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of radiation therapy for patients with locally advanced rectal cancer: a pilot trial. J Clin Oncol. 2014;32:513–8.
30. Fornaro L, Caparello C, Vivaldi C, etal. Bevacizumab in the pre-operative treatment of locally advanced rec­tal cancer: a systematic review. World J Gastroenterol. 2014;20:6081–91.
31. Borg C, Andre T, Mantion G, et al. Pathological response and safety of two neoadjuvant strategies with bevacizumab in MRI-dened locally advanced T3 resectable rectal cancer: a randomized, noncom­parative phase II study. Ann Oncol. 2014;25:2205–10.
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33. Patel UB, Brown G, Rutten H, etal. Comparison of magnetic resonance imaging and histopathological response to chemoradiotherapy in locally advanced rectal cancer. Ann Surg Oncol. 2012;19:2842–52.
34. Francois Y, Nemoz CJ, Baulieux J, et al. Inuence of the interval between preoperative radiation ther­apy and surgery on downstaging and on the rate of sphincter- sparing surgery for rectal cancer: the Lyon R90-01 randomized trial. J Clin Oncol. 1999;17:2396.
35. Kalady MF, de Campos-Lobato LF, Stocchi L, et al. Predictive factors of pathologic complete response after neoadjuvant chemoradiation for rectal cancer. Ann Surg. 2009;250:582–9.
36. Garcia-Aguilar J, Smith DD, Avila K, etal. Optimal timing of surgery after chemoradiation for advanced rectal cancer: preliminary results of a multicenter, nonrandomized phase II prospective trial. Ann Surg. 2011;254:97–102.
37. Garcia-Aguilar J, Chow OS, Smith DD, et al. Effect of adding mFOLFOX6 after neoadjuvant chemoradia­tion inlocally advanced rectal cancer: a multicentre, phase 2 trial. Lancet Oncol. 2015;16:957–66.
38. Rullier E, Rouanet P, Tuech JJ, etal. Organ preserva­tion for rectal cancer (GRECCAR 2): a prospective, randomised, open-label, multicentre, phase 3 trial. Lancet. 2017;390:469.
39. Hupkens BJP, Maas M, Martens MH, et al. Organ preservation in rectal cancer after chemoradiation: should we extend the observation period in patients with a clinical near-complete response? Ann Surg Oncol. 2018;25(1):197–203.
40. Perez RO, Habr-Gama A, Sao Juliao GP, etal. Optimal timing for assessment of tumor response to neoadju­vant chemoradiation in patients with rectal cancer: do all patients benet from waiting longer than 6 weeks? Int J Radiat Oncol Biol Phys. 2012;84:1159–65.
41. Perez RO, Habr-Gama A, Pereira GV, etal. Role of biopsies in patients with residual rectal cancer fol­lowing neoadjuvant chemoradiation after downsiz­ing: can they rule out persisting cancer? Color Dis. 2012;14:714–20.
42. Duldulao MP, Lee W, Streja L, et al. Distribution of residual cancer cells in the bowel wall after neoadju-
vant chemoradiation in patients with rectal cancer. Dis Colon Rectum. 2013;56:142–9.
43. Lambregts DM, Maas M, Bakers FC, etal. Long-term follow-up features on rectal MRI during a wait-and­see approach after a clinical complete response in patients with rectal cancer treated with chemoradio­therapy. Dis Colon Rectum. 2011;54:1521–8.
44. Patel UB, Taylor F, Blomqvist L, et al. Magnetic resonance imaging-detected tumor response for locally advanced rectal cancer predicts survival outcomes: MERCURY experience. J Clin Oncol. 2011;29:3753–60.
45. Lambregts DM, van Heeswijk MM, Delli Pizzi A, etal. Diffusion-weighted MRI to assess response to chemoradiotherapy in rectal cancer: main interpreta­tion pitfalls and their use for teaching. Eur Radiol. 2017;27:4445.
46. Curvo-Semedo L, Lambregts DM, Maas M, et al. Rectal cancer: assessment of complete response to preoperative combined radiation therapy with chemotherapy--conventional MR volumetry ver­sus diffusion-weighted MR imaging. Radiology. 2011;260:734–43.
47. Dos Anjos DA, Perez RO, Habr-Gama A, et al. Semiquantitative volumetry by sequential PET/CT may improve prediction of complete response to neo­adjuvant chemoradiation in patients with distal rectal cancer. Dis Colon Rectum. 2016;59:805–12.
48. Maas M, Lambregts DM, Nelemans PJ, et al. Assessment of clinical complete response after chemo­radiation for rectal cancer with digital rectal examina­tion, endoscopy, and MRI: selection for organ-saving treatment. Ann Surg Oncol. 2015;22:3873–80.
49. Smith FM, Ahad A, Perez RO, et al. Local excision techniques for rectal cancer after neoadjuvant chemo­radiotherapy: what are we doing? Dis Colon Rectum. 2017;60:228–39.
50. Clancy C, Burke JP, Albert MR, et al. Transanal endoscopic microsurgery versus standard transanal excision for the removal of rectal neoplasms: a sys­tematic review and meta-analysis. Dis Colon Rectum. 2015;58:254–61.
51. Perez RO, Habr-Gama A, Sao Juliao GP, et al. Transanal endoscopic microsurgery for residual rec­tal cancer after neoadjuvant chemoradiation ther­apy is associated with signicant immediate pain and hospital readmission rates. Dis Colon Rectum. 2011;54:545–51.
52. Sao Juliao GP, Ortega CD, Vailati BB, et al. Magnetic resonance imaging following neo­adjuvant chemoradiation and transanal endo­scopic microsurgery for rectal cancer. Color Dis. 2017;19:O196–203.
53. Habr-Gama A, Lynn PB, Jorge JM, et al. Impact of organ-preserving strategies on anorectal func­tion in patients with distal rectal cancer following neoadjuvant chemoradiation. Dis Colon Rectum. 2016;59:264–9.
54. Bujko K, Richter P, Smith FM, et al. Preoperative radiotherapy and local excision of rectal cancer with
4 Complete Clinical Response inRectal Cancer After Neoadjuvant Therapy: Organ Preservation…
41
immediate radical re-operation for poor responders: a prospective multicentre study. Radiother Oncol. 2013;106:198–205.
55. Morino M, Allaix ME, Arolfo S, etal. Previous trans­anal endoscopic microsurgery for rectal cancer repre­sents a risk factor for an increased abdominoperineal resection rate. Surg Endosc. 2013;27:3315–21.
56. Hompes R, McDonald R, Buskens C, etal. Completion surgery following transanal endoscopic microsurgery: assessment of quality and short- and long-term out­come. Color Dis. 2013;15:e576–81.
57. Doornebosch PG, Ferenschild FT, de Wilt JH, et al. Treatment of recurrence after transanal endoscopic microsurgery (TEM) for T1 rectal cancer. Dis Colon Rectum. 2010;53:1234–9.
58. Perez RO, Habr-Gama A, Sao Juliao GP, et al. Transanal endoscopic microsurgery (TEM) following neoadjuvant chemoradiation for rectal cancer: out­comes of salvage resection for local recurrence. Ann Surg Oncol. 2016;23:1143–8.
59. Koedam TWA, Veltcamp Helbach M, Penna M, etal. Short-term outcomes of transanal completion total mesorectal excision (cTaTME) for rectal cancer: a case-matched analysis. Surg Endosc. 2018;33:103–9.
60. Habr-Gama A, Sao Juliao GP, Perez RO.Nonoperative management of rectal cancer: identifying the ideal patients. Hematol Oncol Clin North Am. 2015;29:135–51.
61. Hallam S, Messenger DE, Thomas MG.A systematic review of local excision after neoadjuvant therapy for rectal cancer: are ypT0 tumors the limit? Dis Colon Rectum. 2016;59:984–97.
62. Dossa F, Chesney TR, Acuna SA, et al. A watch­and- wait approach for locally advanced rectal cancer after a clinical complete response following neoadju­vant chemoradiation: a systematic review and meta­analysis. Lancet Gastroenterol Hepatol. 2017;2:501.
63. Dattani M, Heald RJ, Goussous G, etal. Oncological and survival outcomes in watch and wait patients with a clinical complete response after neoadjuvant chemoradiotherapy for rectal cancer: a systematic review and pooled analysis. Ann Surg. 2018;268:955.
64. Habr-Gama A, Gama-Rodrigues J, Sao Juliao GP, et al. Local recurrence after complete clinical response and watch and wait in rectal cancer after neoadjuvant chemoradiation: impact of salvage ther­apy on local disease control. Int J Radiat Oncol Biol Phys. 2014;88:822–8.
65. Kong JC, Guerra GR, Warrier SK, etal. Outcome and salvage surgery following “watch and wait” for rectal cancer after neoadjuvant therapy: a systematic review. Dis Colon Rectum. 2017;60:335–45.
66. Maas M, Nelemans PJ, Valentini V, etal. Long-term outcome in patients with a pathological complete response after chemoradiation for rectal cancer: a pooled analysis of individual patient data. Lancet Oncol. 2010;11:835–44.
67. van der Valk MJM, Hilling DE, Bastiaannet E, et al. Long-term outcomes of clinical complete respond­ers after neoadjuvant treatment for rectal cancer in the International Watch & Wait Database (IWWD): an international multicentre registry study. Lancet. 2018;391(10139):2537–45.
68. Perez RO, Habr-Gama A, Sao Juliao GP, etal. Should we give up the search for a clinically useful gene sig­nature for the prediction of response of rectal cancer to neoadjuvant chemoradiation? Dis Colon Rectum. 2016;59:895–7.
69. Bettoni F, Masotti C, Habr-Gama A, etal. Intratumoral genetic heterogeneity in rectal cancer: are single biop­sies representative of the entirety of the tumor? Ann Surg. 2017;265:e4–6.
70. Lopes-Ramos C, Koyama FC, Habr-Gama A, et al. Comprehensive evaluation of the effectiveness of gene expression signatures to predict complete response to neoadjuvant chemoradiotherapy and guide surgical intervention in rectal cancer. Cancer Genet. 2015;208:319–26.
71. Carpinetti P, Donnard E, Bettoni F, et al. The use of personalized biomarkers and liquid biopsies to monitor treatment response and disease recurrence in locally advanced rectal cancer after neoadjuvant chemoradiation. Oncotarget. 2015;6:38360–71.
Salvage Surgery After TAMIS Excision ofEarly-Stage Rectal Cancer
SookC.Hoang andCharlesM.Friel
5

Introduction

Radical resection with a total mesorectal exci­sion (TME) is the gold standard for mid and low rectal cancers. Utilizing these techniques there has been substantial improvement in rates of local control and in some studies overall survival over the last several decades. However, these procedures are associated with considerable morbidity and, in some series, a 1–2% rate of mortality. Furthermore, many patients will require either a permanent or a temporary stoma. Understandably, while recognizing the impor­tance of a TME for patients with locally advanced rectal cancers, many investigators have ques­tioned the need for such an aggressive approach for patients with an early (T1) rectal cancer. Under these circumstances the rate of lymph node metastases can be less than 10% which begs the question of whether a TME is oncologi­cally necessary. Because of this, local excision is very appealing for the treatment of early-stage rectal cancer. In principle, if the tumor can be completely excised and the surgeon is condent there is no lymph node metastases, patients can be saved from the considerable morbidity of
S. C. Hoang (*) · C. M. Friel Department of Surgery, University of Virginia Health System, Charlottesville, VA, USA e-mail: sh7je@virginia.edu; cmf2x@virginia.edu
TME.Initially, local excision was performed via a transanal approach using anal retractors. However, there are now more elegant options to a transanal excision (TAE) which include trans­anal endoscopic microsurgery (TEM) and trans­anal minimally invasive surgery (TAMIS) using either a laparoscopic or robotic platform. These newer techniques allow for improved visibility resulting in surgical specimens that are more likely to remain intact with negative margins. However, despite improvements in imaging and surgical techniques and our understanding of rectal cancers, local excision for a T1 rectal can­cer, independent of approach, still has a local recurrence rate of approximately 10%. Furthermore, once a tumor is completely excised and analyzed pathologically, there will be some patients with tumors who have aggressive patho­logical features that mandate an immediate TME.In both circumstances surgeons must now perform a radical proctectomy with a TME in an attempt to salvage the initial failed local exci­sion. It is critical, therefore, for surgeons to understand the outcomes of these salvage proce­dures so that patients are fully informed of potential outcomes. For the purpose of this dis­cussion, salvage proctectomy will be classied as delayed, when it is done for a locally recurrent cancer, or immediate, when performed for unex­pected aggressive pathological features. The out­comes will focus on both local control and surgical morbidity.
© Springer Nature Switzerland AG 2019 S. Atallah (ed.), Transanal Minimally Invasive Surgery (TAMIS) and Transanal Total Mesorectal Excision (taTME), https://doi.org/10.1007/978-3-030-11572-2_5
43
44
S. C. Hoang and C. M. Friel
Immediate Salvage Surgery forDisease Upstage
Patients with T1 rectal cancers who are candi­dates for local excision must be thoroughly assessed prior to surgery. This includes imaging studies to accurately determine the depth of inva­sion. Prior studies have shown that T1 rectal can­cers can have lymph node metastases in approximately 10% of patients, while those with T2 cancer, the rate of lymph node metastases approaches 20% [1, 2]. Both endorectal ultra­sound (ERUS) and high-denition MRI have been used to determine the depth of invasion and to detect pathological lymph nodes in the meso­rectum. Unfortunately, neither is 100% reliable resulting in rectal lesions that can be either under­staged or overstaged. One study found 44.3% of pT1 and 31.2% of pT2 tumors were thought to be benign lesions prior to surgery [3], highlighting the imperfections of current selection processes. Underestimation of T category preoperatively can lead to partial-thickness rectal wall excision and a subsequent sixfold increase in odds of an R1 margin [3]. Furthermore, tumors may have aggressive pathological features (poor differenti­ation, lymphovascular invasion, tumor budding) that increase the chances of having lymph node metastases substantially but are only fully identi­ed once a complete excision is performed. While surgeons strive for perfect patient selec­tion, the reality is that a local excision serves as an excisional biopsy of the lesion. Most of the time, the nal pathology is consistent with preop­erative evaluation, and compulsive surveillance is all that is necessary. However, in approximately 4–23% of patients, the nal tumor will either have unrecognized aggressive features, be deeper than expected, or have a close surgical margin [3,
4]. Because of a high rate of local failure under
any of these circumstances immediate salvage surgery, with TME, is indicated.
It is currently unclear if the outcomes of immediate salvage TME for disease upstaging vary from upfront radical surgery with TME. Some studies suggest immediate salvage TME after a failed local excision does not com­promise oncologic outcomes compared to pri-
mary upfront radical surgery [5, 6]. For example, Baron et al. noted no difference in long-term oncologic outcomes in patients that had immedi­ate salvage surgery following a failed local exci­sion [6]. They compared patients who underwent immediate resection for adverse features encoun­tered in the local excision specimen with patients who underwent delayed resection only after the emergence of local recurrence. The disease-free survival in the immediate resection group was
94.1% compared to 55.5% in the delayed resec­tion group. Similarly, a study performed by Levic etal. found that the recurrence rates for radical surgery after TEM for rectal cancer were similar to historical controls [7]. They identied 25 patients within their institution who underwent TME after local excision with TEM.Outcomes were matched with historical controls who had primary upfront radical excision with TME.There were no signicant differences between the two groups in the number of harvested lymph nodes, median circumferential resection margin, and completeness of mesorectal fascial plane. Additionally, there were no recurrences in the salvage TME group within 25months. Despite these promising oncologic results, this study reports a compromise in oncologic principles during denitive resection including:
1. Intraoperative perforation was reported at 20%, likely secondary to weakening of the specimen from the previous TEM.
2. Thirty-seven percent of patients had an incom­plete mesorectal excision.
The signicance of these ndings remains
unclear but does suggest there may be some oncologic compromise as a result of the previous attempt at local therapy.
While at rst glance there seems to be no sig-
nicant compromise to rst attempting a local excision, this algorithm certainly raises some concern. Patients are subjected to two surgical procedures often within a short period of time. Additionally, there is currently no consensus in the timing of salvage surgery following TEM for lesions that are upstaged on pathology. Some centers report salvage surgery as early as 4weeks
5 Salvage Surgery After TAMIS Excision ofEarly-Stage Rectal Cancer
45
from the initial TEM, and some centers report delay of up to 3months [5]. What is clear is that surgical morbidity after salvage TME is reported to be as high as 56% [7]. More importantly, in the same study from Levic etal., 40% of the patients having a salvage procedure required an APR and permanent colostomy which raises the possibility that these patients could have had a LAR if upfront radical surgery was performed and the surgical planes not disrupted by the previous full­thickness excision. These ndings suggest that salvage TME after local excision may be more technically challenging. The local excision scar has to be completely excised, resulting in a more distal resection margin, which could increase the rate of a permanent colostomy. Van Gijn et al. evaluated the risk of local recurrence, effects on survival, and rate of ostomy after immediate sal­vage TME [8]. Patients who had a local excision for presumed benign or supercial malignant rec­tal lesions and had subsequent pathologic upstag­ing underwent salvage TME within 15 weeks. They found a greater risk for colostomy (OR
2.51, p< 0.0006) and a greater local recurrence rate (HR 6.8, p<0.0001) in patients who had sal­vage surgery. There was no difference in develop­ment of distant metastasis at 2.5 years. These data suggest that salvage TME is technically more challenging in a re-operative eld. Because of these challenges, both rates of local recurrence and colostomy creation are likely increased.
In summary, following a local excision, some patients will have unfavorable pathological fea­tures that mandate a radical resection. Under these circumstances immediate (within 3months) salvage surgery is recommended since waiting for a local recurrence tends to have worse onco­logical outcomes. When performed early survival may be equivalent to upfront radical resection. However, radical surgery may be more techni­cally challenging as a result of scarring and bro­sis from a previous local excision. Unfortunately, this may increase the likelihood of requiring a permanent colostomy. Furthermore, the impact on local recurrence remains ill-dened with some studies suggesting similar outcomes and others hinting at a higher rate of local failure. What does seem clear, however, is that a failed local excision
has important repercussions which highlight the importance of proper preoperative selection.
Delayed Salvage Surgery forRecurrent Disease
While local excision for an early rectal cancer may be an excellent option for carefully selected patients, there is little doubt it is an oncologically inferior option when compared to a radical resec­tion. Local excision removes the tumor with a limited mucosal margin and spares the mesorec­tal lymph nodes. Unresected disease in regional lymphatics has been identied as a cause of fail­ure after local excision [9]. As a result, there is an increased risk for recurrence after local excision compared to proctectomy with a TME [3]. Local recurrence rates after local excision can range from 0 to 33% compared to local recurrence rates after upfront proctectomy with total mesorectal excision at 0–2.4% [10].
Surveillance and follow-up of patients who have undergone local excision for T1 rectal can­cer are therefore critical for detection of local recurrence. Since local recurrence may present as an intraluminal or extraluminal mass, a multi­modal surveillance scheme should be followed. Current guidelines recommend proctoscopy every 3months for the rst 2years and then every 6 months for a total of 5 years [11]. However, surveillance with proctoscopy alone may still lead to missed recurrences. Additionally, despite imaging modalities such as MRI or endorectal ultrasound (ERUS), lymph node metastasis may also be missed [12]. For these reasons, some cen­ters argue for aggressive surveillance with sur­veillance proctoscopy and ERUS in addition to yearly pelvic MRI for patients who have had local excision for early rectal cancer [12, 13]. Close surveillance may lead to an earlier detec­tion of recurrence and subsequent need for a less involved salvage surgery. However, even with active surveillance, outcomes following salvage surgery is poor with 3-year overall survival at 31% and disease-free survival of 58% [12].
Bach et al. sought to identify predictors to recurrence after local excision for rectal cancer.
46
S. C. Hoang and C. M. Friel
Recurrence after local excision occurs at a median of 13 months (range of 3–55 months) [3]. They found that recurrence is independently predicted by depth of tumor invasion, maximum tumor diameter, and presence of intramural lym­phovascular invasion. Additionally, as the maxi­mum tumor diameter increased by 1cm, the risk of recurrence also increased by 18% (95% CI, 3–35%). Lymphovascular invasion was noted to increase the risk of recurrence by a factor of
1.86. This is consistent with previous studies that have found lymphovascular invasion to be an independent predictor of local recurrence [9].
In general, local recurrence portends a poor prognosis. In most patients, when recurrence occurs after local excision, the stage of the recur­rent tumor is more advanced than the initial pri­mary tumor [14]. Another study noted 41% nding of positive node involvement in the surgical speci­men, despite the use of preoperative radiation ther­apy in patients with recurrence [14]. Bikhchandani etal. identied 27 patients who underwent multi­modal salvage therapy for locally recurrent rectal cancer after previous local excision for early rectal cancer [15]. Compared to 5-year disease-free sur-
vival rates of 92–97% after upfront proctectomy for a T1 lesion, they found a 5-year overall sur­vival rate of 50% (95% CI, 30–74%) and a 5-year recurrence-free survival rate of 47% (95% CI, 25–68%) after salvage surgery for recurrence. There are now several studies (Table5.1) showing similar disappointing outcomes with overall sur­vival hovering around 50%. Recalling that upfront TME for a T1 rectal cancer has nearly a 100% overall survival, these data remind us that salvage surgery for a local recurrence does not achieve similar oncologic success and therefore cannot be relied upon for patients that have a recurrence fol­lowing a local excision.
Additionally, salvage TME for recurrence after local excision for early-stage rectal cancer often involves an extensive operation with increased morbidity. Pelvic recurrence is often advanced requiring an extended pelvic resection of adjacent pelvic organs to achieve salvage [16]. For exam­ple, in the study from Weiser et al., 50 patients underwent attempted surgical salvage for local recurrence following initial transanal excision [16]. Thirty-one of the 50 patients underwent an APR and only 11 patients had an
Table 5.1 Summary of studies regarding salvage surgery after local excision for rectal cancer
Author, year Friel etal.,
2002 [14] Weiser etal.,
2005 [16]
Doornebosch etal., 2010 [12]
You etal., 2012 [17]
Bikhchandani etal., 2015 [15]
OS overall survival, DFS disease-free survival, not reported
N (study
years) 1988–
1999 50
(1970–
2003)
88 (1996–
2010)
43 (1993–
2011)
27 (1997–
2013)
Initial tumor stage
T1, T2 34% DFS 55%
T1, T2 20months 17 patients within
pT1 10months Intraluminal 10
cT1 43% cT2 7% cT3 22% unknown 28%
T1, T2 52weeks Luminal 23 patients,
Median time to recurrence Location of recurrence
rectal mucosa, metastatic disease 8 patients
(11%), Extraluminal 6 (6.8%), Distant mets 39%
1.9years Local/regional 67%, Distant 18%, Both 15%
Locoregional 3 patients, Locally advanced disease(T3/T4) 73%
Sphincter preservation OS, DFS
5-year OS 53%
56% 3-year OS 31%,
33% 5-year OS 63%,
33% 5-year OS 50%,
cancer-related survival 58%
3-year recurrence-free survival 43%
recurrence-free survival 47%
5 Salvage Surgery After TAMIS Excision ofEarly-Stage Rectal Cancer
47
LAR. Additionally, 55% of patients required an extended resection involving the pelvic sidewall, prostate, seminal vesicle, bladder, vagina, ureter, and ovary, with a resulting 5-year disease-free survival rate of 53%. Similarly, in a series by You etal., 33% of patients with recurrence after local excision required a multivisceral resection and 5% required a pelvic exenteration to achieve R0 disease [17]. Additionally, they noted that only 33% of patients who underwent salvage surgery achieved sphincter preservation which was con­sistent with sphincter preservation rates of 30–50% across studies [12, 15, 17]. The goal of salvage surgery is to achieve R0 resection which often requires extensive resection and sphincter compromise. When R0 resection is achieved, survival rates of up to 59% can be achieved. However, in situations where an R1 or R2 resec­tion is achieved, survival rates drop to 0% [16].
In efforts to improve outcomes and survival after salvage surgery, multimodality therapy is frequently adopted. This includes the use of both neoadjuvant and adjuvant chemotherapy and radiation, in addition to intraoperative radiother­apy in some centers [15]. However, morbidity rates after salvage surgery is consistently reported at 40–50%. Bikhchandani et al. were able to achieve R0 resection in 93% of patients with the use of multimodality therapy and salvage surgery [15]. Despite this, they reported 5-year recurrence- free survival rate and 5-year overall survival rate of <50%. Similarly, despite aggres­sive multimodal therapy including neoadjuvant chemoradiation and intraoperative radiation to achieve R0 resection in 80% of patients, You etal. also reported modest outcomes (5-year OS 63%, 3-year re-recurrence-free survival 43%) [17]. Therefore, even with the use of multimodal­ity therapy, recurrences after a failed local exci­sion are signicant challenges with overall outcomes which remain disappointing given the initial stage of these tumors.

Summary

There have been signicant advances in the treat­ment of rectal cancer. Local excision for benign rectal lesions and T1 rectal cancers has become
more technically possible with the introduction of TEM and TAMIS, with lower associated mor­bidity compared to radical surgery. For many rea­sons, local excision for properly selected patients with a T1 rectal cancer remains an appealing option. Since T1 rectal cancers have up to a 10% risk for lymph node metastasis, preoperative staging is extremely important. Unfortunately, available modalities such as MRI and endorectal ultrasound are not able to detect micrometastases that may be associated with T1 lesions [18]. Therefore, despite careful patient selection, some patients will require a salvage TME for either poor pathological features or a local recurrence. Initially surgeons believed that outcomes of these salvage procedures would likely be similar to pri­mary surgery for these early rectal cancers. When performed in a timely fashion, salvage surgery for pathologic upstaging results in acceptable survivability. However, salvage surgery can be technically more challenging compared to upfront radical surgery which increases the likeli­hood of a permanent colostomy. Furthermore, local recurrence rates for a salvage TME is likely higher. For patients that recur following a local excision, the recurrence is often at a higher stage compared to the initial stage of presentation. As a result, more extensive surgical resection is needed to achieve tumor-free resection, resulting in greater morbidity and compromised functional outcomes. This includes diminished sphincter preservation rates of only 30–50% across studies and often requires an extended resection to achieve an R0 resection. Survival outcomes fol­lowing salvage surgery, even with multimodality therapy, are also disappointing and hover at about 50%. These data suggest that salvage surgery is not a panacea for the patients who develop a local recurrence. What it does suggest is that compul­sive and aggressive surveillance is critical in the management of these patients. Presumably if local recurrences are found early, then salvage surgery may have better overall outcomes. It is our recommendation that all patients be followed by endoscopic evaluation and careful exam every 3months for 2years and biannually until 5years. Since there are examples of late recurrence, an annual exam after 5 years may be reasonable. Ideally this is done by the operating surgeon who
48
S. C. Hoang and C. M. Friel
is more attuned to subtle recurrence patterns. While most recurrences are intraluminal, there will be some local recurrence outside of the lumen. Therefore, a pelvic MRI should be done at least once per year. Similarly, some patients will develop distant metastases so a CT scan of the chest, abdomen, and pelvis annually is also reasonable. By staggering the CT scans and the pelvic MRI every 6months, the patient can get pelvic imaging every 6months with this approach.

Conclusion

Since salvage surgery cannot be relied upon for a failed local excision, the best opportunity to improve outcomes for local excision is by improving the patient selection process. Until we can reliably rule out disease within the mesorec­tum, there will be patients that will recur. We now know that salvage surgery clearly results in infe­rior outcomes. Therefore, since our “rst shot is our best shot,” when considering local excision as a treatment option, we must choose and inform our patients carefully.

References

1. Chang HC, Huang SC, Chen JS, Tang R, Changchien
CR, Chiang JM, et al. Risk factors for lymph node metastasis in pT1 and pT2 rectal cancer: a single­institute experience in 943 patients and literature review. Ann Surg Oncol. 2012;19(8):2477–84.
2. Rasheed S, Bowley DM, Aziz O, Tekkis PP, Sadat AE,
Guenther T, etal. Can depth of tumour invasion predict lymph node positivity in patients undergoing resection for early rectal cancer? A comparative study between T1 and T2 cancers. Color Dis. 2008;10(3):231–8.
3. Bach SP, Hill J, Monson JR, Simson JN, Lane L,
Merrie A, etal. A predictive model for local recur­rence after transanal endoscopic microsurgery for rec­tal cancer. Br J Surg. 2009;96(3):280–90.
4. Borschitz T, Heintz A, Junginger T.The inuence of
histopathologic criteria on the long-term prognosis of locally excised pT1 rectal carcinomas: results of local excision (transanal endoscopic microsurgery) and immediate reoperation. Dis Colon Rectum. 2006;49(10):1492–506. discussion 500-5
5. Hahnloser D, Wolff BG, Larson DW, Ping J,
Nivatvongs S.Immediate radical resection after local
excision of rectal cancer: an oncologic compromise? Dis Colon Rectum. 2005;48(3):429–37.
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7. Levic K, Bulut O, Hesselfeldt P, Bulow S. The out­come of rectal cancer after early salvage surgery following transanal endoscopic microsurgery seems promising. Dan Med J. 2012;59(9):A4507.
8. van Gijn W, Brehm V, de Graaf E, Neijenhuis PA, Stassen LP, Leijtens JW, et al. Unexpected rectal cancer after TEM: outcome of completion surgery compared with primary TME. Eur J Surg Oncol. 2013;39(11):1225–9.
9. Paty PB, Nash GM, Baron P, Zakowski M, Minsky BD, Blumberg D, etal. Long-term results of local exci­sion for rectal cancer. Ann Surg. 2002;236(4):522–9. discussion 9-30
10. Garcia-Aguilar J, Mellgren A, Sirivongs P, Buie D, Madoff RD, Rothenberger DA.Local excision of rec­tal cancer without adjuvant therapy: a word of cau­tion. Ann Surg. 2000;231(3):345–51.
11. National Comprehensive Cancer Network. NCCN clinical practice guidelines in oncology (NCCN guidelines): Rectal Cancer. Version 1.2018 2018. Available from: https://www.nccn.org/professionals/
physician_gls/pdf/rectal.pdf.
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13. de Anda EH, Lee SH, Finne CO, Rothenberger DA, Madoff RD, Garcia-Aguilar J.Endorectal ultrasound in the follow-up of rectal cancer patients treated by local excision or radical surgery. Dis Colon Rectum. 2004;47(6):818–24.
14. Friel CM, Cromwell JW, Marra C, Madoff RD, Rothenberger DA, Garcia-Aguilar J.Salvage radical surgery after failed local excision for early rectal can­cer. Dis Colon Rectum. 2002;45(7):875–9.
15. Bikhchandani J, Ong GK, Dozois EJ, Mathis KL. Outcomes of salvage surgery for cure in patients with locally recurrent disease after local excision of rectal cancer. Dis Colon Rectum. 2015;58(3):283–7.
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Organ Preservation andPalliative Options forRectal Cancer
Nienkeden Dekker, StefanErikVan Oostendorp, andJurriaanBenjaminTuynman
6

Introduction

Local excision is a well-accepted organ preserving method for early rectal cancer with substantial lower morbidity and impact on quality of life com­pared to radical surgery. However, only rectal can­cers staged as a T1 tumor limited to the supercial third of the submucosa (sm1) and less than 3cm in diameter without signs of poor differentiation, lymphatic or vascular invasion, budding, or clus­tering in the nal pathology are oncologically safely treated with radical local excision [1]. These tumors have local recurrence rates of less than 5%. Small locally excised lesions with more risk fac­tors as budding, poor differentiation, and lympho­vascular invasion or even T2 lesions have been associated with relatively high recurrence rates [24]. Due to the increased recurrence rate, most guidelines recommend completion radical surgery after local excision of high-risk lesions [5].
Local excision for palliation could be consid­ered in patients who are either too fragile for or who refuse radical surgery. This seems to be a valuable option for those that have symptomatic bleeding, changed defecation, or even inconti­nence. However, local excision alone for higher-
risk tumors in the rectum is not without risks. The relatively high recurrence rate within 2–3years is a substantial problem, since recurrences are often symptomatic. Combining local excision with radi­ation for palliative reasons could be an option, but unfortunately data to support this theory are scarce.
Other organ-preserving strategies after local excision of high-risk lesions are being investi­gated in prospective cohorts and randomized tri­als. A potential curative option is adjuvant chemoradiation (CRT) following local excision, which has proven to decrease local recurrence rates and offers acceptable morbidity with organ preservation. The other option is no further ther­apy but instead offer close surveillance with sal­vage radical surgery if a local recurrence presents itself (about 20%).
Several combinations of local excision, radio­therapy, chemotherapy, and/or close observation are being investigated for treatment of higher­staged tumors. The aim of this chapter is to sum­marize data of organ preservation options with a focus to palliative options.

Treatment Options

N. den Dekker · S. E. Van Oostendorp (*) J. B. Tuynman Department of Surgery, Amsterdam University Medical Center, location VUmc, Cancer Center Amsterdam, Amsterdam, The Netherlands e-mail: s.vanoostendorp@vumc.nl
© Springer Nature Switzerland AG 2019 S. Atallah (ed.), Transanal Minimally Invasive Surgery (TAMIS) and Transanal Total Mesorectal Excision (taTME), https://doi.org/10.1007/978-3-030-11572-2_6
Local Excision
Treatment with solely local excision offers the lowest burden for patients, since it is a minimally invasive technique and results in low morbidity
49
50
N. den Dekker et al.
and colostomy rates. You etal. reported an over­all 30-day morbidity rate of 5.6% compared to
14.6% for radical resections, because of less gas­trointestinal and infectious complications, with a consequent shorter hospital stay after local exci­sion [6]. However, the question remains whether it is a sufcient treatment since local excision only treats the primary tumor and not the poten­tial remaining tumor cells in the mesorectum. The clinically pathological features such as depth of submucosal invasion, differentiation, lympho­vascular invasion, budding, and clustering are related to recurrence, whether endoluminal or within the mesorectum. When local excision is carried out, the surrounding muscular wall and mesorectum are left untreated. Therefore, tumor cells are potentially left behind where they may propagate and eventually develop into a clinically detectable local recurrence.
Many cohorts and population-based studies have provided data concerning oncological out­come after local excisions for T1 and T2 tumors. A meta-analysis of local excision as sole treat­ment, covering all published data from 1990 to 2018, revealed local recurrence rates of 10% in 2120 patients with a T1 tumor and 32% in 357 patients with a T2 tumor as shown in Table6.1 (Tuynman etal. in preparation [7]). Distant fail­ures occurred in 6% of 1805 patients and 12% of 230 patients with, respectively, T1 and T2 tumors. The substantial increase in recurrences of T2 tumors indicates the reduced effectiveness of local excision for more advanced early rectal cancer.
Table 6.1 Recurrence rates
T1 T2 T3 Local recurrence LE 10%
(n=2120) LE+adjuvant 7%
(n=278) Distant recurrence LE 6%
(n=1805) LE+adjuvant 5%
(n=214)
n number of patients included in this analysis, LE local excision, adjuvant (chemo)radiation
32% (n=357)
16% (n=382)
12% (n=230)
7% (n=254)
58% (n=19)
33% (n=27)
31% (n=13)
4% (n=23)
The recurrence rates after local excision of T3 cancer are expected to be even higher and are the reason that local excision for T3 is not supported by clinical guidelines as treatment strategy with curative intent. As expected, data is scarce con­cerning this group of advanced disease. Some publications report a few cases of patients who refused radical surgery or were deemed unt for major surgery. In seven publications which address this subject, an overall recurrence rate of 68% (15 of 22 patients) was reported [814].
This increase in recurrences might be an acceptable clinical outcome if a radical resection is not desirable nor possible in frail patients who present unacceptably high risk of perioperative morbidity and mortality. Therefore, expected longevity and predicted survival rates are impor­tant factors when a deliberate choice for a sub­standard operation is carried out by performing local excision. Allaix et al. [15] reported 5-year survival rates of 76% in 32 patients after TEM and 96% of 33 patients after anterior resection or APR.However, radical resection was indicated in all patients. Those who underwent a TEM proce­dure were either not t for surgery or refused radical surgery. A meta-analysis showed overall 5-year survival rates of 65–100% for T1 tumors and 30–95% for T2 tumors [7]. The majority of all recurrences appears within 3years after initial treatment. Salvage treatment usually consists of major surgery or less effective radiotherapy, and it is often associated with complications.
In conclusion, local excision for rectal cancer is accompanied by low morbidity rates and good functional outcome. However, it is also associ­ated with poor oncological outcome in high-risk tumors which increases with tumor (T) stage. In case of low-risk T1 tumors, local excision alone is a viable and accepted treatment strategy.
Local Excision withAdjuvant Therapy
Especially for inrm patients, local excision is an attractive strategy compared to radical surgery concerning morbidity. Therefore, other additional options to improve the associated oncological compromise have been studied. One of these