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Artificial Intelligence in Adaptive Radiation Therapy
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IOP Publishing
Artificial Intelligence in Adaptive Radiation Therapy
Yi Wang and X. Sharon Qi
Chapter 11
Artificial intelligence-based intrafraction motion
monitoring for precise adaptive radiation
therapy delivery
Lianli Liu and James M Balter
Patient motion during treatment delivery results in discrepancies between the actual dose delivered and the planned dose distribution and is a signicant source of radiation treatment uncertainty. Real-time adaptation of treatment delivery param­eters based on changing patient anatomy has the potential to reduce dose delivery uncertainty and improve treatment precision. This chapter will review the current status of motion monitoring for real-time adaptive radiation therapy and discuss the challenges and the use of articial intelligence (AI) in supporting real-time adaptive treatment workow.

11.1 Introduction

Adaptive radiation therapy (ART) is based on the premise that modifying treat­ments to changes in patient conguration and/or biology will yield improved tumor control and/or organ-at-risk (OAR) sparing. While there are now a number of systems and workows in place that enable adaptation as frequently as daily (or even multiple times in a fraction, although this is impractical in most systems at the time of writing due to the complexity of the adaptation workows currently in place) to such changes, intrafraction patient motion can signicantly alter the shape and position of targets, as well as surrounding OARs, thus potentially diminishing the benet of adaptation. Various physiologic sources contribute to intrafraction motion, with breathing being the most signicant for thoracic and abdominal targets, where motions up to 50 mm have been reported [1, 2]. Cardiac motion also contributes to target position uncertainty and has been observed in lung tumors, mediastinal lymph nodes, and liver tumors [35]. Peristalsis-induced motions, of a similar magnitude to respiratory motion, have been reported for abdominal cases [6,
7]. Slow internal conguration changes can become signicant with elongated
doi:10.1088/978-0-7503-6119-4ch11 11-1 ª IOP Publishing Ltd 2025. All rights,
including for text and data mining (TDM), artificial intelligence (AI) training, and similar technologies, are reserved.
Artificial Intelligence in Adaptive Radiation Therapy
treatment times, where position drifts of over 5 mm have been observed within a 20 min time window [8]. Changes in organ lling status, such as the bladder and rectum, also lead to intrafraction motion for both the organs themselves as well as and nearby targeted tissue and OARs, with motion greater than 30 mm being reported [911].
The changes of conguration and position of targets and OARs due to intra­fraction motion can result in discrepancies between the actual dose delivered and that planned based on static patient anatomy. Real-time implementation of adaptive radiotherapy (real-timeART) aims to adjust treatment delivery parameters based on changing patient anatomy and has the potential to reduce dose delivery uncertainty and improve treatment precision. With the development of both imaging and radiation delivery techniques, the potential for real-timemonitoring of, and reaction to, intrafraction motion is emerging. In this chapter, we will rst review the current status and challenges of real-time ART for maintaining precise treatment delivery, then describe both practical use and research of AI in supporting real-time ART workows. Finally, we will discuss potential future areas of development to further support real-timeadaptation during treatment delivery.
11.2 Real-time ART during treatment delivery: current status and
challenges
To adapt to changes, patient anatomical information needs to be sampled frequently during treatment delivery. Motion information is then estimated based on the sampled data and adjustments to treatment delivery parameters are made accord­ingly. Figure 11.1 outlines the major steps of real-time ART during treatment delivery. Successful implementation of real-time ART therefore requires several technical components including imaging tools that sample patient data at a temporal resolution high enough to capture the motion-induced anatomical changes, data analysis tools that extract motion information from the acquired patient images, and
Figure 11.1. Major steps of real-time ART.
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Artificial Intelligence in Adaptive Radiation Therapy
treatment delivery tools that adjust treatment parameters quickly based on the motion information.
11.2.1 Imaging-based motion monitoring
Various imaging techniques have been developed to sample patient motion information during treatment delivery. These techniques vary in both imaging frequency and imaging content and are therefore designed to monitor different types of motion. For example, fast breathing motion requires sub-second sampling rates but can be estimated from external patient images. On the other hand, slow prostate motion can be monitored less frequently but requires direct imaging of the internal patient anatomy. The motion information extracted from the images also varies from simple 1D shift information to high-dimensional deformation vector elds. Infrared and optical imaging systems have been developed to image reective markers or the patient’s skin surface [1215]. External surrogate information, extracted from the marker positions or external body contour, is used to infer changes in internal patient anatomy. External surrogate-based motion imaging is mostly used to monitor respiratory-induced motion or bulk patient movement, given the strong correlation between the surrogate and internal motions. Implanted devices, such as gold ducials and electromagnetic transponders, serve as internal surrogates and have been combined with x-ray imaging or electromagnetic receivers for motion monitoring, primarily in the prostate [1619]. During treatment delivery, the positions of the implants are calculated from the acquired images to reect the position change of the tissue of interest. Hybrid techniques that combine optical imaging of external markers and x-ray imaging of implants or internal anatomy are used in at least one commercial treatment delivery system to take advantage of the high imaging speed of optical imaging and the internal anatomy information from x-ray imaging [2023]. Internal motion information is inferred from the position changes of external markers and the modeled correlation between internal and external marker motions. Hybrid techniques have been used to monitor respiratory motion in patients with tumors in the lung and liver. Ultrasound and magnetic resonance imaging (MRI) are non-ionizing imaging techniques that provide soft tissue contrast. Ultrasound imaging has been used to monitor prostate motion [24
26], while MRI integrated with a linear accelerator (MR-linac) is in use worldwide
for multiple body sites including the abdomen, thorax, and prostate [2731]. Figure 11.2 shows example elements of surface imaging, marker-based imaging, and anatomical imaging [32] for patient motion monitoring.
11.2.2 Delivery system actions
Based on the motion monitoring results, rapid changes of radiation delivery parameters can be made to account for the changing patient anatomy. The simplest change of delivery parameters is through gating, a binary process where the delivery of radiation is turned on/off when patient motion is inside/outside a treatment gating window that species the acceptable range of motion [3335]. Treatment gating has been implemented on clinical systems in combination with various imaging
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Artificial Intelligence in Adaptive Radiation Therapy
Figure 11.2. Example elements of systems for motion monitoring. (a) Infrared imaging of reective markers produces 1D breathing motion traces of the patients surface. (b) X-ray imaging of golden ducial markers implanted in soft tissue . (c) Anatomical imaging (cine MRI) visualizes tumor location in the sagittal and coronal planes. ((a) and (b) Adapted from [ Wiley & Sons. Copyright 2020 American Association of Physicists in Medicine.)
32]. CC BY 3.0. (c) Adapted from [30] with permission from John
modalities. Alternatively, treatment tracking keeps the radiation delivery on throughout the treatment. The delivery parameters are adjusted during treatment to adapt the radiation dose distributions to the moving treatment target, so that the tumor is always inside the high-dose region. Treatment tracking has been imple­mented on the CyberKnife system, where the linac position is adapted to patient motion through a robotic arm [21, 36]. Treatment tracking through beam collima­tion adaptation has also been implemented on TomoTherapy systems [37, 38] and, more recently, on PET/CT-linac systems [39], where collimator shapes are adjusted to account for patient motion during treatment delivery. Real-time re-planning during treatment delivery has also been investigated to adapt treatment to patient motion, where rapid dose recalculation is performed based on the updated patient anatomy, followed by rapid re-planning to account for the change in dose distributions [40]. While preliminary investigations have suggested the feasibility of such a treatment adaption scheme, it has not been implemented on commercial systems to date.
11.2.3 Challenges for real-time ART implementation
11.2.3.1 Motion monitoring frequency and complexity
To monitor patient motion in real time, a trade-off must be made between motion monitoring frequency and the complexity of the motion information obtained. For example, respiration occurs at a temporal rate of 3–5 s/cycle and the range of motion during a motion cycle can be up to several centimeters. To capture the rapid anatomy changes induced by respiration with sufcient accuracy to limit dose deviations from motion to reasonable levels, patient motion states need to be updated at a sub-second temporal rate through imaging or some other means of motion monitoring. Infrared and optical-based imaging technologies have the advantage of high sampling frequency (>20 Hz) [41, 42]; however, these surface
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Artificial Intelligence in Adaptive Radiation Therapy
imaging techniques cannot directly capture internal anatomy changes. Instead, they rely on a correlation model between external and internal motions, potentially degrading the accuracy of obtained motion information. Furthermore, the motion information obtained is limited to low-dimensional signals (1D shift or 3D shift and rotations). These low-dimensional motion signals are simplied representations of complex anatomy changes, which include both rigid motion and non-rigid defor­mation. X-ray imaging of implanted ducial markers or patient anatomy can provide direct information on internal motion, however the imaging frequency is usually lower due to concerns over patient imaging dose and the extra time required for image analysis, for example, marker segmentation or image registration, to extract the motion information. An imaging frequency of 9.5 Hz has been reported for prostate motion monitoring [43] and imaging time intervals of 10–50 s has been used when combining x-ray imaging with high frequency optical imaging [44]. The clinically reported imaging interval of CyberKnife orthogonal x-ray projection imaging is sometimes longer than 1 min and is used to monitor erratic movements of patients during craniospinal treatments. The x-ray projection imaging has also been combined with fast surface-based imaging to update a motion model as described in section 11.3.1.1 for breathing motion monitoring.
Cine MRI mode has been used to monitor motion on MR-linac systems for multiple body sites including the thorax, abdomen, pelvis, and prostate. MRI provides superior soft tissue contrast compared to x-ray imaging with no imaging dose. Yet the slower imaging speed and the time required to calculate target deformation based on the acquired image samples limit the imaging frequency of cine MRI to around 4–5Hz[45, 46]. Cine MRI is also limited to one or a few 2D planes and cannot fully capture the motion in 3D space. Ultrasound is another ionization-free imaging modality with good soft tissue contrast. Currently the only commercial system for ultrasound-based motion tracking is designed for monitoring 3D rigid prostate motion. The system creates a continuously scanned 3D-recon­structed volume with a motor-driven sweeping motion. An image reading frequency of 2 Hz has been used [47]. In-house investigations have also demonstrated the potential of ultrasound in monitoring breathing motion [ 48], where robotic arms and breathing motion control/compression were used to ensure close contact between the ultrasound probe and the patient surface.
11.2.3.2 System latency
When patient motion occurs, the treatment delivery system processes the motion information and takes action to adapt to the changing anatomy. The processing time results in system latency, which refers to the time delay between the motion occurring and the system acting. Various factors contribute to system latency, including the image acquisition time, the time required to process the images to extract motion information, and the time needed for the system to adjust delivery parameters. The system latency therefore depends on (i) the imaging modality, for example, video camera-based external marker imaging systems generally have a shorter latency than radiographic or tomographic anatomical imaging systems; (ii) the complexity of motion analysis (rigid or deformable); and (iii) the mechanism
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Artificial Intelligence in Adaptive Radiation Therapy
of system action for motion adaption, for example, the binary action of turning on/ off the beam (treatment gating) generally takes less time than treatment tracking or re-planning. A wide range of system latencies have been reported, from below 100 ms for external marker imaging-guided treatment gating/tracking [49, 50], to around 300 ms for MRI-guided treatment gating [51, 52]. The acceptable system latency depends on the velocity of the motion the system is trying to account for. For example, adapting to fast breathing motion will require a system with shorter latency than adapting to slow prostate motion. In vitro studies of ultrasound-guided treatment tracking have demonstrated adequate compensation of prostate motion with a total system latency of 1s[53]. The ability to predict motion trajectories can allow for longer latencies with acceptable residual errors.

11.3 AI in real-time ART workflows

While intrafraction motion-induced anatomy changes are complex, those changes are continuous and correlated both spatially and temporally. Such correlation implies that historic information of patient anatomy and motion might provide valuable knowledge on future anatomical changes of a patient during treatment delivery. Indeed, when medical experts review patient images acquired over time, they can make reasonable conjectures on future patient motion, for example, transition from inhale to exhale, and identify image artifacts that are not caused by patient motion. AI models, by denition, are models that can learn at least somewhat like human beings do [54]. By training AI models from historic patient motion data, prior knowledge embedded in the models can be taken advantage of to support the real-time ART workow including efcient sampling of patient data during treatment delivery, accurate motion analysis, and fast system reaction based on the motion information. While recently developed AI approaches to address motion are mostly deep learning models, in this chapter we adopt the broad denition of AI and review both clinical and experimental AI models of various architectures for real-time ART workow.
11.3.1 Improving intrafraction motion monitoring through AI
AI models have been developed to overcome temporal and spatial limitations of different imaging techniques for motion monitoring to produce high-quality motion information at high temporal sampling rates.
11.3.1.1 Correlating external imaging with internal anatomy through AI
External imaging has the advantage of high sampling frequency, yet the motion monitoring accuracy is compromised by monitoring patient surface motion instead of internal anatomy changes. Fiducial and anatomical imaging, on the other hand, can directly monitor internal motion but are limited by lower sampling frequencies. An external–internal correlation model (ECM) has been developed to combine different imaging techniques together for high frequency monitoring of internal motion. As illustrated in gure 11.3, prior knowledge of the correlation between external and internal motion is learnt from a pre-treatment training dataset that
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Artificial Intelligence in Adaptive Radiation Therapy
Figure 11.3. Illustration of pre-treatment model training and in-treatment motion monitoring, with the CyberKnife system as an example. (Reproduced from [
32]. CC BY 3.0.)
consists of both internal images and external images at different motion states. During treatment delivery, internal motion is predicted by combining the ECM model with external motion information sampled at a high frequency. The ECM model may also be updated online during treatment delivery, when new pairs of internal and external images are acquired.
Different imaging modalities have been investigated for ECM model-based motion monitoring. Bertholet et al [55] utilized pre-treatment free-breathing CBCT and infrared images of reective markers (RPM) to construct the ECM model. The ECM model parameters were optimized to output 3D motion informa­tion based on 1D motion traces extracted from an infrared imaging system, which captures the motion of a block placed on the patients skin surface. Fiducial markers were segmented in CBCT projections, and 3D motion trajectories were estimated through maximum likelihood estimation, assuming a Gaussian spatial distribution of the ducial markers. The CyberKnife Synchrony system trains the ECM model using orthogonal x-ray images and images of light-emitting diode (LED) markers placed on the patients surface. During model training, at least eight pairs of x-ray images are acquired at different breathing phases and are used to determine internal target motions. The ECM model is trained to correlate the internal treatment target motion to the external LED marker motion detected by cameras. Chen et al [56] investigated the feasibility of estimating internal motion from surface imaging through ECM. 4DCT images of different breathing motion phases and surface images extracted from the 4DCT scan were used for model training. Internal and external motion information was estimated by registering internal organ meshes and external surface meshes, respectively, using a non-rigid point matching algorithm. The ECM model was trained using a composite matrix that consists of both internal and external deformation vector elds, allowing internal motion vectors to be predicted based on external ones.
ECM models are limited to respiratory-induced motions, as other internal anatomy changes, such as prostate motion caused by organ llings, do not signicantly correlate with external surface motion. Various model parameterization strategies have been proposed for ECM. The simplest assumes a linear relationship between the 3D internal motion vectors and the 1D external motion signals.
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Artificial Intelligence in Adaptive Radiation Therapy
More complicated quadratic models have also been investigated to better represent the relationship between internal and external motions. Time-delayed samples [57] and the rst-order derivative [58] of external motion have been combined with linear or quadratic models to account for breathing hysteresis. Alternatively, the CyberKnife system uses two quadratic models for the inhale phase and exhale phase, respectively. To model higher-dimensional motion signals, such as deforma­tion vector elds, principal component analysis (PCA)-based models have been investigated [56]. Principal motion characteristics are learned from a training dataset that composites external and internal deformation vector elds. By projecting external deformation vector elds onto the subspace spanned by principal compo­nents (eigenvectors), the model parameters (eigenvalues) associated with the motion state can be determined and used to calculate the corresponding internal deforma­tion vector elds.
11.3.1.2 Markerless motion monitoring through AI
Implanted markers, such as gold ducials and electromagnetic transponders, have been used to provide real-time position information of internal targets. However, marker implantation is invasive, adds workow complexity, and carries the risk of patient bleeding and marker migration. Markerless motion monitoring using x-ray imagers equipped on linacs is desirable. However, the limited soft tissue contrast and tissue overlay in 2D projection images may compromise the accuracy of markerless motion tracking.
AI models have been developed to integrate prior knowledge of high contrast 3D patient images, acquired before treatment, with low contrast 2D images acquired in real time to improve 3D motion monitoring accuracy. Template matching methods have been investigated for lung and spine target tracking, where prior knowledge of patient anatomy was modeled as a template library of digitally reconstructed radiographs (DRRs). During treatment delivery, motion information has been obtained by registering acquired 2D x-ray images to template DRRs. Cai et al generated a template library of both MV and kV DRRs from high-resolution CBCT reconstructions [59]. 3D target shifts were calculated from kV-to-DRR and MV-to­DRR registration results. Motion monitoring using kV images only has also been investigated, where kV DRRs at different gantry angles were created from planning CT images. During treatment, kV projections were acquired at 7 frames per second and matched to the DRR templates to determine 2D target position. 3D motion information was then obtained through triangulation of matched projections.
Deep learning models have also been investigated for markerless motion monitoring, where a neural network was trained to localize tumors from 2D kV x-ray images. During network training, either a 4DCT dataset or a 3D CT dataset undergoing different deformations was used to mimic anatomical changes at the time of treatment delivery. Digitally reconstructed radiographs (DRRs) were generated from the CT datasets to simulate kV images acquired during treatment. The network was optimized to take the simulated DRRs as input and output the corresponding target locations, which are known from the training CT images. Grama et al [60] proposed a Siamese network comprising twin subnetworks to
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