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18 Obsessive-Compulsive Disorder
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399

Anxiety Disorders

19
BenyaminDanielDaniel, CaterinaDell’Ann, andCarloMarchesi

19.1 Introduction

In common perception, pregnancy and motherhood are often seen as times of joyful anticipation and happiness. However, the perinatal period, which spans from con­ception to 1 year postpartum (O’Hara and Wisner 2014), is also marked by profound physical and psychological changes (Bellantuono etal. 2022). This period often presents a dichotomy: while it brings the joyful anticipation of motherhood, it also increases vulnerability to mental health distress. Historically, idealized notions of pregnancy and motherhood led to the belief that the perinatal period was a low-risk time for the onset or exacerbation of anxiety disorders (ADs) (Bellantuono etal. 2022).
Nevertheless, it is now widely recognized that anxiety symptoms and ADs are prevalent both during pregnancy and the postpartum period, with signicant adverse outcomes for the mother, the fetus, and its development (Marchesi etal. 2014; Ross and McLean 2006).
Even when symptoms do not meet the threshold for a formal diagnosis of an AD, mild to moderate levels of distress and impairment due to subthreshold anxiety can signicantly impact maternal well-being.
A broad spectrum of ADs, including generalized anxiety disorder (GAD), panic disorder (PD), and phobias, can manifest during this time.
Given the potential impact of maternal psychopathology not only on the mother but also on the child (Stein etal. 2014; Glasheen etal. 2010), addressing perinatal ADs is critical. Effective treatment can alleviate maternal distress, improve func­tioning during this sensitive life stage, and reduce potential negative outcomes for
B. D. Daniel (*) · C. Dell’Ann · C. Marchesi Treatment of Psychiatric Disorders in Perinatal Period Unit, University Hospital of Parma, Department of Mental Health, Parma Local Health Agency, University of Parma, Parma, Italy e-mail: benyamindaniel.daniel@unipr.it; caterina.dellanna@unipr.it; carlo.marchesi@unipr.it
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2025 F. Uguz, L. Orsolini (eds.), Perinatal Psychopharmacology,
https://doi.org/10.1007/978-3-031-99720-4_19
401
402
the fetus. Identifying evidence-based treatments that are both safe and acceptable for women during pregnancy and breastfeeding is therefore of paramount importance.
B. D. Daniel et al.
19.2 Epidemiology andPrevalence ofPerinatal
Anxiety Disorders
An estimated 30% of adults experience ADs at some point in their lives (APA 2022), a rate signicantly higher than that of other mental health conditions. The impact of ADs on social, emotional, and physical functioning is profound, placing a consider­able burden on healthcare services (Ohayon etal. 2000; McCusker etal. 1997).
In addition to the direct public health costs associated with ADs, substantial indi­rect costs arise from functional impairments, such as reduced work capacity and unemployment (Greenberg etal. 1999). Women are particularly vulnerable, with a notably higher prevalence of ADs compared to men (Somers etal. 2006; Kessler etal. 2005).
In the context of the perinatal period, these conditions have historically been underestimated and under-investigated (Bellantuono et al. 2022). Earlier meta­analyses estimated that ADs affected between 8.5% (Goodman et al. 2016) and
15.2% (Dennis etal. 2017) of women during pregnancy, and 9.9% (Dennis etal.
2017) during the postpartum period. However, a more recent meta-analysis (Fawcett
etal. 2019) reported an overall prevalence of 20.7% during the perinatal period. Additionally, Fawcett and colleagues (Fawcett etal. 2019) found that 1in 20 women (5.5%) met the criteria for at least two ADs. Regarding the prevalence of specic ADs, a study (Goodman etal. 2016) identied GAD, obsessive-compulsive disor­der (OCD), and PD as the most common ADs during the postpartum period. In contrast, a more recent study (Fawcett etal. 2019) found specic phobia, GAD, and social phobia to be the most prevalent perinatal disorders. It is worth noting that OCD is no longer classied as an AD under DSM-5.
Anxiety can manifest both as a disorder, characterized by chronic and persistent levels of worry that signicantly impairs daily functioning and quality of life, and as a symptom, occurring in physiological or para-physiological contexts and within distinct psychopathological trajectories that differ from true ADs. From a psycho­pathological perspective, the distinction lies in the chronicity, severity, and impact on daily life. During pregnancy, somatic symptoms such as palpitations, breathing difculties, muscle tension, gastrointestinal discomfort, and dizziness may overlap with those of ADs, making diagnosis more complex and increasing the risk of mis­taking normal physiological responses for pathological anxiety. Furthermore, anxi­ety symptoms can signicantly affect quality of life, often co-occurring with other psychological or somatic conditions and negatively impacting relationships, work performance, and overall well-being.
geographical regions and cultural contexts, with perinatal anxiety prevalence reported at 17.4% in China (Yang etal. 2023) and 28.2% in Africa (Umuziga etal.
19 Anxiety Disorders
2020). These variations likely stem from differences in assessment methods, diag-
nostic criteria, timing of evaluations, and populations studied.
Global events also play a crucial role in shaping prevalence rates. During the SARS-CoV-2 pandemic, clinically elevated anxiety symptoms were reported in 57% of pregnant women (Lebel etal. 2021), highlighting the inuence of extraordi­nary circumstances on perinatal mental health.
In conclusion, perinatal anxiety and perinatal ADs represent a critical global public health issue. Variability in prevalence across populations, cultures, and con­texts underscores the need for culturally sensitive, evidence-based approaches to screening, prevention, and treatment. As understanding of perinatal anxiety evolves, addressing these conditions remains a central focus in maternal mental healthcare worldwide.
403
19.3 Diagnostic Challenges, Classification,
andClinical Presentation
19.3.1 Limitations ofCurrent Diagnostic Criteria (DSM-5)
Diagnosing ADs during the perinatal period presents various challenges. While the DSM-5 includes the specier “with onset in the peripartum” for mood disorders, it does not provide a similar designation for ADs (Bellantuono etal. 2022). This omis­sion reects the historical focus of clinical research on perinatal depression, leaving ADs during this critical period underexplored (Marchesi etal. 2014).
The current lack of a peripartum specier for ADs creates several diagnostic hurdles. GAD, characterized by excessive and uncontrollable worry that signi­cantly impairs daily functioning, is among the most common ADs during the peri­natal period. However, the absence of the DSM specier “with peripartum onset” creates several issues. Specically, applying DSM-5 criteria designed for the gen­eral population to pregnant or postpartum women may exclude individuals experi­encing excessive worry for less than 6 months. To address this limitation, some authors suggest adapting the criteria for perinatal GAD by reducing the required duration to 1 month, provided other DSM criteria are met (Misri etal. 2015; Buist and Gotman 2011; Wenzel etal. 2003).
Another signicant issue in diagnosing ADs during the perinatal period lies in the overlap between the physical symptoms of some ADs, such as fatigue, irritabil­ity, tension, concentration difculties, and insomnia, and the common physiological changes of pregnancy and postpartum (Davis etal. 2004). Furthermore, distinguish­ing between normal pregnancy-related worries and pathological anxiety can be par­ticularly challenging, especially for primiparous women during the rst trimester (Bellantuono etal. 2022).
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B. D. Daniel et al.
19.3.2 Pregnancy-Specific Anxiety Versus General
Anxiety Disorders
Anxiety symptoms during the perinatal period can be classied as common general ADs, as dened by the DSM-5, or as abnormal anxiety states specic to the context of pregnancy (Bellantuono etal. 2022). Some authors (Brockington et al. 2006) argue that perinatal ADs share the same characteristics as classic ADs seen in the general population, but with a distinct focus on concerns such as fetal abnormalities, fetal death, maternal inadequacy, childbirth, and lack of support.
Conversely, other authors have emphasized the need to differentiate general ADs from pathological anxiety specic to the perinatal period. Studies have shown that anxiety symptoms during this time are primarily associated with worries about bodily changes and fears for the child’s health (Huizink etal. 2014), negative expec­tations about motherhood (Hart and McMahon 2006), or fears of inadequacy in fullling maternal responsibilities (Huizink etal. 2014; Heron etal. 2004).
Regardless of their specic focus, ADs during the perinatal period can cause signicant functional impairment. Although not exclusive to pregnancy or postpar­tum, individuals with anxiety are more likely to experience suicidal ideation and attempts than those without anxiety (Kanwar etal. 2013). ADs are strong predictors of postpartum depression (Robertson et al. 2004), often co-occur with perinatal depression (Falah-Hassani etal. 2017), and have been linked to adverse pregnancy outcomes, such as preterm birth and low birth weight (Ossola etal. 2021; Ding etal.
2014). Additionally, they have been associated with behavioral problems in off-
spring (Schreier etal. 2008).
19.3.3 The Concept ofPregnancy-Related Anxiety (PrA)
The concept of a perinatal-specic AD, referred to as pregnancy-related anxiety (PrA), has been proposed since the 1950s (Levin 1991; Standley et al. 1979; Pleshette etal. 1956). PrA is characterized by specic dimensions of anxiety, such as concerns about pregnancy, childbirth, and hospitalization. Over time, numerous measures of PrA and distress have been developed (Somerville etal. 2014; DiPietro etal. 2008; Lobel etal. 2008; Huizink etal. 2004; Cote-Arsenault 2003), and sev­eral literature reviews have been conducted on the subject (Brunton et al. 2015; Alderdice etal. 2012; Dunkel Schetter and Tanner 2012). A central tenet of these studies is that PrA extends beyond merely describing pregnant women’s concerns, positing it as a distinct clinical entity with both construct and discriminant validity. A prospective longitudinal study evaluated the hypothesis that PrA represents a distinct clinical phenotype, separate from general anxiety and depression. PrA lev­els were assessed using specialized questionnaires alongside measures of general anxiety and depression. The ndings demonstrated that PrA is distinct from general anxiety and depression, with a specic focus on pregnancy-related concerns, includ­ing the health of the baby, childbirth, and future parenthood. These results support the construct and discriminant validity of PrA as a unique clinical entity (Blackmore
19 Anxiety Disorders
etal. 2016). Furthermore, a review (Williams and Koleva 2018) found that two­thirds of pregnant women express concerns about their unborn child, body image, or relationship with their partner. When these worries become excessive and inter­fere with daily functioning, they are classied as perinatal ADs.
405
19.4 Risk Factors forPerinatal Anxiety Disorders
Although not extensively studied, several potential risk factors for perinatal ADs can be identied. These include: (1) socio-demographic factors, such as a low socio­cultural background, limited education, ethnic minority status, young maternal age (<25years), nancial insecurity (Shariatpanahi etal. 2023; Bellantuono etal. 2022; Barcelona de Mendoza etal. 2016; Kane 2016); (2) psychosocial factors, including a history of childhood or recent trauma, lack of partner or familiar support, relation­ship tensions, being a single mother, low self-esteem, high perceived stress (Bellantuono etal. 2022; Dunkel Schetter and Tanner 2012; Blackmore etal. 2011); (3) biological factors, such as elevated cortisol levels, imbalances in polyunsatu­rated fatty acids, and increased pro-inammatory cytokines (Bellantuono et al.
2022; Karlsson etal. 2017; Glover 2015; Glover etal. 2018); (4) pregnancy-related
factors, including unintended pregnancies, high-risk pregnancies, delivery compli­cations, negative birth experiences, and preterm births (Shariatpanahi etal. 2023); (5) a history of depression (van der Zee-van den Berg etal. 2021; Marchesi etal.
2014); (6) a history of ADs, which is a particularly strong predictor of anxiety dur-
ing pregnancy, regardless of other risk factors (Marchesi etal. 2014).
19.5 Risks ofUntreated Perinatal Anxiety Disorders
As outlined in this section, untreated perinatal ADs can lead to a range of negative consequences for both mothers and fetus/infant, with potential long-term effects on the offspring.
For mothers, perinatal ADs are associated with an increased risk of postpartum depression (Heron et al. 2004), frequently co-occur with perinatal depression (Falah-Hassani etal. 2017), suicidal behavior (Farias etal. 2013), pre-eclampsia (Winkel etal. 2015), fear of childbirth (Rubertsson et al. 2014), lower odds of breastfeeding (Grigoriadis et al. 2018), and poor coping strategies (George etal. 2013).
In terms of infant health, perinatal ADs are associated with a variety of negative outcomes, including preterm birth (Ding et al. 2014; Sanchez etal. 2013), low Apgar scores (Uguz etal. 2013), fetal hyperactivity, and irregular fetal heart rate (Uguz etal. 2019). Other complications include polyhydramnios (Bánhidy et al.
2006), a 1.6-fold increased risk of congenital abnormalities (Uguz et al. 2013),
small head circumference, and being small for gestational age (Grigoriadis etal.
2018; Chen etal. 2010), as well as low birth weight (Ding etal. 2014; Teixeira etal.
1999). Interestingly, one study (Ossola etal. 2021) found a signicant correlation
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between the severity of anxiety symptoms and birth weight, showing a “dose­response” effect. Higher levels of anxiety were linked to lower birth weight, with the difference between the least and most anxious women corresponding to a decrease of more than 600 grams. This impact on birth weight may stem from both biological and behavioral mechanisms. Maternal anxiety, through adrenergic stimu­lation, might affect blood pressure and cortisol levels, which are known to contrib­ute to low birth weight (Fan etal. 2016, 2018). Furthermore, anxiety in mildly depressed subjects (Ossola etal. 2018) may limit healthy behaviors and foster unde­sirable life habits linked to negative pregnancy outcomes (Bae etal. 2010).
Moreover, perinatal ADs can also cause long-term developmental issues for off­spring. Infants may experience difculties with sleeping, feeding, and activity as well as poorer attention, hyperactivity, behavioral and emotional problems (Uguz etal. 2019), including irritability (Van den Bergh and Marcoen 2004), attention decit hyperactivity disorder (ADHD) (Martini etal. 2010), internalizing difcul­ties, a tendency to social withdrawal and depression (Rees etal. 2019). Regarding the risk of depression in offspring, alterations in neuroendocrine pathways, particu­larly the hypothalamic-pituitary-adrenal (HPA) axis, have been observed in children born to anxious mothers. One study (Van den Bergh etal. 2008) highlighted the role of the HPA axis in the link between prenatal maternal anxiety and the development of depressive symptoms in post-pubertal female adolescents.
Perinatal ADs may also impact the child’s neurodevelopment. One study found that prolonged maternal GAD during pregnancy affects the circulating brain-derived neurotrophic factor (BDNF) in the fetus. BDNF plays a crucial role in neuronal development, and lower levels of circulating BDNF have been observed as a result (Uguz etal. 2013).
A systematic review (Adamson etal. 2019) summarized the existing literature linking prenatal maternal anxiety with neuroimaging measures of the child’s brain structure and function. The results revealed increased brain activation and reduced cortical thickness in the frontal, temporal, and limbic regions of the brain. These areas are typically associated with emotional and behavioral regulation, and their alterations may underlie the behavioral and mental health difculties more com­monly observed in children born to mothers with prenatal anxiety.

19.6 Pharmacological Treatment

19.6.1 General Considerations
As highlighted throughout this chapter, anxiety during pregnancy is a condition that warrants serious consideration due to its potential adverse effects on both maternal and fetal health. However, the decision to use pharmacological treatments for ADs during pregnancy or breastfeeding poses a considerable challenge in clinical prac­tice. This difculty often stems from physicians’ concerns regarding the safety pro­le of psychotropic medications, despite numerous studies assessing the risks associated with in utero and breastfeeding exposure to these drugs. It is worth
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noting that a comprehensive analysis of the safety of psychotropic medications dur­ing the perinatal period falls beyond the scope of this chapter.
When treating perinatal ADs, two primary intervention strategies are available: pharmacotherapy and psychotherapy. According to the guidelines set forth by the National Institute for Health and Care Excellence (NICE 2020), pharmacological intervention may be deemed appropriate for perinatal ADs when symptoms are moderate to severe, psychological interventions are insufcient, anxiety coexists with depression, or there is an elevated risk of suicidal behavior. Conversely, in instances of mild to moderate symptoms, psychotherapeutic approaches, particu­larly cognitive behavioral therapy (CBT), should be prioritized. Given the focus of this chapter, however, the discussion will center on pharmacological interventions.
The American College of Obstetricians and Gynecologists (2023) offers similar recommendations for managing ADs throughout pregnancy and the postpartum period. ACOG acknowledges both psychotherapy and pharmacotherapy as valid treatment options for perinatal anxiety and emphasizes that treatment decisions should be individualized. Factors inuencing this decision include the severity of symptoms, the patient’s preferences, and the potential risks and benets associated with each treatment option. ACOG generally recommends CBT for mild to moder­ate symptoms, while indicating that psychopharmacotherapy is warranted in severe cases or when psychotherapy alone proves insufcient. Additionally, ACOG under­scores the importance of continuous mental health monitoring during pregnancy and postpartum to provide timely and adequate support.
For women with a history of ADs, ACOG guidelines recommend that medica­tions should not be halted or discontinued solely due to pregnancy or breastfeeding. Decisions regarding the continuation or adjustment of pharmacological treatment must be tailored to the individual, taking into account the severity of symptoms, the patient’s medical history, and the associated risks and benets of the therapy. Generally, it is advisable for most patients to continue psychotropic pharmacother­apy throughout pregnancy and breastfeeding, as discontinuation may pose a signi­cant risk of relapse or worsening of symptoms. If necessary, a gradual tapering of medication may be implemented alongside psychological interventions. Alternatively, switching to a drug with a lower risk of adverse effects can be consid­ered if the current medication causes signicant side effects.
Once the decision to initiate or continue pharmacotherapy has been reached, careful attention to optimal dosing is paramount to prevent undertreatment (ACOG
2023). While it is crucial to consider the individual severity of the patient’s condi-
tion and past psychiatric history, broad principles of psychopharmacotherapy dur­ing pregnancy include the following recommendations:
1. Use the lowest effective dose: The objective of any treatment regimen is to
administer the lowest effective dose of medication required to achieve the desired clinical outcome. Following the implementation of the initial treatment plan, regular monitoring of the patient’s symptoms is essential to assess efcacy. If necessary, the dosage should be adjusted or titrated to ensure optimal symptom management and facilitate remission.