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46
Y. C. Kaplan et al.
Table 3.1
States, and Australia
Category
Sweden A No known risk B Human data insufcient
B1 no fetal effects in animal data B2 incomplete animal data B3 fetal effects in animal data
C Pharmacological effects on fetus D Causes or is suspected of causing fetal damage in humans
United States A Controlled studies show no risk B
C Risk cannot be ruled out D Positive evidence of risk but potential benet may outweigh potential risk X Contraindicated in pregnancy
Australia A-D As in Sweden X Should not be used in pregnancy
From Källén (1999) with permission
Short summary of pregnancy warning classication systems in Sweden, the United
No evidence of human risk (controlled studies show no risk or animal studies indicate no
risk)
(Källén 1999). Category A denotes the safest drugs and the possible risk of the medication is expected to increase from A to D.Category B comprises 3 subgroups (B1, B2, B3).
The following year (1979), the US Food and Drug Administration (FDA) intro­duced its own pregnancy risk categorization system which was composed of 5 sub­groups. Similar to the FASS system, categories ranged from A to D, with the additional subgroup, Category X, which represents contraindicated drugs (Addis etal. 2000). The Australian Drug Evaluation Committee (ADEC) classication was developed in 1989. ADEC can be regarded as a combination of both previous cate­gories since it comprises subcategories B1, B2, B3, and X (Addis etal. 2000). Table3.1 presents a short summary of these 3 systems. Signicant differences in the classication of similar medications between these 3 systems were previously reported by Addis etal. in 2000 (Addis etal. 2000).
3.3 Criticisms Regarding theFDA Pregnancy
Risk Categories
The primary aim of the FDA pregnancy risk categorization system was to provide evidence-based risk assessment to help physicians in counseling the women who are planning a pregnancy. However, it was generally misunderstood by the health­care providers, as a tool for assessing exposure risks that happened during an inad­vertent pregnancy. At the time the risk categories were designed, pregnant women were generally considered to be young, healthy individuals who were free of
3 Safety Parameters and Risk Categories Used for Psychotropic Drugs in Pregnancy…
47
diseases. However, this perception has been changed since the last two decades witnessed an increasing rate of pregnancy in women aged 35 and older (Dunlop etal. 2008), which consequently led to an increase in the number of pregnant women who are entering pregnancy with a pre-existing chronic disease that necessitates pharmacotherapy. For instance, approximately 40% of women in reproductive age (19–45) are reported to be diagnosed with a chronic disease in the United States (Chatterjee etal. 2008) and one in ve pregnant women is reported to have at least one chronic disease in Germany (Kersten etal. 2014).
Toward the end of the 1990s, the FDA recognized the important limitations and shortcomings of the 1979 categorization system which may misguide clinical prac­tice. A public hearing resulted in the following implications (Feibus 2008):
1. Categories are inadequate in conveying the risk because of the oversimplied
narrative.
2. Categories indicate that the teratogenic potencies of drugs in the same category
are similar, which is a false perception.
3. Categories do not differentiate between the possible severity and incidence of
the fetal adverse effects. They also do not distinguish between the time, dose, route, duration, and frequency of the exposure.
4. Categories focus on drug use in planned pregnancies. They are insufcient in
identifying risks for the exposures during an inadvertent pregnancy.
5. Categories lack sufcient distinction to provide meaningful interpretations
between animal and human data.
Following extensive reviews and thorough discussions with key stakeholders, the FDA decided to remove the pregnancy letter categories A, B, C, D and X from the product labeling and replace with the Pregnancy and Lactation Labeling Rule (PLLR) which is the narrative summary of the risk associated with the use of a medication during pregnancy and lactation. The new pregnancy labeling includes three sections: (1) Fetal Risk Summary, (2) Clinical considerations, and (3) Data (Frederiksen 2011). Each pregnancy label begins with contact information for rel­evant pregnancy exposure registries and, when available, includes a standard state­ment about the baseline risk of major congenital malformations and other adverse pregnancy outcomes that exist for all pregnancies regardless of medication expo­sure (Feibus 2008). The Fetal Risk Summary section also provides a conclusion describing the likelihood that the medication increases risk to the fetus. It covers the possible fetal adverse effects of the medication such as structural malformations, fetal and infant death, physiological dysfunctions, and fetal growth abnormalities and their incidence, seriousness, reversibility, and correctability. The summary also considers possible fetal risks with regard to the dose, duration, and time window of the medication exposure (Frederiksen 2011). The Clinical Consideration section includes information regarding inadvertent exposure such as dose, critical time win­dow for the possible risks, and the possible risks of underlying maternal clinical condition, if present. It also addresses neonatal concerns, and their severity and reversibility, associated with the use of medication. The possible effects of the
48
medication on the duration of labor and birth will also be included. Finally, the data section discusses available human and animal data. Animal data are reviewed in terms of species, dose ranges, human dose equivalents, and possible mechanisms of action (Feibus 2008).
This rule took effect on June 30, 2015, and requires medications and biological products approved after June 30, 2001, to revise the information found in the Pregnancy and Nursing Mothers subsections of product labeling (Sahin etal. 2016). Between 2000 and 2022, 488 new drug applications (NDAs) approved by the FDA were assessed for post-marketing commitments, breastfeeding, and pregnancy requirements. Of the 59 approved NDAs, 41 included requirements for pregnancy, 4 for lactation, and 14 for both (Avachat etal. 2023).
The new PLLR labeling was evaluated in a survey carried out in 2018. The results of this survey indicate that despite the extremely low response rate, the majority of clinicians were unaware of the new PLLR format and were still utilizing the pregnancy letter category system (Namazy etal. 2020).
Y. C. Kaplan et al.
3.4 Assessing thePossible Teratogenic Risk ofMedications
3.4.1 Variables Related with the Administration
of the Medication
3.4.1.1 Time ofAdministration
The time after conception to implantation (8–10days) is considered as the “all or none” period which implies the exposure to any harmful agent of the embryo would either yield to spontaneous abortion or intact survival. The embryonic period, in which the organogenesis takes place, starts after the implantation and lasts 54–60days after conception. This period where a set of complex cellular events take place, such as cellular migration and differentiation, is the most sensitive period of embryo to teratogenic insults resulting in structural malformations. The fetal period just starts after the organogenesis and continues to term. Growth and functional maturation of organs occur in this phase and teratogenic exposure during this period usually ends up with the disruption in function or size of the organs rather than structural anomalies.
For most drugs, the main concern is the rst trimester of pregnancy (Brent
2004a), however there may be exceptions. For instance, exposure to selective sero-
tonin reuptake inhibitors (SSRIs) in late pregnancy was shown to be signicantly associated with persistent pulmonary hypertension of the newborn whereas a sig­nicant association with early pregnancy exposure was not apparent (Grigoriadis etal. 2014).
3.4.1.2 Dose ofMedication
Valproic acid (VPA) constitutes an important example of dose-related teratogenic­ity. Studies report different dose categories in which the rates of structural malfor­mations with VPA monotherapy are signicantly increased; the largest increased risk is demonstrated with doses greater than 1000mg per day (Diav-Citrin etal.
3 Safety Parameters and Risk Categories Used for Psychotropic Drugs in Pregnancy…
49
2008; Kaneko etal. 1999). Tomson etal. reported the malformation rates regarding
VPA monotherapy in pregnancy as 5.6%, 10.4%, and 24.2% with doses <700mg/ day, ≥ 700 to <1500, and≥1500mg per day, respectively (Tomson etal. 2011). Regarding the neurodevelopmental abnormalities, a VPA dose greater than 900mg per day and 1000mg per day is associated with a decreased total development score and IQ, respectively (Bromley etal. 2010; Meador etal. 2009).
3.4.1.3 Route ofAdministration
Route of administration is one of the major determinants of drug bioavailability, which is the ability of a drug to reach the systemic circulation and therefore the fetus. Retinoids are potent and well-established teratogens which constitute a good example for this issue. Systemic retinoid exposure has been demonstrated to increase the rates or major malformations up to 35% (Lammer etal. 1985). This high gure, which is only comparable to that of thalidomide, and some case reports with major malformations (Lipson etal. 1993; Camera and Pregliasco 1992) in the 1990s led to an increased teratogenic risk perception regarding topical retinoids. However, cohort studies (Panchaud etal. 2012; Loureiro etal. 2005; Shapiro etal.
1997; Jick etal. 1993) and a recent meta-analysis (Kaplan etal. 2015b) demon-
strated that inadvertent exposure to topical retinoids does not seem to increase the rate of major malformations which is in line with invivo and invitro pharmacoki­netic data suggesting that their dermal absorption is minimal and unlikely to result in fetal harm (Jensen etal. 1991; Lehman etal. 1988). However, a rare association suggested by the case reports still cannot be excluded and contraindicates their use during pregnancy.
3.4.1.4 Monotherapy Versus Polytherapy
Psychotropic drug polytherapy in pregnant women is a common practice (Sadowski et al. 2013). However, data regarding the teratogenicity risk of polytherapy vs monotherapy with psychotropic drugs are very limited, however, a few studies are worth mentioning. Tomson etal. reported that VPA is a primary determinant of the risk of major malformations regarding the combination therapy in pregnant women using antiepileptic drugs (Tomson etal. 2011). This nding conrmed the results of the previous studies which suggested that it was VPA and not the number of antiepi­leptic drugs in the combinations that was associated with the increased risk for major malformations (Vajda 2010; Vajda etal. 2010). However, a recent study ques­tioned this nding and suggested that topiramate, when used in polytherapy, is also associated with an increased risk of major malformations (Vajda et al. 2016). Second-generation antipsychotic monotherapy appears to pose less risk to the fetus when compared with polytherapy (Sadowski etal. 2013). Nevertheless, this area remains to be further investigated.
3.4.2 Evaluating theData
As previously mentioned, lack of available data regarding a particular drug’s effects during pregnancy is one of the biggest challenges we face in the clinical setting.
50
Y. C. Kaplan et al.
Because ethical concerns limit the availability of pregnant women for randomized­controlled trials, data regarding the effects of a drug on fetus is not usually available at the time of its launch. It has been shown that 92.1% of the drugs which have been approved by FDA between years 1980 and 2000, and 97.7% of the drugs that have been approved between 2000 and 2010 lack adequate data at the time of their approval (Adam etal. 2011; Lo and Friedman 2002). It takes at least 6.0±4.1years to determine the teratogenic effect of a drug after its approval, while ruling out even takes much longer (9.1±4.5years) (Lo and Friedman 2002). Knowing how to inter­pret animal and human data therefore becomes more critical.
3.4.2.1 Experimental Studies
Animal Studies
Although there are difculties in extrapolating the results to humans, animal studies can provide important information regarding the teratogenic effects of drugs. However, their protocols should be well-planned and results need to be reported and interpreted carefully in order to rule out any bias (Brent 2004b). Detected malfor­mations should be interpreted regarding the type and rate, since some malforma­tions are common in some species. Variations, denition of which depends on different factors such as animal species, strain, supplier, and laboratory environ­ment, should not be reported and/or interpreted as major malformations. It should also be kept in mind that excessive maternal toxicity induced by the drug may lead to non-specic developmental toxicity in the offspring (Guittina etal. 2000).
3.4.2.2 Human Studies
Case Reports
Case reports are very useful tools in the eld of teratology if used properly. Observation of a repetitive “rare defect” appearing after a “rare environmental exposure” (Shepard 1994) by the “astute clinicians” (Carey etal. 2009) has been a very effective way to detect teratogens. The identication of warfarin (Holzgreve et al. 1976; Fourie and Hay 1975), diethylstilbestrol (Herbst and Scully 1970), isotretinoin (Rosa 1983), uconazole (only with high dose and prolonged use for systemic infections) (Pursley et al. 1996; Lee et al. 1992), and mycophenolate mofetil (Sifontis etal. 2006; Le Ray etal. 2004) as human teratogens was originally based on case reports. However, case reports cannot provide any estimates regard­ing the absolute risk since they lack a denominator. Because it is quite common to report and publish the positive ndings (Song etal. 2013), case reports trying to associate drug exposure in pregnancy with relatively common major malforma­tions, the background risk of which is 3% in the general population regardless of any exposure, exist in the literature. The clinician should be careful in interpreting those ndings and should only consider the ones reporting a unique and repeating pattern of malformations with a particularly rare exposure during pregnancy as a signal.
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51
Epidemiologic Studies
The ethical barriers that exist for enrolling pregnant women in randomized­controlled trials make the observational cohort and case-control studies the primary sources of information for drug use during pregnancy. Both studies are mutually complementary in assessing the teratogenic risk of drugs.
The development of teratology information services (TISes), which counsel hun­dreds of pregnant women every year about drug use in pregnancy, and their net­works such as MotherToBaby (formerly OTIS, Organisation of Teratology Information Services) (Leen-Mitchell et al. 2000) and European Network of Teratology Information Services (ENTIS) (Schaefer 2011) contributed signicantly to the eld of teratology by enabling the implementation of multicentral prospective cohort studies. Prospective cohort studies undertaken by TISes have important strengths such as assigning the subjects before the outcome is known, identifying the precise exposure time and minimizing the risk of recall bias by prospectively collected data, and being able to match the subjects in the exposed and control groups with regard to potential confounders mentioned below (Källén 2012; Irl and Hasford 2000).
Recent developments in the information technology have also enabled national medical databases and birth registries as sources of data for conducting prospective cohort studies. Medicaid and private insurance claims databases in the United States, Saskatchewan Health Services Database in Canada, The General Practice Research Database in UK and Population Medical Databases in Nordic Countries are important examples which enables relatively quick and inexpensive analysis of a data from a large population that is prospectively collected for routine purposes (Ehrenstein etal. 2010). Among other things, pregnancy registries may be product­or disease-specic, like the “Epilepsy Pregnancy Register” or the “National Pregnancy Registry for Atypical Antipsychotics” (EMA 2012).
Case-control studies are designed to assess whether a specic type exposure is associated with a specic outcome by evaluating both subjects with and those with­out the specic outcome. A major strength of these studies is their increased statisti­cal power which is usually adequate to detect moderate increases in the rate of specic malformations (Mitchell 2003). Case-control surveillance systems offer a convenient approach to carry out these studies. “Slone Epidemiology Unit Birth Defects Study” in the United States and Canada, “National Birth Defects Prevention Study” in the United States, and “Hungarian Case-control of Congenital Abnormalities Study” in Hungary are noteworthy surveillance systems (EMA 2012).
Meta-Analysis
Meta-analysis emerged as a powerful tool of epidemiology enabling the pooling of results from individual, yet comparable, studies (Egger etal. 2002). This method is useful in assessing the possible teratogenic effects of drugs, by combining the data from observational studies, with an increased sample size and power. It may also offer subgroup analyses, such as organ-specic malformations, which are reported but not evaluated in individual studies.
52
Y. C. Kaplan et al.
3.4.2.3 Methodological Issues
Sample Size, Characteristics, Follow-Up
The background rate for major congenital malformations is 3%. Very few teratogens (thalidomide, isotretinoin, valproic acid) increase this rate by a factor of more than two, while most only increase a specic malformation rate. At least 220 exposed and controlled (unexposed) pregnancies will be required to show that the major congenital malformation risk is increased by a factor of 2.5, with a power of 80 percent. Prospective cohort studies, which are usually conducted by TISes, include a relatively small number of patients (<300). Although this number makes it dif­cult to detect a specic malformation rate, it is adequate to rule out the particular drug being a major teratogen. Another issue with these studies is that the pregnant women who call TISes voluntarily may not be the representative of the general population. The follow-up period of the infants is usually 1 year and limits the inclu­sion of the malformations which are identied later. The loss-to-follow-up of preg­nant patients due to technical reasons may also be a concern in some of these studies (Chambers 2011).
Recall Bias
Recall of drug use is a potential limitation of case-control studies due to the reason that mothers with malformed children may be better at remembering their drug use and course of pregnancies (Mitchell 2003). Selecting the children with different malformations in the control group is suggested to overcome this problem.
Confounders
Maternal age, parity, gestational week, previous miscarriages or birth of malformed infants, folic acid use, body mass index, maternal smoking, alcohol or illicit drug use are important confounders in studies evaluating the association of structural malformations with drugs used in pregnancy (Källén 2012). Maternal and paternal IQ, socioeconomic status, and level of education are important for the studies which assess long-term neurodevelopmental outcomes in children. A recent study sug­gested that severity of maternal depression, and not selective reuptake inhibitor anti­depressants, was a signicant predictor of a decreased behavioral score in infants aged 3–6years (Nulman etal. 2015).
Confounding by Indication
The risk of major and/or organ-specic congenital malformations has been demon­strated to increase in some chronic diseases regardless of drug use. For instance, diabetes and chronic hypertension in the mother have been associated with an increased rate of congenital malformations (Bateman et al. 2015; Correa et al.
2008). Studies evaluating the possible teratogenic medications should consider and
control, if possible, the effect of underlying diseases. Including an untreated disease
3 Safety Parameters and Risk Categories Used for Psychotropic Drugs in Pregnancy…
53
group may be benecial, however the severity of the disease in such a group may also be lower since treatment is not required (Källén 2005).
Meta-Analysis
Although considered as the evidence of highest quality, meta-analysis may include different forms of bias and limitations (Egger etal. 2002). Search should include different medical databases and languages while validated methods of quality assessment for the included studies should be chosen. In the context of observa­tional studies, a rigorous systematic review of the included studies should be con­ducted, and results of the meta-analysis should be discussed with regard to possible confounders and limitations. It is now generally accepted that studies reporting positive ndings are more likely to get published than studies reporting negative ones, which is called publication bias or bias against the null hypothesis and dis­cussed elsewhere (Koren etal. 2014; Song etal. 2013), and may lead to erroneous interpretations regarding drug safety.
3.4.2.4 Important Points toConsider forMedication Use
During Pregnancy
The background frequency of major congenital malformations is approximately 3%. Unfortunately, no consensus is available in scientic literature regarding the safety of a drug during pregnancy in terms of the exposed number of pregnancies without a detectable teratogenic signal. As Larsen etal. pointed out in their recent review, 200 rst trimester exposures without any signs of increase in risk of malformations (80% power, 5% level of signicance) would mean that the real risk is not more than three times higher than the background risk (Larsen etal. 2015). If the exposure number is increased to 700, the real risk factor would decrease to two. In order to provide a real risk factor of 1.5, the number of exposed pregnancies without any detectable increase in risk would be 2000. However, these numbers of exposures are not available for most of the drugs on the market. Further complicating the issue is that those estimates are identied for the general risk and specic rare malformations, neonatal complica­tions, and possible long-term effects are not considered in the computations above. Nevertheless, the European Medicine Agency considers 1000 prospective exposed pregnancies with known outcome in the rst trimester without any detectable signal as strong evidence suggesting that the malformation risk is unlikely (EMA 2008). If this data volume cannot be reached, then the risk assessment should be made accord­ing to the available amount of data. The clinician should always weigh the possible fetal risks of the medication against the consequences of untreated maternal psychiat­ric illness. A discussion regarding those issues, as well as the medical and personal priorities should be held between the physician and pregnant patient before deciding to start, continue, or quit the pharmacotherapy.
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Y. C. Kaplan et al.

3.5 Lactation

3.5.1 Factors Influencing thePassage oftheMedication into
theBreastmilk andInfant Exposure
3.5.1.1 Maternal Plasma Concentration andPlasma Protein Binding
Because passive diffusion is the primary pathway of medications entering the breast milk, the maternal plasma concentration of the medication usually shows good cor­relation with the concentration of the medication in the breast milk depending on the other pharmacokinetic variables such as the plasma protein binding. A high volume of the distribution and plasma protein binding leads to a lower maternal plasma concentration and unbound (free) medication levels which results in lower breast milk concentrations. For instance, sertraline has a relatively high volume of distribution and plasma protein binding which leads to a lower maternal plasma and breast milk concentration (LactMed 2018). On the other hand, lamotrigine’s lower volume of distribution and plasma protein binding capacity leads to higher breast milk levels (LactMed 2018).
3.5.1.2 Size oftheMolecule
Most medications, and so do the psychotropic drugs, are small enough to enter the breast milk. Exceptions are the larger molecules such as heparin.
3.5.1.3 Degree ofIonization
Medications should be nonionized in order to cross membranes and enter the milk. Of importance, breast milk is relatively more acidic (pH7.2) compared to the mater­nal plasma (pH7.4) (Hotham and Hotham 2015). Weak bases such as codeine and amphetamines become ionized at this pH and may accumulate in the milk (Hotham and Hotham 2015; Hale 2012).
3.5.1.4 Lipid Solubility
Mature milk, which has a relatively stable composition and is produced by 2–3weeks after birth, is composed of ions, proteins, and lipids. Some lipid-soluble drugs, such as citalopram, may become dissolved in the lipid droplets and be co­secreted which may lead to a higher concentration in a milk with high fat content (hind-milk) compared to the milk with low fat content (fore-milk) (Ilett and Kristensen 2005). However, the practical implications of this issue are unclear and unlikely to inuence the choice of pharmacotherapy (Hotham and Hotham 2015).
3.5.1.5 Pharmacogenomics
Pharmacogenomics of mother and the infant may affect the exposure of the infant to the drugs in breast milk. This is particularly highlighted for opioids (Madadi etal.
2012). As one study reported, the adverse outcomes in the breastfeeding mother-
infant pairs are signicantly associated with the maternal risk genotypes in CYP2D6 and ABCB1 (Sistonen etal. 2012). However, this domain should be further explored.
3 Safety Parameters and Risk Categories Used for Psychotropic Drugs in Pregnancy…
55
3.5.1.6 Oral Bioavailability
A drug with low bioavailability in adults is usually expected to behave similarly in neonates. For instance, drugs with large molecules, protein or peptide drugs (unsta­ble in the gut) exhibit limited transfer to the milk and therefore suggest limited bioavailability of the orally ingested drug in the infant through the breast milk (Ilett and Kristensen 2005).
3.5.1.7 The Age oftheInfant
The rst 3 days of postpartum is the period in which many drugs and immunoglobu­lin, lymphocyte, leukocyte, macrophage, and maternal proteins are able to pass to the colostrum due to alveolar intercellular gaps. These gaps are closed after a week, and passage of most drugs and molecules is reduced. Although colostrum is able to contain higher drug concentrations than the mature milk, the amount of colostrum produced in the early postpartum period is expected to be low (30–100ml/day). Clinicians should be more careful at this stage, because of the possibility of the high drug concentration in the milk and premature or unstable newborns may have insuf­cient capacity to metabolize medications. The amount of milk taken by babies over 1year of age is usually reduced, and consequently the drug intake will be less (Hale and Rowe 2017). In a review investigating the adverse drug reactions seen in the breastfed infants whose mothers are using medications, 63% of the cases were observed in the rst month (newborn) and 16% were in the second month of life which means that almost 80% of the adverse events occurred during the rst 2 months. Therefore, careful monitoring is particularly needed for this period (Anderson etal. 2016).
3.5.2 Effect ofMedications onMilk Production
Prolactin released from the anterior pituitary gland is the most important hormone that provides milk production. Drugs may cause an increase in milk production through dopamine-blocking actions which result in stimulation of prolactin produc­tion and release. Amisulpiride, phenothiazines, and risperidone are the antipsychot­ics with potent dopamine blocking actions which may cause galactorrhea (Ilett and Kristensen 2005). In addition, TRH, serotonin, vasopressin, oxytocin, prostaglan­dins, opioids, histamine, and noradrenaline stimulate prolactin secretion (Richards and Williams 1976). On the other hand, drugs may interfere with the milk produc­tion through decreasing prolactin release or local blood ow to the breast tissue. Bromocriptine, cabergoline, ergotamine, estrogens, and pseudoephedrine can cause a reduction in breast milk supply.