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Surgical Decision-Making
Evidence and Beyond
RifatLatifi
Editor
SecondEdition
123
Rifat Lati
Editor
Surgical Decision-Making
Evidence andBeyond
Second Edition
Editor
Rifat Lati Department of Surgery The University of Arizona Tucson, AZ, USA
ISBN 978-3-031-67390-0 ISBN 978-3-031-67391-7 (eBook)
https://doi.org/10.1007/978-3-031-67391-7
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerland AG 2016, 2024 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microlms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specic statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional afliations.
This Springer imprint is published by the registered company Springer Nature Switzerland AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
If disposing of this product, please recycle the paper.
December 22, 2024
Tucson AZ USA
In loving memory of, and my deep appreciation for, Dr. Rao Ivatury’s invaluable mentorship and unwavering support throughout my career, I dedicate this book to his enduring legacy and profound impact on surgery and trauma care worldwide.
May his wisdom, compassion, humility, and dedication continue to inspire future generations of surgeons, and his memory forever be a guiding light in the eld of trauma and acute care surgery.

Foreword

For decades, various urban legends have remarked about the ability (or lack of ability) of surgeons to make rapid decisions based on little data, to then reect upon these decisions, and to learn from their successes and their mis­takes. Surgical decision-making always starts with the ability to make correct diagnoses regarding a patient’s illness and then to decide if an intervention is indicated either alone or as part of a continuum of care, including medical therapies. Medicine is truly a team “sport,” but, fundamentally, each patient deserves to have an individual (captain model): to provide an overall view, to bring together consultants from many elds when necessary, and to present fully the pros and cons of the decided intervention, the risks and potential complications of such intervention, and the consequences of nonintervention to the patient for his/her decision as to what they wish done. Underlying this process of surgeon–patient interaction and decision-making is the require­ment for up-to-date clinical knowledge regarding best practices, clinical knowledge, and judgment.
The evolution of surgical clinical knowledge has not always proceeded in a stepwise fashion. Historically, surgeons learned from each other by appren­ticeship through observing operations and inpatient/outpatient perioperative care. More experienced surgeons would travel long distances to learn new techniques that were being introduced by another master surgeon. This method evolved into the publication of an individual surgeon’s results in treating a variety of surgical problems in patients, presenting such results in a professional public forum, and defending his/her various surgical approaches. Surgical societies and organizations were formed to exchange ideas. This was an attempt to improve surgical decision-making from the eighteenth through the twentieth centuries. With time, it became apparent that greater knowledge could be obtained by understanding how “an institution” handled certain patients with different diagnoses and how the patients’ outcomes varied based upon their comorbidities and the surgical decisions made before, during, and after operations. These retrospective studies taught us “associations” but not causations.
Later, institutions with large clinical volumes created their own prospec­tive databases from which multiple questions could be answered when the clinical volumes were large enough to provide some statistical validity. Interspersed over time have been prospective, randomized, clinical trials in which surgical therapies were instituted based upon randomization of the patients, and certain predetermined outcomes were then measured. All of
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these types of studies taken together provide a base of clinical knowledge that assist the decision-making process.
Yet, each patient is an individual with different genetic and environmental backgrounds, ages, genders, comorbidities, socioeconomic and cultural cir­cumstances, and goals for their lives. In addition, the disease processes patients encounter have different durations, severities, prognoses, and poten­tial outcomes. Taken together, the complexities of human diseases in patients make physician decision-making difcult despite knowledge of basic sci­ences and current best practice guidelines. This book, written and edited by Dr. Lati and others, provides an important and timely resource for surgical decision-making because it denes and recognizes the many internal and external factors that inuence certain surgical decisions for better or worse.
Several points made in this book deserve emphasis. While each operation should have a surgeon’s standard approach, many factors that occur during an operation may alter that approach, requiring surgeon exibility in techniques used and goals to be obtained. Recognizing that each operation is comprised of a team, we agree with Dr. Lati that the surgeon’s leadership ability and his/her ability to communicate effectively the tasks at hand to other members of the team are critical to a successful operation. As described by Dr. Lati in Chap. 1, managing resources (including time); directing, training, and sup­porting others; and coping with pressure are some of the critical components of the surgeon’s leadership ability. It is that ability that usually determines the patient’s successful outcome.
This book nicely outlines the generic components of the surgeon’s leader­ship and decision-making abilities and the factors that inuence them. It also denes difcult clinical situations—from sepsis and trauma to elective or urgent operations for a variety of pathologic conditions—and provides guid­ance based on the best current clinical evidence. An expert surgical leader combines such guidance with focused training, proper communication for team members, avoidance of intraoperative distractions, and a proper mental state. These attributes lead to optimal surgical decision-making, which leads to optimal patient outcomes.
Foreword
Hamden, NJ, USA MaureenD.Moore Philadelphia, PA, USA JohnM.Daly (Deceased)

Preface

In the ever-evolving landscape of medicine, the practice of surgery stands as one of the most challenging and dynamic elds. The stakes are high, as every surgical decision made can profoundly impact patient outcomes, and these decisions become increasingly complicated in a rapidly changing world, where patient demographics are changing like never before. As societal val­ues shift and technological advancements unfold, the practice of surgery is required to adapt, necessitating a profound understanding of both clinical nuances and ethical considerations. This book, a compilation of invaluable insights and experiences from leading voices in the surgical community, seeks to navigate the intricacies of surgical decision-making that have become increasingly relevant in today’s healthcare environment.
The journey through this text begins with an examination of the legacy imbued in surgical decision-making. We began by paying homage to the foundational philosophies championed by our mentors, including Professor Rao Ivatury, who dedicated his life to the elds of trauma surgery and surgi­cal education. His renowned commitment to excellence, compassion, and humility serves as a guiding light for current and future surgeons. It calls upon us to reect not only on the decisions we make but also on the underly­ing motives driving those decisions. Professor Ivatury’s insights remind us that the practice of surgery is not simply a technical endeavor but a profound moral responsibility that must be approached with care and contemplation.
As you delve deeper into the chapters of this second edition of this book, you will encounter the stark realities of the contemporary challenges in acute care surgery. The rapid advancement of technology in the form of articial intelligence (AI) presents both new opportunities and ethical dilemmas in surgical planning. While there is excitement and much expectation for AI, there is still much to be discovered and it is unknown at the present time. What is well known is the fact that increasingly, surgeons must navigate com­plex algorithms and data analytics in their decision-making processes, raising questions about the balance of human intuition and machine-generated rec­ommendations. Equally pressing is the exploration of the critical factors inuencing the surgeon’s state of mind. The mental and emotional health of surgeons, which directly impacts their decision-making capabilities and patient interactions, is addressed with the seriousness it deserves.
The parallels drawn between pilots and surgeons serve to highlight the high-stakes nature of our profession. Just as pilots must hone their skills to react in unpredictable environments, surgeons are faced with rapidly chang-
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ing clinical scenarios that demand sharp acuity and preparedness. This com­parative analysis effectively emphasizes the layered complexities involved in ensuring patient safety and optimal recovery outcomes, drawing on estab­lished practices in aviation that may offer valuable lessons for surgical professionals.
This book does not shy away from confronting and discussing difcult discussions surrounding surgical burnout, an issue that is increasingly recog­nized as a crisis in the medical community. This chapter explores the emo­tional toll that the demands of surgical practice can exact on individuals, providing insights into coping mechanisms and organizational strategies that can foster support for those on the front lines of patient care. Moreover, it addresses the pivotal moments when a surgeon must consider whether to con­tinue operating or transition to different roles. The real conversations about when it is appropriate to step back from the operating room underscore the importance of self-awareness and the ethical responsibility to prioritize patient welfare amid personal challenges.
Each chapter showcases contributions from a diverse range of experts, combining contemporary research ndings, case studies, and heuristic knowl­edge that reect the myriads of scenarios surgeons encounter daily. From tackling complex medical issues such as managing polytrauma patients to navigating ethical dilemmas in challenging oncological cases, this text offers an expansive and nuanced overview of decision-making processes across a multitude of intricate surgical contexts. It emphasizes the need for continuing education and interdisciplinary collaboration to remain informed and adapt­able to the multifaceted challenges faced by modern surgeons.
Ultimately, I hope this volume will serve not only as a valuable resource for surgeons at all levels but also as a call to action for a new paradigm of surgical decision-making—one that embraces adaptability, compassion, and ethical foresight in equal measure. The complexities of modern medicine demand that we don’t simply rely on established protocols; rather, we must be inspired to think critically, explore alternative approaches, and engage in dialogue that challenges the status quo. As you turn the pages, you are invited to reect upon our shared commitment to the art and science of surgery, a profession that continually demands the best of us and inspires the profound responsibility of keeping human lives at its core.
While the editor of each book is the driving force behind this compilation, it is the individual chapter authors who embody the dedication and pioneer­ing spirit that characterizes the surgeon’s journey. Collectively these authors’ visionary leadership and commitment to surgical education shine through in the rich tapestry of perspectives compiled in this book. May this collection of wisdom, reection, and inquiry ignite critical discussions and inspire the next generation of surgeons to navigate the complexities of their craft with cour­age, wisdom, and integrity.
Preface
Tucson, AZ, USA RifatLati September 22, 2024

Prologue to First Edition

Complex surgical procedures carry signicant risks and complications. Despite the most conscientious preoperative preparations, surprising events may still occur. If the operation takes an unplanned turn, the surgeon has to make difcult decisions. An absolute must is continuous awareness of the patient’s physiologic status—including uid status, urine output, use of blood and blood products, bleeding, current medications (such as vasopressors), and biochemical endpoints of resuscitation. Even when the operation is going well, the biochemical prole of the patient may not be optimal or even satis­factory, which may directly affect the outcome. In addition, the surgeon must recognize his/her own physiologic status; if tired, for example, cutting cor­ners and making major errors are much more likely. In this book, we address these and other elements that are important for the intraoperative decision­making process. How do we as surgeons make intraoperative decisions under what can be inauspicious conditions? That question has not been answered appropriately in the literature. When a patient is dying in our hands from bleeding that we cannot control, when irreversible metabolic shock does not respond to anything that we do, when new problems emerge out of the blue, when things go alarmingly wrong: In such dire moments during a carefully planned operation, how do we decide what to do next and how should we overcome our own fear? Many of us make decisions that later on we cannot explain, that we cannot say why we did things a certain way. Usually these are decisions made on the basis of a “gut feeling,” or “intuition,” or the “gray hair effect,” among other attributes. Yet, the anatomy of such decisions is of great importance to all surgeons and to those who work with surgeons. In this book, we will review theoretical as well as any objective data that we as sur­geons use to make intraoperative decisions. The decision we make, often with very limited amount of information, will decide between someone living or dying. How do we make decisions in split seconds to take someone to the operating room now as opposed to a bit later? How do we decide to operate on a dying patient without a CT scan and no laboratory data, just based on the fact that he or she is in shock, just to nd liters of blood in the abdomen, a torn vena cava, liver, spleen, or some major blood vessel?
When the patient is dying in the operation room, everyone panics, but the surgeon reaches in the open abdomen and compresses the aorta between his/ her ngers, in order to let the team catch up. Is there a molecular explanation for this? Non-surgeons have created and put forth many theories and hypoth­eses in the literature. But our collective rsthand experience as surgeons’
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