concomitantly with diagnoses of COVID-19 (Bartoletti etal. 2021).
Apart from immune compromised individuals, occupational cohorts, such as
individuals employed in the constructional work, agricultural sectors, and wastewa­ter treatment facilities, may have an increased susceptibility to Aspergillus infection
14 Therapeutic Strategies and Challenges in the Management of Aspergillus…
337
consequent to extended occupational exposure (Sabino etal. 2019). The progressive nature of aspergillosis necessitates early intervention. The primary mode of treat­ment is antifungal medication with Voriconazole being the preferred antifungal drug (Patterson etal. 2016). However, the advent of azole-resistant strains of Aspergillus species has prompted a divergence on therapeutic strategies. Currently, novel vac­cine formulations are in development, and pre-clinical trials for vaccines are on­going. Monoclonal antibodies (mAbs) and nanotechnology-based therapeutic modalities are emerging.
This chapter offers a detailed explanation of the different anatomical sites
affected by Aspergillus infections in the human body. It discusses diagnostic meth­odologies and a spectrum of therapeutic modalities, encompassing both conven­tional and emerging options. Special attention is given to instances of co-infection involving COVID-19, tuberculosis (TB), and organ transplant recipients.
14.2 Sites ofAspergillus Infection inHuman Body
14.2.1 Pulmonary andTracheobronchial Aspergillosis
Pulmonary aspergillosis can be classied into three main categories, namely, ABPA, characterized by an exaggerated Th2 immune response, chronic pulmonary asper­gillosis which typically occurs in mildly immunocompromised individuals, and IPA occurring in severe immune decient individuals (Naaraayan etal. 2015). In indi­viduals suffering from CF or asthma, A. fumigatus has the ability to effectively evade the innate immune system, triggering an immune response involving Th2 CD4+ T cells (Moss 2005). The activation of the immune system initiates a cascade of reactions involving inammatory cytokines and immune cells, which ultimately leads to the onset of Aspergillus sensitization (AS). A small proportion of individu­als with AS eventually develop ABPA.However, AS is commonly considered as the initial stage in the development of ABPA (Agarwal etal. 2009).
ABPA is characterized by a series of ve distinct stages: acute, remission, exac-
erbation, corticosteroid-dependent asthma, and brotic. The acute stage of ABPA is marked by the presence of all diagnostic criteria and responds well to prednisone treatment. In the remission stage, there are no signicant asthma symptoms or exac­erbations present. During the exacerbation phase, individuals go through repeated episodes of acute ABPA ares. In the stage of corticosteroid-dependent asthma, patients often face frequent ABPA exacerbations alongside severe asthma. The brotic stage signies the advanced stage of the disease, marked by radiographic abnormalities, persistent asthma, irreversible and partially reversible obstructive changes in pulmonary function, and an unfavorable prognosis (Patterson 1982).
IPA can manifest in various clinical and pathological forms, including acute
bronchopneumonia, angio IA, acute tracheobronchitis, and pleural aspergillosis. The clinical staging of IPA involves evaluating symptoms, such as pleuritic chest pain, dry cough, fever, and dyspnea (Kousha etal. 2011).
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Chronic cavitary pulmonary aspergillosis manifests with symptoms that develop
gradually over time, including a prolonged cough, chest pain, and limited hemopty­sis. The presented symptoms bear resemblance to TB, with individuals potentially exhibiting fever, chills, nocturnal perspiration, and a decline in body mass (Gefter etal. 1981; Hope etal. 2005; Patterson etal. 2000).
Aspergillus tracheobronchitis commonly manifests in individuals who have
undergone lung transplantation or in those aficted with AIDS.This syndrome is distinguished by the presence of widespread pseudomembranous or ulcerative lesions caused by Aspergillus. In the context of lung transplantation, this infection frequently arises at the suture line of the transplanted lung and may result in the separation or rupture of the anastomotic site (Singh and Paterson 2005). The innate immune system plays a vital role in identifying and combating fungal pathogens through mechanisms, such as phagocytosis, antimicrobial peptide production, and pattern recognition receptor activation. Cytokine responses facilitate intercellular communication, inuencing the initiation, persistence, and resolution of host responses (Chotirmall etal. 2013).
14.2.2 Neuro andCerebral Aspergillosis
Neuro Aspergillosis may occur when an infection disseminates through the blood­stream from a different primary location, such as the lungs, ears, sinuses, or mas­toids, which are sites of localized IA (Candoni etal. 2019). In immunocompromised patients, the spread of lung infections through the bloodstream is a frequent occur­rence. On the other hand, in immunocompetent individuals, extension through sinusitis, mastoiditis, or direct penetration into the brain due to trauma or surgery is more probable (Gonzales Zamora etal. 2018; Jensen et al. 2010; Pasqualotto and Denning 2006). Cerebral aspergillosis exhibits the highest mortality rates among IA syndromes, with mortality rates exceeding 90% in the majority of reported series (Baddley etal. 2010; Patterson et al. 2000; Schwartz et al. 2007). There is a rare occurrence of Aspergillus meningitis (Walsh etal. 1985).
The processes through which Aspergillus inltrates the blood–brain barrier and
adversely affects the central nervous system (CNS) are not thoroughly compre­hended. Aatoxins and gliotoxins, produced by Aspergillus, hinder phagocytosis and disturb the integrity of the blood–brain barrier. These mycotoxins have the capability to damage neurons, astrocytes, and microglia. In immunocompromised individuals, Aspergillus angioinvasion can lead to brain complications, such as infarction, hemorrhage, aneurysms, and meningitis (Economides et al. 2017). Granulomas, brain abscesses, and meningitis can also develop in people with healthy immune systems. Fever, abnormalities in cranial nerves, seizures, and changes in mental status are typical clinical indicators that indicate the potential existence of neuro aspergillosis (Patterson etal. 2016).
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14.2.3 Cutaneous Aspergillosis
Cutaneous aspergillosis can either be primary or secondary in nature. In most cases, primary cutaneous aspergillosis commonly arises in proximity to areas of skin dam­age, such as sites with intravenous access catheters, traumatic wounds, and regions linked to occlusive dressings, burns, or surgical interventions. Secondary cutaneous lesions emerge from the contiguous spread of infection originating from underlying structures, such as the paranasal sinuses, nasal cavity, or orbit, or from embolic lesions. Another cause is the fungus traveling through the bloodstream and reaching the skin (Dreizen etal. 1985; Findlay etal. 1971).
Primary cutaneous aspergillosis is prevalent among burn victims, infants, and
solid organ transplant recipients with prolonged local skin damage. Conversely, bone-marrow transplant recipients often experience secondary cutaneous aspergil­losis lesions. Importantly, individuals with leukemia, notably cancer patients, are vulnerable to both primary and secondary cutaneous infections (van Burik etal. 1998).
14.2.4 Ocular Aspergillosis
Aspergillus species have been implicated in a diverse range of ocular infections, encompassing both asymptomatic and persistent instances (Comez et al. 2012). These infections include keratitis, periorbital cellulitis, sometimes with the orbital apex syndrome, endophthalmitis, and vitritis, and can also occur as a consequence of spreading from nearby sinuses or through dissemination from the pulmonary system (Prajna etal. 2013; Walsh etal. 2008). A. avus is responsible for chronic dacryocystitis, A. niger can lead to both dacryocystitis and blepharitis, while A. fumigatus is known to result in blockage of the lacrimal sac (Ghanaie etal. 2015; Kristinsson and Sigurdsson 1998; Rosenvold 1942).
14.2.5 Aspergillus Endocarditis
Aspergillus endocarditis accounts for 20–25%, of all cases of fungal endocarditis which, in turn, constitutes less than 2% of all cases of endocarditis (Tattevin etal.
2014). Involvement of heart valves and chambers by invasive Aspergillus is exceed-
ingly rare, with only a few documented cases. Aspergillus endocarditis predomi­nantly manifests in individuals with a history of open-heart surgery (Mullen etal.
1986). In addition, this condition is also associated with parenteral nutrition and
substance addiction. Aspergillus endocarditis is mostly localized to the aortic and mitral valves (Soman etal. 2014). It has also been reported that Aspergillus infec­tion exhibits effects beyond the cardiac valves, encompassing the involvement of the cardiac chambers (Soman etal. 2014).
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14.2.6 Aspergillus Osteomyelitis
The incidence of Aspergillus osteomyelitis is low. Aspergillus is able to inltrate bone structures via two primary routes: diffuse infection, which occurs in individu­als with compromised immune systems, and direct inoculation, which includes intravenous drug usage or surgical site infections (Routray and Nwaigwe 2020). In immunocompromised patients, the presence of pain and tenderness in a bony region should raise concern and warrant additional assessment for osteomyelitis, particu­larly Aspergillus osteomyelitis, which is characterized by symptoms, such as osse­ous tenderness, the development of sinus tracts, and/or drainage (Gamaletsou etal. 2014).
14.2.7 Sinus Aspergillosis
Sinusitis is a common condition affecting about 20% of the population at some point in their lives. Fungal sinusitis, specically Aspergillus-related, makes up 6–9% of all rhinosinusitis cases, with the maxillary sinus being the most vulnerable (Sharma etal. 2012). Fungal rhinosinusitis falls into two main categories based on the extent of tissue invasion and bone damage. Non-invasive forms include allergic sinusitis and aspergilloma, which erode sinus tissue and lead to bone atrophy. Invasive Aspergillus infections can be limited (chronic or slow progressing) or ful­minant (rapidly progressing), causing severe damage to the nasal cavities, sinuses, and nearby structures, such as the orbit and the brain within days (Arndt etal. 2009).
When diagnosing fulminant aspergillosis, it is crucial to consider other condi-
tions, such as mucormycosis, orofacial lesions from Pseudomonas, or Wegener’s granulomatosis. Sometimes, Aspergillus spores can enter the maxillary sinus during dental procedures, such as root canal perforations or extractions, where they can become pathogenic in the anaerobic sinus (Reija 2002). Invasive fungal sinusitis poses a signicant threat, especially for individuals with weakened immune sys­tems, often resulting in a high mortality rate.
14.3 Diagnosing Before Treatment: AnImperative Priority
14.3.1 Chest Radiography andCT Scan
Chest radiography plays a pivotal role in the diagnosis of pulmonary aspergillosis and in distinguishing between its various forms. The most frequently observed radiographic presentation is aspergilloma. Aspergilloma can be identied on radio­graphs by the presence of a round or oval mass. This mass typically has a thin wall, may exhibit an air–uid level, and typically located within a pre-existing lung cav­ity or bulla (Tuncel 1984). Chest CT scans can detect aspergillomas that may not be visible on chest radiographs. However, it is crucial to keep in mind that identical
14 Therapeutic Strategies and Challenges in the Management of Aspergillus…
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radiological abnormalities can also be linked with neoplasms, abscesses, hydatid cysts, and Wegener’s granulomatosis with polyangiitis (McCarthy and Pepys 1973).
ABPA typically exhibits radiographic signs, such as mucus plugging, bronchiec-
tasis, and inltrates. IA encompasses various forms, including subacute IPA, airway IA, angio-IA, and obstructive bronchopulmonary aspergillosis. These can be detected through radiographic features, such as nodules, cavities, and consolida­tions. In the early stages of the illness, chest radiography is often ineffective due to non-specic changes. Common chest X-ray ndings include infarctions, cavities, and spherical densities, while pleural effusions are rare. High-resolution chest CT, especially in the early stages, offers a more accurate diagnostic tool for IPA, leading to improved diagnosis and prognosis (Libshitz and Pagani 1981). Brain imaging is essential for diagnosing neuroaspergillosis, although specic radiological abnor­malities are rare. When enhanced with contrast, brain CT and MRI are essential for evaluating CNS involvement (Miceli 2019).
Therefore, while chest radiography serves as a valuable tool in the diagnosis of
pulmonary aspergillosis, it should be complemented with other imaging modalities and clinical assessments to ensure accurate and comprehensive evaluation.
14.3.2 Histopathology
Histopathology is utilized to verify the existence and degree of tissue inltration by Aspergillus. Histopathology involves the microscopic examination of a tissue speci­men to identify indicators of fungal infection. The tissue sample can be acquired from the aficted site via needle aspiration, biopsy, or surgery, such as the lung, sinus, or brain. The tissue sample is subsequently subjected to specialized staining techniques, which enhance the visibility of fungal structures, including hyphae (la­ments) and spores. The stains frequently utilized for this objective include the Grocott (methenamine) silver (GMS) stain and the periodic acid-Schiff stain (Guarner and Brandt 2011).
Diagnosis of IPA is difcult, especially in severely immunocompromised
patients with risk factors. The most reliable method to conrm IPA is through histo­pathological examination of lung tissue, typically conducted via thoracoscopic or open-lung biopsy procedures (Ruhnke et al. 2003). The existence of branching hyphae penetrating lung tissue, combined with an Aspergillus growth culture from the same site, serves as unequivocal proof of IPA.Furthermore, histopathology is important in ruling out malignancies and non-fungal infections.
The histopathological aspects of IPA can also vary depending on the patient’s
health. Histopathological investigation of patients involving allogeneic HSCT and graft-versus-host disease showed severe inammation characterized by neutrophilic inltration, limited coagulation necrosis, and a low fungal presence. Neutropenic patients with IPA, on the other hand, have low inammation, considerable coagula­tion necrosis due to hyphal invasion of blood vessels, and a large fungus burden. Both patient populations had signicant organ dissemination (Chamilos etal. 2006).
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14.3.3 Serological
Serological diagnosis of Aspergillosis is a method of detecting antibodies or anti­gens in the blood that are specic to Aspergillus, mostly preferred for patients who have symptoms and risk factors for the disease, but they are not always reliable or conclusive. There are different types of serological tests for aspergillosis, such as serum Aspergillus-specic IgE test, serum Aspergillus-specic IgG test, serum galactomannan (GM) assay, serum beta-D-glucan assay, serum polymerase chain reaction (PCR) assay (Kumar and Mugunthan 2019).
During serological testing, the presence of serum IgG antibodies against
Aspergillus yields positive results but when patients are undergoing corticosteroid therapy, these serological assays may produce negative results (Yu et al. 2020); hence, PCR has been validated for serum and bronchoalveolar lavage diagnosis of IA. 1,3-Beta--glucan is FDA-approved for serum screening. Sensitivity in diag­nosing CNS aspergillosis from serum using serological biomarkers is only moder­ately effective. However, serum GM-caspofungin (CSF) autoantibody testing has been highly successful (Theel and Doern 2013).
14.3.4 Breath Testing
Recent advances in medical research have leveraged the identication of volatile organic compounds (VOCs) in exhaled breath which may be derived from Aspergillus metabolic activities and can help to successfully discriminate invasive illness from other pneumonic diseases (Koo etal. 2014). Compounds such as cam­phene, limonene, as well as sesquiterpene compounds such as trans-bergamotene have emerged as the exclusive identiers of A. fumigatus (Koo etal. 2014). These VOCs are the ones which help in distinguishing A. fumigatus from other Aspergillus species.
14.3.5 Monoclonal Antibody (mAbs)-Mediated Methods
A single B-lymphocyte clone is used to produce mAbs. They are capable of binding their specic antigen(s), making them a promising candidate for diagnostic tests and novel treatment approaches. mAb-based sandwich ELISA is commonly used in detection of Aspergillus antigens in blood. The mAb EB-A2 against GM targets the epitope of β-(1–5)-connected galactofuranose residues making it a suitable candi­date for ELISA.This mAb EB-A2 has been used to design commercially available test called Platelia™ for detecting GM (Calero etal. 2022; Fisher etal. 2021; Sarwar etal. 2020).
IA is primarily associated with A. fumigatus, but the emergence of A. terreus and
similar species with low susceptibility to the antifungal drug Amphotericin B (AmB) has raised concerns. Thus, immediate differentiation is imperative between infections caused by A. fumigatus and those by non-A. fumigatus species, as this