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16 Beyond PEGylation “PEGylation andits Alternatives”
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to customized treatments, reduce side effects, and improve patient outcomes. PEGylation has undeniably played a crucial role in enhancing drug delivery in the dynamic world of pharmaceuticals and biotechnology. However, it is no longer enough to rely on the achievements of this pioneering technology. Precision medi­cine, personalized therapy, and improved therapeutic efcacy necessitate a new paradigm that takes us “Beyond PEGylation”. As we embark on this path, we should expect to see a shift in how pharmaceuticals are developed, administered, and adjusted to meet the changing requirements of patients. This conversation is a vital step in the process, providing insight, analysis, and exploration of the potential beyond PEGylation in the modern era of drug delivery (Yadav and Dewangan 2021). In this in-depth review, we will dissect the concepts and applications of PEGylation and critically explore the novel alternatives that can potentially reinvent drug deliv­ery in the modern day. The key goal is to comprehend how these alternatives are transforming the landscape of drug research by providing improved solutions and addressing the limitations of PEGylation.
16.2 PEGylation andDrug Delivery Systems
Drug delivery systems (DDSs) are rationally designed to administer medications in a controlled manner to achieve superior efcacy. Even though DDS has been exten­sively studied over the last couple of decades, they frequently suffer from rapid clearance from the blood and kidneys, undesired nonspecic interactions, enzy­matic degradation, poor aqueous solubility, and a proclivity to create neutralizing antibodies (Allen and Cullis 2004; Tiwari et al. 2012). Over the years, various approaches have been tried to bypass these concerns by making the DDS stealthy and less susceptible to the aforementioned challenges. The surface of DDS has been successfully decorated with neutral and hydrophilic molecules since foreign materi­als and opsonins primarily interact via hydrophobic, ionic, van der Waals, and elec­trostatic forces (Leucuta 2012). PEGylation is the process of covalently or noncovalently attaching PEG (polyethylene glycol) molecules to different classes of drugs or macromolecular structures such as proteins, oligonucleotides, or vesi­cles. This modication results in improved pharmacokinetic and pharmacodynamic properties of the DDS (Allen and Cullis 2004; Nakamura etal. 2012; Jevševar etal.
2010) (Fig.16.1).
Fig. 16.1 PEGylation of compound of interest
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S. Mohanta et al.
Frank Davis and colleagues pioneered the PEGylation technique in the 1970s to achieve enhanced efcacy of polypeptide-based medications (Hoffman 2016). Due to their neutral charge, exibility, and hydrophilicity, PEG chains can form a steric barrier that reduces contact between the reticuloendothelial system and the DDS, reducing immunogenicity and masking them from phagocytes. This is referred to as PEG-chain-imparted stealthiness (Hamidi etal. 2006).
Furthermore, the strong hydration shield that envelopes the PEG molecules improves the serum solubility of PEGylated DDS and protects the drug and formu­lation from enzyme-mediated degradation and quick elimination from kidneys (Liechty etal. 2010).
The notion of PEGylation has since been generalized to several disciplines and various chemical, enzymatic, and physical entrapment methods for functionalizing the surface of DDS.PEGylation can play a critical role in biomolecules as it can affect protein function invitro and lacks site specicity. However, these disadvan­tages are often outweighed in biological systems by other essential benets (Francis etal. 1998; Dozier and Distefano 2015; Padín-González etal. 2022).
On the other hand, PEGylation has been shown in several studies over the last decade to produce signicant reductions in drug delivery, including improved serum protein binding, lower uptake by target cells, and elicitation of an immune response that promotes clearance invivo. Some of the literature indicates the adverse effects of PEGylation, calling into question the wisdom of using this technique in drug development.

16.3 PEGylated Products

PEG stands for polyethylene glycol, a synthetic polymer composed of repeating ethylene glycol units. PEGylated products refer to drugs, therapeutic agents, or other biologically active molecules that have been modied through a process called PEGylation. PEGylation involves the covalent attachment of PEG chains to the tar­get molecule (lipid, protein, drug), typically through chemical reactions with func­tional groups on the molecule’s surface. This chapter discusses PEGylated proteins, PEGylated liposomes, PEGylated G-CSF, and PEGylated nanoparticles.

16.3.1 PEGylated Liposomes

Liposomes are spherical nanoparticles composed of amphiphilic lipids with charged or neutral headgroups. They can entrap small molecule drugs or diagnostic agents, oligonucleotides, and other biomacromolecules such as proteins, vaccines, or enzymes (Nakamura etal. 2012). While liposomes improve the therapeutic index of drugs, they are susceptible to opsonization and subsequent destruction. Their bio­physical properties and invivo efcacy can be adjusted by varying variables such as size, surface charge, lipid composition, hydrophobic chain length, and degree of unsaturation (Allen and Cullis 2013; Dzieciuch et al. 2015). In comparison to
16 Beyond PEGylation “PEGylation andits Alternatives”
Fig. 16.2 Surface modication of liposomes through PEGylation
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unfunctionalized liposomes, PEGylated liposomes (Fig. 16.2) demonstrate pro­longed blood circulation, enhanced drug bioavailability by bypassing the digestive tract, improved safety prole, and passive targeting owing to the enhanced perme­ability and retention effect (Dzieciuch etal. 2015; Moghimi and Szebeni 2003; Immordino etal. 2006). Several liposomal products like AmBisome® and Doxil®are available in market and currently many others are being investigated in clinical trials.
The eld of PEGylated liposomes is still evolving. Ongoing research focuses on improving liposome characteristics, discovering novel ligands for targeted delivery, and expanding the technology’s versatility and safety. PEGylated liposomes are projected to play an increasingly important role in tailoring medicines to specic patients, maximizing therapeutic outcomes, and minimizing side effects as preci­sion medicine gets a grip. With ongoing research and innovation, PEGylated lipo­somes are poised to revolutionize medication delivery and tailored therapy in the coming years.

16.3.2 PEGylated G-CSF

PEGylated Granulocyte Colony-Stimulating Factor (PEG-G-CSF), a modied and prolonged-release version of human granulocyte colony-stimulating factor, has emerged as a transformational agent in hematology and oncology. This pharmaco­logical breakthrough has been critical in the treatment of neutropenia, a disorder that is characterized by unusually low neutrophil count, a type of white blood cell essential for immunological function (De Volder etal. 2020). PEGylated G-CSF is a big step forward in the treatment of neutropenia, particularly in patients undergo­ing chemotherapy or stem cell transplantation.
G-CSF is a cytokine that mimics the proliferation and differentiation of neutro­phil precursors. They are also known to improve the function of mature neutrophils (Marsh etal. 2007). Filgrastim, the rst approved G-CSF, has been indicated for use in cancer patients receiving chemotherapy (Welte etal. 1996). G-CSF-type drugs have been extensively used in the clinic to minimize chemotherapy-induced
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neutropenia (CIN) and are recommended for patients undergoing high febrile neutropenia(FN) chemotherapy regimens (Aapro etal. 2011; Crawford etal. 2010). Human G-CSF, on the other hand, has a short half-life due to its primary elimination through the kidney, necessitating daily administration intravenously or subcutane­ously, resulting in frequent injection site infection and decreased tolerance (Fernandes et al. 2017; Tan et al. 2011). PEG was conjugated with G-CSF (PEGylated G-CSF) to extend the half-life by altering the clearance site, resulting in lowered systemic clearance. A single dose of PEGylated G-CSF showed efcacy comparable to daily injections of normal G-CSF (Bond et al. 2018; Kuan etal.
2017). Fewer injections have improved patient compliance and reduced the burden
on the healthcare system in the case of various tumors and non-Hodgkin’s lym­phoma (NHL) (Botteri etal. 2018). Hendler etal. (2011) discovered that both types of G-CSF reduced the incidence of FN, enhanced safety, and lowered the cost of chemotherapy in breast cancer patients. Many studies have compared data between PEGylated and non-PEGylated G-CSF in breast cancer patients, and the superiority of the former has not been established in terms of safety or effectiveness (Bond etal. 2018; Botteri etal. 2018; Kuan etal. 2017; Cornes etal. 2018; Schwartzberg etal. 2018).
As research continues to unveil its broader potential in other clinical contexts, PEGylated G-CSF stands as a shining example of how biopharmaceutical innova­tion can profoundly impact patient care and outcomes in the elds of oncology and hematology (Li etal. 2020).

16.3.3 PEGylated Proteins

Because of their great biological activity and selectivity, protein therapeutics have become an essential modern pharmaceutical product. Due to its nontoxic and highly hydrophilic properties, PEG can be combined with the protein’s inactive regions to increase the protein drug’s molecular weight. Bound PEG can enhance protein sta­bility, extend its circulation half-life, and lower undesired immune responses (Sun etal. 2023). The use of PEGylation in protein therapeutics has, however, sparked widespread criticism around the globe (Fig.16.3).
Since 1982, the US Food and Drug Administration (FDA) has licensed approxi­mately 200 protein or peptide-based drugs for clinical use in the treatment of vari­ous human disorders (Cattani et al. 2015; Jevševar et al. 2010). Although these modalities have been known for some time, some limitations still need to be addressed. Proteins frequently suffer rapid degradation, aggregation, breakdown by various proteases, solubility concerns, short circulation times, and immunogenicity issues (Dozier and Distefano 2015). Davis and Abuchowski demonstrated for the rst time in 1977 that PEGylated bovine serum albumin demonstrated an extended serum half-life and reduced immunogenicity compared to native proteins (Alconcel etal. 2011). Several studies have reported improved protein shell life and stability, enhanced solubility, decreased aggregation, and proteolysis (Zuma etal. 2022).
16 Beyond PEGylation “PEGylation andits Alternatives”
Fig. 16.3 PEGylation of protein
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As a result, PEGylation has been explored and has evolved into a diverse method for improving the pharmacokinetics of proteins and peptide-based therapeutics. The rst PEGylated protein was introduced to the market in 1990, and nine distinct PEGylated protein therapeutics are now in the clinic for various indications. A few additional PEGylated biotherapeutics are also in late-stage clinical studies (Carter
2011; Alconcel et al. 2011; Milla etal. 2012). This technology has expanded the
possibilities in drug development and enhanced the quality of life for patients need­ing protein-based therapies. As research advances and new applications emerge, PEGylated proteins will continue to play a crucial role in modern medicine, offering innovative solutions for various medical conditions.

16.3.4 PEGylated Nanoparticles

Nanotechnology has opened up a new frontier in drug delivery, diagnostics, and various other sectors. PEGylated nanoparticles have emerged as a spectacular inno­vation in this eld, potentially revolutionizing several parts of medical research and technology. PEGylated nanoparticles have become a exible tool with a wide range of uses, particularly in the eld of drug administration, by combining the benets of nanoparticles with the benets of polyethylene glycol (PEG) coatings. Nanoparticles are microscopic structures of nanoscale dimensions (usually fewer than 100 nano­meters). These nanoparticles can be programmed to deliver medicines, genetic material, or other bioactive molecules. PEGylation, on the other hand, is the process by which PEG chains are attached to the surface of these nanoparticles(Fig. 16.4). PEG is a hydrophilic polymer known for its biocompatibility and stealth-like quali­ties (Otsuka etal. 2003).
PEGylated nanoparticles have diverse applications in the elds of medicine and biotechnology. PEGylated nanoparticles are widely used to deliver chemotherapeu­tic agents, vaccines, and various drugs. Their targeted drug delivery capabilities reduce systemic side effects while improving therapeutic efcacy. Nanoparticles
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Fig. 16.4 PEGylation of gold nanoparticle (AuNP)
S. Mohanta et al.
can be loaded with contrast agents for diagnosis, such as computed tomography (CT) or magnetic resonance imaging (MRI). PEGylation enhances their circulation time and biocompatibility invivo (Park etal. 2017). PEGylated nanoparticles can efciently deliver genetic material, such as plasmid DNA or RNA, to target cells. This is a critical aspect of gene therapy and RNA-based treatments. PEGylated nanoparticles have shown promise as vaccine carriers, enhancing the immune response to antigens and improving the duration of protection (Vila etal. 2004). PEGylated lipid nanoparticles (LNPs) were used to formulate mRNA-based COVID-19 vaccines like Comirnaty™ (McCrudden etal. 2023).
16.4 Limitations ofPEGylation
Over the past 20years, PEGylated products have become an important element in medication, surfactants, and dispersion agents, for both clinical and industrial appli­cations. While the notion of PEGylation is straightforward and effective in most circumstances, numerous possible safety issues have lately been suggested due to the long-term use of PEG-related products. Several studies have shown PEGylated products to cause immunological responses (with both oral and intravenous admin­istration), cytoplasmic vacuolation, hypersensitivity, and antibody induction under certain conditions. Furthermore, PEG is nonbiodegradable, and larger molecular weight PEG tends to accumulate in tissues (Engler etal. 2015; Hatakeyama etal.
2013; Knop etal. 2010; Zhang etal. 2014; Han etal. 1997; Pisal etal. 2010).
While PEGs of lower molecular weight are preferred for use in several biomedi­cal applications, they are known to generate toxic oxidative side products. PEG is also known to degrade under thermal and mechanical stresses (Han etal. 1997). This could have an impact on PEG medication formulation and storage. A few reports have claimed that protein PEGylation decreases biologic activity and bind­ing afnity as concentrated solutions tend to be highly waxy. Product analysis becomes more complicated due to the inherent polydispersity of commercialized activated PEG and its derivatives (Hatakeyama etal. 2013; Zhang etal. 2014; Han et al. 1997). Although PEG conjugation with biologics is conceptually
16 Beyond PEGylation “PEGylation andits Alternatives”
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straightforward, it frequently necessitates extensive optimization; specically, the paucity of site-specic conjugation techniques results in poorly dened structures, producing unsatisfactory outcomes. Synthetic contaminants, such as formaldehyde, 1,4- dioxane, and cyclic dimers of ethylene oxide, highlight the need for highly puri­ed PEG for biomedical applications. It’s important to note that the drawbacks of PEGylation vary depending on the specic drug or nanoparticle, the PEGylation method employed, and individual patient factors. Ongoing research aims to address these limitations and develop innovative strategies to optimize PEGylation and miti­gate its potential downsides while harnessing its advantages in various biomedical applications.
16.5 Potential Alternatives ofPEG
As PEG-mediated immune response limits its utility, many alternative polymers that mirror the physicochemical features of PEG without affecting its pharmacoki­netic behavior have been developed. The primary requirements for developing PEG-alternative materials are outstanding stealth qualities, facile synthesis, degrad­ability, biocompatibility, and a delicate balance of hydrophilicity and hydrophobic­ity. Recent advances in material chemistry and polymer science have played a critical role in developing PEG alternatives (Fig.16.5) and exploring their potential biological applications (Hoang Thi etal. 2020).

16.5.1 Poly(Zwitterions)

Poly(zwitterions) are amphiphilic polymers that have found use as a potential alter­native to nonionic PEG polymers in recent years (Wang etal. 2016). Poly(zwitterions), particularly poly(sulfobetaine), poly(phosphobetaine), and poly(carboxybetaine) (Fig.16.6) or other materials coated with these polymers, demonstrated enhanced protein immobilization and non-fouling characteristics, as well as high resistance to biolm formation and bacterial adhesion (Wu etal. 2016; Keefe and Jiang 2012).
Due to their unique chemical structure and characteristics, poly(zwitterions) have a PEG-like effect. As zwitterions are molecules with both positive and negative charges in the same structure, resulting in no net charge, this feature, together with zwitterions’ hydrophilic nature, contributes to their PEG-like actions via numerous mechanisms: poly(zwitterions), like PEG, can provide a hydrophilic surface that repels protein adsorption. This avoids opsonization, a process in which proteins in the blood bind to the surface of nanoparticles or other drug delivery systems, poten­tially identifying them for elimination by the immune system. Poly(zwitterions) assist nanoparticles in evading rapid clearance from circulation by avoiding protein adsorption. Opsonization resistance and decreased absorption by macrophages and the reticuloendothelial system (RES) result in longer circulation times for drug delivery systems, including poly(zwitterions). This increased circulation time increases the possibility that the drug will reach its intended place within the body.
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Fig. 16.5 Alternatives of PEG
Because, poly(zwitterions) lack a net charge and are hydrophilic, they are less likely to elicit immunological responses (Leng etal. 2015; Xing etal. 2017) (Fig.16.7).
Several chemistries can be used to conjugate poly(zwitterions) to various drug carriers or nanoparticles. The functional groups on the polymer and the surface of the drug carrier or nanoparticle determine the chemistry utilized. The following is a broad overview of how poly(zwitterions) can be conjugated; reactive groups must be added to both the poly(zwitterion) and the drug carrier or nanoparticle. Amino (-NH2), carboxyl (-COOH), and thiol (-SH) groups are common functional groups that have been used for amido bond formation, click chemistry, and thiol-ene reac­tions. If both the poly(zwitterion) and the carrier contain amine groups, they can be conjugated by rst activating one of them with a coupling reagent like N-hydroxysuccinimide (NHS). This activated compound then can react with the other, which contains carboxyl groups (Keefe and Jiang 2012). In some
16 Beyond PEGylation “PEGylation andits Alternatives”
Fig. 16.6 Chemical structure of poly(sulfobetaine), a zwitterionic polymer
Fig. 16.7 Chemical structure of poly(glycerol sebacate), a poly(glycerol)
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circumstances, poly(zwitterions) may be employed for surface modication rather than direct conjugation. The polymer forms a protective layer around the drug car­rier or nanoparticle; in this case, creating a stealthy, biocompatible surface. It is vital to note that the individual application and the attributes of the intended drug deliv­ery system will determine the poly(zwitterion) and conjugation chemistry used. Poly(zwitterions) with different zwitterionic moieties and side chains may function differently in a given application. The functional group compatibility determines not only the specic chemistry utilized for conjugation, but also the stability of the resultant bond (Liu etal. 2016b) (Fig.16.8).
To ensure the safe and efcient use of poly(zwitterions) in drug delivery systems or biomaterial applications, many precautions should be taken. This primarily includes biocompatibility testing to evaluate the substances’ immunogenicity, cyto­toxicity, and possible allergic reactions. Testing the safety and effectiveness of poly(zwitterion)-based systems can be done invitro and invivo, and the chemical stability should be analyzed in the environment where it will be used. Some poly­mers may deteriorate or lose their useful properties under particular pH, tempera­ture, or enzymatic conditions. To ensure the polymer’s performance for the necessary
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Fig. 16.8 Conjugation of PEG alternatives
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amount of time, it is crucial to understand its stability prole. Proper dosage and method of administration for the poly(zwitterion)-based system should be deter­mined, and to avoid any potential negative responses or side effects, it is essential to comprehend the ideal concentration and frequency of administration. It is recom­mended to investigate possible interactions between the poly(zwitterion) and other elements of the drug delivery system or the biological setting in material interaction studies (Jin etal. 2014). Knowing how the polymer interacts with other substances might assist in avoiding unanticipated reactions or changes in the system’s intended function. The effect of employing poly(zwitterions) in the intended application on the long-term outcomes should also be examined. To guarantee the polymer’s safety and efcacy in prolonged use, it is essential to understand the potential accumula­tion, degradation, or removal of the polymer over a protracted period.
As for the safety prole, one example involves using poly(zwitterions) to develop stealth nanoparticles for targeted drug delivery. In this case, a specic poly(zwitterion) is utilized to coat the surface of nanoparticles, preventing opsonization and improv­ing their circulation time in the bloodstream. This leads to reduced recognition by the immune system, enhancing their capacity to reach the intended target site. Poly(carboxybetaine methacrylate) is a poly(zwitterion) polymer that has shown promise in drug delivery applications. It is known for its PEG-like effect and bio­compatibility. Here’s a simplied safety prole example for pCBMA:
(a) The biocompatibility of pCBMA has been thoroughly investigated. (b) In vitro studies have revealed negligible cytotoxicity and low immunogenicity.