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10 Injuries oftheNeck
ries require immediate surgical treatment. Angiography should generally be reserved for hemodynamically stable patients. However, if it can be performed in conjunction with an open approach, it may facilitate in obtaining proximal vessel control as well as in identifying vessel injury during emergent surgical intervention. Although open surgical technique remains the gold standard for all zones of penetrating carotid injuries, there is an increasing trend to use a com­bined endovascular approach (DuBose et al.
2008; Madsen etal. 2016a).
Conventional open surgical approaches involve surgical repair or surgical ligation. All possible attempts should be made at surgical repair, as it offers the best chance of survival with decreased risks of permanent neurologic decits. Surgical repair consists of primary arteriography, end-to-end anastomosis, vein grafting, polytetrauoroethylene (PTFE) patching, and transposition of external carotid artery to injured internal carotid artery (Lee etal. 2014).
Most authors agree to recommend surgical repairs to patients who present without neuro­logic decits (Ramadan et al. 1995; Gillespie
2011; Reva etal. 2011). Zone II injuries are gen-
erally easily accessible, whereas zone III injuries may sometimes require mandibulotomy, while zone I injuries may require sternotomy for ade­quate exposure.
The optimal surgical management of penetrat­ing carotid injury patients presenting with neuro­logic decits remains controversial (O’Banion etal. 2022). Due to their concern of converting an ischemic stroke into a hemorrhagic one that can occur after reestablishment of cerebral ow, sev­eral authors advise against surgical repair (Lee etal. 2014). Contrastingly, Reva etal. (2011) rec- ommended surgical repair even in the presence of prolonged neurologic damage and irrespective of preoperative neurologic decits, as improvement or resolution of initial neurologic impairment has been reported after surgical repair (Reva et al.
2011). Overall stroke rate has been reported to be
17% (23% operative vs. 10% nonoperative, p=0.076) and the rate of stroke or death to be 27% (64% operative, 36% nonoperative) in a recent review of 102 patients with penetrating
carotid injuries (PROspective Observational Vascular Injury Trial; O’Banion et al. 2022). Factors associated with stroke were lower Glasgow Coma Scale (GCS) and completion angiography. Likewise, lower GCS and Injury Severity Score (ISS) were associated with stroke or death (O’Banion etal. 2022).
Endovascular techniques, either alone or in conjunction with an open approach, have gained popularity in the management of penetrating carotid injuries. They can be useful in zone III injuries near the skull base where surgical expo­sure and repair of the distal internal carotid artery can be challenging. Furthermore, they can be per­formed without general anesthesia allowing for monitoring of the patients’ neurologic status dur­ing surgical intervention.
Du Toit etal. (2009) reviewed 19 patients with penetrating carotid artery injuries (proximal common carotid, distal internal carotid injuries), who were treated endovascularly. Another 109 patients (primarily accessible zone II lesions) were treated with open surgery during the same period. Only patients who would benet the most were elected to be treated endovascularly. The vessels involved were 14 proximal common carotid arteries and ve distal internal carotid arteries. The pathology included ten false aneu­rysms and nine arteriovenous stulae. Three patients presented with neurological dysfunction (two patients with hemiparesis, one with coma). All three had signs of ischemic cerebral infarc­tion on preoperative CT scan. Four patients were lost to follow-up. Of the 14 patients available for follow-up, 2 (14%) had occluded stent-grafts, of which 1 (7%) resulted in a stroke. Two patient deaths occurred, one as a result of preoperative ischemic brain damage and the other as a result of suicide 13months after successful treatment. The 30-day stroke and mortality rates were both 5%, and no graft sepsis or other stent-graft­related complications were recorded. The authors concluded that stent-grafts will be more liberally considered in the treatment of penetrating carotid artery injuries in the future (du Toit etal. 2009).
Surgical ligation is associated with notably higher rates of mortality and stroke and should only be reserved for situations where surgical
10.5 Injuries of the Pharynx and the Esophagus
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repair is not feasible. The reported indications vary and remain controversial among different studies. The indications put forth by Navsaria etal. (2002) include established ischemic infarct or severe cerebral edema seen on CT, techni­cally difcult high ICA injuries, coma of more than 4–6-h duration, absent backow at surgery, and neurologically intact patients with occlu­sion seen on angiography. Attention should be paid at the level of ligation and cover of the stump with healthy tissue in order to avoid delayed rupture of the vessel stump from infec­tion (Gillespie 2011).
Despite signicant advancement in under­standing carotid trauma, there is a clear need for prospective, randomized clinical studies, with large sample sizes, to address several controver­sies that exist in the treatment of these serious injuries (O’Banion etal. 2022).
10.5 Injuries ofthePharynx
andtheEsophagus
Penetrating injuries to the hypopharynx and to the esophagus are uncommon because of the cen­tral and protected position of these anatomical structures. An incidence of 37 per 100,000 trauma patients was reported in a recent analysis of the National Trauma Data Bank for the years 2010– 2015 (Xu et al. 2019). Traumatic injury of the esophagus was observed 16 times more fre­quently with penetrating injuries (257 per 100,000) than with blunt injuries (16 per 100,000) (Xu etal. 2019). Most busy trauma centers report an average of 2–9 cases per year (Asensio etal.
1997; Madiba and Muckart 2003). Esophageal
injuries occurred in 2–6% of neck injuries (Ngakane etal. 1990; Madiba and Muckart 2003; Tatum etal. 2019). Pharyngoesophageal injuries were diagnosed in 8% and 8.9% of 510 and 203 patients with PNI, respectively (Thoma et al.
2008; Madsen et al. 2016a). The overall inci-
dence of aerodigestive trauma reported by Vassiliu et al. (2001) in a series of 1560 admis­sions with blunt or penetrating neck injury was
4.9% (10.2% for gunshot wounds, 4.6% for stab wounds, and 1.2% for blunt trauma).
Signs and symptoms of dysphagia/odynopha­gia, hematemesis, subcutaneous crepitance, ret­ropharyngeal air, and injuries to adjacent structures (Table 10.1) are strong indicators of esophageal injury. Twenty-eight out of 220 patients (13%) with odynophagia associated with neck trauma were diagnosed with esophageal injury (Madiba and Muckart 2003). These nd­ings were in keeping with those of another study (Ngakane etal. 1990), where only 14% of patients with odynophagia were shown to have cervical esophageal injury. Both these studies conrm that odynophagia alone is not pathognomonic of cervical esophageal injury.
Goudy et al. (2002) reviewed 236 patients with the diagnosis of aerodigestive tract injury or subcutaneous emphysema. Nineteen patients were identied with cervical emphysema or cer­vical crepitance or both. Location of the injury was tracheolaryngeal in 37%, hypopharyngeal in 27%, oropharyngeal in 16%, esophageal in 5%, and unidentied in 15% of patients. Abnormalities were found by direct laryngoscopy and/or esoph­agoscopy in 80% of the patients. The diameter of the average laceration of the upper aerodigestive tract was 1.6cm (Goudy etal. 2002).
Retropharyngeal air on lateral neck X-ray was identied in 15/28 patients (55%), clinical surgi­cal emphysema in 7/28 (25%), and saliva drib­bling from the wound in 4/28 (14%) in the series reported by Madiba and Muckart (2003).
Delay in diagnosis is the most important con­tribution to the mortality associated with injuries to the esophagus, estimated to be approximately 20% (Asensio etal. 1997; Ofah and Hall 2012). Delay in treatment from 12 to 24h allows enough leakage of saliva and bacteria, as well as reuxed acid, pepsin, and bile into the surrounding loose areolar tissues, to produce suppurative infection and an intense necrotizing inammatory response (Madiba and Muckart 2003). This inammation may allow rapid spread of infection into the mediastinum under the force of gravity, and neg­ative intrathoracic pressure of the leakage is not drained away from the deep neck spaces (Armstrong etal. 1994). This increases morbidity and mortality, and attempting repair in these patients is unlikely to succeed (Madiba and
110
10 Injuries oftheNeck
Muckart 2003). Asensio etal. (1997) attempted to correlate the time to establish a diagnosis with outcome including death, surgical intensive care unit length of stay, and esophageal related com­plications. Thirty-six patients survived to reach the operating room, 18 in the no preoperative evaluation group and 17in the preoperative eval­uation group. Average length of time to the oper­ating room was 16.7 h in the preoperative evaluation group and 1.4h in the no preoperative evaluation group. Twelve complications (all esophageal related) occurred among seven patients in the preoperative evaluation group, and seven complications (ve esophageal related) occurred among seven patients in the no preop­erative evaluation group. Despite the nonstatisti­cal signicance of the results, the authors concluded that rapid diagnosis and denitive repair of esophageal injury should be made a high priority.
Early investigation is of great importance. It conrms the site of injury, identies the extrava­sation from the esophagus, documents the site of the leak, and demonstrates if it is contained or not (Madiba and Muckart 2003). The most com­monly used modalities are contrast esophagogra­phy (water-soluble contrast media), exible esophagoscopy, and recently multi-detector com­puter tomography angiography (MDCTA). The proximity or otherwise the wound trajectory can be assessed on MDCTA. Of 383 patients with PNI investigated with computed tomography angiography (CTA), a total of 38 patients were diagnosed with digestive tract injury, and all of these patients were found to have deep surgical emphysema on CTA.Another 126 patients also had deep surgical emphysema on CTA but no digestive tract injury. The positive predictive value of deep surgical emphysema for the diag­nosis of conrmed digestive tract injury in PNI was 22.7%. The authors concluded that the pres­ence of deep surgical emphysema is nonspecic but warrants further investigation. The absence of deep surgical emphysema in the deep cervical fascial planes virtually excludes surgically sig­nicant aerodigestive tract injury (Madsen etal.
2016c). Paladino etal. (2021) conducted a litera-
ture search on penetrating neck trauma (PNT)
and CT scan and concluded that CTA alone is not sufcient to exclude esophageal injuries in PNT.They advocate additional diagnostic inter­ventions if there is remaining concern for esopha­geal injury.
Where clinical and radiological suspicion is high or frank injury to the esophagus has been identied on MDCTA, contrast swallow assess­ment (if the patient is able to comply with the procedure) or endoscopy or both will be indi­cated (Ofah and Hall 2012; Bodanapally etal.
2016).
Esophageal injuries may be managed either conservatively or surgically. Both conservative and operative approaches are accompanied by a course of antibiotics, nothing by mouth, and sur­gical nutrition. Dolgin etal. (1992) reviewed ten patients from two institutions in the United States with pharyngoesophageal injuries who were treated by a conservative medical management approach. All patients were treated with broad­spectrum intravenous antibiotic therapy and no oral feeding. There were no complications or need for surgical treatment in any of the cases. This approach is relatively safe resulting in no disability or prolonged hospitalization of the patients in selected cases and cost effective (Madsen et al. 2018a, b; Tatum et al. 2019). Triggiani and Belsey (1977) and later Bryant and Cerfolio (2007) and others share the same opin­ion for highly selected cases (small perforations), which can heal spontaneously. Madiba and Muckart (2003) underlined the notion that the most important aspect of the management of these injuries is deciding whether to institute conservative or operative management. Nonoperative management for contained extrav­asation and surgical exploration for not contained ones is the preferred mode of treatment (Madiba and Muckart 2003; Bryant and Cerfolio 2007). The length of time required for closure is variable and has been reported between 5 days and 3weeks (Madiba and Muckart 2003).
Surgical management of esophageal injuries presenting to hospital within 12h of injury is by direct suture repair and drainage (Asensio etal.
2001; Madiba and Muckart 2003; Madsen etal. 2018a, b; Raff etal. 2020). Patients presenting
10.6 Neurologic Injuries
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with delay should ideally undergo debridement and drainage without attempted repair (Triggiani and Belsey 1977; Ngakane etal. 1990; Madiba and Muckart 2003). A single-layer repair seems to sufce, and a loose approximation of the esophageal wall is acceptable as long as salivary leak is anticipated and adequately drained exter­nally away from other deep neck spaces and mediastinum (Armstrong et al. 1994). Patients managed with stenting had an increased rate of esophageal leak (80.0% vs. 22.6%, p = 0.02) compared with patients who underwent opera­tive primary repair (Raff etal. 2020). Stanley etal. (1997) reported that 22% of patients with hypopharyngeal injuries below the tips of the arytenoid cartilages and 39% of the patients with a cervical esophageal injury developed either a deep neck infection that required drain­age or a postsurgical salivary stula. Persistent leak was reported in 17% of cases and mediasti­nitis in 7% (Madsen et al. 2018a, b). Complication rates were higher in blunt com­pared with penetrating mechanisms (100% vs.
31.8%) despite similar Injury Severity Score and neck/chest/abdomen Abbreviated Injury Scale (Raff etal. 2020).
Some surgeons suggest diversion of the cervi­cal esophagus to the skin for injuries older than 16 h and those with extensive tissue loss (Triggiani and Belsey 1977; Feliciano et al.
1985). Others suggest its use when purulence has
already advanced to the mediastinum, where esophageal violation extends below the level of the thoracic inlet, in cases of direct contamina­tion of the mediastinum as well as in patients with failed primary repair (Ngakane etal. 1990; Armstrong et al. 1994; Madiba and Muckart
2003). The T-tube splinting method used by
Hatzitheophilou etal. (1993) in four patients who presented with a delay of more than 24 h (one death) has not received wide acceptance. Resection and anastomosis have also been reported (Asensio etal. 2001).
Some authors advocate the use of muscle aps in cases of a concomitant tracheal injury for sepa­ration of the tracheal wall (Armstrong etal. 1994; Asensio etal. 2001). Other authors have reported successful repair of combined tracheal and
esophageal injury without muscle interposition (Mohlala etal. 1994).
Surgical and conservative methods of man­agement should not be viewed competitively (Keszler and Buzna 1980; Madiba and Muckart
2003). Both methods have a role, and each patient
should be managed on an individual basis. The selective management policy has been shown to be safe and effective provided that patients are closely monitored in the hospital (Ngakane etal.
1990; Madiba and Muckart 2003).
Complications were reported in 53.5% of patients after treatment in a large series of 405 patients from 34 trauma centers in the United States (Asensio etal. 2001). Logistic regression analysis identied as independent risk factors for the development of esophageal related complica­tions time delays in preoperative evaluation (OR
3.13), American Association for the Surgery of Trauma Organ Injury Scale Grade >2 (OR 2.62), and resection and diversion (OR 4.47) (Asensio etal. 2001).
The mortality rate has been reported between 7% (Madiba and Muckart 2003; Madsen et al.
2018a, b; Raff et al. 2020) and 19% (Asensio
et al. 2001). Mortality is mainly attributed to associated vascular injuries, intrathoracic pene­tration, combined airway and esophageal injury, septic complications of repair, dehiscence, as well as missed injuries (Feliciano et al. 1985; Hatzitheophilou etal. 1993; Asensio etal. 1997).
10.6 Neurologic Injuries
Injury to cervical nerve structures is not infrequent in patients with penetrating neck trauma. Nerve injuries are detected either during neck explora­tion or on follow-up. Therefore, follow- up at 1week after discharge and at 3months would be reasonable (Nason etal. 2001). In a series of 134 neck wounds penetrating the platysma, there were signicant injuries in 34 (ca. 25%). In 13/34, a major nerve injury (brachial plexus 6, accessory nerve 5, phrenic nerve 1, recurrent nerve 1) was identied. One brachial plexus injury and one accessory nerve injury were detected on follow­up. Minor sensory decits from the greater auricu-
112
10 Injuries oftheNeck
lar nerve were noticed in three patients. Long-term disability was documented in three patients man­aged by observation alone and six patients man­aged by surgical exploration: phrenic (1), recurrent laryngeal (1), accessory (3), and brachial plexus (4) nerve injuries (Nason etal. 2001).
Brachial plexus injuries often present major problems of diagnosis and management (Leffert
1974; Dubuisson and Kline 2002). They com-
monly occur with trauma to multiple systems, so that the concern for preservation of life or limb may overshadow or obscure their presence (Leffert 1974).
Fogarty and Brennen (2002) reviewed nine patients (two open injuries) who underwent upper root brachial plexus reconstruction with cable grafting. One patient had neurotization (implanta­tion of a nerve into a paralyzed muscle) in addi­tion to grafting. Sixty-six percent (6/9) of patients had a good outcome with return of elbow exion. Patients with an open injury to the plexus had a better prognosis than those with a closed injury. Dubuisson and Kline (2002) reviewed a larger series of 100 consecutive patients with brachial plexus injuries (23 open). Emergency surgery for vessel or nerve repair was necessary in 18 patients. The surgical procedures performed included neu­rolysis alone in 12 patients, nerve grafting in 81, end-to-end anastomosis in ve, and/or neurotiza­tion in 47 patients. Among the 18 patients with open wounds, 14 (78%) recovered to a Grade 3 (contraction of proximal muscles against some resistance and of distal muscles against at least gravity) or better level, as did 35 (58%) of 60 patients with stretch injuries. In all cases of C5– C6 stretch injuries repaired by nerve grafting (n=10), the patients recovered useful arm func­tion. The authors stressed the difculty posed by these severe injuries and the value of cable graft­ing and neurotization in their management.
Trauma to the posterior cervical triangle may involve the accessory nerve resulting in a “frozen shoulder.” In a series of 13 patients with injury of the accessory nerve (two with sharp glass injury), Vastamäki and Solonen (1984) reported nine operative procedures. In ve cases neurolysis, in two cases neurorraphy, and in two cases recon­struction with a sural nerve graft were performed
3–17months post-injury. The result was good or fair after six operative procedures (65%). In one instance a good and in three others a fair recovery was achieved without operation (follow-up time 20months).
Injury of the phrenic nerve results in diaphrag­matic paresis. The resulting elevation of the ipsi­lateral hemidiaphragm is diagnosed on postoperative chest radiography and may be con­rmed by ultrasound or uoroscopy. Surgical treatment is offered following a minimum of 6months of conservative management. Operative planning is based on pre- and intraoperative test­ing using one or more established nerve recon­struction techniques (neurolysis, interpositional grafting, or neurotization). Improvement in dia­phragmatic function can follow after surgical treatment as testied by pulmonary function test­ing, uoroscopic sniff testing, and a standardized quality-of-life survey (Kaufman etal. 2011).
Injury to the recurrent nerve is a rare nding. Larson and Cohn (1976) reviewed 30 cases of laryngeal trauma (18 blunt, 12 penetrating wounds) and identied unilateral recurrent nerve injury in only one patient (3%). Bilateral recur­rent laryngeal nerve injury has been reported in a 10-year-old girl who sustained a severe blunt trauma to the neck with fracture of C2–C3 and transection of trachea and esophagus (Davies etal. 2001). In cases of a recognized injury, nerve anastomosis should be the standard management. Better phonation and perceptually rated voice quality have been demonstrated in patients hav­ing had immediate direct laryngeal nerve anasto­mosis compared to those who did not undergo repair (Hong et al. 2014). If a patient’s voice quality and aspiration do not improve at 6months, medialization laryngoplasty (Chou etal. 2003) or laryngeal reinnervation using ansa cervicalis (Li etal. 2014) can be considered.
10.7 Thyroid andSubmandibular
Gland Injuries
Thyroid gland injury due to blunt neck trauma is uncommon. Delikoukos and Mantzos (2007) reported an incidence of ca 2% (4/231 patients
References
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113
with neck trauma). Von Ahnen et al. (2014) reviewed the relevant publications in PubMed and identied 34 reports on traumatic thyroid rupture. Spencer etal. (2019) used the National Trauma Data Bank (2007–2015) to identify patients with thyroid injury and reported an inci­dence of 0.1%. Fifty-nine percent of patients had isolated thyroid injury, and 40.3% had thyroid and concomitant neck injury. Most of the reported cases have involved rupture of a preexisting goi­trous thyroid gland; however, rupture of a normal thyroid has also been reported (Park etal. 2006; Stunell etal. 2007).
Patients usually present with a painful, swol­len neck or may even be asymptomatic at the initial stage. However, the thyroid is an organ very rich in blood supply; consequently, airway obstruction can develop due to a large hematoma and a pseudoaneurysm as a delayed complica­tion (Park etal. 2006). The main concern of the clinician is respiratory distress due to airway obstruction. Laboratory examination shows the elevated free T4 and T3 levels released from the thyroid gland cell rupture. TSH can be initially decreased by the negative feedback of the ele­vated thyroid hormones (Park et al. 2006). Ultrasound and CT are used for the diagnosis of thyroid rupture. Sonography, as a rst-line method, evaluates gland rupture, extent of bleed­ing, and injury to adjacent vascular structures (Park etal. 2006; Stunell etal. 2007). CT can be implemented as a complement to sonography. Conservative management has been suggested for selected cases (Park etal. 2006; Stunell etal.
2007). Observation is necessary, however, in
order to check for progressive symptoms and developing complications. When indicated, sur­gical management (repair, lobectomy, thyroidec­tomy) is pursued. Thyroid operative intervention was rare with direct thyroid repair being the most common type of surgical intervention per­formed (Spencer et al. 2019). Mortality was decreased for patients with isolated thyroid injury compared with thyroid and concomitant neck injury (8.9% vs. 19%, p<0.001) (Spencer etal. 2019).
Occasionally, patients can develop a thyroid storm. They manifest fever, nervous system dis-
orders (confusion, stupor), tachycardia, tachy­pnea, hypertension, and gastrohepatic dysfunction (nausea, vomiting, diarrhea, and/or jaundice) (Vora et al. 2002; Wilkinson 2008; Sabnis etal. 2011). Therapy is directed at stabi­lizing the patient by correcting the hyperthyroid state and managing the systemic decompensa­tion. One can then proceed with the surgical treatment (Vora et al. 2002; Delikoukos and Mantzos 2007). Although very uncommon, it should be kept in mind that a potentially life­threatening thyroid storm can be precipitated by blunt neck trauma even in patients without known hyperthyroidism.
Submandibular gland injury is a very rare occurrence in cases of neck injuries. This is due to protection from the mandibular body and only penetrating trauma underneath the mandible, trauma that fractures the mandible, or penetrating injuries to the oor of the mouth can reach and damage the gland (Liu et al. 2020). Glandular trauma can lead to life-threatening airway com­promise, and this possibility should be consid­ered in patients presenting with acute pain and fullness in the jaw and neck after trauma (Harbison and Page 2010). Imaging diagnostics depend on associated airway impediment, facial fracture, or nerve palsy, as well as mechanism of trauma. CT is preferred over MRI because of availability, cost, and time to results (Liu et al.
2020). Injury to the gland will most likely cause
other pathologies identiable on CT imaging, such as airway obstruction, vascular compro­mise, and fractures (Liu etal. 2020). Management includes surgery (Harbison and Page 2010; Liu etal. 2020). Surgical excision of the gland is via a preexisting wound or a lateral surgical approach in the context and timing of management of other associated neck injuries.
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