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Файл:Ординатура / Хирургия / Библиотека им академика М.И. Перельмана / Книга_5525_Библиотеки_им_академика_М_И_Перельмана.pdf
X
- •Foreword
- •Acknowledgments
- •Editor biographies
- •Yi Wang
- •X. Sharon Qi
- •List of contributors
- •1.2.3 Feature engineering and representation
- •1.2.4 Linear separability
- •1.2.5 Classical models
- •1.1 A brief introduction to AI
- •1.2 Machine learning basics
- •1.2.1 Learning paradigms
- •1.3 Artificial neural networks
- •1.3.1 Feed-forward neural networks
- •1.3.2 Recurrent neural networks
- •1.3.3 Convolutional neural networks
- •1.3.4 Attention
- •1.3.5 Training neural networks
- •1.3.6 Applications and use cases of deep learning
- •1.4 Model training and evaluation
- •1.4.1 Hyperparameters
- •1.4.2 Data split
- •1.4.3 Evaluation metrics
- •1.5 Generative models
- •1.5.1 Generative adversarial networks
- •1.5.2 Diffusion models
- •1.5.3 Applications and use cases
- •1.6 Ethical consideration and bias
- •1.6.1 Transparency and explainability
- •1.6.2 Bias and fairness
- •1.6.3 Data privacy violation
- •1.6.4 Risk and misuse
- •1.7 Summary
- •References
- •2.1 Introduction
- •2.1.2 Staff roles in radiation therapy
- •2.2 Overview of AI in radiation therapy
- •2.2.1 Patient evaluation and dose prescription
- •2.2.2 Treatment simulation
- •2.2.3 Contouring
- •2.2.4 Treatment planning
- •2.2.5 Quality assurance
- •2.2.6 Treatment delivery
- •2.2.7 Response assessment and toxicity management
- •2.3 Summary
- •3.1 Introduction
- •3.1.1 Introduction of clinical decision making and AI
- •3.1.2 The role of AI in clinical decision making
- •3.2 AI algorithms for clinical decision making
- •3.2.2 Radiomics
- •3.2.3 Data integration by AI
- •3.2.4 Interpretability of AI models
- •3.3 Application of AI in clinical decision making
- •3.3.1 Diagnosis and disease phenotyping
- •3.3.2 Personalized treatment
- •3.3.3 Treatment outcome and prognosis prediction
- •3.4 Challenges and future directions of AI in clinical decision making
- •3.4.1 Challenges and concerns
- •3.4.2 Future directions
- •3.5 Summary
- •References
- •4.1 Introduction
- •4.2 Imaging for treatment planning
- •4.2.1 CT simulation
- •4.2.2 4D-CT
- •4.2.3 PET/CT
- •4.2.4 MRI
- •4.3 Imaging for treatment guidance
- •4.3.1 Portal imaging
- •4.3.2 CBCT
- •4.3.3 CT-on-rail and CT-linac
- •4.3.4 MR-linac
- •4.3.5 PET-linac
- •4.4 Imaging for motion management
- •4.4.1 ExacTrac
- •4.4.2 Varian triggered imaging
- •4.4.3 4D-CBCT
- •4.4.4 Cine MRI
- •4.4.5 4D-MRI
- •4.4.6 Surface imaging
- •4.5 Imaging for treatment assessment
- •4.5.1 Contrasted CT
- •4.5.2 PET/CT
- •4.5.3 Functional MRI
- •4.6 Summary
- •5.1 Introduction to big data in radiation oncology
- •5.1.1 Overview of big data
- •5.1.2 Sources of big data in radiation oncology
- •5.1.3 Big data and AI in radiation oncology
- •5.2 Big data lifecycle in radiation oncology
- •5.2.1 Data aggregation and storage
- •5.2.2 Data sharing and security
- •5.4 The application of big data in radiation oncology
- •5.4.1 Medical image segmentation
- •5.4.2 Automatic treatment planning
- •5.4.3 Treatment response prediction
- •5.4.4 Quality assurance and patient safety
- •5.4.5 Clinical decision support
- •5.2.3 Data visualization
- •5.2.4 Knowledge creation and implementation
- •5.2.5 Data archiving and deletion
- •5.3 Big data analytics with AI
- •5.3.1 Data processing and integration
- •5.3.2 AI modeling
- •5.5 Challenges and future perspectives
- •5.6 Summary
- •Reference
- •6.1 The road to ART
- •6.1.1 3D conformal radiotherapy (3DCRT)
- •6.1.2 Intensity modulated radiotherapy (IMRT)
- •6.1.3 Image-guided radiotherapy (IGRT)
- •6.1.4 Adaptive radiotherapy (ART)
- •6.2 ART workflow and implementation
- •6.2.2 Current practice
- •6.2.3 Clinical impact
- •6.3 Considerations for implementing online ART
- •6.3.1 Time as a limiting factor
- •6.3.2 Implications for fast and reliable re-planning
- •6.3.4 Clinical considerations
- •6.4 Summary
- •7.1 Components of ART workflow
- •7.1.1 Simulation
- •7.1.2 Pre-planning
- •7.1.3 Online imaging and daily re-planning
- •7.1.4 Quality assurance
- •7.2 AI-driven ART
- •7.2.1 Simulation
- •7.2.2 Pre-planning
- •7.2.3 AI for delivery
- •7.3 Outlook and future directions
- •7.3.1 Real-time ART with AI
- •7.3.2 Dose escalation and functional adaption with AI
- •7.4 Summary
- •References
- •8.1 Introduction
- •8.2 Synthetic CT: deep learning methods
- •8.2.1 Conventional methods
- •8.2.2 U-Net
- •8.2.3 Generative adversarial networks
- •8.2.4 Denoising diffusion probabilistic model
- •8.3 Synthetic CT from CBCT
- •8.3.1 Noise and artifact reduction
- •8.3.2 Online dose calculation
- •8.3.3 Online image segmentation
- •8.4 Synthetic CT from MRI
- •8.4.1 Synthetic image accuracy
- •8.4.2 Dose calculation in MR-only radiation therapy
- •8.4.3 PET attenuation correction
- •8.4.4 Image registration
- •8.5 Discussion and outlook
- •8.6 Summary
- •References
- •9.1 AI-based image registration and segmentation for ART
- •9.1.1 Adaptive radiation therapy
- •9.2 Artificial intelligence
- •9.2.1 What is machine learning?
- •9.2.2 What is deep learning?
- •9.3 Deep learning: the basic components
- •9.3.1 Convolutional neural networks: looking at the picture
- •9.3.2 Pooling layers: keeping what matters most
- •9.3.3 Fully connected (dense) layers: bringing it all together
- •9.3.4 Activations
- •9.3.5 Loss: driving the model
- •9.3.6 Auto-encoders: remove the noise
- •9.3.7 Supervised versus unsupervised learning
- •9.3.8 Pre-trained convolutional neural networks
- •9.4 Image registration: bringing two images together
- •9.4.1 Registration similarity metrics
- •9.4.2 Types of registrations
- •9.5 AI-based image registration
- •9.5.1 Supervised learning
- •9.5.2 Unsupervised learning
- •9.5.3 Registration in ART
- •9.5.4 Commonalities in architectures
- •9.6 Image segmentation
- •9.6.1 Introduction: coloring by the numbers
- •9.6.2 Segmentation networks
- •9.6.3 Best practices
- •9.7 Summary
- •10.1 Introduction
- •10.1.1 Overview of chapter content
- •10.2 The landscape of AI-assisted dose prediction
- •10.2.1 Traditional machine learning for dose prediction
- •10.2.2 Deep learning-based dose prediction
- •10.2.3 Challenges in AI-assisted dose prediction
- •10.3 Re-planning workflows powered by AI
- •10.3.1 Deep learning for re-planning pipelines
- •10.4 Future directions of AI-assisted dose prediction and re-planning
- •10.5 Summary
- •11.1 Introduction
- •11.2.1 Imaging-based motion monitoring
- •11.2.2 Delivery system actions
- •11.2.3 Challenges for real-time ART implementation
- •11.3 AI in real-time ART workflows
- •11.3.1 Improving intrafraction motion monitoring through AI
- •11.3.2 Mitigating system latency through AI
- •11.4 AI for ART delivery: future directions
- •11.4.1 Management of non-respiratory motion
- •11.4.2 Training AI models with small or unpaired datasets
- •11.4.4 Biology-guided ART delivery
- •11.5 Summary
- •References
- •12.1 Introduction
- •12.2 Patient QA
- •12.2.1 Pre-planning QA
- •12.2.2 Pre-treatment plan QA
- •12.2.3 On-treatment QA
- •12.3 Treatment delivery systems and instruments
- •12.3.1 Machine commissioning
- •12.3.2 Machine QA
- •12.3.3 Dosimetry tool QA
- •12.4 Summary
- •References
- •13.1 Data resources for response modeling in radiotherapy
- •13.1.1 Clinical data
- •13.1.2 Imaging (radiomics)
- •13.1.3 Treatment planning (dosiomics)
- •13.1.4 Multiomics
- •13.2 Radiotherapy treatment outcome modeling
- •13.2.1 TCP/NTCP in radiotherapy
- •13.2.2 Clinical outcomes versus PROs
- •13.2.3 Machine learning response prediction
- •13.2.4 Explainability of ML response models
- •13.2.5 Sample use cases
- •13.3 AI response-based adaptive radiotherapy
- •13.3.1 Requirements and challenges
- •13.3.2 Prediction versus treatment optimization
- •13.3.3 Sample use cases
- •13.4 Challenges and recommendations
- •13.5 Summary
- •Acknowledgments
- •References
- •14.1 Overview of challenges in AI-driven ART
- •14.2 Data challenges
- •14.2.1 Data availability
- •14.2.2 Data quality
- •14.2.3 Data privacy
- •14.3 Technical challenges
- •14.3.2 Model robustness and generalizability
- •14.3.3 Model explainability and interpretability
- •14.4 Challenges associated with online and real-time workflows
- •14.4.1 Image quality
- •14.4.2 Dose calculation
- •14.4.3 Real-time ART
- •14.5 Operational challenges
- •14.5.1 Clinical validation
- •14.5.3 Staff training
- •14.5.4 User experiences
- •14.5.5 Quality management program
- •14.5.6 Financial challenges
- •14.6 Ethical, regulatory, and legal challenges
- •14.6.1 Ethical issues
- •14.6.2 Regulatory and legal issues
- •14.7 Summary
- •References
- •15.1 Clinical considerations for CT-based offline ART
- •15.1.1 Patient and site selection
- •15.1.2 Re-simulation
- •15.1.3 Re-planning
- •15.1.4 Plan summation and evaluation
- •15.1.6 Limitations and future directions
- •15.2 Clinical considerations for CBCT/CT-based online ART
- •15.2.2 Patient and site selection
- •15.2.3 Simulation
- •15.2.4 Pre-planning review
- •15.2.5 Reference planning
- •15.2.9 Limitations and future directions
- •15.3 Summary
- •References
- •16.1 Introduction
- •16.2 Overview of MRI-guided ART systems
- •16.3 MRI-guided ART workflow
- •16.4 AI applications for MRI-guided ART
- •16.4.1 Synthetic CT generation
- •References
- •16.4.2 Auto-segmentation
- •16.4.3 Image registration
- •16.4.4 Others
- •16.4.5 Future AI development and implementation
- •16.5 Summary
- •17.1 Functional PET-guided ART
- •17.1.1 PET-based functional imaging overview
- •17.1.2 From anatomy to function: the power of PET in radiation therapy
- •17.1.5 Conclusions and future prospects
- •17.2 Functional MRI-guided ART
- •17.2.1 From anatomy to function: the power of functional MRI in radiation therapy
- •17.2.4 Conclusion and future prospects
- •17.3 Summary
- •References
- •18.1 Proton ART
- •18.1.1 Clinical context and necessity
- •18.1.2 Patient populations
- •18.1.4 Rationale for AI in proton ART
- •18.2 AI in proton ART
- •18.2.1 Imaging
- •18.2.2 Deformable and rigid registration
- •18.2.3 Contour propagation
- •18.2.4 Dose calculations
- •18.2.5 Plan optimization
- •18.2.6 Other developments
- •18.3 Implementation of adaptive proton therapy
- •18.4 Summary
- •References
- •19.1 Designing clinical trials with AI
- •19.1.1 The essential role of clinical trials
- •19.1.2 Trial protocols and methodologies
- •19.1.3 AI-driven clinical trial design and execution
- •19.1.4 Incorporation of digital twins (DTs) in clinical trials
- •19.2 Implementation of AI in ongoing clinical trials
- •19.2.1 Integration with existing clinical trial frameworks
- •19.2.2 Quality assurance, compliance, and standardization
- •19.3 Case studies of AI in adaptive radiotherapy trials
- •19.3.1 Overview of guidance for advanced radiotherapy in clinical trials
- •19.3.2 AI in the radiotherapy clinical trial quality assurance processes
- •19.4 Ethical and regulatory considerations
- •19.4.1 Patient consent and data privacy
- •19.4.2 Bias, fairness, and transparency
- •19.4.3 Regulatory guidelines and compliance
- •19.5 Future directions and challenges
- •19.5.1 Emerging technologies and techniques
- •19.5.2 Alternative strategies
- •19.6 Conclusion
- •19.7 Summary
- •References
- •20.1 Risk management
- •20.1.1 Prospective risk assessments
- •20.1.2 Root cause analysis

Artificial Intelligence in Adaptive Radiation Therapy
[106] Han B et al 2023 Characterization of biology-guided radiotherapy accuracy as a function of
PET tracer uptake Int. J. Radiat. Oncol. Biol. Phys.
[107] Ouyang J, Chen K T, Gong E, Pauly J and Zaharchuk G 2019 Ultra-low-dose PET
reconstruction using generative adversarial network with feature matching and task-specific
perceptual loss Med. Phys.
[108] Lim H, Chun I Y, Dewaraja Y K and Fessler J A 2019 Improved low-count quantitative
PET reconstruction with an iterative neural network Med. Phys.
[109] Fu J et al 2022 Patient-specific mean teacher UNet for enhancing PET image and low-dose
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46 3555–64
117 e668–e9
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2209.05665
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IOP Publishing
Artificial Intelligence in Adaptive Radiation Therapy
Yi Wang and X. Sharon Qi
Chapter 12
Artificial intelligence for quality assurance
in adaptive radiation therapy
Sang Kyu Lee and Maria Chan
Quality assurance (QA) within the realm of radiation oncology physics plays a
crucial role in ensuring that all patient care processes adhere to predefined quality
standards [1]. This comprehensive approach encompasses various policies and
procedures designed to establish these standards and outline the methods for
monitoring. While artificial intelligence (AI) has the capability to enhance this
process by analysing complex data and interpreting system outputs in a comprehensible manner, it is important to recognize that AI serves as a support tool rather than
a replacement for QA. The role of AI is to assist in the interpretation and processing
of intricate information, thereby facilitating the QA process but not supplanting the
foundational principles and practices of QA.
12.1 Introduction
In this chapter, we categorize quality assurance (QA) within the field of radiation
therapy into two main divisions—radiotherapy plan QA and machine/instrumentation
QA. We delve deeper into radiotherapy plan QA by mapping it across the care chain
of a patient, identifying several key processes where medical physicists contribute
significantly (figure 12.1). Following this, we explore various scholarly works on the
application of artificial intelligence (AI) that can support and enhance QA practices
across each sub-category. This review work aims to highlight the potential of AI as a
tool to assist in the precision and efficiency of QA processes in radiation therapy.
12.2 Patient QA
12.2.1 Pre-planning QA
12.2.1.1 Contouring QA
Several early investigations used the distribution of the morphological [2–4]or
texture [5] features of the contours to detect a contouring error by finding significant
doi:10.1088/978-0-7503-6119-4ch12 12-1 ª IOP Publishing Ltd 2025. All rights,
including for text and data mining (TDM), artificial intelligence (AI) training, and similar technologies, are reserved.

Artificial Intelligence in Adaptive Radiation Therapy
Figure 12.1. Simplified QA workflow in radiation oncology physics. Targets of the QA and QA elements are
represented in parallelograms and round-edged rectangles, respectively.
deviation from the ground truth distribution derived from verified contours.
Predefined thresholding on the deviation from the mean was applied by Chen
et al [3] to detect anomalies. Alternatively, a supervised machine-learning approach,
such as conditional random forest [2] can be used. A deep-learning-based approach,
which had been introduced as an auto-contouring tool [6], can also be used for
contouring QA: for example, a convolutional neural network (CNN) was used for
verifying atlas-based auto-contours [7].
Care must be taken when adopting the AI contouring QA tools. Many published
algorithms are trained to maximize quantitative accuracy metrics such as the Dice
similarity coefficient (DSC) or Hausdorff distance (HD). However, these metrics do
not always agree with each other [8] or may not be sensitive enough to detect
localized errors that could be clinically relevant [7]. Although a correlation between
clinical acceptability and surface DSC has been demonstrated [9], other complementary evaluation methods, such as Likert scales [10] or the Turing test [11] could
be considered. Moreover, it is important to consider potential mistakes and interoperator variability in manual contours that served as training data—the use of a
high-quality contour dataset, such as the manually curated multi-institutional
dataset [12] should be considered. Alternatively, tools are available to generate
consensus contours from multiple sets of human-generated contours [13]. As such,
evaluation of AI contours should be conducted in multiple domains, rather than
relying on a single metric [14](figure 12.2).
12.2.1.2 Image fusion (registration)
Importance of image fusion (registration) QA is growing, particularly in adaptive
radiotherapy where registration error between simulation and daily CT propagates
12-2

Artificial Intelligence in Adaptive Radiation Therapy
Figure 12.2. Different methods of evaluation of AI-generated contours. (Reproduced with permission from
[
14]. Copyright 2021 Elsevier.)
to contouring and dose accumulation accuracy and thus negatively impacts plan
quality. Image registration QA is conducted mainly at two levels: (i) at the
commissioning stage for the registration system and (ii) at a patient-specific level
as part of radiotherapy workflow, when image fusion is required for target
delineation or plan adaptation. Patient-specific evaluation of image registration is
challenging due to a lack of ground truth [17], sources of uncertainties such as
anatomical changes or image quality [18], and a lack of consensus on evaluation
methods [19]. Consequently, QA practices vary between institutions [19, 20], many
of which use qualitative visual inspection in a clinical setting [20]. Although visual
inspection is an important element of the patient-specific registration QA, as
recommended by TG-132 [15], it is not standardized and relies on the expertise
level of a user [16]. Quantitative assessment can be done by identifying and
calculating the displacement between homologous anatomical landmarks or contours, or examination of a deformation vector field (DVF) [16]. AI can help in the
extraction of homologous structures, which would have been a labor-intensive
process if done manually. For this purpose, in addition to the existing image
transformation methods [21, 22], the use of machine learning such as the decision
tree [23] or deep learning [24] has been investigated. AI can also play an important
role in QA of deformable registration and can augment the DVF-based metrics that
were already proposed as quantitative QA [25–27]. For example, Neylon et al [28]
trained a supervised neural network model to calculate the registration error in the
physical distance from the registered image and a biomechanical model. Similarly,
CNN-based supervised models were used to predict registration accuracy from
patches of images [29, 30]. Smolders et al [31] trained a deep-learning-based DVF
uncertainty prediction model, which can be used for comparing different registration
algorithms or estimating uncertainty in accumulated dose.
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Artificial Intelligence in Adaptive Radiation Therapy
12.2.2 Pre-treatment plan QA
12.2.2.1 Plan quality QA
One of the most important QAs of plan quality is the planned dose distribution
meeting clinical goals in terms of target coverage and organs-at-risk (OARs)
sparing. Reviewers often use a table of scoresheets that compares the calculated
dose–volume histogram (DVH) parameters for targets and OARs versus the preset
criteria that were established based on clinical experience or published guidelines.
However, it is not obvious from the scoresheets that the best possible trade-off
between target coverage and OAR sparing is achieved, which is determined by
complex interactions between patient anatomy, treatment modalities, and other
patient-specific considerations. AI can unravel these complex relationships to inform
the reviewers whether the planned dose distribution is optimal given these constraints. Knowledge-based planning (KBP) learns from high-quality plans using
various AI approaches to estimate a range of achievable dose. A thorough review of
KBP is outside the scope of this chapter and can be found in Ge et al [32]. The
concept of KBP can be used not only for assisting IMRT optimization, but also for
automated QA of the completed plans. Tol et al [33], and subsequently Cao et al
[34], used a commercial KBP tool RapidPlan (Varian Medical Systems, Palo Alto,
CA) to predict a range of DVH parameters for OARs and showed that the plans for
which OAR doses exceeded the predicted range can be improved by further
optimization. Stanhope et al [35] used their DVH prediction model to identify the
clinically unacceptable patient-specific QA (PSQA) results that translate into the
DVH falling outside the predicted DVH range. A deep-learning-based approach
[36–38] aims at directly predicting 3D dose distribution from simulation CT
(figure 12.3); DVH parameters can then be derived from the predicted 3D
distribution and used for flagging suboptimal plans [38]
Use of dose prediction models for automatic plan quality QA comes with caveats:
in order to achieve precise and accurate prediction and identify more suboptimal
plans, it is important to train a model from the carefully selected high-quality plans
with consistent OARs sparing [34]. Also, as pointed out in [34, 38], automatic QA
does not always align with physicians ’ judgment, due to the subjective nature of plan
quality review where physicians have diverse preferences over target coverage and
OAR sparing.
12.2.2.2 Pre-treatment chart review
Pre-treatment chart review is a comprehensive review of a radiotherapy plan by a
qualified medical physicist before the treatment begins. Physics chart review
comprises various aspects of a plan, including (i) data transfer integrity, (ii) dose
calculation accuracy, (iii) plan quality, (iv) consistency of prescription including
image guidance requests, and (v) other special considerations [39]. It was shown to
be the most effective safety barrier to prevent radiotherapy incidents [40]. However,
studies show that a sizable portion of errors pass through the physics chart review
[40–42]. Automation and standardization are listed as two major paths to enhance
the effectiveness of physics chart review [ 39, 41]. To this end, software solutions have
12-4

Artificial Intelligence in Adaptive Radiation Therapy
Figure 12.3. Examples of head-and-neck plans flagged by a deep-learning-based 3D dose prediction model by
Gronberg et al for suboptimal dose to (A) a spinal cord and (B) oral cavity. For (C), the model was not able to
predict suboptimal dose to the esophagus. (Reproduced with permission from [
38]. Copyright 2023 Elsevier.)
been developed to assist the manual plan checking process [43–46]. These software
tools typically apply a set of predefined rules for a given treatment type. As
previously mentioned, however, there are many circumstances that these predefined
rules cannot apply, and it becomes intractable to set separate rules for every
permutation of different scenarios. AI is beneficial in that it can evaluate the plan in
the context that it learns from data.
Error detection in chart review can be seen as anomaly detection—identification
of the samples that deviate from the rest of the data. A qualitative approach applies
data exploration techniques, such as clustering and principal component analysis
(PCA), to visually identify outliers. An example is the study by Azmandian et al [47]
who used the data exploration techniques to detect a gross error in the beam
parameters for prostate four-field box treatments (figure 12.4).
One possible quantitative approach is to learn a joint probability distribution of
the parameters characterizing a radiotherapy plan (e.g. anatomical sites, fractionation, treatment modality). If the probability model returns a small probability value
for a test plan having a certain parameter set, the plan can be flagged for possible
presence of errors. A Bayesian network (BN) can calculate joint probability using: (i)
a directed acyclic graph (DAG) representing dependent or independent relationships
between variables and (ii) conditional probability values that can be learned from
training data. BNs have been used for error detection in radiotherapy plans [48–51].
Obtaining network topology for a BN model such as figure 12.5 remains a challenge,
often requiring a group of experts to manually define the dependency relationships.
12-5

Artificial Intelligence in Adaptive Radiation Therapy
Figure 12.4. Four-field box prostate plans grouped into clusters based on their energy and monitor units. The
plans are projected to a two-dimensional plane defined by the first two principal components and clustered
using k-means clustering. (Reproduced with permission from [
47]. Copyright 2007 IOP Publishing Ltd.)
Kalet et al [49] proposed the use of heuristics derived from radiation oncology
ontology data to reduce the manual work in learning the network. A combination of
data-driven and heuristic approaches can also be used for learning BN DAG [52]. In
addition to BN, other machine-learning methods have been applied to detecting
outlier radiotherapy plans. The forest-based method, used by Liu et al [ 53], makes it
attractive for plan QA in that it can handle categorical variables and is robust to
high-dimensional data [54].
When implementing these error detection models in clinic, a ‘data drift’, a change
in data distribution over time, has to be considered. Data drift is prevalent in the
medical field [55], including radiation oncology, where treatment practices, such as
fractionation schemes, constantly change over time [56]. Thus, these decision
12-6

Artificial Intelligence in Adaptive Radiation Therapy
Figure 12.5. A Bayesian network topology by representing the dependency relationships (represented by
arrows) between the variables that characterize a treatment plan (represented by nodes). (Reproduced with
permission from [
48]. Copyright 2015 Institute of Physics and Engineering in Medicine.)
support tools need be regularly monitored and re-calibrated to update the criteria
discriminating erroneous plans, in a similar fashion to a study by Ruan et al [57]
12.2.2.3 Patient-specific QA
Pre-treatment PSQA was introduced to ensure that IMRT plans involving complex
movements of multi-leaf collimators (MLC) are properly calculated, transferred to a
machine, and accurately delivered [58]. PSQA is carried out by delivering a plan to a
detector and evaluating the agreement between calculation and measurement. The
agreement is typically computed using two-dimensional gamma analysis [59]to
accommodate two-dimensional detectors. A plan is regarded satisfactory if the
gamma passing rate (GPR) is above the fixed threshold: TG-218 [60] recommends a
passing rate of 95% under 3%/2 mm criteria. The power of AI can be harnessed to
predict GPR from IMRT QA even before delivering the QA plan, based on plan,
machine, and measurement device characteristics. Such a prediction system has
three potential clinical benefits, as follows. (i) Plan-specific issues, such as the overoptimization use of TPS beyond its capability, can be identified and mitigated ahead
of time, thereby minimizing interruption in patient care. (ii) AI can be used to
establish a GPR threshold specific to a certain type of plan, enhancing the sensitivity
and specificity of the PSQA. (iii) The prediction model can illuminate systematic
factors in TPS or delivery systems that can lead to dose discrepancy between
calculation and measurement.
12-7

Artificial Intelligence in Adaptive Radiation Therapy
Figure 12.6. Left: Clustering of the examined plans using PCA to demonstrate the plans with low passing rate
(circled) can be isolated by a combination of plan characteristics. Right: Agreement between the actual gamma
passing rate and prediction by the virtual IMRT QA model. (Reproduced from [
Wiley & Sons. Copyright 2016 American Association of Physicists in Medicine.)
70] with permission from John
Several plan characteristics have been proposed as predictors of PSQA. First of
all, IMRT or VMAT plan complexity metrics that quantify the irregularities in field
apertures, MLC motion [61–63], or a fluence map [64], were shown to be correlated
with robust deliverability [65] and PSQA GPR [66], and thus have been used for
many IMRT QA prediction models. In addition, dosiomics analysis—texture
analysis of dose distribution [67]—was proposed as another indicator of plan
complexity that can contribute to dose delivery inaccuracies [68], and was shown
to have benefits in predicting IMRT QA results [69]. Many machine-learning
methods were used for putting together these predictive features into a PSQA
prediction model. A seminal work by Valdes et al [70], coined as ‘virtual IMRT QA’
built a Poisson regression-based prediction model that predicts PSQA GPR from 78
plan complexity metrics (figure 12.6). This model was validated in multiple external
datasets [71]. Since their work, different machine-learning methods were investigated
to enhance GPR prediction, such as CNN [72–74], support vector machine [75],
boosted trees [76], and random forest [69, 77].
Several studies highlight the limitation of PSQA, especially in its reliance on
GPR, due to lack of sensitivity [78, 79], correlation with dose to targets and OARs
[80, 81], or independent audits [82]. One of the criticisms is the use of a fixed GPR
threshold for pass/fail, based on empirical evidence that the GPR from PSQA does
not follow the Gaussian distribution [70, 83] as assumed for the TG-119 recommendation [58]. AI can be used to overcome the traditional one-size-fits-all approach
to better ‘explain’ the 2D gamma distribution or GPR, by unraveling complex
relationships between PSQA results and various sources of uncertainties, such as
calculation engines, delivery systems, and detectors. For example, CNN has been
used to predict MLC errors from features derived from EPID images [84]ora3D
detector array [
85]. Another limitation of GPR is the loss of spatial information.
This neural network-based method was extended to detect other types of errors, such
as phantom set-up errors [86], monitoring unit scaling errors [87], or MLC modeling
in TPS [88].
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Artificial Intelligence in Adaptive Radiation Therapy
Some investigators attempted to directly predict two-dimensional gamma distributions by framing them as a deep-learning-based image synthesis problem. For
example, Matsuura et al [89] used a generative adversarial network (GAN) to
predict gamma distribution for EPID-based PSQA using the calculated fluence map
as input (figure 12.7). Similarly, Mahdavi et al [90] created an artificial neural
network (ANN)-based model to convert measured EPID fluences to the equivalent
2D gamma agreement between TPS and 2D array measurement.
There are considerations when training or evaluating the machine-learning-based
PSQA models. First, the data (whether GPR or voxels with gamma > 1) the models
are trained on are highly skewed towards passing. To address the class imbalance, a
large sample size is needed for model training, or remedies such as oversampling
(SMOTE) have to be taken. Second, the model should be interpretable so that root
causes for poor dose agreement are fed back to the planning or machine QA process
as actionable information.
Figure 12.7. Examples of two-dimensional gamma distributions from IMRT QA synthesized by a GAN from
an input fluence map. (Reproduced from [
American Association of Physicists in Medicine.)
89] with permission from John Wiley & Sons. Copyright 2023
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