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13 Multifunctional PEGylated Nanoparticles inTheragnosis
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13.6.1 Cancer Diagnosis andTherapy
PEGylated NPs have been thoroughly investigated for cancer treatment and diag­nostics. They have many benets, including increased tumor accumulation, extended circulation duration, and regulated medication release. Several investigations in this regard are reported with promising results. Choi etal. developed PEG-conjugated hyaluronic acid NPs to deliver anti-cancer drugs doxorubicin and camptothecin. The developed NPs were evaluated for their efcacy against the cancer cells SCC7 and MDA-MB-231 and the animal tumor model. In tumor-bearing mice, the PEGylated NPs demonstrated selective uptake into the tumor site after systemic administration. This can be attributed to PEG-mediated prolonged circulation time and hyaluronic acid-mediated CD44 receptor targeting. No signicant increase in tumor size was observed for up to 35days, suggesting anti-cancer activity (Choi etal. 2011).
13.6.2 Imaging andContrast Agents
PEGylated NPs can be customized with imaging agents to serve as contrast agents in a variety of imaging modalities, including CT, MRI, and uorescence imaging (Mulder etal. 2009). Zhou et al. developed PEGylated AuNPs for the imaging of tumor sites. The developed nanosystems explicitly accumulated in the tumor site owing to the EPR effect and demonstrated better X-ray attenuation properties than the marketed small molecular iodinated contrast agent and prolonged half-decay time. The CT imaging has been successfully done using the above-developed AuNPs, which hints towards the utility of PEGylated systems as contrast agents for imaging applications (Zhou etal. 2014).
13.6.3 Gene Therapy andRNA Delivery
PEGylated NPs have also demonstrated potential in gene therapy and RNA delivery applications. They can effectively transfer genetic material and RNA-based thera­pies to target cells, enabling gene editing and regulation. Santos etal. have devel­oped liposomes of 1,2-distearoyl-sn-glycero-3-phosphoethanolamine-poly(ethylene glycol) (DSPE-PEG) with further surface modication with hexapeptide for the delivery of SiRNA. The developed liposomes demonstrated increased uptake by SCLC cells and HMEC-1 microvascular endothelial cells. PEG, in this case, can ensure enhanced circulation time invivo, whereas hexapeptide has been used for targeting purposes (Santos etal. 2010).
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A. Tiwari et al.
13.7 Multifunctional PEGylated Nanoparticles
inTheragnosis
In theragnosis, which is the fusion of therapeutic and diagnostic activities within a single platform, PEGylated NPs are frequently employed. These NPs have more excellent stability, longer circulation times, and better drug delivery, among other benets. A concise overview of multifunctional PEGylated NPs in theragnosis, along with relevant examples, is given as follows.
13.7.1 PEGylation forEnhanced Stability
By minimizing nonspecic interactions with biological components, PEGylation improves stability by adding PEG chains to NPs. This alteration prevents opsoniza­tion, which can cause the RES to clear substances quickly (Owens 3rd and Peppas
2006). PEGylation has been routinely used to increase the stability and circulation
time of theragnostic NPs. The PEG chains around the PEGylated NPs create a steric barrier that prevents the aggregation of the NPs thereby imparting higher stability to them. Adjusting the zeta potential of the NPs to meet the stability criteria can also be employed along with steric stabilization via PEG to attain additional stability.

13.7.2 Prolonged Circulation Time

Longer circulation times are also a result of PEGylation, which is referred to as the “stealth effect.” Because the hydrophilic PEG chains provide a steric barrier that shields against immune system identication and uptake, NPs can circulate for a longer time (Blanco et al. 2015). Conversely, PEGylation increases the overall molecular weight of the PEGylated moieties, thereby reducing renal clearance (Gupta etal. 2019). This characteristic is particularly essential for theragnostic NPs since it enhances the possibility of accumulating at the target region. Hence, increased molecular weight as well as reduced immune clearance due to PEG modi­cation are jointly responsible for the prolonged circulation time.

13.7.3 Improved Drug Delivery

Multifunctional PEGylated NPs can effectively transport therapeutic materials, such as medicines or genes, to the appropriate location by encapsulating them. By enhancing stability during circulation and avoiding early drug release and degrada­tion, the PEG coating enhances the overall pharmacokinetic behavior of the PEGylated NPs. Furthermore, targeting ligands can be functionalized onto the sur­face of PEGylated NPs to enable selective identication and binding to the intended cells or tissues (Peer etal. 2007). This active targeting increases the effectiveness of medicine delivery. Nanocarriers that target specic receptors can be used to treat
13 Multifunctional PEGylated Nanoparticles inTheragnosis
diseases that show overexpression of certain receptors. For instance, folate recep­tors and CD44 receptors have been widely exploited for the targeted therapy of vari­ous cancers (Kesharwani etal. 2021).
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13.7.4 Diagnostic Functionality

Theragnostic NPs combine drug delivery with diagnostic capabilities, enabling simultaneous imaging and therapy. These NPs can transport imaging agents like uorescent dyes or contrast agents in various imaging modalities such as MRI, CT, or optical imaging (Han etal. 2019). The diagnostic element aids in dening the target site, tracking therapy effectiveness, and directing therapeutic choices. Multifunctional PEGylated NPs have considerable potential for diagnosis because they combine better stability, prolonged circulation time, improved drug delivery, and diagnostic capabilities. However, theragnosis has many limitations that need to be addressed, even if it offers a lot of potential for individualized therapy and better patient outcomes.

13.8 Technical Challenges

Theragnosis entails creating cutting-edge imaging and sensing technologies that can precisely identify and track the course of disease. However, these methods have technological constraints, including sensitivity, resolution, and specicity, which can impact the precision and dependability of diagnostic data. To address these technical problems, more research and development is required. The following sec­tion enlists the various technical challenges associated with the clinical applications of the PEGylated NPs in theragnosis.
13.8.1 Limited Availability ofTargeted Therapies
By locating certain molecular targets linked to diseases, theragnosis aims to provide targeted therapeutics. Targeted treatments are, however, currently scarce for many illnesses. More tailored treatment drugs that diagnostic data can lead must be devel­oped for theragnosis to realize its full potential. Developing theragnostic modalities for all diseases is not practically possible. This puts reasonable restrictions on the broad-scale application of the theragnostic NPs.
13.8.2 Cost andAccessibility
The use of pricy diagnostic imaging techniques and specialized therapeutic drugs during the implementation of the theragnosis could considerably raise the expense of treatment (Mangalath etal. 2014). This might make theragnosis less available to
380
patients, especially in places with limited access to healthcare resources. To guaran­tee wider access, efforts must be made to lower the price and increase the availabil­ity of theragnostic technology.
A. Tiwari et al.
13.8.3 Ethical andRegulatory Considerations
The use of personal health information, patient privacy, and informed permission are all crucial ethical and legal issues that are raised by the theragnosis (Coletta etal. 2020). The integration of diagnostic and therapeutic activities also questions the proper use and interpretation of diagnostic data for treatment decisions. The widespread implementation of theragnostic methods depends on creating precise rules and laws to address these moral and legal concerns.

13.8.4 Limited Clinical Validation

Although encouraging preclinical and early clinical research has shown theragno­sis’ potential, additional clinical validation is required to prove its efcacy and util­ity in treating various diseases and patient demographics. Extensive clinical studies and meticulous evaluation are needed to assess the clinical advantages, nancial viability, and long-term effects of theragnostic techniques (Fogel 2018). It is crucial to remember that theragnosis is a rapidly developing discipline, and future techno­logical improvements and continuing research are expected to resolve some of these limits. Theragnosis has the potential to transform customized medicine and enhance patient care with ongoing innovation and cooperation..
13.9 Regulatory Requirements ofTheragnosis
The term “theragnosis” refers to the fusion of treatment and diagnosis, in which therapeutic actions are individualized and guided by diagnostic ndings. It entails the discovery of certain biological targets or biomarkers that assist in choosing the best course of action for every patient. To the best of our knowledge, theragnosis is not the subject of any specic regulatory requirements. Regulatory standards for diagnostics and personalized treatment may differ by nation or location. Through the Food and Drug Administration (FDA) in the United States, specically the Center for Devices and Radiological Health (CDRH) and the Center for Biologics Evaluation and Research (CBER), controls diagnostic procedures and equipment. The FDA oversees diagnostic procedures, including those used in diagnosis, to ver­ify their efcacy and safety (Genzen 2019).
The FDA classies typically diagnostic tests as either invitro diagnostic (IVD) tools or laboratory-developed tests (LDTs) (Sarata and Johnson 2014). LDTs are tests created and carried out within a single laboratory, whereas IVD devices are commercially distributed tests. For each of these categories, the FDA has a different
13 Multifunctional PEGylated Nanoparticles inTheragnosis
381
regulatory process, such as premarket approval (PMA), 510(k) clearance, and the laboratory-developed test (LDT) policy (Sarata and Johnson 2014). Customized medication and diagnostics are subject to regulatory oversight in the European Union (EU). IVDs are governed by the in vitro Diagnostic Regulation (IVDR) 2017/746, which became effective in May 2022 (Sarata and Johnson 2014). The IVDR establishes standards for the reliability, efciency, and clinical validity of IVDs.
It is vital to remember that regulatory requirements are subject to periodic changes. For the most up-to-date and correct information on the regulatory require­ments for theragnosis in particular, it is recommended to keep a tab of all the regula­tory changes.

13.10 Conclusion

The quest for the development of enhanced therapeutic and diagnostic techniques fuels the research endeavors in the realm of drug delivery. One of the most impor­tant outcomes of these efforts is the development of PEGylated NPs in theragnosis, a domain dealing with both therapeutics and diagnostics. PEGylated NPs demon­strate remarkable properties such as reduced immunogenicity, increased stability, and increased circulation time, enabling them to deliver drugs precisely, minimize the off-target effects, and maximize therapeutic efcacy.
Targeted PEGylated NPs thereby reduce the need for high drug doses, ultimately reducing the systemic toxicity of drugs. The unique surface properties of PEGylated NPs allow the attachment of various ligands, such as targeting moieties and imaging agents, allowing them to attain therapeutic as well as diagnostic functions simulta­neously. This helps in the early detection of cancers, wherein an early intervention can bring signicant patient outcomes in terms of survival rates. Despite the advan­tages that PEGylated NPs offer, they present themselves with many technical chal­lenges, such as achieving precise control over the size of NPs and their surface properties, which signicantly affect the pharmacokinetic behavior of NPs. Achieving multifunctionality while tackling the challenge of increased complexity is another prime challenge associated with developing PEGylated NPs. Furthermore, there is a need to have clear regulatory guidelines and standardized protocols for the development of theragnostic modalities such as multifunctional PEGylated NPs. Overall, the PEGylated NPs offer various advantages in the domain of theragnostic intervention of various diseases, which hints towards their potential clinical utility.

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Reversible PEGylation ofNanocarriers
MahimaMishra, SweetyShah, GagandeepKaur, AniketNavale, HeetJani, VaishnaviChinkure, andRakeshKumarTekade
Abstract
Nanocarriers have transformed drug delivery by providing targeted and regulated
distribution of therapeutic agents, as a result increasing efcacy and decreasing
side effects. Among the various approaches used to maximize the performance of
nanocarriers, polyethylene glycol (PEG)ylation has attracted a lot of interest due
to its capacity to improve biocompatibility and extend the duration of circulation
invivo. Conventional PEGylation, often result in unsatisfactory therapeutic pay-
load delivery and less cellular absorption. A potential solution to these issues is
reversible PEGylation, which preserves effective drug release with cellular
incorporation while providing the advantages of extended circulation. This
review examines the principles and uses of reversible PEGylation in drug deliv-
ery and nanocarrier design. At one point, the review also examines the effects of
reversible PEGylation concerning the pharmacokinetics, biodistribution and col-
loidal stability of nanocarriers. A discussion on the translational opportunities
and difculties related to reversible PEGylation, including stability, scalability,
and regulatory issues is also incorporated.
14
M. Mishra · S. Shah · G. Kaur · A. Navale · H. Jani · V. Chinkure National Institute of Pharmaceutical Education and Research (NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
R. K. Tekade (*) National Institute of Pharmaceutical Education and Research (NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India e-mail: rakeshtekade@niperahm.res.in
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386
Keywords
M. Mishra et al.
Reversible PEGylation · Nanocarriers · Polyethylene glycol (PEG) · Stimuli-
responsive polymers · Cleavable linkers · pH-sensitive

14.1 Introduction

14.1.1 Nanocarrier inDrug Delivery
Pharmaceutical nanocarriers are extremely versatile, nanosized drug delivery sys­tem comprising liposomes, nanotubes, nanocomplexes, niosomes, polymeric, lipidic, and inorganic nanoparticles, among many more. Drug delivery systems using nanocarriers offer a cutting-edge approach for enhancing the effectiveness and accuracy of medication delivery (Alshawwa etal. 2022). These nanoscale car­riers are intended to carry and distribute pharmaceutical substances, such as medi­cations or genetic material, to particular target locations within the body. The principal objective is to optimize the therapeutic outcome while mitigating adverse reactions and lowering the treatment’s overall toxicity. While nanocarrier-based drug delivery systems seem promising, there are still issues to be resolved, such as concerns regarding their long-term safety, their ability to be scalable for mass pro­duction, their possible toxicity, and their uptake by the reticuloendothelial system (RES) (Sun etal. 2015a).
14.1.2 PEGylation ofNanocarriers andIts Role
Nanostructures like solid lipid nanoparticles, polymeric nanoparticles, liposomes, micelles, and dendrimers offer several benets, including the ability to deliver drugs to particular sites, defense against enzymatic degradation, low toxicity, stability, enhanced drug solubility, and the possibility of controlled release (Veronese and Pasut 2005). When creating sophisticated drug delivery systems, one typical tactic is to coat the surface of nanocarriers with substances that improve therapeutic deliv­ery behavior. Although the synthesis of nanocarriers has advanced, little is under­stood about how they behave in intricate biological systems (Shete etal. 2022). The creation of a protein corona, primarily made up of plasma proteins like albumin, causes alterations in the surfaces of nanocarriers upon exposure to biological uids.
The properties of nanomedicines, including as size, surface charge, aggregation resistance, and hydrodynamic size, can all be strongly impacted by this corona. Thus, these modications could affect biodistribution, targeting ability, and bio­compatibility—underscoring the need to take the protein corona into account when developing “smart” nanomedicines (Vllasaliu etal. 2014). Opsonization and absorp­tion by the RES frequently result in unaltered nanostructures having short plasma half-lives (Thakur etal. 2015).