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332
Manufacture and Supply, Science and Reg ulation Towards High-Qua lity Medicinal Products
left at room temperature (2°C to 25°C) for up to 6 hours. No refreez­ing of such vaccines is allowed after reconstitution. Any remaining unused vaccine must be discarded after 6 hours [98, 99].
Regulatory controls
The inherent need for scientifically sound vaccine regulation is acknowledged by regulatory authorities, both globally and nation­ally [100]. All countries should have an organization that is legally responsible for vaccine regulatory actions. Vaccines are a distinct class of biological products which need to be subject to specific regulations due to their unique characteristics. Since there is cur­rently no single biopharmaceutical products classification system that clearly defines vaccines and their respective scope of regula­tion [101], national regulatory authorities (NRAs) across dierent nations have set their own regulations. Table 3 summarizes some vaccine-producing countries and the names of their NRAs.
Apart from NRAs, there are other international organizations (IO) that aid in the harmonization of vaccine regulation. Although not defined as an RA, these IOs are important in vaccine control as they act as a benchmark organization for regulation by setting standards recognized by most countries. These IOs set guidelines which form the basis of regulations enforced by the NRAs. The World Health Organization (WHO) is one IO that is a key player in vaccine reg­ulation by its provision of harmonized standards for NRAs. While dierent NRAs have slightly varying standards, most vaccines are regulated similarly in accordance with WHO or international­ly-standardized guidelines [103].
Novel and Traditional Vaccines
Table 3: Some vaccine producing countries and their NRAs [102]
Country
United States (US) Food and Drug Administration (FDA) — Center for
Biologics Evaluation and Research (CBER)
United Kingdom (UK) Medicines and Healthcare products Regulatory Agency
(MHRA)
European Union (EU) European Medicines Agency (EMA)
Australia
Canada Health Canada
Switzerland Swissmedic — Swiss Agency for Therapeutic Products
Belgium Federal Agency for Medicines and Health Products
France National Agency for the Safety of Medicines and Health
Germany Paul Ehrlich Institute (PEI)
Italy Italian Medicines Agency (AIFA)
Netherlands Medicines Evaluation Board (MEB)
Korea Ministry of Food and Drug Safety
Japan Pharmaceutical and Medical Device Agency (PMDA)/
NRAs: national reg ulatory authorities.
Therapeutic Goods Administration (TGA)
(FAMHP)
Products (ANSM)
Ministry of Health, Labor and Welfare (MHLW)
Regulatory Authority
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Regulatory control of vaccines begins with the development of the vaccine where multiple clinical trials are required before it is eventually licensed for manufacture. This review focuses on post­licensure regulations relating to vaccines’ manufacture and post­manufacture handling.
All procedures involving vaccine handling are bound by specific regulatory requirements, and details set by the respective NRAs. Firstly, vaccine manufacturers require a license to operate, regard­less of their country of origin [104]. The license is granted under
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Manufacture and Supply, Science and Reg ulation Towards High-Qua lity Medicinal Products
the condition that a set of standard manufacturing procedures is established and only this approved set of procedures is permitted at the specific manufacturing facility. In the US, vaccine manufactur­ers are also required to have a functional department reporting any proposed changes to the US Food and Drug Administration (FDA), Centre for Biologics Evaluation and Research (CBER). Strictly no digression of the standard procedures, raw materials or equipment will be condoned by FDA until it is approved by CBER [105]. Vaccine manufacturers are also required to complete and produce all nec­essary documentations for inspection at all times [105]. FDA stipu­lates all manufacturing information and documentations required for the Biologics License Application (BLA) [106].
In general, vaccine manufacture is strictly required to be per­formed in cleanrooms, that are specifically designed to allow for sterile manufacture of products in accordance with good manufac­turing practices (GMP) guidelines [107]. These GMP guidelines have been prepared by WHO and other NRAs and IOs (e.g. US FDA, EMA and PIC/S), and they specify precise measures required to ensure the manufacture of safe and good-quality vaccines. A specific portion of the guidelines is used internationally as a reference for individual countries to set their national GMP requirements in vaccine man­ufacturing facilities [108]. This means that the cleanrooms have to maintain a certain GMP grade before they can operate. Figure 4 shows some examples of cleanroom grades for the dierent stages of vaccine manufacturing.
Additionally, the US Centers for Disease Control and Prevention (CDC) will assign the biosafety levels (BSLs) to the vaccine-related facilities after assessment of the level of precautionary measures required. Dierent vaccine types require dierent BSLs for its
Novel and Traditional Vaccines
Figure 4: Cleanroom grades required for dierent stages of vaccine manufactur­ing [109]
cleanrooms and related facilities. For example, some cell-culture­based Influenza vaccines are assigned BSL 2 due to its large-scale open nature, while other Influenza vaccines are assigned BSL 4 due to the virus’ highly virulent nature [110]. According to the BSL assigned, the amount of safety controls implemented will dier, such as the compulsory use of dierent personal protective equip­ment (PPE) or specific training required. Table 4 shows a summary of the dierent BSL and the respective considerations required.
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Airlocks and airflow hoods are necessary to ensure unidirectional air flow and to maintain sterility of the environment. The walls of the facility have to be specially designed and environmental monitoring is mandatory. The facility also needs to be kept at the optimal temperature for manufacture by employing heating, ven­tilation and air conditioning (HVAC) systems [112]. The workers in the manufacturing facility are also regulated. They need to be dressed in the appropriate PPE and undergo necessary training. The complex nature of vaccine processing and handling necessitate timely inspections of the vaccine facilities and its procedures based on WHO or other international GMP standards.
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Manufacture and Supply, Science and Reg ulation Towards High-Qua lity Medicinal Products
Table 4: Summary of the dierent biosafety levels (BSLs) and the corresponding controls
Infectious agent
BSL
1 Non-pathogenic – PPE, e.g. laboratory coats, gloves and goggles
2 Moderate risk with
3 Airborne or lethal In addition to BSL 2 controls, other requirements
4 Aerosol transmission
characteristics Specific controls [111]
– Sink – Separated working space with doors
In addition to BSL 1 controls, other requirements
contact
or lethal with no therapy available
include: – Face shields – Use of biological safety cabinet (BSC) for
specific procedures – Autoclaving of waste
include: – Respirators – Restricted laboratory access – Medical surveillance and vaccination of workers – One-directional airflow
In addition to BSL 3 controls, other requirements
include: – Full-body pressure suit – Disinfection of all materials and persons
leaving the premise – Isolated from other parts of the building
Additionally, the International Organization for Standardization (ISO) has developed a harmonized standard, namely the ISO classi­fication for cleanrooms and controlled areas, as a standardization of quality assurance across industries, including healthcare. It is widely used in many countries including the United States and European Union where vaccine cleanrooms are subjected to ISO classifica­tions [113] according to its particulate content as shown in Table 5.
Novel and Traditional Vaccines
Table 5: ISO classification of cleanrooms [114]
Maximum concentration of particles of sizes:
Class
ISO 5 100,000 23,700 10,200 3,520 832 29 240–480
ISO 6 1,000,000 237,000 102,000 35,200 8,320 293 150–240
ISO 7 Not considered 352,000 83,200 2,930 60–90
ISO 8 3,520,000 832,000 29,300 5–48
Air changes per
hour (ACPH)≥ 0.1μm ≥ 0.2μm ≥ 0.3μm ≥ 0.5μm ≥ 1μm ≥ 5μm
(Unidirectional)
(Turbulent)
(Turbulent)
Each cleanroom used for handling vaccines has a specific ISO class which determines its respective controls. There are 9 ISO classes according to the particulate level in the air. In cleanrooms, classes 5 to 8 are the most commonly required and their characteristics are summarized in Table 5. Lower ISO classes have more stringent requirements. For example, the areas have a lower maximum con­centration of particulates and hence require higher rates of airflow to maintain the air quality [115].
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Challenges, safety and quality issues and possible solutions
Despite stringent regulation and post-market surveillance of the vaccine industry, challenges in the manufacture of safe, ecacious, and good quality vaccines still prevail. Currently, there is no single harmonized regulatory system that defines the standards for the manufacture, storage and distribution of vaccines across the world, resulting in subjectivity of controls [101]. Scientifically, vaccines have
338
Manufacture and Supply, Science and Reg ulation Towards High-Qua lity Medicinal Products
been defined to include biological preparations which are adminis­tered to confer immunity against specific diseases [24, 25]. Without a standardized universal definition of vaccines, there are dierences in how regulatory authorities and manufacturers emphasize control on vaccines. For instance, RAs tend to focus on safe vaccines and need for vaccines to contain adjuvants that would ensure its quality [116–119]. On the other hand, manufacturers may tend to emphasize on the overall ecacy of vaccines in reducing disease rate or severity [120]. This variation in emphasis may pose complications and chal­lenges in the regulations and manufacture of vaccines.
The lack of a standardized or internationally harmonized frame­work can lead to diering frameworks and therefore variations in terms of regulatory control. For example, currently, the two dom­inant regulatory frame works are the EU GMP Guidance Annex 1: Manufacturing of Sterile Medicinal Products [121], and the US FDA Guidance for Industry: Sterile Drug Products Produced by Aseptic Processing Current Good Manufacturing Practice [122]. Some key dierences in the US and EU regulations are summa­rized in Table 6.
Table 6: Key dierences between the US and EU cleanroom regulations [123]
Cleanroom requirements
Size of particulate considered ≥ 0.5mm only Both ≥ 0.5mm and ≥ 5.0mm
Specification of ISO classes
when not in operation
Types of processes considered Aseptic processes
Existing ISO class for aseptic
processes
Existing ISO class for support-
ing clean areas
ISO: International Organization for Standardization.
US FDA EU
Not specified Specified
Aseptic processes terminal
only
ISO 5 ISO 4
Not specified ISO 8
sterilization
Novel and Traditional Vaccines
In comparison with US regulations, the EU GMP Guidance has a larger and more stringent scope for cleanroom requirements [124]. Additionally, the EU has set dierent requirements for cleanrooms during and after operation respectively. On the other hand, the US FDA has no specifications for cleanroom particulate levels when manufacturing processes are not on-going. While the EU has spec­ified that cleanroom requirements apply to both aseptic processes and terminal sterilization, the US FDA Guidance specifies only asep­tic processes, and does not mention terminal sterilization. Although Annex 1 of the EU GMP Guidance has recently been revised in 2020 to widen its scope [125], the harmonization of standards between the two major jurisdictions remains a more desirable solution.
In 2021, a US vaccine manufacturing plant by the name of Emer­gent BioSolutions (EBS) had its production operations suspended due to contamination of its vaccine products. The single facility was used concurrently for the manufacture of two dierent COVID-19 vaccines, one by Johnson & Johnson (JNJ) and the other by Astra­Zeneca (AZ), leading to a mix-up of distinct starting materials required for each vaccine [126]. JNJ is a company based in the US while AZ is a company based in Belgium; however, both vaccines are manufactured in the same US facility, namely EBS. Although both vaccines involved are novel vaccines using similar viral vectors, the respective vectors used were non-identical and incompatible. It does not help that there are diering cross-jurisdictional regulatory requirements between the US and Belgium.
339
Additionally, it was discovered that the facility at EBS had previously been found to have a substandard documentation of procedures and training of sta involved [127]. While existing regulations are in
340
Manufacture and Supply, Science and Reg ulation Towards High-Qua lity Medicinal Products
place, subsequent review of these regulations and their enforcement are equally crucial. This unfortunate event also points to a need for global convergence and harmonization of international standards for vaccine manufacture and regulation.
Currently, many developing countries still lack a functioning frame­work for regulating vaccines. In fact, as of 2020, a significant 73% of WHO Member States do not have a mature system for optimal regulation of vaccines [128]. Developing countries also face addi­tional challenges in maintaining the quality of vaccines due to the lack of funding and resources. To be approved as a functional NRA by WHO, the regulatory body must be able to perform regulatory actions such as assuring standards for vaccine licensure and con­ducting regular inspections of facilities, at least a maturity level of 3 and above [103]. This includes having a national laboratory solely for testing and evaluating the ecacy of vaccine in the country. This poses a challenge to developing countries which are already experi­encing a strain on their overall regulatory resources.
With the COVID-19 pandemic driving the need for safer and more ecacious vaccines, new types of vaccines are expected to emerge in the near future. With this evolution, there are also challenges that are bound to arise in the manufacture and quality assurance of both traditional and novel vaccines. The manufacture of traditional whole vaccines is labor and time intensive, which poses the risk of pathogenic shift or drift as the vaccines undergo manufacture. Also, subunit vaccines face the challenge of thorough purification as they contain antigens of relatively smaller sizes. This can limit the degree of purification possible and make it harder for the manufacture of safe vaccines.
Novel and Traditional Vaccines
Likewise, mRNA vaccines face specific challenges to their novelty. Since most novel vaccines are relatively new, there is still lack of optimization at many stages of their manufacture, which may com­promise the quality of vaccines manufactured. The complexity of mRNA vaccines also adds to the challenge of requiring more intri­cate quality assurance systems that are able to assure the vaccine’s quality at every stage of manufacture [80].
The recent rise in adverse events globally due to the use of poor­quality vaccines suggest the possible inadequacy of current regula­tory frameworks and presents opportunity for refinement. In 2013, a batch of Gardasil HPV vaccine was recalled due to contamination with the vaccine glass shards [129], suggesting poor GMP compli­ance and inadequate enforcement of regulations.
341
WHO has shown much eort in harmonizing regulatory frame­works with regular review of regulatory guidelines. However, inter­national harmonization of vaccine regulations is the way forward as this would allow cross-border use of all vaccines approved according to such an internationally-harmonized regulatory framework for vaccines.
Conclusion
Challenges in the manufacture, storage, distribution and sup­ply chain management, and associated regulation of vaccines are expected to continue. Vaccines have become a crucial weapon in the global war against pandemics. Our reliance on vaccines during the COVID-19 pandemic has clearly illustrated the critical importance