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Artificial Intelligence in Adaptive Radiation Therapy
In many clinics, once an inverse plan is generated, patient-specic quality assurance (PSQA) is typically conducted through either measurement-based or calculation-based methods, a practice also observed in pre-plans. Measurement­based QA involves transferring and recalculating the plan on a QA phantom (lm/ chamber, 2D array, 3D array) and performing a gamma analysis between the measured and expected dose distribution [18]. Although measurement-based QA is a common and reliable practice, efciently identifying catastrophic delivery errors, it has limitations. Critics argue that in most instances, IMRT QA passes, and it is inefcient in detecting subtle plan delivery errors [19]. As covered later, it is also impractical to remove the patient during online adaptive to QA the plan. However, this approach faces practical challenges. Performing measurement-based QA during online adaptive therapy, where the goal is to shorten treatment duration, is impractical. This limitation will be further detailed in section 7.1.4, where alter­natives for online adaptive therapy QA will be explored.
7.1.3 Online imaging and daily re-planning
During online ART it is crucial to acquire daily images suitable for contouring and planning. For x-ray guided ART, cone-beam CT (CBCT) or fan beam CT images are typically acquired while in MR-guided ART. In the case of MR-guided ART, a daily MRI is acquired, offering additional exibility. Different weighted MR images can be acquired, providing users with enhanced contrast to various OARs or targets. For both workows, following the daily image acquisition, contouring of anatomy occurs.
One common challenge in most online ART workows, excluding fan beam CT, is the inability to directly employ daily images for dose calculation. Currently, this issue is addressed by generating a synthetic CT or utilizing density overrides for dose calculation. In x-ray guided ART, the reference planning CT undergoes automatic deformation using the daily CBCT. In MR-guided ART workows, the system extracts the mean electron density of each delineated organ from CT and applies a bulk density override based on the daily MR contours. One system offers two solutions: direct dose calculation on CT through rigid/deformable registration with the daily MR or utilizing bulk density overrides. Another system has the capability to directly calculate the dose on a higher quality CBCT.
For online contour delineation, several AI-based approaches have been devel­oped that will be covered in more detail in later sections of the chapter [20]. Various delineation capabilities are also at the disposal to enhance workow efciency. Many systems can propagate contours onto the daily image through either rigid or deformable registration, offering a head start in the contouring process. As a common practice, targets are often rigidly propagated, while OARs undergo deformable propagation. Furthermore, AI-based methods can be employed for initial contouring of targets and OARs on the daily image, providing an additional layer for review and editing. Before progressing to the planning phase, contours, especially those of targets, typically undergo approval by the physician.
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Various advanced systems strive to enhance optimization efciency using distinct approaches in their online planning methodologies. One such system employs an intelligent optimization engine (IOE) to facilitate online re-optimization, acting as a mediator between the human planner and the optimization algorithm. This system utilizes a predened set of clinical goals and priorities, creating a structured online re-optimization process in line with the reference strategy.
Another system offers two types of online adaptation: adapt-to-position (ATP) and adapt-to-shape (ATS). The system maintains a xed isocenter and couch position, restricting user adjustments during the online process. ATP compensates for this constraint through a segment aperture morphing (SAM) algorithm, adapting the multi-leaf collimator (MLC) based on the beamseye view of the old and new target projections. In this workow, the user can only register reference contours to the daily image without alterations [21]. Conversely, the ATS workow allows changes to the target and OAR, followed by warm-start optimization based on the pre-planning strategy. Unlike the IOE system, users can modify the optimization strategy on-the-y.
Lastly, another system provides several online optimization strategies, including BOT Optimize and Optimize Dose or Add Segments. BOT Optimize involves basic segment weight optimization, while Optimize Dose utilizes the reference strategy, initiating a new optimization or continuing from a previous starting point. This system employs an ultra-fast Monte Carlo and optimizer, enabling multiple iterations over the expected timeframe of online ART to achieve the optimal plan for the days anatomy. The specic AI-related capabilities of these systems are not disclosed.
7.1.4 Quality assurance
As previously mentioned, it is impractical to remove the patient from the table to perform a measurement-based QA. The emergence of calculation-based PSQA utilizing independent dose calculation engines and treatment unit log le analysis is very timely and well suited to QA of online adapted plans [2226]. For calculation­based QA, in lieu of a physical measurement the planner can export the plan to an independent second check (often Monte Carlo based) where gamma analysis can be performed between the treatment planning system calculated dose and the recalcu­lated dose. For log-based PSQA, the treatment machine log les that record the location of multi-leaf collimators, gantry and collimator locations and can be used to compare between expected and actual positions of the plan [27]. It is then possible to reconstruct a 3D dose following treatment delivery and compare the delivered dose distributions [28, 29]
Prior work has been completed that compares measurement-based and calculation­based PSQA methods. Commercially available platforms utilize an independent convolution–superposition dose calculation algorithm to verify the TPS. An alter­native option is utilizing Monte Carlo based methods [3032]. After plan review and QA, typically a physicist and physician will sign off on the treatment plan and QA.
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One area where AI can be utilized is in the decision-making process to decide whether to adapt or not.

7.2 AI-driven ART

Technically speaking, articial intelligence (AI) broadly refers to any intelligence achieved by computer systems in contrast to human intelligence. Deep learning (DL), as a subtype of techniques within the scope of AI, has achieved tremendous success in a wide spectrum of different areas including medicine. With recent increasing interest, AI and DL have been used interchangeably in many scenarios. This practice is followed in the rest of this chapter unless mentioned otherwise.
Following the order of the major steps in the ART workow as listed previously, we will introduce the detailed applications of AI techniques in each step, and how these AI techniques could improve the current ART workow.
7.2.1 Simulation
As the crucial initial step of the ART workow, simulation can benet from the emerging AI techniques in many different aspects. One of the most popular applications of AI algorithms in simulation is CT image synthesis. A number of studies have been carried out recently to convert images acquired from other modalities, e.g. magnetic resonance images (MRI) [3337], or on-board CBCT [7,
38–41], to synthetic CT (sCT) images which can be employed to generate the initial
plan for ART. Specically, AI-based sCT generation algorithms based on MRI have the potential to enable the MR-only simulation workow [42, 43] for RT treatment planning, eliminating the necessity of CT simulation. On top of the obvious benet of simplied workow and reduced imaging dose, AI-based sCT images also share the identical anatomy with the MR images. The treatment target and OARs delineated from MR images can be directly utilized in sCT, removing the uncertainty introduced by anatomical discrepancy between simulation MR and CT images. CBCT-based sCT generation permits both online and ofine re-planning directly based off the most recent patient anatomy from CBCT without requiring re­simulation. Given that CBCT is the most widely available on-board imaging guidance, AI-based sCT generation holds great potential of realizing ART on a wide range of conventional treatment platforms, particularly current c-arm linacs.
Generating sCT directly based on diagnostic scans can completely eliminate the currently required extra step of simulation, introducing a brand new concept of AI­driven virtual simulation. A pioneering study [44] has been conducted to develop and implement virtual simulation for hippocampus sparing whole brain treatment on the x-ray guided ART system. This virtual simulation workow not only saves the overall cost and time from the patient side, but also helps clinics to release the heavy scheduling and scanning burden on their CT simulators. It opens up the possibility to substantially reduce the waiting time from diagnosis to radiation treatment leading to further benet in treatment quality and outcome [45].
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7.2.2 Pre-planning
Planning in ART commonly consists of two stages, i.e. the initial, reference or pre­planning stage, and the re-planning stage, either online or ofine. The pre-planning process of ART is similar to that in the conventional workow, but with some key difference covered previously. Re-planning, on the other hand, has a more stringent constraint on planning efciency as it is highly desired to complete re-planning and deliver treatment prior to further anatomical changes or patient movement. AI­based algorithms developed for conventional treatment planning are applicable to improve the planning quality and efciency of ART pre- and adaptive planning while specically designed approaches may provide better performance.
AI-based auto-segmentation. Both the pre- and adaptive planning process of ART starts with dening contours of the treatment target and OARs in planning images, which typically takes extensive manual work from both physicians and planners. AI­based automatic segmentation algorithms have been designed and are now imple­mented frequently in clinical practice to reduce the manual contouring time. Substantial research efforts have initially been devoted to automate the OAR segmentation process since it is tedious, time-consuming, and relatively more straightforward compared to target delineation, which is often performed by physicians only, with the target appearing markedly different from patient to patient. Numerous AI segmentation tools have been developed to perform auto­matic OAR segmentation for different body regions or disease sites. Head and neck (HN) cancer [4649] is commonly considered as a challenging site to contour since it involves more than 20 OARs of signicantly distinct shapes and volumes. These studies demonstrated equivalent human-level accuracy of the developed AI-based methods in dening most of the OARs for HN cancer. Similar performance was also observed for other sites. Comprehensive clinical evaluations have shown that AI­generated OAR contours with minor manual edits were able to greatly reduce the time and inter-observer variations in OAR contouring [50, 51]. Further improve­ment in performance is warranted for some challenging OARs with complex topologies, e.g. the sigmoid colon [5254].
Novel AI-based tools [5561] have been developed for automatic target delin­eation. Despite their encouraging performance, treatment targets in RT are still primarily contoured by physicians. One reason is that treatment target denition frequently needs to account for information from multiple resources including diagnostic images, planning images, as well as the patient specic clinical character­istics extracted from radiology and pathology reports, which is beyond the capability of the most current AI models. Further development on novel multi-modal algorithms incorporating state-of-the-art segmentation models jointly with the emerging large language models (LLMs) [62, 63] are highly desired.
AI-based automatic segmentation algorithms [6468] have also been designed specically to serve the purpose of online ART re-planning. These methods often take advantage of the readily available contours from the initial planning stage as well as the previous ART sessions to enhance the segmentation performance for successful adaptive planning. This is a relatively new topic and continued research
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efforts are required to fully utilize the rich patient-specic information embedded in the contours and images available.
AI-based dose prediction. Predicting dose for high-quality treatment plans provides explicit objectives for both pre- and adaptive planning of ART, and hence can substantially reduce the time and efforts spent in the planning process. Since its feasibility has been demonstrated in several pioneering studies [6973], accurate prediction of three-dimensional (3D) dose distribution uniquely enabled by AI techniques have become an active research area [15, 7481]. Several recent studies have been conducted to further tailor the algorithms to t the novel treatment paradigm of ART specically. For example, an intentional over-t algorithm was developed to adapt a population-based dose prediction model to a specific patient for enhanced ART dose prediction performance [82]. This method was then further extended to use training data from the initial plan and the rst ART plan of only a single patient to predict the patient-specic dose for subsequent ART sessions [83].
Motivated by the success of AI-based dose prediction, preliminary studies have been performed to further model physician preference in treatment planning [84, 85] using AI. Using prostate cancer stereotactic body RT as a test bed, this study [84] illustrated the feasibility of training an AI-model to predict the probability for a given plan being approved by physicians along with suggestions in plan improvement. These models representing physician treatment intent can be used to guide the treatment planning process and pre-check the generated plan, improving the overall efciency, consistency, and quality of treatment planning.
AI-based auto-planning. Treatment planning, aimed at designing personalized high-quality plans, is typically accomplished jointly by human planners and physicians in a time-consuming and labor-extensive trial-and-error manner. Given the time constraints in clinical practice, suboptimal treatment plans can often be accepted [8688], deteriorating treatment quality [89]. It is highly desired to fully automate and accelerate the planning process, particularly for the ART workow, which has far more stringent requirement on planning efciency.
The goal of treatment planning is fundamentally different from dose prediction and the reason is two-fold: rst, treatment planning directly tackles the machine parameters required to deliver the designed high-quality plan, while dose prediction models only estimate a dose distribution. Realizing the predicted dose on a treatment machine still needs to go through the planning process. Second, it is possible that the predicted dose is not feasible to achieve on a treatment machine, while treatment planning guarantees the feasibility by taking realistic machine specications and constraints into account in the planning process.
Extensive research efforts have been devoted to develop AI algorithms for direct treatment planning. A typical approach is to incorporate AI models to predict the uence map based on the planning images as well as the treatment targets and OAR contoured for the patient [9096]. Post-processing is further required to determine the machine parameters from the predicted uence map in order to make it deliverable. Note that a discrepancy often exists between the predicted and the nal
uence map calculated based on machine parameters as the machine constraints and
limitations are not explicitly modeled. Another group of methods incorporate
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reinforcement learning [9799] (RL) techniques to establish AI planning agents [100108] for automatic planning. The training process of RL-based AI agents is very similar to the trail-and-error strategy of humans. The established AI agents can automatically operate the TPS to generate high-quality treatment plans, in lieu of human planners. These plans are likely deliverable plans since they are directly optimized and calculated using the TPS, identical to the way of generating clinical treatment plans.
7.2.3 AI for delivery
Patient-specic quality assurance for online adapted plans has traditionally relied heavily on calculation-based methods. While some studies have supported the clinical feasibility of such approaches, there remains a gap in understanding the correlation between the complexity of adapted plans and the quality of their delivery. The advent of AI models presents a promising avenue for more efcient real-time predictions without the need for extensive measurements and resources. Initial efforts in patient-specic quality assurance focused on conventional IMRT or VMAT, leveraging treatment plan complexity and linear accelerator performance metrics to directly predict the gamma passing rate [109114]. Building upon this foundation, Hirashima et al took a pioneering step by incorporating radiomics features extracted from dose distribution. This addition helped quantify plan complexity, and machine learning techniques were employed to further enhance prediction accuracy [115]. These advanced methods, initially applied to conventional therapies, hold great potential for adaptation to the dynamic landscape of online adaptive therapy. By integrating radiomics and machine learning, these models offer a more comprehensive approach to predict the deliverability of adaptive plans, representing a notable advancement in the eld of patient-specic quality assurance for adaptive therapy.

7.3 Outlook and future directions

ART is currently in its nascent stage, with its application primarily conned to specic clinical scenarios or patients with the most pressing needs. Its full potential is yet to be realized, and the trajectory of its advancement is poised for a signicant leap with the integration of AI. Throughout this chapter, we have delved into the ways in which AI can markedly enhance the efciency and precision of ARTtwo critical domains that must undergo substantial improvements to elevate ART to the status of standard care for all patients.
Now, let us explore the frontier of possibilities where AI could usher in the ultimate evolution in both efciency and precisionreal-time ART. The concept of real-time ART envisions a dynamic and adaptive treatment approach that seam­lessly adjusts to the immediate physiological state of the patient during each session. AI is anticipated to play a pivotal role in orchestrating this real-time adaptation, ensuring that treatment strategies are continually rened based on the most up-to­date information.
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Beyond real-time adaptation, another frontier emerges in the potential to tailor patient treatments based on both the physics of radiation delivery and the functional response of individual patients. This concept envisions a level of personalization that extends beyond anatomical considerations to account for the unique physiological responses of each patient. AI is poised to become a cornerstone in this paradigm, contributing to the dynamic adaptation of treatment plans based on the interplay between the physical attributes of radiation and the specic functional responses exhibited by individual patients.
In essence, as AI continues to advance, its integration into the realm of ART holds the promise of not only enhancing the efciency and precision of existing practices but also catalyzing the evolution of real-time adaptive therapies and personalized treatments. The journey towards realizing the full potential of ART is intricately entwined with the advancements AI brings to the eld, marking a paradigm shift towards a future where adaptive radiation therapy becomes a standard and tailored approach for all patients
7.3.1 Real-time ART with AI
Having observed the current applications of AI in ART, it is worth considering how AI could enable real-time ART. In this dynamic approach, there is no single adaptive plan; instead, the system continuously adapts during the course of treat­ment, accounting for any changes in anatomy as treatment is delivered.
Prior to the commencement of real-time ART, a pivotal phase involves a substantial renement of the pre-treatment workow, benetting both the patient and the physician. This transformative process initiates with the assistance of AI, which collaborates with the physician in reviewing an exhaustive set of available data, encompassing imaging, pathology, and patient history. The objective is to recommend a comprehensive course of treatment, delineating the optimal modality, radiation dose, and fractionation schedule.
In the subsequent steps, AI takes on the responsibility of contouring the target and pertinent OARs by leveraging the highest quality image available for each organ. These contours are amalgamated onto a synthetic CT, meticulously gen­erated to replicate the treatment position. Following this, a collaborative review involving both the physician and physicist ensures the accuracy and suitability of the scan and contours.
Moving forward, AI takes a proactive role in generating a pre-plan designed for deliverability, accompanied by specic optimization goals tailored for real-time adaptive planning. To fortify the robustness of the pre-plan, AI continuously renes its optimization goals through the generation of a range of daily images. These images serve as testing grounds for the optimization goals, allowing AI to adapt and update them based on the evolving nuances in the patients anatomy.
In essence, the integration of AI into the pre-treatment workow not only streamlines decision-making processes for the physician but also forms the founda­tion for subsequent real-time adaptive planning. Once AI generates a deliverable pre-plan along with specic optimization goals, it employs its acquired knowledge
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from the pre-plan phase and continually adapts to changes observed in daily images. This iterative process ensures that AI renes and updates its optimization goals dynamically, fostering robustness in the adaptive planning phase.
At treatment, 4D imaging would occur on which AI would predict the dose that will be delivered today for review. This prediction would be based on the daily anatomy imaged, and both the observed motion in the 4D image, and an AI expanded range of motion to provide a given certainty of coverage. Once the expected dose distribution is approved, treatment would start.
Real-time ART could take many forms, one of which is imagined here. From a 2D image, AI would predict the full 3D image, contour target and OARs within the eld of view and re-optimize the plan, accounting for the dose already delivered, knowing which beam angles were still available, and which of those could provide better chances to deliver dose to the target and avoid OARs. After completion of one arc, AI would determine if a second arc is needed to paint in any remaining areas of coverage, using information from the rst arc delivery to nd the optimal gantry angle and motion phase to deliver this dose.
Real-time adaptation represents the pinnacle of dose delivery, potentially eliminating the requirement for patient immobilization. Given its dynamic nature, the implementation of advanced AI algorithms becomes imperative for seamless delivery. Upon completion of treatment, AI assumes the role of furnishing a comprehensive summary of the delivered dose, encompassing both the current session and the cumulative dose to date, coupled with an analysis of anatomical changes.
7.3.2 Dose escalation and functional adaption with AI
The decision-making process for dose escalation will then rest in the capable hands of both AI and the physician, strategically determining when such escalation is justied. This pivotal decision will draw insights from the unique combination of disease type and patient history, accentuated by the specic response of the individual to the treatment. Here, AI emerges as a valuable ally, contributing nuanced insights into both the physical and functional changes indicative of treatment response, with a distinct emphasis on the signicance of functional alterationsan aspect that holds paramount importance in the pursuit of optimal treatment outcomes.
Tools are already available to highlight changes in physical characteristics of tumors between images [116]. AI will be able to review and collate the data to identify relevant changes, requiring an increased target dose, or allowing treatment to be shortened. Incorporated into this decision will be information about adjuvant treatment the patient is receiving, particularly immunotherapy. AI may be able to differentiate the response of the tumor to the different modalities and help the physician decide how to proceed. In addition, AI will predict the best time to deliver the therapies, where gaps in treatment may be benecial to allow the tumor to respond to treatment, in a manner described by PULSAR [88].
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Functional imaging, encompassing both positron emission tomography (PET) and quantitative magnetic resonance imaging (MRI), has already made substantial contributions to the pre-planning stage in radiation therapy. Furthermore, its utility has extended to dynamic use during treatment adjustments, as evidenced in trials such as the PET Lung trial [117]. The natural progression in this trajectory is functional adaptation, heralding a transformative phase in cancer treatment. This could be based on daily PET, by quantitative MR sequences on MR-guided adaptive machines, or by importing separate PET and MR images into x-ray guided systems to help with the adaption. A key realization is that a tumors reduction in size may not necessarily correlate with a decrease in its core functionality. In instances where the core remains highly functional, it could signify the need for an increase in dose rather than a reduction due to conventional measures such as tumor shrinkage. This nuanced understanding of both physical and functional tumor characteristics necessitates the intervention of AI to determine the optimal course of action.
The envisaged coupling of real-time adaptive therapy with AI-generated treat­ment predictions based on functional imaging marks a monumental leap forward in patient care. This integration holds the promise of revolutionizing cancer treatment by harnessing the dynamic capabilities of AI to navigate and adapt to the ever­evolving physical and functional aspects of tumors. The anticipation and develop­ment of sophisticated AI tools to actualize this vision underscore a progressive and promising frontier in the realm of adaptive radiation therapy.

7.4 Summary

In summary, articial intelligence (AI) serves as a catalyst for advancing adaptive radiation therapy (ART) into mainstream clinical practice. By addressing key challenges such as workow efciency, planning accuracy, and resource optimiza­tion, AI empowers clinicians to deliver more personalized and effective treatments. The integration of AI into ART workows not only reduces the complexity of real­time adaptation but also enhances decision-making through predictive modeling and functional imaging insights. The chapter underscores the potential of AI-driven ART to achieve superior treatment outcomes, paving the way for innovative, patient-centered care in radiation oncology.

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