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252 CLINICAL MANAGEMENT OF SWALLOWING DISORDERS
FIGURE 11–3. Cranial nerve innervation of swallowing muscles. continues
11. PEDIATRIC DYSPHAGIA: ASSESSMENT OF DISORDERS OF SWALLOWING AND FEEDING 253
FIGURE 11–3. continued
254 CLINICAL MANAGEMENT OF SWALLOWING DISORDERS
Rooting and sucking
0–4 months
36
Moro
0–3/6 months
Stepping and placing
0–12 months
Palmar grasp
0–6 months
Plantar grasp
0–15 months
Babinski
0–12/24 months
Landau
3–12/24 months
Glabellar
37
Infancy
Touching the mouth or cheek turn toward object Once object/nipple is placed in mouth suckling
Triggering falling sensation limbs suddenly extend
Upright with feet touching a surface raise legs as if walking
Pressure to palm of hand grasp object
Pressure to sole of foot toes curl
Stroking sole of foot heel to toe no movement or downward flexion
NB: Feet will fan upward if positive. A positive response is normal in infants due to neurologic immaturity. In adults this indicates upper motor neuron pathology.
Suspended prone head raised, legs flexed
Tapping between eyebrows eyes blink
NB: This reflex will disappear in adulthood. A positive Glabellar reflex beyond infancy is suggestive of a movement disorder.
38
Asymmetric tonic neck
0–4/6 months
Symmetric tonic neck
Head turned → arms and legs extend on the same side
This reflex becomes symmetricwhere the shoulders, trunk and pelvis also rotate.
6–9/11 months
Parachute response
Suspended prone, headfirst toward ground arms extend to break fall
8/9 months–adulthood
FIGURE 11–4. Primitive reflexes35 test communication pathways of the central nervous system. They are elicited
by stimulating afferent sensory receptors to generate efferent motor responses.
infants will exhibit inadequate coordination of the suck-swallow-breathe sequence. If infants, who are reliant on their nose for breathing, have nasal congestion, it can be challenging for them to per-
form their usual suck-swallow sequence. A perfectly healthy infant who is successfully breastfeeding may have a temporary feeding disorder due to an acute respiratory infection.
11. PEDIATRIC DYSPHAGIA: ASSESSMENT OF DISORDERS OF SWALLOWING AND FEEDING 255
Four-month-old hospitalized with acute Respiratory Syncyntial Virus (RSV). Madeline
was a healthy term 4-month-old exclusively breastfeeding with normal growth patterns. She became febrile, lethargic, fed poorly, had a productive cough and chest retractions. Upon hospital admission, she was diagnosed with bronchiolitis, bilateral pneumonia and was posi­tive for RSV. While her breathing was labored, oral feeding was complicated. Her mother was provided with a breast pump to feed the milk via bottle in a controlled manner so she would not aspirate due to the complexity of her rapid respi­ratory rate and fatigue. Some children admitted with RSV have a temporary nasogastric feeding tube, and they may also be intubated. Madeline had deep suctioning via nasal catheter every 3 hours for approximately 48 hours to clear her bronchial secretions. Madeline resumed breast­feeding once she was weaned from respiratory support, afebrile, and exhibited improved feeding stamina.
As children mature, their tongue descends, altering the mechanics of their pharyngeal swallow. The airway becomes increasingly vulnerable with­out the tongue base and palatal barriers. Once food enters the oral cavity, it must safely break down with rotary chewing, transport to the posterior tongue, and initiate a wave of contraction for pharyngeal transport. While this peristalsis occurs, the laryn­geal vestibule tightly closes its 3 layers: aryepiglottic and false and true vocal folds. The larynx elevates while closing, inverting the epiglottis and push­ing food from the vallecula through the pyriform sinuses and into the esophagus. Figure 11–5 illus­trates the sequential and directional activation of muscles involved from the moment material enters the mouth until it reaches the stomach.
Respiratory Coordination for Pediatric Swallowing
Timing breaths while swallowing is a crucial skill for airway protection. A normal newborn’s respiratory rate is 30 to 60 breaths per minute and gradually lessens with maturation to approximately 17 breaths per minute in a 12-year-old child. ing typically occurs during exhalation. that impair breathing and often implicate dysphagia include prematurity, laryngomalacia, congenital lung disease, acquired lung infections, and pulmonary malformations. The origins of respiratory mistiming during swallowing may relate to the neurological sig­nal, air hunger, or mechanical ventilation.
39,40
Safe swallow-
41,42
Conditions
256 CLINICAL MANAGEMENT OF SWALLOWING DISORDERS
FIGURE 11–5. Stages of swallowing.
The simplest scenario of respiratory coor­dination during swallowing relates to milk flow. Ahealthy term baby can breastfeed with a parent who has no lactation concern and persistently choke from flow patterns. Sometimes this is due to high intraoral infant vacuum and/or rapid milk ejection. Typically, simple modifications such as reclining or unlatching during the parent’s letdown will improve their ability to coordinate breathing and swallowing. A clinician may also encounter a child with an intel­lectual disability whose respiratory and deglutitory systems are intact, yet they are often choking due to impulsive eating patterns.
A more complex scenario is a premature baby who has required mechanical ventilation since birth. As babies near 32 weeks’ gestation and are medi­cally stable, oral trials using a pacifier dipped in breast milk, latching, or bottle-feeds may be initi­ated. Often these clinician interactions will be once or twice a day to determine if the infant has suf­ficient stamina to consume a partial or complete feed. In the early days, this volume may be as low as 5 to 45 mL. The remaining intake will typically be delivered into a nasogastric feeding tube. During oral trials, they will have monitors assessing heart rate, respiratory rate, and temperature, which reflect physiological stability while eating. Understanding
behaviors associated with oral nutrition tolerance is also vital to successful feeding advancement.
Parents can facilitate improved transition from enteric to oral feeds with skin-to-skin and nonnutritive suckling. It can additionally support their nurturing role and sense of self-worth during a stressful time as their child is hospital­ized.43 There is emerging evidence that low-cost sensory interventions explored in a recent TASTE (Taste and Smell to Enhance Nutrition) trial improve neurodevelopmental outcomes. The authors found that infants born at less than 29 weeks’ postmenstral age or with a birth weight less than 1250 grams exhibited significantly higher head circumference and length when exposed to the smell and taste of milk.
44
Children with primary respiratory pathology will require clearance from their pulmonologist and primary care physicians prior to oral intake. Oral hygiene, secretion management, pacifiers dipped in breast milk, and modifications of free water proto-
45
col
are therapeutic tasks prior to drinking and eat­ing. Mechanical ventilation does not preclude oral
11. PEDIATRIC DYSPHAGIA: ASSESSMENT OF DISORDERS OF SWALLOWING AND FEEDING 257
intake, although there is caution surrounding bolus control and airway protection. When possible, advo­cating for a speaking valve will equip the child with the ability to communicate and clear their airway if material is misdirected into their lungs.

PREMATURITY

Early-term deliveries frequently implicate feeding and dysphagia symptoms that are managed among a team of clinical experts including neonatologists, pulmonologists, nurses, physical therapists, occu­pational therapists, speech therapists, and lacta­tion consultants. Oral competence and suckling organization can be promoted when the infant is not intubated. Kangaroo care for families to bond with their babies. It is addi­tionally shown to facilitate improved physiologi­cal outcomes, including feeding and swallowing. Sucking becomes increasingly organized around 30 weeks’ postmenstrual age. ling strength, burst frequency, and duration pro­vide insight on readiness for oral trials. A common concern among premature infants relates to feeding stamina. While they may possess suckling skills to ingest milk safely, they tire before required volumes are consumed. Successful interventions carefully trace infant responses (“cue-based feeding”) during oral feeds, trial strategies related to position and flow, and await their readiness to advance volume and frequency of feeds. lasting effects on feeding performance once they transition home. For nursing parents, support from lactation clinicians is important as they transition from a pump-dependent regimen to direct feeds with an infant who may be persistently inefficient. Providing ongoing breast milk requires frequent and effective milk emptying to sustain lactation. Par­ents will require guidance to determine how much, if any, pumping is needed to offer sufficient milk volumes. Premature babies newly discharged home will require at least 1 bottle of expressed milk daily so their intake can be fortified with nutrients they missed in utero.
52
Some infants born preterm, par­ticularly “micro-preemies,” have numerous comor­bidities that may delay when an uncomplicated
46,47
is an opportunity
48,49
Nonnutritive suck-
50,51
The interactions have
early-term baby initiates feedings. It is in the best interest of the child and family to await physiologi­cal stability and positive engagement during oral intake (Figure 11–6).
Prematurity categorization
Extremely premature — less than 28 weeks
Premature — 28 to 32 weeks
Late preterm — 32 to 37 weeks
Term — 37 to 42 weeks
53

MILK TO SOLIDS

The American Academy of Pediatrics recommends exclusive breast milk intake until 6 months of age when iron-rich complementary foods are intro­duced. until 2 years or beyond as mutually desired by infant and mother. Literature now supports early introduc­tion of allergenic foods prior to 11 months of age to reduce incidence of IgE-mediated reactions in later life. tively on breast milk and formula due to oral-motor dysfunction, reflux, or other aerodigestive problems impacting suckling and swallowing, a decision may occur collaboratively among providers to introduce solids as early as 4 months. Some infants can sus­tain reasonable growth curves with higher feeding frequency, changing positions, altering flow rates, or consolidating calories by fortifying milk with calorie additives. If infants are born preterm, their gastro­intestinal tract is not prepared for solid foods until their adjusted age nears at least 4 months. They also may have medical complexity that precludes typical solid food introduction.
varied diet of meat, poultry, fish, eggs, and vitamin A– rich fruits and vegetables should be consumed between 6 and 24 months while continuing to breastfeed. to thrive; in particular, vitamin D, iron, and zinc are important to incorporate into their diet. Before feed­ing solids, infants should demonstrate readiness.
54
They advise ongoing breast milk intake
55
For children who are struggling to feed effec-
As guided by the World Health Organization, a
56
Infants require vitamins and minerals57
58
258 CLINICAL MANAGEMENT OF SWALLOWING DISORDERS
FIGURE 11–6. Objective scales.
11. PEDIATRIC DYSPHAGIA: ASSESSMENT OF DISORDERS OF SWALLOWING AND FEEDING 259
Watch for sitting without support, bringing their hand to mouth, pincer grasp, mouth opening when food is offered, and transferring food from the ante­rior to posterior tongue. While it is not necessary to present pureed foods, it may be easier for infants to coordinate smooth textures and reduce choking risk while their oral-motor skills develop. Once compe­tent with smooth textures, small bites of soft foods can be presented and self-administered.
Information on vitamins and minerals for vita minD,
59
iron,60 and zinc can be found by scanning
the accompanying QR codes.

TAKING A CASE HISTORY

Interviewing a family about their child’s feeding and swallowing concerns is an opportunity to establish rapport and develop a collaborative partnership to meet mutually developed goals. Involving chil­dren in conversations, when appropriate, helps to garner perspective and promotes autonomy. Some families may arrive with thick digital and paper files of prior dysphagia interventions and relevant medi­cal history. Preparing for a consultation by study­ing medical records demonstrates commitment to novel intervention with reasonable goals that are deemed achievable. In situations where the condi­tion is potentially of a behavioral origin, intently understanding the progression of symptoms will ultimately help solve the condition.
If a child had prior feeding and swallowing therapy, review of former clinical interactions is advised so novel solutions and exercises are pre­scribed. When medical records are sparse, request them for review, and schedule an additional visit to integrate the results into treatment recommenda­tions. Figure 11–7 is a guide on how to structure consultations with families. Open-ended questions create an opportunity for families to tell their story. Because the answers may lead to additional relevant questions, it is ideal to avoid strict adherence to a specific diagnostic rubric. This can also personalize the appointment and demonstrate to families that a clinician is open to filtering unique aspects of their history into interventions.
While getting to know families, there are key points of the nutritional history to obtain, including whether the condition is developmental or acquired. Ask about the birth and feeding practices; there may be earlier indicators of dysphagia that were not per­ceived as disordered. An example is an infant who met growth milestones; however, when probing about breastfeeding the parents indicated their child needed to be fed very often due to fatigue. Addition­ally, the child was unable to sustain the mother’s lac­tation due to ineffective milk removal, so she needed to pump and supplement his intake. Some children might have nursed effectively and when introduced to solid foods exhibited extreme preferences and intolerance to texture or taste. This was likely an early indicator of hypersensitivity or may suggest muscle weakness inhibiting solid food transport. Fig­ure 11–8 lists historical questions that are typically relevant when performing a dysphagia evaluation.
Clinical Evaluation
Once the case history is complete, inspect the mouth, neck, and response to swallowing textures. During this process, cranial nerves, muscle tone, and structural integrity will become apparent. Cra­nial nerves have bilateral representation, and in the case of complicated histories, there may be right and left involvement of different nerves. An example of this is a brainstem tumor, which might invade one or more nerves on the right and/or left side. Dam­age to nerves may also occur incidentally in surgery as the area is carefully navigated to remove tumors. The bulbar nerves, which were given their name as they represent the “bulb” of the brain, house essen­tial neurological input for swallowing and speech: glossopharyngeal (IX), vagus (X), and hypoglossal (XII). All are in close proximity to one another, so depending on the source of damage, there may be more than one affected. Other cranial nerves rel­evant during a swallowing evaluation include the trigeminal (V) and facial (VII) nerves. Figure 11–9 provides a schematic of where the nerves exit the brain, what information they supply, and what to expect if there is damage. Figure 11–10 is a task list for children to perform that will reveal if the nerves are intact.
260 CLINICAL MANAGEMENT OF SWALLOWING DISORDERS
“I had an opportunity to review Aiden’s medical records before your appointment. From
what I understand, a feeding tube was placed when he was 2 years old because of
malnutrition. I see he has worked with another clinic on optimizing oral intake. Would
you tell me more about how I can help?”
“It is a pleasure to have you visit our clinic. Ingrid’s hospital records were available
prior to the appointment. My inpatient colleagues indicated that she was hospitalized for
heart surgery, and postoperatively she developed lengthy respiratory failure so a
tracheostomy was performed. I see they started offering small amounts of water and
pureed foods by mouth. These appear to be safe based on her recent swallowing study.
I am interested in knowing how she is doing at this point.”
“Nice to meet you and your family, Taylor. I read about the surgeries you have
undergone this past year for neurofibromatosis. It sounds like your journey has been
extremely challenging. I am here to help you improve your swallowing skills. This may
reduce how often you need to suction your secretions and potentially start to try
popsicles. I want to create therapy goals with you. Tell me about your experience with
swallowing. I may also ask your parents for their perspective if that is ok with you.”
FIGURE 11–7. Openers.
11. PEDIATRIC DYSPHAGIA: ASSESSMENT OF DISORDERS OF SWALLOWING AND FEEDING 261
●Gestational age at delivery
● Difficulty breast- or bottle-feeding
●Hospitalizations or surgeries with intubation
●Any surgery on the head and neck
●Prior tracheostomy or feeding tube
●If current feeding tube, percentage by mouth and by tube
● Aspiration pneumonia
●Pulmonary status
●Results of prior FEES and MBS
●Developmental milestones
●Intellectual delay or difference
●Maintaining weight–growth curve
●Gastroesophageal or laryngopharyngeal reflux
●Aversion to taste or texture
●Family dynamic surrounding dysphagia
FIGURE 11–8. Child and family interview.