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xii
Editors and Contributors
Salome A. Chime Department of Pharmaceutical Technology and Industrial
Pharmacy, University of Nigeria, Nsukka, Nigeria
VaishnaviChinkure National Institute of Pharmaceutical Education and Research
(NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
Dwiptesha Dahake Department of Pharmaceuticals, National Institute of
Pharmaceutical Education and Research (NIPER), Ahmedabad, An Institute of National Importance, Government of India, Ministry of Chemicals and Fertilizers, Palaj, Opposite Air Force Station, Gandhinagar, Gujarat, India
PranKishoreDeb Department of Pharmaceutical Sciences and Technology, Birla
Institute of Technology (BIT), Ranchi, Jharkhand, India
VinodGaikwad Department of Pharmaceutics, National Institute of Pharmaceutical
Education and Research (NIPER), Hajipur, Bihar, India
SanyamGandhi Takeda Pharmaceuticals, Boston, MA, USA
Shyam Sudhakar Gomte Department of Pharmaceutics, National Institute of
Pharmaceutical Education and Research (NIPER)-Ahmedabad, Gandhinagar, Gujarat, India
Sourajyoti Goswami Department of Pharmacy, Indira Gandhi National Tribal
University, Amarkantak, Anuppur, Madhya Pradesh, India
NaveenGupta Patel Institute of Pharmacy, Madhyanchal Professional University,
Bhopal, Madhya Pradesh, India
SajidulHoque Department of Pharmaceutics, National Institute of Pharmaceutical
Education and Research (NIPER), Hajipur, Bihar, India
Aakanchha Jain Department of Pharmaceutics, National Institute of
Pharmaceutical Education and Research (NIPER)-Ahmedabad, Gandhinagar, Gujarat, India
HeetJani National Institute of Pharmaceutical Education and Research (NIPER)
Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
MeghaJoshi PHC, Amarkantak, Amarkantak, Madhya Pradesh, India
Ceyda Oksel Karakus Department of Bioengineering, Izmir Institute of
Technology, Izmir, Turkey
Gagandeep Kaur National Institute of Pharmaceutical Education and Research
(NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
Editors and Contributors
xiii
Simranjit Kaur National Institute of Pharmaceutical Education and Research
(NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
SatyamKhare Department of Pharmaceutical Quality Assurance, ISF College of
Pharmacy, Moga, Punjab, India
LakshmiKumari Department of Pharmaceutical Quality Assurance, ISF College
of Pharmacy, Moga, Punjab, India
BalakDasKurmi Department of Pharmaceutical Quality Assurance, ISF College
of Pharmacy, Moga, Punjab, India
Department of Pharmaceutics, ISF College of Pharmacy, Moga, Punjab, India
NiyatiLad National Institute of Pharmaceutical Education and Research (NIPER)
Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
ThiagarajanMadheswaran Department of Pharmaceutical Technology, School
of Pharmacy, International Medical University, Bukit Jalil, Kuala Lumpur, Malaysia
Randa S. H. Mansour Faculty of Pharmacy, Philadelphia University,
Amman, Jordan
Seyedeh Zohreh Mirjalili Faculty of Pharmacy, Drug and Food Control
Department, Tehran University of Medical Sciences, Tehran, Iran
AnkitMishra Faculty of Pharmacy, VNS Group of Institutions, Neelbad, Bhopal,
MP, India
VNS Group of Institutions, Bhopal, Madhya Pradesh, India
Lopamudra Mishra Department of Pharmaceutical Quality Assurance, ISF
College of Pharmacy, Moga, Punjab, India
Mahima Mishra National Institute of Pharmaceutical Education and Research
(NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
Pranali Mishra Faculty of Pharmacy, VNS Group of Institutions, Neelbad,
Bhopal, MP, India
Sehasree Mohanta School of Biological Sciences, Indian Association for the
Cultivation of Science, Kolkata, West Bengal, India
Mumuni A. Momoh Department of Pharmaceutics, University of Nigeria,
Nsukka, Nigeria
xiv
Editors and Contributors
Shubham Ramdas Mule National Institute of Pharmaceutical Education and
Research (NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
AnujaMuley Department of Pharmaceuticals, National Institute of Pharmaceutical
Education and Research (NIPER), Ahmedabad, An Institute of National Importance, Government of India, Ministry of Chemicals and Fertilizers, Palaj, Opposite Air Force Station, Gandhinagar, Gujarat, India
Sreeharsha Nagaraja Department of Pharmaceutics, Vidya Siri College of
Pharmacy, Bengaluru, Karnataka, India
Department of Pharmaceutical Sciences, College of Clinical Pharmacy, King Faisal University, Al-Ahsa, Saudi Arabia
PrasanthiSriNaginderaRao Department of Pharmaceutical Technology, School
of Pharmacy, International Medical University, Bukit Jalil, Kuala Lumpur, Malaysia
Aniket Navale National Institute of Pharmaceutical Education and Research
(NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
PiyushNeware Department of Pharmaceutics, National Institute of Pharmaceutical
Education and Research (NIPER), Hajipur, Bihar, India
Shivam Otavi National Institute of Pharmaceutical Education and Research
(NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Gandhinagar, Gujarat, India
PreetiPatel Department of Pharmaceutical Chemistry, ISF College of Pharmacy,
Moga, Punjab, India
VasuPeddinti Department of Pharmaceutics, National Institute of Pharmaceutical
Education and Research (NIPER)-Ahmedabad, Gandhinagar, Gujarat, India
Prashant Pingale Department of Pharmaceutics, GES’s Sir Dr. M.S. Gosavi
College of Pharmaceutical Education and Research, Nashik, Maharashtra, India
Aprameya Prasad Drug Product Development and Delivery, Therapeutics
Development and Supply, Janssen Research and Development, Malvern, PA, USA
Aprameya Ganesh Prasad Department of Chemical and Biomolecular
Engineering, Johns Hopkins University, Baltimore, MD, USA
AmarjitsingRajput Department of Pharmaceutics, Bharati Vidyapeeth Deemed
to be University, Poona College of Pharmacy, Pune, Maharashtra, India
V. Ravichandiran National Institute of Pharmaceutical Education and Research
(NIPER), Hajipur, Bihar, India
Editors and Contributors
xv
BiswajitRout Department of Pharmaceutics, National Institute of Pharmaceutical
Education and Research (NIPER)-Ahmedabad, Gandhinagar, Gujarat, India
MalihehSafavi Department of Biotechnology, Iranian Research Organization for
Science and Technology, Tehran, Iran
Sombir Saharan Department of Pharmaceutics, National Institute of
Pharmaceutical Education and Research (NIPER), Hajipur, Bihar, India
Rakesh Sahu Sanjivani Institute of Pharmacy, Ganiyari, Bilaspur,
Chhattisgarh, India
Sweety Shah National Institute of Pharmaceutical Education and Research
(NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
RahelehShakeri Faculty of Science, Department of Biological Science, University
of Kurdistan, Sanandaj, Iran
Yash Sharma Department of Pharmaceutics, ISF College of Pharmacy, Moga,
Punjab, India
DilpreetSingh University Institute of Pharma Sciences, Chandigarh University,
Gharuan, Mohali, India
PranaySoni Department of Pharmacy, Indira Gandhi National Tribal University,
Amarkantak, Anuppur, Madhya Pradesh, India
Muktika Tekade School of Pharmacy, Devi Ahilya Vishwavidyalaya, Takshila
Campus, Indore, Madhya Pradesh, India
School of Pharmaceutical Sciences, Lovely Professional University, Phagwara, Punjab, India
Rakesh Kumar Tekade National Institute of Pharmaceutical Education and
Research (NIPER) Ahmedabad, An Institute of National Importance, Government of India, Department of Pharmaceuticals, Ministry of Chemicals and Fertilizers, Palaj, Opp. Air force station, Gandhinagar, Gujarat, India
Akhilesh Tiwari Department of Pharmacy, Indira Gandhi National Tribal
University, Amarkantak, Anuppur, Madhya Pradesh, India
Mansi Upadhyay Department of Pharmaceuticals, National Institute of
Pharmaceutical Education and Research (NIPER), Ahmedabad, An Institute of National Importance, Government of India, Ministry of Chemicals and Fertilizers, Palaj, Opposite Air Force Station, Gandhinagar, Gujarat, India
SakshiWani Department of Pharmaceutics, GES’s Sir Dr. M.S.Gosavi College of
Pharmaceutical Education and Research, Nashik, Maharashtra, India

PEGylated Pharmaceutical Nanocarriers

PrashantPingale, SakshiWani, SahebraoBoraste, andAmarjitsingRajput
Abstract
Bioactive compounds benet signicantly from PEGylation in both pharmaco­logical and biological applications. The most popular technique for giving drug nanocarriers stealth characteristics is now “PEGylation.” Target-site drug deliv­ery systems are becoming more popular in the pharmaceutical industry because of their many benets, including greater bioavailability and increased drug dos­age capacity. However, specic current issues must be resolved. The interplay between drug delivery systems and blood proteins serves as one example. Based on alterations to the polyethylene glycol surface, this problem has a strong can­didate. The most well-known and complex technique to create drug delivery sys­tems with an extended blood circulation period is the surface coating of different medicinal nanocarriers with polyethylene glycol. For drug-loaded nanocarriers to effectively accumulate in target organs or tissues, prolonged circulation is often necessary. Targeted distribution is made possible by polyethylene glycol’s protection against potential exterior interactions with other chemicals. These innovative methods can help cure diseases like cancer, diabetes, hemophilia, and pain. This research examines key polyethylene glycol and other polymer charac­teristics that can be leveraged to create long-circulating nanocarriers. This review also includes descriptions of PEGylated liposomes, metal nanoparticles, poly-
1
P. Pingale · S. Wani · S. Boraste Department of Pharmaceutics, GES’s Sir Dr. M.S. Gosavi College of Pharmaceutical Education and Research, Nashik, Maharashtra, India
A. Rajput (*) Department of Pharmaceutics, Bharati Vidyapeeth Deemed to be University, Poona College of Pharmacy, Pune, Maharashtra, India e-mail: amarjit.rajput@bharatividyapeeth.edu
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P. Pingale et al.
meric nanoparticles, and other drug delivery systems. This strategy is expected to offer more viable and valuable applications soon.
Keywords
PEGylation · PEGylated nanocarriers · Drug delivery · PEG products · PEG den­sity · Targeting · Toxicity
Abbreviations
BCS Biopharmaceutical classication system CAC Critical aggregation concentration CuNPs Copper nanoparticles DA Diabetes DEX Dexamethasone DNR Daunorubicin DOX Doxorubicin DSPE 1,2-distearoyl-sn-glycero-3-phospho-ethanolamine EPR Enhanced permeation and retention GA Gambogic acid GDH Glutamate dehydrogenase LSPR Localized surface plasmon resonance mPEG Mono-methoxylated PEG MPS Mononuclear phagocyte system NLCs Nanostructured lipid carriers NLS Localization signal peptide NMR Nuclear magnetic resonance PEG Polyethylene glycol PEI Polyethyleneimine PLA Polylactic lactic acid PLGA Poly (lactic-co-glycolic acid) RGD Arginine-glycine-aspartic acid peptide SARs Structural activity relationships SCID Severe combined immunodeciency disease SLNs Solid lipid nanoparticles SMEDDS Self-micro-emulsifying drug delivery system SPIO Superparamagnetic iron oxide Tf Transferrin TfR Transferrin receptor TGA Thermogravimetric analysis TiO2 Titanium dioxide TMZ Demozolomide VEGF Pegylated anti-vascular endothelial growth factor XPS X-ray photoelectron spectroscopy
1 PEGylated Pharmaceutical Nanocarriers
3

1.1 PEGylation

A peptide, protein, or nonpeptide monomer is modied when one or more polyeth­ylene glycol (PEG) chains are joined. Davies and Abuchowsky initially discussed PEGylation in two critical articles on albumin and catalase modication in the 1970s. This was a signicant turning point since, at the time, it was not thought pos­sible to signicantly alter an enzyme while maintaining its activity. Since proteins were considered susceptible, only a few mild changes with low-molecular-weight products were made, mainly to study structural activity relationships (SARs). Since then, the initially stated PEGylation process has dramatically grown and improved, and various chemical and enzymatic conjugation methods are now available. The range of modication techniques provides the possibility of addressing the needs of various proteins. Only the desired amino acids in the sequence can be modied using a more reactive PEG.The original PEG targets were amino groups via acyla­tion or alkylation reactions. Still, PEG can also be conjugated to thiol, hydroxyl, or amide groups utilizing a variety of specialized chemical or enzymatic techniques. This polymer is safe, immunogenic, and antigenic and has FDA approval. It is also highly soluble in water. The PEG-drug conjugates have many benets, including an extended residence in the body, a reduced rate of metabolic enzyme breakdown, and a decreased or eliminated level of protein immunogenicity (Thakur etal. 2015).
Monomeric ethylene oxide undergoes ring-opening polymerization and pro­duces PEG. Water may begin the polymerization reaction, producing chains of bifunctional polymers, or methanol can produce monofunctional PEG.When con­necting two proteins, monofunctional PEG is usually used to avoid utilizing a simi­lar polymer chain again. Mono-methoxylated PEG (mPEG), generated through methanol initiation, is widely used as the starting material for PEGylating proteins. However, some dihydroxyl PEG (a bifunctional polymer) is usually present, which results in undesirable crosslinked products. To avoid the cross-linking reaction, a method was created by Roberts etal. to change diols into completely methylated inert PEG (Zhao etal. 2019). For protein conjugation, the free hydroxyl end group on mPEG is functionalized (Rondon etal. 2021).

1.1.1 PEG Characteristics

The hydrophilic oligomers or polymers known as polyethylene glycols are created from ethylene oxide and include the repeating unit (O-CH2-CH2). PEGs are made with many different molecular weights. They can be “polydispersed” polymers, which are more common, or “monodispersed” polymers, which have a Gaussian distribution of chain lengths and molecular weights. The advantages of PEG poly­mers have been substantially increased by the capability to add a range of reactive functional groups to their terminal locations. Bifunctional PEGs are best suited for cross-linking agents or spacers between two chemical entities. In contrast, hetero­and homo-bifunctional PEG derivatives are particularly suited for single-point attachment to targets due to their sterically bulky structure (Nascimento etal. 2021).
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P. Pingale et al.
PEG is well known for having a very exible structure, biocompatible, amphi­philic, no steric hindrance, and high hydration capacity. PEGs with MW >2000 are hard crystalline solids with melting temperatures around 63°C, while those with MW between 100 and 700 are liquids at ambient temperature. PEGs with a molecular mass of 1000–2000 are soft solids. PEG stands out among structural polymers with a similar structure due to its high polarity, which encourages hydrophilicity and enhances water solubility. PEG is highly soluble in both organic and inorganic solvents. The contact angle is a signicant determinant of hydrophilicity. PEG- coated glass and gold plates can both lower the contact angle by 34° and 50°, respectively. According to research by Moore and colleagues, PEG is hydrophilic and includes functional terminals that are electrically neutral and active at all pH levels, making them physiologically inert (Walkowiak­Kulikowska etal. 2020).
This imparts an invivo anti-biofouling effect on biomedical and bone scaffolds, whereas, in nanoparticles, it enhances medication targeting and bioavailability in addition to anti-biofouling. The glass transition temperature and melting point can be altered by copolymerizing or mixing with the PEG of various MWs. Its mechani­cal qualities are based on its plasticizing process. PEGs with low melting points are essential in hot melt extruded admixtures. Different molecular engineering approaches are feasible because PEGs have limited chemical and radiochemical stability. PEGs are the ideal excipient for liquid dosage forms since they prevent fungus growth and do not develop bad odors. For cutaneous applications, ingredi­ents with good occlusive qualities are chosen (Sánchez-Cid etal. 2022).
1.1.2 PEG Metabolism intheBody
Early research on PEG’s aerobic degradation suggested that the process must involve oxidation. After PEG is rst oxidized to an aldehyde and a monocarboxylic acid, the ether bond is broken, shortening the PEG molecule by one glycol unit. It is also feasible for the molecule’s two terminal alcohol groups to oxidize simultane­ously. A similar reaction with the monocarboxylic acid might be used to depolymer­ize. When this process is repeated, depolymerized PEG is the result. An alcohol dehydrogenase/oxidase is an enzyme that changes terminal alcohol groups into car­boxylic acid groups and splits ether bonds to produce glyoxylate. PEG-glycolic acid is the best molecule to employ because it is a metabolite of PEG.Because monoal­kyl PEG was used but not dialkyl PEG, it is possible that a terminal alcohol group is a component that causes PEG to break down exogenously. PEG degradation of a polymer molecule produces depolymerized chemicals, while exogenous breakdown cannot. PPG and PTMG are both harmful to developing cultures. As a result, exog­enous biodegradation begins with a terminal group and solely depends on the chem­ical makeup of the monomer units (Rondon etal. 2021).
Pearce and Heydeman suggested a nonoxidative elimination of PEG units as acetaldehyde utilizing the membrane-bound, new oxygen-sensitive enzyme diPEGlyase. In contrast, Haines and Alexander suggested that an enzyme may
1 PEGylated Pharmaceutical Nanocarriers
5
digest PEG 20,000 to create oligomers as metabolic products. Only cyanocobala­min and adenosylcobalamin accelerated the process among the cofactors exam­ined, albeit the effect differed between preparations. These authors evaluated the incubation mixture’s enzyme activity using vapor-phase chromatography. However, measuring chemicals when unknown metabolizable materials are present is dan­gerous. Schöberl was the rst to propose that a C1 step catabolizes PEG, releasing formate, which is metabolized by a serine pathway. He then changed his mind about the C1 theory, noting that dimer–tetramer interactions produced dicarboxy products, showing that an ether bond was broken to release glycolic acid (Kawai
2005; Simone 2008).
1.1.3 Pharmaceutical Uses ofPEG
Pharmaceutical formulations for parenteral, topical, ocular, oral, and rectal deliv­ery use PEGs, which have also been explored in controlled-release devices with biodegradable polymeric matrices. Polyethylene glycol mixtures have various advantages over lipids when employed as suppository bases. For instance, the sup­pository’s melting point can be increased to endure exposure to warmer regions. Furthermore, the physical stability of the suppository during storage is improved, the drug’s release is not dependent on the suppository’s melting point, and supposi­tories are readily miscible with rectal uids. It was hypothesized and reported that the dimer tetramer yielded dicarboxy products, indicating that an ether bond was broken to release glycolic acid. The amount of release of drugs that are water sol­uble decreases as the molecular weight of polyethylene glycol increases. Mucous membranes are often more irritated by polyethylene glycols than by lipids (Ciolacu etal. 2020).
Polyethylene glycols can function as emulsion stabilizers when combined with other emulsiers. Soft gelatin capsules’ contents are dissolved in liquid polyethyl­ene glycols that are water soluble. They could, however, cause the gelatin in the capsule shell to harden by absorbing moisture from it. PEG 300 and PEG 400 facili­tate parenteral dosage forms in up to 30% v/v concentrations. If agitates the material while it cools, it turns paste-like and crystallizes into granules. The preparation of dosage forms like lozenges can be done using this technique when delayed disinte­gration is necessary (D’souza and Shegokar 2016). Polyethylene glycols having a molecular weight of 6000 can be used to improve permeability in enteric-coated tablets. Polyethylene glycols are used as plasticizers to prevent from rupturing when compressed into tablets. PEGs can improve the water solubility or dissolving prop­erties of poorly soluble substances by creating solid dispersions with the right poly­ethylene glycol. As steroid osmotic pump solvents, polyethylene glycols have also been used in animal investigations (Saikh 2021).
1.1.3.1 Passive Targeting Agent
As a result of the medication’s high concentration in the tumor area, the passive targeted drug delivery strategy mainly relies on the gradient in concentration
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P. Pingale et al.
between the intracellular and extracellular spaces. Through leaky vasculature and inadequate lymphatic drainage, PEG conjugates benet from the enhanced perme­ation and retention (EPR) effect carried out by tumors and accumulate in the patho­physiological milieu of tumor arteries. The size-dependent effect cannot be explored with low molecular weight medicines that freely extravasate and cause systemic toxicity. PEGylation enhances the medications’ solubility, molecular mass, size, and serum stability. PEGylation is regarded as one of the most excellent techniques for passive targeting of anti-cancer treatments for all these reasons (Yadav and Dewangan 2021).
1.1.3.2 Solubility Enhancers
Due to their low water solubility, biopharmaceutical classication system (BCS) classes 2 and 4 have minimal bioavailability. Physical and chemical alterations, particle size reduction, the creation of nanoemulsions, cyclodextrin inclusion complexes, self-micro-emulsifying drug delivery system (SMEDDS), and micel­lar solubilization are all methods for enhancing solubilization and penetration. These technologies need the appropriate concentrations of raw materials, nan­cial resources, and expertise in technology. Another problem is that these formu­lations are unstable at large dilutions. It exhibits a level of solubility in both organic and inorganic solvents. Because water’s strong lattice structure prevents hydrophobic pharmaceuticals from doing so, co-solvents like PEG make it easier for medications to dissolve by reducing the solvent system’s polarity (Bhalani etal. 2022).
PEG 300 and 400 are allowed in parenteral up to 30% v/v. High MW PEGs are frequently utilized to microencapsulate active pharmaceutical ingredients. PEGs reduce the use of strong solvents throughout encapsulation. PEG is a lubricant that is used in eye drops. PEG is a perfect excipient for liquid dosage forms since it resists rancidity and mold growth. PEGs in liquid form (MW up to 1000) are typi­cally utilized as emulsion stabilizers and suspending agents in conjunction with other stabilizers. Additionally, it serves as a solubilizer for liquid-lled soft gelatin capsules or drops (for ophthalmic or otic treatments) (Pham Le Khanh etal. 2022).
The use of micellar solubilization frequently achieves hydrophobic medication solubilization. The surfactant increases the wetting of solids by rst lowering sur­face tension. Micelles then develop above the CMC, encasing the medication and improving its solubilization. PEG and hydrophobic polymers like PLGA, poly amino acids, and PCL can easily self-assemble to generate nanoscale core-shell structures that resemble micellar structures. These nanoscale structures make hydro­phobic moieties, such as those found in medicines, proteins, peptides, and genes, more soluble. It is generally known that macromolecular co-polymers have a critical aggregation concentration (CAC), below which the co-polymers exist as unimers. As the overall concentration increases to a level equivalent to the CAC value, aggre­gates of micellar-like structures begin to grow. Over CAC, they generate micellar structures with a typical core shell. These thermodynamically stable molecules can facilitate the solubilization of hydrophobic medicines. The PEG shell’s presence