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Artificial Intelligence in Adaptive Radiation Therapy
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IOP Publishing
Artificial Intelligence in Adaptive Radiation Therapy
Yi Wang and X. Sharon Qi
Chapter 2
Introduction to artificial intelligence in
radiation therapy
Elizabeth Huynh
The radiation therapy workow is complex, involving many steps to see a patient through from pre-treatment initial consultation to post-treatment follow-up appointments. Each of these steps is labor intensive and involves decision-making guided by a vast amount of information. This information has the potential to be used by articial intelligence (AI) to inform decision making, automate and improve processes, decrease appointment times, and ultimately improve the workow to provide better care for cancer patients. This chapter provides an overview of the radiation therapy workow and highlights points throughout the workow where AI is currently being used clinically, and has the potential to be used in the future.

2.1 Introduction

Radiation therapy (RT) is a critical treatment for patients with cancer. While RT is most commonly recognized for treating cancerous lesions and improving symptoms from growing tumors, RT is also a treatment option for non-cancerous medical conditions such as cardiac radioablation for ventricular tachycardia [1], trigeminal neuralgia [2], and arteriovenous malformations [3]. The clinical RT workow is complex, involving the expertise of multiple role groups including radiation oncologists, medical physicists, dosimetrists, therapists, and administrative staff. Each step of the workow involves manual input into various hardware and software technologies to prepare, plan, and deliver radiation to the intended target within the patient and minimize the dose to healthy tissue. In this chapter we provide an overview of the RT workow, staff roles within RT, and examples of how AI can transform, and in some cases already has, the eld of RT.
2.1.1 Radiation therapy workow
The RT workow for each patient can be broken down into seven steps: the decision to treat with RT, simulation imaging, treatment planning, plan approval, plan
doi:10.1088/978-0-7503-6119-4ch2 2-1 ª IOP Publishing Ltd 2025. All rights,
including for text and data mining (TDM), artificial intelligence (AI) training, and similar technologies, are reserved.
Artificial Intelligence in Adaptive Radiation Therapy
Figure 2.1. Overview of the RT workow. (Reproduced and adapted with permission from [4]. Copyright 2020 Springer Nature.)
quality assurance (QA), delivery of radiation, and follow-up care (gure 2.1). The clinical workow begins when the patient is referred to a radiation oncologist for consideration of RT, where the radiation oncologist reviews a wealth of the patients data. For example, the radiation oncologist will perform a review of the patients symptoms, comorbidities, medical history, and a physical examination. The patients prior diagnostic imaging studies, pathological and genomic data are also evaluated. Using all this information, the radiation oncologist will assess the risk and severity of potential side effects from RT and the potential benet from RT for their disease. The radiation oncologist will then formulate a plan for RT by determining the dose to prescribe to the target, the number of treatment fractions and frequency (e.g. daily, every other day, twice daily, etc), and the dose limits for surrounding normal tissues, or organs-at-risk (OARs). The radiation oncologists use information from nationally accepted standards, evidence from clinical trials, and evaluation of the individual patients anatomy to determine the optimal dose to give to the target over a certain number of fractions and how much dose to limit to the OARs. This treatment intent is then presented to the patient for consent.
After the patient has consented to RT, the patient will attend simulation appointments to gather the data necessary to create the treatment plan tailored to the individual patient, primarily images to create the treatment plan. At the simulation appointment, the patient will be put in the position they will be treated in, and in most cases, the patient will be immobilized to reduce the likelihood of the patient moving during radiation delivery at treatment. The position the patient will be treated in is dependent on many factors such as the area in the body that will be treated, the radiation technique that will be used to treat the patient, and patient tolerability, that is, will the patient be able to remain in that position for the duration of the treatment. Patients to be treated with RT often have comorbidities, prior surgery or previous injuries that make certain positions intolerable for long durations of time; in these cases, exceptions from the standard treatment position will be made to accommodate patient comfort. Immobilization devices are hardware that facilitate positioning the patient in a reproducible manner for treatment. For example, for head and neck cancer patients, patients may be immobilized in a thermoplastic mask that covers the patients head and neck and attaches to the treatment couch, which ensures that the patients head and neck are in a consistent position throughout simulation and treatment.
Modern RT treatment planning requires a three-dimensional image of the patient, to identify and delineate the target and OARs, and a method for performing
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dose calculation. Currently, the majority of patients will receive a computed tomography (CT) scan where the target and OARs are contoured, and the Hounseld units are used for determining the electron density for dose calculation. After the patient is immobilized in the treatment position, they will have a CT scan in the treatment position which is used for treatment planning. Due to the improved soft-tissue contrast of magnetic resonance imaging (MRI) over CT, patients may also receive an MRI either in the treatment position or a diagnostic MRI may be registered with the CT to provide more information for contouring. Additional diagnostic scans such as positron emission tomography (PET) that provide func­tional imaging may also be used. The use of additional imaging scans requires the image to be fused to the CT to align the anatomy of concern between the two images. The collective information from these images is used to dene the target to be treated or gather information regarding the intrafraction motion of internal organs.
The target and OARs are contoured on the CT scan, and a treatment plan is created using computer software. The computer software, known as the treatment planning system (TPS), has the radiation treatment machine (linac) and radiation interactions modeled to determine the machine parameters required for treatment delivery and provide a visual depiction of the radiation dose distribution within the patient. The TPS receives input for each patient, including the CT scan, contours and dose prescribed. Various manual inputs are entered to assign beam parameters such as the gantry angle range, collimator angle, couch angle, jaw positions, beam energy, etc, that are optimal for the individual patients plan. The treatment plan is designed with an optimization engine that determines the optimal positions of the multileaf collimators with the appropriate radiation uence emanating from each gantry angle. This complex process requires the expertise of a dosimetrist that can change the optimization parameters to achieve the desired result as prescribed by the radiation oncologist for the target to receive a pre-specied dose and minimize dose to the OARs. The optimal plan is then approved by the radiation oncologist. While reviewing the treatment plan, the radiation oncologist may request changes resulting in a re-plan, in which the optimization parameters may be further changed by the dosimetrist. The nal approved treatment plan is a representation of the radiation dose that will be delivered to the patient. This treatment plan is then sent to the record and verify system whose main purpose is to reduce the risk of treatment errors in RT. However, the record and verify system may also integrate the TPS, and interface with the treatment imaging and delivery systems.
Before the patient is treated with the treatment plan, the plan undergoes various QA procedures. A physicist reviews the plan ensuring that it meets all the technical requirements for treatment and the plan is delivering the intended dose to the target and adequately sparing OARs as prescribed by the radiation oncologist. If the physicist identies errors in the plan, the plan may be requested to be re-planned. Further QA procedures may take place on the plan to verify that the plan as modeled in the TPS is what will be delivered by the linac, a procedure known as patient-specic IMRT or VMAT QA where the treatment plan is delivered to a phantom and a comparison of the delivered dose is made with the TPS planned dose.
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Each piece of hardware and software that is part of the RT workow, such as the linac, CT scanners, and TPS, also undergo periodic routine QA measurements to ensure that they are performing as expected, and if they are not, that appropriate measures are taken to adjust the hardware or software to realign them with their expected performance.
When the patient arrives at the linear accelerator for treatment delivery, the therapists set up the patient in the treatment position with the immobilization devices that were determined at simulation. The therapists take a series of images using the imaging capabilities available on the linac to ensure that the patient is in the same position that they were simulated in. For example, conventionally, linacs are equipped with x-ray based imaging methods such as 2D kilovoltage or megavoltage radiographs or cone beam CTs (CBCTs) that can acquire images before, after or during treatment. More recently, linacs equipped with an MRI imaging system (MRI-linacs) have become available and are seeing increased clinical use for MRI-guided set-up, monitoring motion during treatment, and adaptive RT. Other systems are available that can also assist in setting up the patient and monitoring motion during treatment, for example surface monitoring systems such as VisionRT [3, 5] or respiratory management systems such as the Varian real-time position management (RPM) systems [6]. The radiation treatment plan that was created specically for the patient is then delivered.
The time f rom simulation to treatment delivery can range from hours to weeks. During this time, the tumor can grow and OARs change position, resulting in different anatomical positions from the treatment plan. Furthermore, the majority of treatments occur over multiple fractions, where changes in anatomical position and geometry can occur between fractions. Adaptive RT involves changing the patients treatment plan based on updated information of their current anatomy on that particular treatment day. More details on adaptive RT are provided in chapter 6.
While the patient is on treatment, their chart and images are reviewed by RT staff periodically throughout their treatment (e.g. weekly), to ensure that they are receiving the treatment as intended. The radiation oncologist and other RT staff, such as nurses, also meet with the patient throughout the course of their treatment to discuss the treatment and any concerning side effects. After treatment, the patient attends a series of follow-up appointments with the radiation oncologist to review their response to RT including both toxicities and tumor response.
While the RT clinical workow varies slightly at every institution, the general steps of consultation, simulation, treatment planning, plan approval, plan QA, treatment delivery and follow-up are foundational to the RT workow.
2.1.2 Staff roles in radiation therapy
RT is a highly technical eld involving the expertise and interactions of multiple role groups and technologies. Each role group is highly trained in their particular role through the clinical workow. Staff that interact with the patient are considered
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Artificial Intelligence in Adaptive Radiation Therapy
Figure 2.2. Representative example of staff role assignments throughout the RT workow. (Reproduced with permission from [
4]. Copyright 2020 Springer Nature.)
patient-facing front-of-houseroles, while staff roles that primarily do not interact with the patient are considered back-of-house roles (gure 2.2).
Administrative staff are involved in booking the multiple patient appointments for simulation, treatment, and on-treatment and follow-up visits with nursing and radiation oncologists. They follow guidelines to determine the appropriate timing and sequencing for multiple appointments for each patient. In a cancer center with hundreds or thousands of patients each year and a series of different appointments depending on disease site, cancer staging, and treatment plan, the manual booking of these appointments can be challenging. The booking of these appointments may occur in multiple softwares, such as the hospital electronic health record and the record and verify system used by the cancer center. These staff must interact with multiple softwares and with patients to discuss their appointments with them.
Radiation oncologists perform the initial consultation with the patient and using the patient data available to them, evaluate the patients suitability for RT and determine the radiation dose, fractionation, frequency of treatment, and limiting doses to relevant OARs. After simulation, the radiation oncologist will determine and contour the treatment target and relevant OARs. While other role groups may contour OARs for the purposes of efciency and workload, the radiation oncologist is ultimately responsible for reviewing and nalizing these contours. The radiation oncologist discusses and reviews the treatment plan with the dosimetrist, and takes into consideration the medical condition and history of the patient. The radiation oncologist approves the dose distribution to be delivered to the patient. They meet with the patient throughout their treatment for management of side effects and patient concerns, and follow-up with the patient after their treatment is complete for continued management of side effects and assess treatment response.
Dosimetrists generate treatment plans based on the radiation oncologists contours, and the prescribed dose to the treatment target and OARs, maximizing the dose to the target and minimizing the dose to the OARs. This is a predominantly manual trial-and-error process in which the dosimetrist chooses the appropriate
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Artificial Intelligence in Adaptive Radiation Therapy
beam parameters for the treatment plan based on the patients geometry and anatomy. The dosimetrist will then manually optimize the treatment plan by inputting objective functions, manipulating optimization tools available in the TPS, and utilizing optimization contours created by the dosimetrist. Through dosimetrist experience and consultation with the radiation oncologist, a treatment plan is generated and reviewed with the radiation oncologist. For patients that have been previously treated with RT, dosimetrists may need to utilize the dose distribution from the previous treatment to adjust the current treatment plan to achieve acceptable cumulative doses to the relevant OARs. This information is also reviewed and approved by the radiation oncologist.
Physicists are responsible for ensuring the software and hardware technologies being used in RT are safe and accurate. When a new technology is introduced in the clinic, a physicist must perform rigorous testing on the technology to ensure that the technology is performing as expected, a process known as commissioning. For example, when a new linac is commissioned, physicists perform numerous measure­ments on the linac and compare these results to how the radiation beam is modeled in the TPS and expected performance. Once the technology is being used clinically, routine QA measurements are either performed by the physicist or overseen by the physicist on these software and hardware technologies at various frequencies. For example, therapists may perform the daily QA on the linac, but the results are reviewed by a physicist, whereas a physicist will perform annual QA measurements on the linac. Patient-specic QA measurements may also be performed for a treatment plan, and while these measurements may be performed by a physics associate, assistant or trainee, a physicist provides the nal approval before patient treatment. Physicists review treatment plans prior to treatment to evaluate the technical aspects of the treatment plan for suitability for treatment, and ensure that the treatment plan is fullling the desired intentions of the radiation oncologist through reviewing the contours, dose distribution, beam, and optimization param­eters. The role of physicists is largely back-of-house working closely with the technology involved in RT.
Therapists have a predominantly patient-facing role. At the treatment simulation appointment, therapists are responsible for setting up the patient in the appropriate treatment position, and acquiring identifying information about the patient such as a photo for the patient records. Therapists also administer the radiation treatment at each fraction and are responsible for patient safety and avoiding misadministration of radiation. They set up the patient in the treatment position on the linac, acquire images to ensure the patient is in the correct position, prompt the linac to deliver the radiation treatment plan, and monitor the patient while treatment is being delivered. Therapists have the most interaction with the patient out of all the role groups, and are responsible for overseeing the patients health during treatment. If patient concerns are noted during treatment, the therapists are responsible for advising the patient if the concern is within their area of expertise, or to refer them to nurses or the radiation oncologists. Therapists interact with the hardware and software technologists involved in RT, they are the primary users of the linac on a daily basis, and interact with the TPS and record and verify systems to perform QA tasks
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such as checking-in new patient charts to ensure all the required information is present and accurate or complete tasks related to a patient completing treatment. In some institutions, therapists may also be responsible for contouring OARs where the radiation oncologist performs a nal review of these contours, and generate simple treatment plans for palliative patients.
While there are several other important role groups involved in RT such as nurses, dietitians, information technology personnel, and engineers, the focus of AI applications in RT have predominantly been to address challenges encountered by the aforementioned role groups.

2.2 Overview of AI in radiation therapy

Numerous steps are required for treating a single patient in the RT workow, multiplied by the hundreds or thousands of patients that are treated at a single cancer center, which can lead to variability in the quality of care among all staff involved in the RT workow. Throughout this overview of AI in RT, a glimpse of where AI can be used to improve efciency, accuracy, and standardization of patient care are provided through examples at each step in the workow. Greater detail on the applications of AI in RT are provided in the following chapters.
2.2.1 Patient evaluation and dose prescription
The challenge for radiation oncologists as they evaluate the patient at consultation is the myriad of available data related directly to the patient (e.g. medical history, pathological and genomic data, etc) and clinical evidence from previous patients through clinical trials detailing the risk of toxicities and benets of treatment. As the magnitude of these data continue to increase, AI tools have the potential to automatically determine the most important clinical data to support radiation oncologists in their clinical decision making. While at present, there are no commercially available AI tools to do so, AI tools have been developed to assess medical images [7] and electronic medical records [810], and have shown the potential for predicting treatment outcomes [1113]. Further development of these AI tools for RT specic patients are required for the application of guiding decisions on the treatment regime for RT patients.
While radiation oncologists use nationally accepted standards and evidence from clinical trials to prescribe radiation dose to the tumor and dose constraints to the OARs, often these goals for the treatment plan are not achievable due to the arrangement of the tumor and surrounding anatomy, which is highly patient dependent. Often, what is achievable for a particular treatment plan is only determined after the treatment plan has been created and multiple iterations are often required. AI tools can be applied to identify the achievable dose prescription for a patient based on the particular patients anatomy [14], prior to treatment planning, which would inform radiation oncologists and dosimetrists to develop a clinically acceptable and achievable treatment plan with greater efciency.
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