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244 Herbal Pharmacopeia
step is to prepare a sol, which is then gelled, and the solvent is removed. ‘Sol’ and ‘gel’ are the two components via which the sol- gel method is named (Khan et al., 2022). It has various names in the following sorted according to how the solids are contained. Sol is an instance in which solids are dispersed in a liquid in a colloidal fashion. On the other hand, solid polymers dispersed in a liquid are called gel. There are essentially two steps in the sol- gel process: as in the case of hydrolysis and condensation reactions. The hydrolysis process involves the use of water to cause break down in the precursor’s bonds, which is the rst step towards forming the gel phase. Subsequent to the hydrolysis, the condensation makes it possible to generate nanomaterials. The excess water is removed in order to give the formed material its ultimate structure. Normally, the sol- gel technique employs chlorides and metal oxides in precursors as they are used commonly (Ealia & Saravanakumar, 2017). The precursor is mixed or shaken in a liquid so that we obtain a system with a liquid and suspended solid phase.
11.4.3.2 Spinning
Spinning is one of the techniques to produce nanoparticles in a reactor that is known as a spinning disc reactor (SDR) (Khan et al., 2022). This method uses a rotating disc to be tted in a reactor or chamber. This allows the control of other physical characteristics such as temperature. Normally, in practice, the reactor is purged with nitrogen or with some other inert gas in order to minimize the formation of chemical reactions (Dhand et al., 2015). Water and the precursor are placed in the reac­tor; as the disc rotates at different speeds, spinning occurs., The atoms/molecules then precipitate, accumulate, and then desiccate and fuse. The nature of nanoparticles synthesized in the spinning disc reactor depends on the various operating parameters, such as the ow rate of liquid, the position of feed, the ratio of liquid to precursor, the speed of rotation of the disc, and the nature of the disc surface, as stated in the work of Ealia and Saravanakumar (2017).
11.4.3.3 Microemulsion Technique
A microemulsion technique comprises of a minimum of three phases: the water constitutes the polar phase; the oil or hydrocarbon liquid constitutes the non- polar phase; and the surfactant, which acts as the surface- active agent. It is an optically transparent, macroscopically homogenous, thermally stable as well as isotropic dispersion. The surfactant acts as a barrier to stop the droplets from coalescing (Solanki & Murthy, 2011). The microemulsion system comprises spherical droplets of water- in- oil (W/O) and oil- in- water (O/W) that are evenly spread out and have dimensions between 600 nm and 8000 nm (Dhand et al., 2015). The reverse micellar system with water in oil is a good reaction site for nanoparticle synthesis. Simply put, micellas are lipid molecules arranged spheri­cally in water- containing solutions. The amphipathic nature of fatty acids leads to the formation of a micelle. This indicates that the long hydrophobic chain (hydrophobic regions) and the polar head groups, which are hydrophilic regions, are both present in micelles. The outermost parts of the micelles are hydrophilic regions, which are polar and drawn to water. Because the micelles are non­polar, their hydrophobic tails are located away from water. The hydrophilic head of the surfactant, responsible for forming the aqueous core, is situated within the reverse micelle, while the lipophilic tail points outward, creating a water- in- oil (W/O) microemulsion. In a W/O microemulsion, metallic nanoparticles are produced by combining two microemulsions that contain a reducing agent as well as a metal salt. Typically, sodium borohydride serves as the reducing agent, and the surfactant used is often Triton X- 100 (Solanki & Murthy, 2011).
11.4.3.4 Hydrothermal Synthesis
The hydrothermal synthesis method utilized high temperature as well as pressure, which causes a heterogeneous reaction to take place in a water- based environment. Hence, the conditions, such as the temperature, pH and pressure, purely impacts the properties that are required to synthesize nanoparticles. This type of surface hydrophilicity makes these nanoparticles appropriate for bio­technological applications. The process can be carried out in two kinds of systems: continuous hydrothermal or batch hydrothermal (Gan et al., 2020). While the continuous hydrothermal makes it
Nanoparticle Synthesis and Characterization for Herbal Drug Delivery 245
possible to achieve a higher rate of reaction in a shorter amount of time, the batch hydrothermal can operate a system with the intended ratio phases. When two or more phases of matter, such as gels and foams, are combined under carefully regulated pressure and temperature, a colloidal system is created in a chemical solution. This method can produce nanoparticles. One advantage of using this method is that it produces many NPs in the right shape, composition, size, and surface chemistry at an affordable price (Abedini et al., 2013).
11.4.3.5 Electrochemical Synthesis
Electrochemical synthesis typically entails constructing chemical compounds inside an electro­chemical cell. This technique has merits, including the elimination from consideration of half­reactions that could be wastage- prone and the required potential can be controlled to the desired value (Sajid & Płotka- Wasylka, 2020). In recent times, there has been thorough research on pro­ducing silver nanoparticles through electrochemical synthesis methods. The cutting- edge method required dissolving a metallic anode in an aprotic solvent for generating the silver nanoparticles. However, these particles fall into the size range of 2–7 nm, while through the management of cur­rent density, the size can be accurately regulated. Counter electrodes provide an excellent possibility for changing different electrochemical parameters and studying their effects on nal particle size. The electrochemical generation of silver nanoparticles in an aqueous solution of polyvinyl alcohol (PVA) was studied. PVA is a cheap man- made polymer which is safe, soluble in water, and biode­gradable (Nešovic et al., 2020).
11.4.3.6 Polyol Synthesis
The polyol process is a transformative way to obtain metal- containing compounds when poly(ethylene glycols) are used like the reaction medium. This serves not only as a solvent but also a reducing agent wherein it is combined with other dissolved stabilizing agents (Rahman & Green, 2009). Besides, this method synthesizes numerous types of nanoparticles including; metal oxide nanopar­ticles such as copper(I) oxide and zinc oxide, magnetic nanoparticles, and metal- based nanoparticles such as silver, copper platinum (Pt) or palladium (Pd). In one case, polycrystalline copper(I) oxide nanoparticles could have been formed using a copper nitrate precursor along with a poly(vinyl pyr­rolidone) stabilizing agent followed by an ethylene glycol reducing agent. Such an approach pres­ents exciting possibilities for the synthesis of many different kinds of metal- containing compounds in a fast, efcient, and controlled manner all at once (Dhand et al., 2015).
11.4.3.7 Thermal Decomposition
Thermal decomposition is an endothermic reaction triggered by the application of heat, resulting in the disruption of chemical bonds within a compound. If this decomposition leads to the release of heat from the compound's structure, it establishes a positive feedback loop and can cause ther­mal runaway (Khan et al., 2022). Moreover, the infrared spectra and thermal decompositions of the metal acetates and dicarboxylates were studied with respect to the metal- acetate compound bonding. Thermal decomposition with copper, lead, and rare earth acetates was investigated using thermogravimetry and differential thermal analysis, and desirable results were obtained (Ealia & Saravanakumar, 2017).
11.4.3.8 Chemical Vapor Deposition & Chemical Vapor Synthesis
To get solid lms from the vapor phase, Chemical Vapor Deposition (CVD) is a method that relies on chemical reactions at extremely high thermodynamic conditions (Khan et al., 2022). Under cer­tain conditions, thin lms produced using the CVD process also contain ultrane particles. By sub­jecting the system to elevated temperatures, high supersaturations, longer residence periods, and compact substrates among other conditions, CVD can facilitate production of nanoparticles (Ealia & Saravanakumar, 2017). The chemical vapor deposition technique, whose operating conditions have been altered for nanoparticle generation instead of a thin solid lm, is called chemical vapor
246 Herbal Pharmacopeia
synthesis (CVS). Vapor precursors, which can be solid, liquid, or gas, are generated inside a reactor under specic conditions, initiating particle formation through a nucleation process and enabling the production of multi- component or doped nanomaterials (Hachem et al., 2022). In the course of chemical vapor synthesis, gaseous molecules undergo a chemical reaction to form a condensing phase that allows the growth of particles. As soon as the temperature increases, so also does the rate of particle formation. This method effectively produces nanoparticles of carbon, titania, and silica (Dhand et al., 2015).
11.4.3.9 Plasma- Enhanced Chemical Vapor Deposition
Plasma- enhanced/plasma- assisted chemical vapor deposition (PACVD/PECVD) is a widely employed technique for depositing thin lms. Plasma unequivocally amplies the chemical reac­tions required for generating thin lms and nanoparticles, as its name signies (Khan et al., 2022). The PECVD unit consists of four main components: a power supply (either AC or DC), gaseous precursors, a vacuum processing system, and a heater. Not only the nanoparticles but also thin lm production occurs using plasma- enhanced chemical vapor deposition (PECVD) at relatively lower temperatures compared to typical chemical vapor deposition (CVD). This process involves the par­ticipation of ionized species and radicals due to the partially ionized nature of plasma. The process of synthesizing nanoparticles (NPs) from various materials was successfully demonstrated using plasma- enhanced chemical vapor deposition (PECVD) (Dhand et al., 2015).

11.4.4 PHysical MetHods

In order to produce nanoparticles, physical methods can use electrical energy, mechanical pres­sure, thermal energy, or high- energy radiation to induce evaporation, material abrasion, melting, or condensation. Typically, top- down operation is used by physical approaches. This method offers the benet of producing nanoparticles that are uniform and monodisperse, without any contamina­tion from solvents. However, given the substantial volume of waste generated during the synthesis process, the physical processes are considered to be less cost- effective. Physical methods such as high- energy ball milling, laser ablation, electrospraying, inert gas condensation, laser pyrolysis, and melt mixing can be employed to produce nanoparticles.
11.4.4.1 High-Energy Ball Milling Process
Due to the exceptionally high temperatures and pressures involved, the high- energy ball milling pro­cess is classied as a mechanochemical synthesis process. High- energy ball milling was being intro­duced by John Benjamin in 1970, and he declared this method as a promising approach to produce nanoparticles of various sizes and shapes (Xing et al., 2013). In this process, moving balls produce kinetic energy that directly inuences the material which is being milled, which further causes the breakage of the chemical bonds hence leading to smaller particles from the milled substances. This all leads to exposure to new surfaces (Dhand et al., 2015).
11.4.4.2 Physical Vapor Deposition (PVD)
To create NPs and thin material layers, physical vapor deposition (PVD) methods are often used. These methods typically produce particles ranging in size from a few nanometers to several microm­eters. PVD, considered an eco- friendly vacuum deposition method, consists of three basic steps: (1) vaporizing the material from a solid source, (2) nucleating and growing to obtain thin lms and NPs, and (3) transporting the vaporized material. Common PVD techniques used for creating NPs include sputtering, pulsed laser deposition, electron beam evaporation, and vacuum arc (Dhand et al., 2015).
11.4.4.3 Pyrolysis
Pyrolysis involves the thermal breakdown of a precursor material using a ame. The precursor is subjected to high pressure as it enters the furnace and combusts in a liquid or vapor form through a
Nanoparticle Synthesis and Characterization for Herbal Drug Delivery 247
small opening (Khan et al., 2022). The resulting combustion gases, or byproducts, are categorized as air to facilitate the recovery of nanoparticles. Some furnaces utilize plasma as well as lasers, instead of ames, to achieve the high temperatures required for evaporation. Pyrolysis offers advantages such as ease of use, cost- effectiveness, continuous operation, and high yield.
11.4.4.4 Melt Mixing
In the process of melt mixing, polymer and modied nanollers are homogenized using mechanical mixing techniques, such as extrusion, kneading and occasionally injection molding (Kamal et al.,
2022). This can be regarded as the most applied mechanical process because it is easily integrated with existing industrial processes while also being environmentally friendly. It is one of the initial approaches to the preparation of polymer composites with NPs as llers for the creation of desired material properties (Dhand et al., 2015).
11.4.4.5 Laser Ablation (LA) and Pulse Laser Deposition (PLD)
One of the most frequently used methods for the generation of nanoparticles is Laser Ablation Synthesis in Solution (LASiS); this technique uses various solvents to create a vapor of a material from its solid source using a high- powered laser beam to produce nanoparticles, excluding any other chemicals or stabilizing agents (Khan et al., 2022). It is depicted that a laser beam (either continu­ous or pulsed) could be focused on a metal which is being submerged in an aqueous solution, lead­ing to the formation of nanoparticles and plasma plumes (Dhand et al., 2015). This approach can synthesized to produce a broader range of nanomaterials, for instance metallic nanoparticles, oxide composites, and carbon nanomaterials (Ealia & Saravanakumar, 2017).
Colloidal nanoparticles in aqueous media could be generated by pulse laser ablation without the involvement of any surfactants, and these are considered to be uniform particles. All the parameters, for instance, ablation time, laser wavelength and uence as well as liquid environment are adjustable to produce the nanoparticles of desired properties. Another vacuum- based technique, Pulsed Laser Deposition (PLD), can be used to extract a substance from the target with the help of laser energy. This causes reactions such as ionization, evaporation, and melting, resulting in ablation and the deposition of material onto a substrate (Radicic et al., 2022).
11.4.4.6 Electron Beam Evaporation (EBE)
Electron beam evaporation (EBE) is another PVD process carried out in vacuum conditions. It produces thin lms and nanoparticles (Dhand et al., 2015). The EBE system consists of three com­ponents, namely electron beam source, a vacuum unit and target materials. The current that passes through the lament causes it to heat up and thereafter produce an electron beam. Magnets further direct the focused electron beam to the target material. Regarding the Electron Beam Evaporation method, the electron beam is responsible in heating the target material, which would later evaporate when its boiling point is reached at a certain temperature. The evaporated material is then conveyed and spread over the substrate. EBE has rapid deposition rates; hence, it can be used for a wide range of materials that have varying electrical conductivities and deposits materials with higher boil­ing points compared to thermal evaporation. NPs with different sizes and shapes can be deposited through the EBE process by the selection of proper process parameters and conditions (Bello et al.,
2014).
11.4.4.7 Inert Gas Condensation (IGC)
One of the oldest methods of NP synthesis involves the technique termed inert gas condensation (IGC), which relies on cooled liquid nitrogen substrate holders and uses inert gases such as helium or argon for NP production (Kumari et al., 2023). Inert gases are used to carry the evaporated mate­rials, and liquid nitrogen is used to condense them onto the substrate. Hybrid nanoparticles can be synthesized by atomic vapor phase condensation under high- pressure application by sputtering multiple targets for instance silver, Iron and silicon (Benelmekki et al., 2015). In the process of DC
248 Herbal Pharmacopeia
sputtering − metal atom vapors are deliberately generated in close proximity to the target surface. These vapors are then intentionally condensed into nanoclusters as they precisely move through the aggregation zone. The nanoclusters are subsequently extracted and propelled by the signicant pres­sure disparity between the aggregation zone (10 mbar) and the deposition unit (10−5 mbar), before being rmly placed onto the substrate (Dhand et al., 2015).
11.4.4.8 Flame Spray Pyrolysis (FSP)
At the time of writing, the ame spray process (FSP) technology is the most recent of all the ame aerosol technologies (Teoh et al., 2010). The combustion process is a single- step process in which the precursor is in a liquid state. The combustion enthalpy is signicantly higher, accounting for more than 50% of the total energy released during combustion. Typically, an organic solvent is used in this process. The production of nanoparticles necessitates the subsequent series of steps: (1) The initial spray undergoes evaporation or decomposition, resulting in the formation of metal vapors. (2) Nucleation arises because of supersaturation. (3) Growth occurs through the processes of sintering and coalescence. (4) Particle aggregation is the result of chemical bonding, while agglomeration is caused by physical interactions. It is a highly utilized method for creating complicated and effec­tive nanoparticles. Liquid precursors can form particles by either the gas- to- particle or droplet­to- particle pathway; however, the gas- to- particle route leads to more uniform particle sizes and morphologies (Dhand et al., 2015).
11.4.4.9 Laser Pyrolysis
Vapor phase synthesis is the method used in CO2 laser pyrolysis (D’Amato et al., 2013). The process produces condensable products as a result of chemical reactions induced by the laser at the interface between the laser beam as well as the molecular ow of reactants in the gaseous and vapor phases. One requirement for achieving energy coupling in the reaction system is that one of the reactants or precursors must be capable of absorbing infrared (IR) CO2 laser radiation through resonant vibra­tional modes (Kozuch et al., 2023). In addition, inert photo- sensitizers such as sulphur hexauoride (SF6), ammonia (NH3), ethylene gas (C2H4), and so on can be added to the reactants to facilitate the energy transfer between precursors and the laser light. In contrast to alternative vapor phase tech­niques, laser pyrolysis enables more focused and swift heating, resulting in quick nucleation and quicker quenching of particle growth (in a matter of milliseconds). In light of this, this process shows promise for producing NPs with a narrow size distribution in the hot zone and an average diameter of between 5 and 60 nm. Unfortunately, the nanoparticles attempt to aggregate as soon as they leave the heated chamber, which leads to the creation of chains of nanoparticles (Dhand et al., 2015).
11.4.4.10 Nanolithography
Nanolithography involves the precise design of nanostructures, typically with at least one dimen­sion ranging from 1 to 100 nm (Khan et al., 2022). It encompasses various processes such as opti­cal, multiphoton, electron- beam, nanoimprint, and scanning probe lithography. Lithography, a key technique in nanolithography, involves printing specic shapes or structures onto light- sensitive materials by selectively removing portions of the material to achieve the desired shape as well as structure. Nanolithography provides unparalleled precision in controlling the size along with shape of nanoparticles and clusters, ranging from single particles to desired clusters. However, it requires sophisticated equipment and entails signicant costs (Ealia & Saravanakumar, 2017).
11.4.4.11 Electrospraying Technique
The electrospraying method utilizes an electromechanical device to generate charged droplets. This is achieved by taking a solution that contains the desired polymer as well as solvent into a syringe, and applying a high voltage to the tip of the capillary (Anu Bhushani & Anandharamakrishnan,
2014). The solvent undergoes evaporation during its journey toward the counter electrode, result­ing in the collection of particles or bers as the nal product. With the use of various solvents, it
Nanoparticle Synthesis and Characterization for Herbal Drug Delivery 249
is possible to create different types and sizes of nanoparticles (NPs) through the electrospraying technique. These kinds of nanoparticles can be applied to treat many different serious diseases. The capacity to produce uniform nanoparticle sizes, a quick preparation process, and bulk NP assembly are just a few of the benets of using the electrospraying technique. However, due to thermal or shear stresses in the syringe and drying process, this method may also result in the degradation of some macromolecules (Dawadi et al., 2021). It is also possible to create engineered water nano- structures (EWNS) from atmospheric water vapor by using the electrospraying technique. With a low toxicity level and an impressive array of chemical, physical, biological, as well as morphological properties, the 25 nm- sized EWNS has a remarkable mechanism of action (Pyrgiotakis et al., 2014).

11.4.5 biosyntHesis of nanoParticles

An environmentally friendly, low- toxic, economical, effective, as well as biodegradable method for creating nanoparticles is biosynthesis, also known as green synthesis or bio- assisted synthesis (Dhand et al., 2015). The formation of metal oxide nanoparticles and metal nanoparticles can be achieved by using biological systems such as actinomycetes, plant extracts, fungi, bacteria viruses, yeast and yeast- like species The formation of nanoparticles by chemical means carries certain risks− for example, carcinogenic, genotoxic and cytotoxic risks. However, pressure, high energy and tem­perature are employed in the process of physical synthesis. The biosynthesis of nanoparticles offers signicant advantages over physical and chemical methods due to its non- toxic nature, simplicity, cost- effectiveness, ability to detoxify heavy metals, and environmental friendliness. It eliminates the need for pressure, high temperature, and energy, along with toxic chemicals (Karunakaran et al., 2023). Three steps are typically involved in biosynthesis: choosing a stabilizing agent, choosing a reducing agent, and choosing a reaction medium. Biosynthesis could be categorized into three main groups on the basis of the origin of raw materials, namely: biomolecules, microorganisms, and extracts derived from plants.
11.4.5.1 Utilizing Biomolecules as Templates for Synthesis
To create nanoparticles, different biomolecules, including viruses, membranes, diatoms, and nucleic acids, were used as templates. It is well known that transition metal ions have a strong afnity for DNA, a biomolecular template. Nanoparticles of gold were prepared by cross- linking of DNA hydrogel and by incorporating transition metal ions into the DNA macromolecules such as Au (III) ions. The decrease of Au (III) also leads to the formation of single gold (Au) atoms and metal clus­ters to form gold nanoparticles adjacent to the DNA chain (Morikawa et al., 2021).
11.4.5.2 Microbial Synthesis
Most of the nanoparticles are produced within bioreactors that include algae, actinomycetes, yeasts, fungi and the prokaryotic bacteria. Extensive scientic efforts have been channelled to the advance­ment of this method for the synthesis of gold, cadmium sulde, palladium, silver, titanium dioxide, and others. Microbes uptake target ions from the surroundings and transform them into element met­als through the enzymes released by their cellular actions (Zhang et al., 2011). On the basis of the formation site, nanoparticle synthesis can be categorized into extracellular synthesis and intracellu­lar synthesis. Another method of nanoparticle formation is intracellular biosynthesis in which metal ions are taken into microorganism cells and then used with the aid of enzymes to form nanoparticles. Otherwise, it can happen extracellularly when enzymes bind metal ions to the surfaces of microbial cells. Metal ions are present in the bacteria cell by using the enzymes and anionic functional groups that minimize interactions (Dhand et al., 2015).
11.4.5.3 Utilizing Botanical Extracts for Synthesis
Using plant extracts to produce nanoparticles through a green synthesis process is a highly efcient, non- toxic, rapid, and environmentally friendly method. It has proven possible to create metal oxide
250 Herbal Pharmacopeia
FIGURE 11.2 Methods for preparation of nanoparticles.
and noble metal nanoparticles through green synthesis. Due to their roles as capping and reducing agents, various plant biometabolites may contribute to the synthesis of nanoparticles. Terpenoids, amino acids, hydrogenase, tartaric acid, quercetin, sequiterpenes, tannic acid, saponin, peptide, cit­ric acid, secondary metabolites, avonoids, protein, phenolics, heterocyclic compounds, as well as functional groups (alcohols, sulfhydryl, ketones, amines as well as carboxyl acids) are among the reducing agents. The capping agents include pralines, peptides, extracellular proteins, tannic acid, enzymes, tartaric acid, functional groups (such as ketones, carboxylic acid, aldehydes, alcohols, and amines), and citric acid (Adeyemi et al., 2022).

11.4.6 MecHanical tecHniques

Nanoparticles can also be produced through mechanical means such as milling, mechanical alloy­ing, as well as mechanochemical processes (Tulinski & Jurczyk, 2017). At low temperatures, the milling method restores chemical interactions between surfaces. The mechanochemical technique is a continuous welding process that minimizes agglomerations and appropriately selects milling materials. To achieve efcient production, it is of utmost importance to thoroughly analyze the ther­mal treatment, stoichiometry of source materials, reaction pathways, as well as milling conditions (Figure 11.2).

11.5 CHARACTERIZATION OF NANOPARTICLES

Characterization of materials entails studying materials with an aim of identifying their properties, structures, and compositions by looking at chemical as well as the physical properties. The most common classication of nanoparticles encompasses dimension, structure, as well as electric charge that is determined by analysis with the aid of instruments such as Transmission electron microscopy
Nanoparticle Synthesis and Characterization for Herbal Drug Delivery 251
(TEM), Atomic force microscopy (AFM) as well as Scanning electron microscopy (SEM). Chemical properties of nanoparticles include size, shape, color, refractive index, uorescence and others, while physical properties include size, density, surface area, and others (Khan et al., 2022).

11.5.1 cHeMical

It is crucial to note that the applications of nanoparticles are closely coupled to their chemical nature with regard to reactivity to target, and sensitivity to factors such as light, heat, moisture, atmosphere and stability. Among the useful properties inherent to the nanoparticles are fungicidal, decontami­nating, bactericidal, and anti- toxic effects, which is why the nanoparticles can be effectively used in biomedical and ecological applications (Ealia & Saravanakumar, 2017). The following techniques can be used to determine the stability of nanoparticles − for example, Ultraviolet- visible spec­troscopy (UV- Vis), Transmission Electron Microscopy (TEM), dynamic light scattering, and zeta potential (Sandhiya & Ubaidulla, 2020).

11.5.2 PHysical

Optical properties − for instance, coloration, ability to transmit, ability to absorb and ability to reect light − are aspects of the physical characteristics of nanoparticles. These nanoparticles are also effective in absorbing and reecting ultra violet (UV) light when they are incorporated in a solution or used in forming a coating layer. Moreover, their mechanical properties, including malleability, strength and exibility, elasticity or tensile strength affect their usefulness (Ealia & Saravanakumar,
2017). In addition, the magnetic and electrical characteristics, including resistivity, conductivity, and semi- conductivity, have made it possible to utilize nanoparticles in current electronics and renew­able power sources.
11.5.2.1 Particle Size Analyzer
The analysis of synthesized nanoparticles is heavily dependent on their morphology and particle size distribution (Al- Gebory & Mengüç, 2018). Nanoparticles are primarily utilized for drug deliv­ery and targeted drug administration. The size of the particles signicantly affects drug release; smaller particles with larger surface areas lead to faster drug release as a greater proportion of the loaded drugs are exposed to the surface. Conversely, drugs diffuse more slowly within larger par­ticles. However, one of the disadvantages of smaller particles is their tendency to become aggregated during nanoparticle dispersion storage and transportation. Therefore, there is a trade- off between smaller particle size and the stability of nanoparticle dispersion (Chakraborty et al., 2016).
11.5.2.2 Surface Area Analysis
The surface area of the particles is calculated by adding up the areas of the surfaces that are exposed on the particles, and then dividing that by the mass of the particles. The relationship between surface area and particle size is an inverse one. The surface area of a powder can be determined by utiliz­ing nitrogen adsorption. The Brunauer, Emmett, and Teller (BET) method is frequently employed for the quantication of the overall surface area. Assuming that the particles are perfectly spherical as well as having a narrow size distribution, the specic surface area can be used to calculate the average particle diameter in nanometers using the formula below: dBET =6000/ñs. S represents the specic surface area measured in square meters per gram, while ñ represents the theoretical density measured in grams per cubic centimeter (Chakraborty et al., 2016).
11.5.2.3 Zeta Potential
As for the measure of the electrical charge in the surface of the nanoparticle, zeta potential is used. The term zeta potential dened the ability of the measuring of the effective charge on the surface of a nanoparticle that plays the most vital role in controlling the motion of the nanoparticle. This charge
252 Herbal Pharmacopeia
is protected by the bringing of ions of opposite charges close to the surface of the nanoparticle. The above- described layers of ions run separately and jointly with the nanoparticle. There are claims that the value of zeta potential has a straight link to the stability of the particles. The greater the value of the potential, for example, the magnitude of the wave function is small and the electrostatic repul­sion is larger leading to increase stability (Khatak & Dureja, 2015; Sandhiya & Ubaidulla, 2020).
11.5.2.4 Thermogravimetric Analysis (TGA)
Thermogravimetric analysis (TGA) is an analytical technique employed to investigate the weight changes of a sample as a function of temperature and time at a well- dened thermal history (Kharisov et al., 2014). This tool can be used for the characterization of inorganic as well as organic solid sub­stances. Non- isothermal transitions of a substance can be understood with the help of differential thermal analysis, which is a method of calorimetry that measures temperature and heat ux. This technique also enables the selection of the right transition points, such as melting point and glass transition, as well as crystallization point (Sandhiya & Ubaidulla, 2020).
11.5.2.5 Dynamic Light Scattering
Dynamic light scattering or photon correlation spectroscopy (also called PCS) is the most widely applied technique in particle size analysis. Namely, if the precise set of conditions is applied, such as an angle and optimal temperature in the case of the current experiment, dynamic light scattering can serve as the means for the determination of the particle size and the polydispersity index of the given material. The technique is useful in determining the surface charge and the physical state of the emulsion (Sandhiya & Ubaidulla, 2020). DLS is highlighted as the most efcient technique for quantifying the Particle Size Distribution, particularly for the Brownian particles within the nano and submicron range in colloidal media (Chakraborty et al., 2016).
11.5.2.6 Scanning Electron Microscopy (SEM)
The magnication power of the scanning electron microscope (SEM) means its images have a high depth of focus, which provide a realistic three- dimensional view of surface topography: SEMs are therefore better suited to looking at the surface details of samples (Kumar & Seth, 2021). Electrons emitted from a source are concerned in an electric eld gradient in a vacuum environment. It allowed for the direct visualization and evaluation of the samples’ morphological features and was employed in this work for morphological and sizing assessment. It has, however, proved of some use in the determination of size distribution, but falls short in offering all the rounded details. When using SEM to characterize samples, nanoparticles have to be dried, ground into a ne powder, placed evenly on a sample stub, and spray- coated with conductive metal (usually gold) through the sputter coater. The scanned sample done with high current density and narrow electron probe and informa­tion about the features of sample surface is extracted from the secondary electrons emitted from the sample surface. This is of great concern because the nanoparticles have to withstand the electron beams and the vacuum conditions that are likely to degrade polymers (Dawadi et al., 2021).
11.5.2.7 Nuclear Magnetic Resonance
Characterization of nanoparticles in terms of size and composition can be done using nuclear mag­netic resonance (NMR). NMR offers a number of cues about the physicochemical properties of the constituents in nanoparticles (Sandhiya & Ubaidulla, 2020).
11.5.2.8 Transmission Electron Microscopy (TEM)
Transmission electron microscopy TEM) is a high- amplication technique used to study the analy­sis of internal structures of materials using an electron beam that has to be passed through the sample. It allows the examination of factors such as the structural surface of the carriers, their shape, and formulations (Kumar & Seth, 2021). TEM images have clear and detailed information on the size and dispersal intensities. The technique involves use of an electron beam through an ultra- thin
Nanoparticle Synthesis and Characterization for Herbal Drug Delivery 253
sample to obtain surface properties of the sample. Before subjecting a sample to TEM it has to be diluted with distilled water, have a droplet placed on a carbon- stained copper grid and be pos­sibly stained for visibility. To enhance the stability of nanoparticles, they can either be coated with negative staining substances or the nanoparticles can be embedded in plastic to make them more manageable. The other technique is to remove the sample, before placing it on vitreous ice and then exposing it to liquid nitrogen (Sandhiya & Ubaidulla, 2020).
11.5.2.9 X-Ray Powder Diffraction (XRD)
X- ray diffraction (XRD) is a technique that studies the crystal structure of the powdered material by observing the diffraction pattern, which is caused by X- ray pass through a powdered material. It rapidly assesses the properties of crystalline materials and, if desired, produces the unit cell, and atomic spacing data (Sandhiya & Ubaidulla, 2020). It is produced using an X- ray tube that has been designed in a very elaborate manner to produce only one wavelength of radiation, something known as monochromatic radiation. This radiation is deliberately beamed on the sample subject of analysis (Sandhiya & Ubaidulla, 2020).
11.5.2.10 Evaluation of Recovery and Encapsulation Performance
Encapsulation efciency and recovery involve assessing the ability by which a drug is entrapped in a carrier. After that, a volume of the sample is mixed with the organic solvent and then placed in an ultrasonic bath for 30 minutes to extract the drug. The mixture is then spun at a xed rpm/min for 10 min. and could be best estimated by High- Performance Liquid Chromatography (HPLC) or ultraviolet (UV) spectroscopy (Sandhiya & Ubaidulla, 2020).
11.5.2.11 Atomic Force Microscopy
Atomic Force Microscopy (AFM) can be described as a complex imaging technique that employs the contact modes of scanning at below the micrometer scale using a probe with atomic scale dimen­sions to measure the size of particles with great precision. By operating at contact and noncontact modes, AFM forms topographical images with a high degree of resolution (Yadav et al., 2014). Its capability to image non- conducting samples without special treatment makes it invaluable in visual­izing complex biological as well as polymeric nano- and microstructures. Additionally, AFM stands out by providing the most accurate description of particle size and size distribution without the need for mathematical processing (Chakraborty et al., 2016).
11.5.2.12 UV-Visble Spectroscopy
An experiment sample is positioned halfway between the light source and a photodetector – a device used in detecting and measuring the intensity of light striking (Kumar et al., 2012). In the UV- visible absorption spectroscopy, the amount of intensity of a UV- visible light beam is determined before and after passing through the sample. From these measurements, one can compare the HWHM at two different wavelengths and thereby deduce the spectrum of the sample as a function of wave­length. As a rule, this information is presented in the form of an absorption spectrum where the ordinate is the absorbance and the abscissa is the wavelength (Sandhiya & Ubaidulla, 2020).
11.5.2.13 Surface Plasmon Resonance
Nanoparticles exhibit specic absorption resonance wavelengths based on the natural frequency of surface electrons interacting with light photons. This interaction involves oscillation against the restoring force of positive nuclei, establishing a resonance condition (Sandhiya & Ubaidulla, 2020). Nanoparticles at the nanoscale display unique optical properties not found in bulk materials or indi­vidual atoms. The optical characteristics of nanoparticles are heavily inuenced by particle size and the surrounding medium. Additionally, UV light can be utilized to observe particle agglomeration, as the movement of nanoparticles towards each other changes their pH, leading to their aggregation (Al- Gebory & Mengüç, 2018).