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G. Pánczél et al.

26.1 Introduction

Stroke is an important cause of disability and mortality and has an estimated inci­dence of 795,000/year [1]. The stenotic diseases of carotids represent 15–20% of ischemic stroke. Successful medical or surgical therapy prevents the development of cerebrovascular symptoms due to carotid stenosis. Although screening is not rec­ommended for unselected population, some surveys found high percent of individu­als with asymptomatic carotid stenosis without statins and/or antiplatelet therapy. On the other hand, almost all guidelines recommend carotid screening for people with numerous vascular risk factors.
Carotid stenosis occurs most commonly at the carotid bifurcation. Carotid ultra­sound (CUS) is a noninvasive, cost-effective, bedside, cheap imaging modality for detecting, grading and monitoring ICA stenosis due to its high sensitivity and speci­city, relatively low cost, lack of radiation hazard. Three modalities should be car­ried out: (a) B-mode (intima-media thickness and plaque morphology) [2], (b) color Doppler (visualization of ow abnormalities) [3], and (c) velocity measurements (one of the most important parameter used for grading the severity of carotid steno­sis); therefore, the correct positioning, sampling and insonation are important for accurate assessment [46].

26.2 Optimal Settings

The duplex scan makes blood ow audible with the help of the Doppler effect (spec­tral and color Doppler), and on the other hand, it visualizes the vessels and the sur­rounding tissues in real time (B-mode). 5–10MHz range is usually used during the duplex scan of the large vessels of the neck [4, 7].
26.2.1 Probe Types
Linear array: The piezoelectric crystals are located next to each other, forming
one line.
Sector probes: (“phased array,” mechanically rotating and mechanically oscillat-
ing US-probes)
26 Carotid Disease: Usefulness oftheUltrasound
439
26.2.2 Frequencies
Higher frequencies (e.g., 7.5MHz) are used for the examination of more supercial structures (e.g., carotid arteries), while deeper vessels (e.g., vertebral arteries) and calcied plaques are examined using 5–5.5MHz. Higher frequency US has less energy but better axial image resolution than lower frequency US beams. The fre­quency setting of Doppler mode is usually 4–5MHz during duplex scans and these frequencies should be used for color coding as well.
26.2.3 Focus
The depth where the image resolution is the highest. Linear probes can produce bet­ter lateral resolution than sector types.
26.2.4 Depth
It should be set so that the examined structures are located in the optimal focus distance of the ultrasonic probe. A maximum depth of 4–5cm should be used in patients with an “average” neck.
26.2.5 Pulse Repetition Frequency (PRF)
It provides information about how often the device sends each “US-pulse.” It should be set for B-mode image, Doppler-examination and color-coding. It affects the maximum depth that can be examined and the maximum ow velocity that can be measured.
26.2.6 Frame Rate
Image refresh rate (in B-mode and color-mode). Typically its value is between 4 and 30Hz.
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26.2.7 Preprocessing (Parameters that Should BeSet Before
theExamination)
Dynamic range:
– 30dB: hard image; 60dB: soft image.
Edge enhancement:
– Level 1–4, it inuences contours.
Scan correlation (SCC):
– Level 1–4, it reduces noise by (temporal) averaging image points.
Fast/detailed (line density):
– Greater line density– better, but slower image.
Time gain compensation (TGC):
– The waves that are reected from deeper structures are weaker (more are
absorbed); therefore, these require more gain. TGC is suitable for this gain (that depends on the time of reection).
Zoom:
– It is used for vessel segments that are difcult to visualize and to examine
plaques and IMT measurements.
26.2.8 Freeze
“Freezing” the image on the display for measurements or documentation. If the US probe is not in use, the image should always be freezed to prevent unnecessary warming and untimely deterioration of the probe.
26.2.9 Cine Loop
It stores the most recent sequence preceding the freeze in the system’s memory, allowing the replay of the last few seconds.
26.2.10 Smoothing (Interpolation), Interlacing, Correlation
Procedures to make the image smoother.
26 Carotid Disease: Usefulness oftheUltrasound
441
26.2.11 Postprocessing
Technical procedures for the optimal display of the screen and the documentation. These lter out the unnecessary parts of the available grayscale and display the necessary ones.
26.2.12 Resolution
Axial resolution: The minimum distance that can be differentiated between two
points that are parallel to the ultrasound beam (frequency-dependent).
Lateral resolution: The minimum distance that can be differentiated between two
points that are perpendicular to the ultrasound beam (frequency-dependent).
26.2.13 Doppler-Technique
Doppler shift:
– The frequency of the emitted US changes (shifts) if it is reected from a mov-
ing surface (a reector moving towards the source will increase the registered frequency and a reector moving away from the source will decrease it). Since the Doppler shift that is caused by the blood ow is within the hearing range, therefore the sounds that are produced by the ow are audible.
26.2.14 PW-Doppler (Pulsed-Wave Doppler)
The Doppler probe emits US pulses and the same piezoelectric crystal receives the reected US.This way, knowing the velocity of the US within the tissue, the depth of interest and the sample volume can be determined. The number of emitted pulses in a specic time is characterized by the so-called PRF (pulse repetition frequency).
Aliasing/Nyquist limit:
– The frequency of a wave can be measured if at least two samplings are per-
formed in each period (Nyquist-limit). In case of high velocities (e.g., high­degree stenosis), the sampling cannot be performed fast enough (PRF can only be increased until a certain limit and the deeper the examined vessel is located, the lower this limit is); therefore, the velocity range above the limit (the top of the spectrum) shifts below the zero line (into the negative range) and also, color aliasing occurs.
442
Spectrum:
– The time function of frequency shift (velocity shift in case of angle correc-
tion); it illustrates the change of Doppler shift in time. Since blood ow con­sists of reectors with different velocities (RBCs), a spectrum is received instead of a linear curve.
Angle correction/steering:
– A velocity value is only received from the frequency of the Doppler shift, if
the angle between the US beam and the direction of the blood (reector) is considered (cos).
Doppler-gain:
– Its setting is considered optimal if there are no mirror artifacts, the whole
spectrum is visible, and it can be easily differentiated from the background.
G. Pánczél et al.
26.2.15 Color Duplex
Steering/angle correction:
– As color mode is based on the Doppler effect, angle correction is very impor-
tant in this case as well.
PRF:
– It should be set at the beginning of the examination according to the expected
velocity and then it can be gradually changed depending on whether we wish to visualize the vessel or the ow (see there).
Window size:
– The size of the color window should be adjusted so that it contains the vessel
segment of interest. A smaller window allows faster and more precise visualization.
Color gain:
– If the gain is not enough, no color signal is seen in spite of existing ow and
if the gain is too strong, confusing artifacts occur in the color window.

26.3 Indications

• Screening of patients with vascular risk factors (primary prevention)
• Established peripheral artery and coronary disease
• TIA, hemi-or brainstem symptoms suggesting stroke
26 Carotid Disease: Usefulness oftheUltrasound
• Follow-up of stroke patients (secondary prevention)
• Bruits during auscultation of the supra-aortic vessels
• Unilateral visual disturbance (amaurosis fugax, ischemic ophthalmopathy, visual
eld defect)
• Syncope
• More than 20 mmHg difference between blood pressures measured on the
two arms
• To look for plaques before carotid massage
• Preceding major surgeries (e.g., coronary bypass surgery)
• Regular follow-up after vascular intervention (endarterectomy, stenting)
• Neck tumor
• Sudden neck pain (if dissection suspected)
• Follow-up after transplantation [4].
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26.4 Carotid Ultrasound: How toStart theInvestigation?
The patient is in the semi-sitting or supine position, and the examiner is next to or behind the patient. The examination starts with B mode scan of the vessels. First, the proximal segment of the common carotid artery is visualized: the probe is posi­tioned dorsal to the sternocleidomastoid muscle, above the clavicle. The common carotid artery is followed until its bifurcation and then the internal carotid artery is visualized by positioning the probe and continuing cranially. It should be followed until its most distal segment (it is usually possible until the lower edge of the man­dible) and then the external carotid artery should be examined after returning to the bifurcation [4].
26.4.1 Differentiating theInternal andExternal Carotids
26.4.1.1 Positioning theProbe
The longitudinal section of the common carotid artery is visualized until its bifurca­tion and then the cranial side of the probe is rotated forward toward the mandibular angle to visualize the internal carotid. Caution: the initial portions of the external and internal carotids might be located inversely.
26.4.1.2 Morphological Differences
The bulb of the internal carotid is dilated similar to an onion and has no side branches in its cervical segment. The external carotid is usually more gracile and branches (especially the superior thyroid artery) are usually visible.
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26.4.1.3 Flow Differences
The spectrum of the internal carotid is less pulsatile (the end diastolic velocity is higher than in the external carotid) which is caused by the lower resistance of the cerebral vessels (Fig.26.1). The spectrum of the external carotid is more pulsatile and features “spikes” and its end diastolic velocity is lower (the arteries that supply the muscles and the skin are more resistant), frequently triphasic (Fig.26.2).
26.4.1.4 Compression
Repeated tapping/compression of the supercial temporal artery creates retrograde pulse waves that appear as oscillations in the spectral analysis of the external carotid (Fig.26.2).
During the examination of the carotid system, the course, dilation and mural abnormalities of the vessels are described in the report (see the end of the chapter).
It is followed by the color duplex scan. The vessels are examined using the color window and their course, caliber and mural abnormalities are reported. The mor­phological examinations are followed by Doppler spectral analysis to describe hemodynamic conditions. Pathological abnormalities must be also recorded. Finally, if needed, contrast-enhanced ultrasound should be performed [8].
Fig. 26.1 The normal internal carotid artery. The spectrum is biphasic (less pulsatile), the peak systolic velocity 110cm/s
26 Carotid Disease: Usefulness oftheUltrasound
Fig. 26.2 The spectrum of the external carotid is more pulsatile (left picture), the end diastolic velocity is lower, frequently triphasic. Repeated tapping/compression (arrows) of the supercial temporal artery creates retrograde pulse waves that appear as oscillations in the spectral analysis of the external carotid (right picture)
445

26.5 B-Mode Examination

Longitudinal and then cross-sectional scans of the vessels of interest are performed in caudocranial direction, rst in B-mode and then in color mode. Any occurring abnormalities are documented:
I. Elongation II. Kinking (acute angulation of the artery, it might be mild in case of larger angles
or lead to distortion that could result in ow obstruction).
III. Coiling (a complete loop of the artery, it usually does not cause ow
disturbances).
IV. Bifurcation level. In case of a high bifurcation (that is near the lower mandibu-
lar ramus), the internal carotid artery is often difcult to visualize if it can be visualized at all.
Mean diameters of ICA (4.7+/0.8mm) and CCA (6.1+/0.8mm) in women are signicantly smaller than in men: 5.1+/0.9mm and 6.5 +/1.0mm, respec­tively [4].
26.5.1 Dilation
The caliber of the vessel and any occurring abnormalities are observed.
Dilated:
– Diffuse dilation: anatomical variation; circumscribed dilation: aneurysm
(fusiform); but the carotid bulb is often dilated, and it is not an aneurysm in itself.
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G. Pánczél et al.
Narrowed:
– Diffuse narrowing in the whole vessel: hypoplasia; a decrease in caliber can
often be observed distally from an occlusion due to a fall in transmural pres­sure; segmental narrowing: bromuscular dysplasia (rare in the cervical area).
26.5.2 Intima-Media Thickness (IMT)
A zoomed, longitudinal scan of the CCA is performed and the measurement is car­ried out 1–3cm below the bifurcation (if a plaque is located at this level, then right below the plaque), on the wall that is farer from the probe (dorsomedial wall). A thin white stripe, the blood-intima interface (A) is located between the arterial lumen (in black) and the vessel wall. Below the white stripe, a black and then another white stripe (usually the thickest layer) are seen. The border between the latter two is the media-adventitia interface (B). IMT equals to the distance between A and B and its normal value is 0.4–0.8 (Fig.26.3). Aging, hypertension, hyperlipidemia, diabetes, smoking, and extreme alcohol consumption increase the IMT and numerous obser­vations prove the correlation between the pathological thickness of IMT and risk of vascular events. Similarly, an IMT decrease after long lasting pharmacotherapy (e.g., statin) is associated with decreased vascular risk. The standards of IMT mea­surement were published by the Mannheim Consensus Meeting [9].
26.5.3 Plaque Analysis
During B-mode examination, every circumscribed plaque is detected in the vessel segments that are in the eld of view. Plaques are characterized based on the follow­ing features:
Fig. 26.3 IMT.A thin white stripe, the blood­intima interface (A) is located between the arterial lumen (black) and the vessel wall. Below the white stripe, a black and then another white stripe (usually the thickest layer) are seen. The border between the latter two is the media-adventitia interface (B). IMT equals to the distance between (A, B)
26 Carotid Disease: Usefulness oftheUltrasound
447
26.5.3.1 Location
Which vessel portion, which wall (according to their relation to the probe, near, far or lateral walls are distinguished).
26.5.3.2 Shape andConguration
In cross-sectional scans, plaques can appear circumscribed, sickle-like and attached to the lateral wall, concentric or semicircular (eccentric); connecting plaques can form plaque systems.
26.5.3.3 Maximal Thickness
The thickness of the plaques that seem the thickest is measured during cross­sectional scan of the artery.
26.5.3.4 Surface
Smooth (usually soft plaques), moderately irregular (usually brous or calcied plaques), severely irregular (usually calcied plaques), ulcerated (focal, sudden excavation of the surface with a usual depth of >2mm). Its signicance: irregular, especially ulcerated surfaces signicantly increase the risk of stroke.
26.5.3.5 Echogenicity
It indicates which range of the grayscale the plaque belongs to. Echolucent (soft) plaque: dark, its density is similar to blood; such are lipid-rich, hemorrhagic plaques and newly formed thrombi. Isodense (moderately dense): its density is similar to the sternocleidomastoid muscle (such are brous plaques and chronic thrombi. Hyperdense, hyperechoic plaque: its density is similar to the cervical vertebra, it is white (such are collagen-rich, brous and calcied plaques, the latter also produce an acoustic shadow). Importance: echolucent plaques indicate a signicantly increased risk of stroke. Measurement: the density of blood is set between 0 and 5, and the density of the adventitia is set to 230. Echolucent plaques with a density below 32 indicate increased risk of stroke [1012].
26.5.3.6 Homogeneity– Heterogeneity
It indicates how similar or different are the parts of a plaque (Figs.26.4, 26.5, 26.6, and 26.7).