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27 Treatment by Over-the-Scope-Clip 437
Fig. 5 (a and b) Debridement of the stula tract using the stula brush. (Figures with permission by Ovesco Endoscopy AG, Tuebingen, Germany)
Fig. 6 (a and b) Placement of two U-shaped sutures around the internal stula opening. (Figures with permission by Ovesco Endoscopy AG, Tuebingen, Germany)
holding the sutures under slight tension, the preloaded clip applicator is advanced towards the internal opening of the stula (Fig. 8). The applicator is aligned in parallel to the axis of the anal canal to achieve an anatomical orientation of the curved-shaped clip within the anorectum. The applicator cap with the preloaded clip is slightly pressed against the exposed sphincter muscle around the opening of the stula while lifting the tissue with the sutures. After removal of the safety lock of the applicator, the clip is released by pulling the trigger on the handle of the clip applicator: the clip is pushed from the applicator cap to close the internal opening of the stula by the clips teeth penetrating the sphincter muscle and compressing the proximal stula tract (Fig. 9). The complete and tight closure of the internal stula
438 R. L. Prosst
Fig. 7 (a and b) The knotted sutures were pulled through the working channel of the clip applicator using the thread retriever. (Figures with permission by Ovesco Endoscopy AG, Tuebingen, Germany)
Fig. 8 Transanal application of the clip by advancing the clip applicator towards the internal stula opening and release of the clip. (Figures with permission by Ovesco Endoscopy AG, Tuebingen, Germany)
opening is tested by irrigation under slight pressure via the external stula orice. Finally, the external opening of the stula is cored out by diathermy to accomplish sufcient drainage (Fig. 10). In case of malposition or dislocation, the clip can be removed with the aid of a special clip cutter: therefore, the lateral curves of the clip are cut, and the resulting halves of the clip are extracted (Fig. 11).

4 Principle of Action

If applied on the internal stula opening, the closed clip compresses the captured tissue and seals the orice. This mechanism prevents inowing stool and bacteria into the stula tract eld of stula surgery. In contrast to knotted sutures, which allow an unintended reopening of the stula tract, e.g., if the captured tissue shrinks after surgery or the sutures get loose, the superelastic clip a dapts to any changes of the tissue and maintains a permanent compression on the internal stula opening
27 Treatment by Over-the-Scope-Clip 439
Fig. 9 Final clip position compressing the proximal stula tract. (Figures with permission by Ovesco Endoscopy AG, Tuebingen, Germany)
Fig. 10 The external opening of the stula is cored out to accomplish sufcient drainage. (Figures with permission by Ovesco Endoscopy AG, Tuebingen, Germany)
(Fig. 12). Hence, the clip performs a dynamic closure of the internal stula opening rather than a static and therefore potentially inadequate closure like sutures.

5 Clinical Data

In 2012, the rst use of OTSC Proctology for the closure of a complex high transsphincteric anal stula was reported (Prosst and Ehni 2012). The clinical follow-up after clip placement demonstrated an uncomplicated postoperative course with the clip rmly sitting on the internal stula opening. No unexpected side effects related to the clip, such as necrosis, ischemia, or pressure ulcers, were noticed around its application site or at the opposite anorectal wall. The patient reported a tolerable
440 R. L. Prosst
Fig. 11 In case of malposition or dislocation, the clip can be removed with the aid of a special clip cutter: therefore, the lateral curves of the clip are cut, and the resulting halves of the clip are extracted. (Figures with permission by Ovesco Endoscopy AG, Tuebingen, Germany)
Fig. 12 If applied on the internal stula opening, the closed clip compresses the captured tissue and seals the orice. In contrast to knotted sutures, which allow an unintended reopening of the stula tract (top right), e.g., if the captured tissue shrinks after surgery or the sutures get loose, the superelastic clip adapts to any changes of the tissue and maintains a permanent compression on the internal stula opening (bottom right). (Figures with permission by Ovesco Endoscopy AG, Tuebingen, Germany)
pressure and discomfort in the anal region without a foreign body sensation, which was sufciently reduced by oral analgesics. After the stula had denitively healed without any clinical signs of recurrence, the clip could be removed in an outpatient procedure 8 months after clip placement.
This rst case report was followed by a prospective, nonrandomized, bicenter pilot study on 10, respectively, 20 patients with transsphincteric and suprasphincteric
27 Treatment by Over-the-Scope-Clip 441
cryptoglandular stulas (Prosst et al. 2013, 2015). There were no intraoperative technical or surgical complications. Postoperatively, no patient-reported intolerable pain or a foreign body sensation in the anal region. There were no side effects related to the clip. At 6 months after surgery, 18 (90%) patients had no clin ical signs or symptoms of stula and were considered healed, whereas in 2 cases the stula persisted. In 13 (72%) of these 18 patients, the clip was still in place without problems, whereas in 3 patients, the clip had spontaneously detached. In the two remaining patients, it was necessary to remove the clip due to discomfort and delayed wound healing.
In 2016, the results of 100 OTSC Proctology procedures in 96 patients (55 transsphincteric, 38 suprasphincteric, 2 extrasphincteric, and 5 rectovaginal stulas) were published (Prosst and Joos 2016). In all but 11 stulas (8 Crohn’s disease, 3 ulcerative colitis), the stulas were of cryptoglandular origin. The median operation time was 32 min (range 17–66 min). There were no major intraoperative technical problems. All patients found the postoperative pain to be tolerable with standard pain medication. After 6 months of follow-up, the results of 99 operations were analyzed, since 1 patient was lost during follow-up. Six ty­ve percen t of patients ha d no clinical sign s or symptoms of their previous stula and were considered healed. When the clip was used as rst-line t herapy, the healing rate was 79%, whereas in rec urrent stulas the success rate was 26%. The healing rates of transsphincteric, suprasphincteric, extrasphincteric, and rectovaginal stulas were 6 1%, 74%, 100%, and 20%, respectively. Cryptog­landular stulas rendered a success rate of 67%. In IBD-associated stulas (inammatory bowel disease), e.g., Crohns disease, the use of the clip was helpful in 45% of cases. In six cases, the clip had to be removed du e to failed stula healing requiring further surgical treatment. In another six cases, the clip was explanted due to pain, slight discomfort, clip dislocation, secre tion, and wound-healing problems. Two patients requested clip removal without subjective or clinical problems.
Over the last years, there was an increasing number of clinical reports and studies about OTSC Proctology from others than the developers of the surgical clip proce­dure (Table 1).
The rst was a German retrospective single-center study assessing 10 patients with refractory stulas (Mennigen et al. 2015). The etiology of the stulas was cryptoglandular in four patients and Crohn’s disease in six patients. Surgery and clip placement was technically successful in all patients within a median operating time of 40.5 min (range 24–64 min). Reported postoperative pain was comparable to that experienced after other types of stula surgery. Seven patients did not sense the presence of the clip. However, three patients (30%) had well-tolerable symptoms, such as slight anal discomfort and soiling. After a median follow-up of 230.5 days (range 156–523 days), permanent stula closure was achieved in seven patients (70%). There were three failures (30%) due to spontaneous clip loss in tw o cryptoglandular (healing rate 50%) and one Crohn-associated stula (healing rate 83%). Of the seven patients with successful stula healing, three underwent clip removal, and the removal was planned in one patient. In the remaining three patients,
442 R. L. Prosst
Table 1 Publications with the clinical use of OTSC Proctology
Number of Authors and year of publication
Prosst and Ehni 2012
Prosst et al.
2013, 2015
operations and
types of stulas
treated
n ¼ 1
Cryptoglandular
recurrent stula
n ¼ 20
Cryptoglandular
(no IBD, no
recurrent or
anorecto-vaginal
stulas)
Healing rate (follow-up)
100% (FU 8 months)
90% (FU 6 months)
Postoperative ndings (e.g., pain, incontinence, soiling)
Tolerable anal pressure; no foreign body sensation
No postoperative pain, late clip removal due to painful clip dislocation (n ¼ 1); no necrosis,
Major complications
None
None
ischemia, or pressure ulceration
Mennigen et al. 2015
n ¼ 10
4 cryptoglandular
and 6 IBD stulas
(all recurrent
stulas, no
70% (Median FU
230.5 days; range 156– 523 days)
Slight anal discomfort and soiling (n ¼ 3); no postoperative incontinence
None
anorecto-vaginal
stulas) Gautier
et al. 2015
Prosst and Joos 2016
n ¼ 17
11 cryptoglandular,
6 IBD, 1 urethra-
rectal stula, and
7 rectovaginal
stulas
n ¼ 100
89 cryptoglandular,
11 IBD, 5 anorecto-
vaginal, and
27 recurrent stulas
18% (Median FU 4 months;
range 2 7 months)
65% (FU 6 months)
65% postoperative pain
Well tolerable postoperative pain; late clip removal due to pain, slight discomfort, clip
76% primary technical failure, 65% clip migration, 53% abscesses
None
dislocation, secretion, and wound-healing problems (n ¼ 6)
Seow-En et al. 2016
n ¼ 6
Cryptoglanduar
(5 recurrent
stulas)
100% (VAAFT +OTSC) (Median FU
No substantial change in anal control
None
34 months, range 12– 44 months)
Dango et al. 2017
n ¼ 22
Cryptoglandular
(no IBD,
1 recurrent and
1 anorecto-vaginal
stula)
59% (Median FU 36 months, range 19– 48 months)
No incontinence, no signicant pain (VAS4), no necrosis/abscess/ ulcer, no foreign body reaction
None
(continued)
27 Treatment by Over-the-Scope-Clip 443
Table 1 (continued)
Authors and year of publication
Nordholm­Carstensen et al. 2017
Marinello et al. 2018
Mascagni et al. 2019
Tong et al.
2019
Grossberg et al. 2020
Number of
operations and
types of stulas
treated
n ¼ 35
32 cryptoglandular,
3 IBD, and
6 recurrent stulas
n ¼ 10
9 cryptoglandular,
1 IBD and
8 recurrent stulas
n ¼ 15
Cryptoglandular
(no IBD, no
recurrent stulas)
n ¼ 16
Rectovaginal
stulas (3 IBD and
13 recurrent
stulas)
n ¼ 19
Cryptoglandular
(no IBD stulas,
also recurrent
stulas)
Healing rate (follow-up)
49% (Median FU 17 months, range 13– 28 months)
60% (Median FU 15 months, range 6– 26 months)
93.3% (3 years)
43.7% (Median FU
10.2 months; range 8– 36 months)
47% (Median FU 145 days; range 63– 298 days)
Postoperative ndings (e.g., pain, incontinence, soiling)
Clip removal due to discomfort (n ¼ 3) and dyspareunia/ neuralgiform pain (n ¼ 2); no incontinence
Early clip removal due to pain (n ¼ 1); no fecal incontinence
Early clip removal due to pain (n ¼ 1), no incontinence
Early clip removal due to pain and abscess (n ¼ 1); chronic pain and ulceration (n ¼ 3); no postoperative incontinence
Unknown Unknown
Major complications
None
None
None
None
the clip was well tolerated without complaints. After OTSC removal, anal discom­fort or soiling completely disappeared. There was no postoperative incontinence.
Another German study published in 2017 reported on 22 patients with cryptoglandular stulas including one recurrent and one anorecto-vaginal stula treated with the clip (Dango et al. 2017). There were no intraoperative complica­tions. After a long-term median follow-up of 36 months (range 19–48 months), the authors observed a healing rate of 59%. In case of recurrence, the time to develop symptoms was on average 6.9 months (range 3–11 months). The nine recurrences included also the anorecto-vaginal stula. There was no incontinence for atulence or stool after treatment. During follow-up no unexpected side effects or complica­tions attributed to the clip such as signicant pain (VAS 4), necrosis, abscess, foreign body sensation or allergic reactions, or mucosal anorectal wall ulcer were seen. No spont aneous detachment of the clip was observed. The clip was removed in all patients on average after almost 5.8 months (range 3–12 months). Three patients refused clip removal without complaining of any discomfort.
444 R. L. Prosst
In 2016, surgeons from Singapore published their experience with anal stulas operated by video-assisted anal stula treatment (VAAFT) in combination with another technique to close the internal stula opening, such as anorectal advance­ment ap, stapler, or OTSC Proctology (Seow-En et al. 2016). VAAFT is an endoscopic technique in which the stula can be visualized and coagulated from the inside by a rigid stuloscope to achieve destruction and closure of the stula tract. The authors performed surgery in 41 patients with cryptoglandular stulas including 11 recurrent stulas. The best results were achieved when VAAFT was combined with OTSC (100%). Inferior healing results were seen when the internal stula opening was closed with staplers (78%) or advancement aps (25%) follow­ing VAAFT. OTSC was found to enable a better sealing of larger and more brotic internal stula orices.
Surgeons from Denmark treated 35 patients with 32 cryptoglandular, 3 Crohn‘s disease associated, and 6 recurrent stulas with OTSC Proctology (Nordholm­Carstensen et al. 2017). The median operative time was 41 min (range 34–49 min). There were no intraoperative complications. After a median follow­up of 17 months (range 13–28 months), the healing rate was 49%. The success rate for cryptoglandular stulas was 50% and for Crohn’s stulas 33%. When the clip was used as rst-line therapy, the healing rate was 55% in contrast to 17% in recurrent stulas. The median time to failure was 28 days (range 15–65 days). The clip was spontaneously lost between clinical controls in 4 patients (11%). The clip was removed from 21 patients, most commonly because of a persistent stula (16/21). In three patients, subjective discomfort related to defecation and anal hygiene caused by the clip on a low-lying internal stula opening within the anal canal necessitated clip removal. In another two patients, dyspareunia and neuralgiform pain were the causes of clip removal. All of the symptoms unrelated to stula persistence disappeared after the clip was removed, and no permanent adverse effects were encountered. All patients were fully continent both before and after the procedure, regardless of whether stula closure was successfully achieved.
In 2018, surgeons from Spain published their data on the treatment of 10 patients with 9 cryptoglandular and 1 IBD-associated stulas of which 8 were recurrent stulas (Marinello et al. 2018). The surgery was uneventful with a median operative time of 28 min (range 20–50 min). One patient needed clip removal 1 week after insertion due to anal pain. After a median follow-up of 15 months (range 6–26 months), the overall healing rate was 60%. Healing was achieved in 5 out of 9 cryptoglandular stulas (56%) and in the IBD-associated
stula. Fifty percent of the recurrent stulas and all of the previously untreated stulas were closed success­fully. Two patients developed suppuration relapse within the rst month after surgery; however, they had more than 5 previous other stula surgeries. One patient showed a late recurrence 7 months after clip placement. No fecal incontinence was noticed after the surgical procedure.
Surgeons from Italy (Mascagni et al. 2019) compared rst-line cryptoglandular stula treatment with OTSC Proctology and stulectomy with primary sphincter reconstruction in a total of 30 patients. Both techniques rendered excellent long- term results after 3 years (stula healing 93.3% versus 100%). No patients reported to
27 Treatment by Over-the-Scope-Clip 445
suffer from pain after defecation and from gas or fecal incontinence. Although one patient in the OTSC group needed clip removal due to pain on the 7th postoperative day, the clip procedure was characterized by a reduced number of hospitalization days (1.3 vs. 3.6 days) and less pain medications after treatment in comparison to stulectomy with sphincter reconstruction.
In 2019, surgeons from France evaluated the feasibility, safety, and effectiveness of the clip for rectovaginal stula repair in 16 patients (Tong et al. 2019). The most common causes of rectovaginal stula were adverse events following proctectomy or pelvic radiotherapy, obstetric trauma, and inammatory bowel disease. Thirteen participants had undergone at least two previous surgical interventions before the clipping procedure. Successful primary healing of the stula was observed in seven (43.7%) patients. There were no differences if the clip was placed as rst surgical intervention or following multiple attempts or regarding the etiology of the stula or with or without the presence of a stoma. Short-term complications were rare and included pain and spontaneous clip detachment. Most recurrences appeared shortly after the procedure, with a median delay of 45 days.
A recent publication from South Africa conrmed the results of previous studies (Grossberg et al. 2020): a retrospective record review found 19 cases of cryptoglandular stulas treated with the clip. After a median follow-up of 145 days (range 63–298 days), nine procedures were successful (47%). Success rates were higher for simple (66.7%) as opposed to complex (38.5%) stulas. For patients who underwent placement of the clip as a primary procedure, the success rate (50%) was slightly better than those who received the clip as a secondary procedure (44.4%).
A healing rate of only 18% noted in a French retrospective study on 17 patients considerably stands out from all previous clinical reports on the clip procedure (Gautier et al. 2015). The authors placed the clip in seven anorecto-vaginal stulas and one urethra-rectal stula ( 47%, 8/17). Six patients had Crohnsdisease(35%), and another two patients had previous pelvic radiotherapy (12%). The authors conrm that these underlying diseases had a signicant negative selection bias in their study. In addition, the authors admit to have had only v ery limited experience with OTSC Proctology. Probably, these facts nally led to numerous postopera­tive complications, such as early clip detachment in 65%, primary technical failure with persistent d ischarge after surgery in 76%, postoperative pain in 65%, and abscesses in 53%.
6 The Over-The-Scope-Clip (OTSC Proctology): Discussion
and Conclusions
Anorectal stula surgery has to meet two essential requirements: rst, eliminating the stula tract which causes secretion and hygienic problems leading to impaired quality of life and work incapacity and, second, preserving the sphincter by a minimally invasive surgical technique without extended wounds or major tissue trauma to avoid fecal incontinence.
446 R. L. Prosst
For low uncomplicated stulas not involving relevant portions of the sphincter muscle, stulotomy and stulectomy will remain the gold standard. There is no rationale for using modern stulas techniques. For complicated, high trans­sphincteric, suprasphincteric, or extrasphincteric stulas, modern stulas techniques, such as OTSC Proctology, compete with advancement aps or with stulectomy/ stulotomy with primary sphincter reconstruction.
There are mainly two different ideas and principles on how to treat complex anorectal stulas which cannot be operated by simple stulectomy or stulotomy. Video-assisted anal stula treatment (VAAFT) (Meinero et al. 2014), Fistula Laser Closure (FiLaC) (Wilhelm et al. 2017), and ligation of intersphincteric stula tract (LIFT) (Emile et al. 2020) intend to close or interrupt the stula tract itself. Clip surgery (OTSC Proctology) closes the internal stula opening with its elastic Nitinol clip while leaving the external orice open for better drainage of the remaining tract. In this regard, clip surgery is similar to the advancement ap treatment of stulas: the clip and the ap seal the internal stula opening allowing to heal the stula by preventing inowing stool and bacteria. As a consequence, the stula tract, more or less, dries out and closes.
One major drawback of standard procedures, such as stulectomy with primary sphincter reconstruction or advancement ap surgery, is the substantial change of the mucosal surface, as well as the anatomical structure and symmetry. This leads to a signicant rate of stool incontinence and soiling in the long-term, even if surgery succeeds in eliminating the stula. The notable advantage of new techniques, such as the clip or laser procedure, is their ability of being applied several times until stula closure occurs (Adegbola et al. 2017). In addition, they do not fundamentally alter the anorectal anatomy, as the surgical effect is only around the course of the stula tract. Hence, the risk of postoperative incontinence is negligible.
OTSC Proctology is characterized by its intuitive design and stapler-like han­dling, so that it can be used by every surgeon after a brief explanation of the procedure. As the clip is made of Nitinol, which is a biocompatible alloy, the clip could stay in place even after stula healing. The experience gained with the device showed that the sharp-edged metal clip does not cause relevant pain or trauma in the narrow anorectum. There are two ways how to deal with the implanted clip after stula healing. Some surgeons remove the clip as they fear that the remaining clip could impair the anal sphincter and continence in the long run. But, clip removal requires additional surgery and bears the risk of tissue trauma or even reopening the stula. Therefore, most surgeons leave the clip in place as long as it remains asymptomatic. Only, if a patient experiences clip-related side effects, such as foreign body sensation, pressure, or pain, clip removal may be necessary to eliminate these adverse symptoms.
The evaluation of the existing studies about OTSC Proctology indicates that the clip procedure is feasible, safe, and effective for the minimally invasive treatment of anorectal stulas. Best results can be achieved when the technique is applied in cryptoglandular stulas as rst-line therapy. The use of the clip for recurrent stulas obviously renders inferior results. This might be attributed to increased scar tissue around the internal stula opening due to previous surgery impeding the secure hold