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CHAPTER 36/MINIMALLY INVASIVE PROCEDURES FOR ANTERIOR COLUMN FUSION AND RECONSTRUCTION / 353
TABLE 36-1. Minimally invasive access surgery for lumbar
fusion and disc reconstruction
Laparoscopic anterior lumbar interbody fusion (22,23) Percutaneous posterolateral interbody fusion (12) Mini-open microsurgical posterolateral fusion (13) Mini-anterior lumbar interbody fusion (24) Mini-open total disc replacement (26)
GENERAL PRINCIPLES
Disc degeneration may lead to clinical symptoms of pain (“discogenic” low back pain). However, low back pain due to disc degeneration is usually “multifactorial”. Whereas young patients may present with pure disco­genic back pain, the majority of patients present with a mixture of discogenic, arthrogenic, and musculoligamen­tous symptoms. Surgical procedures to deal with these symptoms have common goals: the excision or elimina­tion of pain source(s), the elimination of biomechanical pain generating mechanisms, the restoration and reten­tion of the physiologic se gmental curvature, as w ell as the restoration of disc and foraminal height, especially in cases with lateral recess or foraminal stenosis. There is no doubt that these goals can be most reliably achieved by 360° or 270° fusion of one or several lumbar segments. Using this technique, all potential pain sources (disc, end plates, facet joints, facet joint capsules) are excised. Pathologic load patterns due to loss in disc height (“ver­tical instability”) as well as macroinstabilities (e.g., degenerative spondylolisthesis) are eliminated by the fusion (Fig. 36-1). Disturbances of lumbar cur vature in the sagittal (kyphosis, hyperlordosis) as well as frontal (degenerative lumbar scoliosis, segmental tilt) plane can be reduced and maintained by posterior instrumentation. Disc height and foraminal height can be restored in cases with root symptoms associated with low back pain. Thus spinal fusion is the only “curative” salvage procedure to treat degenerative low back pain.
TABLE 36-2. Lumbar spine ar throplasty procedures
Total disc replacement
SB Charite disc (30) Prodisc (26,31) Acroflex (32)
Nucleus replacement
Mechanical
Prosthetic disc nucleus (33) Spiral nucleoplasty (34)
Biological
Autologeous disc chondrocyte transplantation
(ADCT) (35)
Posterior Augmentation
Graf ligaments (36) Dynesys (37) Wallis (38)
A
B
FIG. 36-1. Lateral X-ray of the lumbar spine. A: Preopera­tive–degenerative spondylolisthesis grade I. B: Postopera- tive–restoration of physiologic curvature with reduction and 270° lumbar fusion.
LUMBAR FUSION
The controversial discussion on the role of lumbar fusion is the result of an obvious discrepancy betw een the technical achievement of the surgical goals (discussed previously) and the clinical outcome. The majority of undesired side effects, complications, and poor outcome is determined or influenced by the surgical approach to the target area (4,5).
The main prognostic factors for outcome of lumbar fusion surgery are patient selection and surgical tech­nique (7,10,11).
354 /SECTION V/SPECIFIC CLINICAL ENTITIES
Patient Selection
The reader is referred elsewhere in the text (Chapters 28–35, 39, 45) to information on the current “state-of­the-art” treatment of degenerative lo w back pain. There is consensus that spinal fusion in degenerative conditions of the lumbar spine should be the last therapeutic step when noninvasive or semi-invasive conservative measures have failed. However, there is neither consensus on the identi­fication of lumbar levels to be fused nor on the type of fusion (7,8,11,12). The most frequently used techniques are listed in Table 36-3.
Less Invasive Techniques for Lumbar Fusion
Microsurgical Posterolateral Fusion (13)
Posterolateral fusion has been the most widespread fusion technique for the past 25 years. It has been per­formed without instrumentation (11,14) or with instru­mention (15), with varying clinical success and fusion rates. Decortication of laminae, facet joints, and transverse processes is followed by the application of autograft or allograft bone “posterolaterally” in order to achiev e a solid bone bridge between adjacent segments. It is the easiest technique in fusion surgery, however, it also is the most traumatizing technique because of damage to the paraver­tebral muscles during the approach (16–18) (Fig. 36-2).
Unacceptably high pseudoarthrosis rates have limited the popularity of this fusion among spine surgeons in Europe (6,11,19).
In 1998 McCulloch described a microsurgical modifi­cation of the “classic” posterolateral/intertransverse lum­bar fusion (13). Based on his experience with micro­surgical discectomy, McCulloch described a minimally invasive paramedian approach to the intertransverse area. Soft-tissue dissection is reduced to a minimum. Preserva­tion of a “soft tissue envelope” (paraspinal muscles, inter­transverse ligament and muscle) is presumed to provide a vascularized bed for autologous bone graft. Decortication of the facet joints and the transverse processes is per­formed with high-speed drills. The use of autologous bone graft is recommended.
The clinical results described by McCulloch revealed the advantages of this minimal invasive technique: In a series of 22 patients with single-level degenerative disc disease, microsurgical posterolateral fusion was per-
TABLE 36-3. Spinal fusion techniques
Posterolateral (intertransverse) 180° posterior TLIF/PLIF 270° posterior Percutaneous PLIF 180° anterior ALIF 180° anterior Posterior/ALIF 270° posterior/anterior
ALIF, anterior lumbar interbody fusion; PLIF, posterior lum­bar interbody fusion; TLIF, transforaminal lumbar interbody fusion.
FIG. 36-2. X-ray lumbar spine, frontal view. Shaded area is necessary for muscle retraction for posterolateral L4-5 fusion.
formed. Follow-up after 2 years showed good and excel­lent results in 86.4% of the patients. The average hospital stay was less than 3 da ys, the a v erage intraoperati ve b lood loss less than 300 cc. There w as only one pseudoarthrosis (13). In a similar series of 22 patients with degenerative spondylolisthesis and acquired spinal stenosis, the rate of satisfactory results was 91%. The pseudoarthrosis rate however was 14% (13).
Although this technique has not become very popular, it seems to be a reasonable alternative to the “classic” posterolateral type of fusion performed through the Wiltse approach.
Minimal Invasive Anterior Approaches for Interbody Fusion
In 1990 Obenchain first described a laparoscopic ap­proach to the L5/S1 disc (20). This “ke y” publication trig­gered the development of a variety of less invasive ante­rior accesses to the lumbar spine that dominated the last decade. Laparoscopic surgery was associated with a vari­ety of technical pitfalls and hazards and has never reached the status of a “routine-procedure” (21–23). However, the need for less invasive anterior approaches was obvious, since 360° or 270° fusion achieves the high­est fusion rates of all techniques (5,10,24). In 1997, I described two “mini-open” access techniques to the lum-
CHAPTER 36/MINIMALLY INVASIVE PROCEDURES FOR ANTERIOR COLUMN FUSION AND RECONSTRUCTION / 355
bar levels for anterior interbody fusion (24). They were based on the application of microsurgical philosophy to the well-known standard anterior approaches.
Lateral Retroperitoneal Access to L2-L5
Monosegmental as well as multisegmental anterior fusion can be performed through a standard anterior ap­proach to the lumbar levels L2-L5. With this technique, the abdominal muscle layers are cut, irrespective of their orientation, and the lumbar segment(s) are approached anterior to the psoas muscle (25).
Microsur gical (Mini-Open) Access
The mini-open anterior lumbar interbody fusion (ALIF) technique (mini-ALIF) has been described exten­sively (9,24), so only the basic principles are repeated here:
The patient is placed in a right lateral position (Fig. 36-
3). The approach is from the left side. The operating tab le is tilted slightly posteriorly (20° to 40°) which facilitates the access to the lumbar spine through a small skin inci­sion, even in very obese patients, since all abdominal contents and fat tissue “fall-away” anterior from the sur­gical field. The retroperitoneal cavity is entered through a 4 cm skin incision that is directed obliquely parallel to the direction of the external oblique abdominal muscle. The use of a bright head lamp (Xenon light source) and optical aids (surgical microscope, loupes) is recom­mended in special situations (e.g., obese patients, reoper­ation). The muscle layers (external oblique, internal oblique, transversus abdominus) are exposed by a blunt, muscle-splitting technique. The peritoneal sac is bluntly dissected from the psoas muscle and the disc space is exposed anterior and medial to the psoas muscle. The anterior circumference of the disc space is exposed from
the midline to approximately 2 cm lateral to the insertion of the anterior longitudinal ligament. This requires a small splitting (1 to 1.5 cm) of the medial insertions of the psoas. The anterolateral circumference of the disc space is exposed bluntly and kept free from surrounding tissue by insertion of frame-type retractors that are anchored in the adjacent vertebral bodies or by an exter­nal frame holder.
Fusion Technique
The type of anterior fusion performed is optional once the target area is exposed. All types of fusion techniques are possible (autologous bone graft, vertical cages with bank bone or autologous bone, femoral ring grafts, stand­alone ALIF cages, etc.) (Fig. 36-4A, B).
A
FIG. 36-3. Positioning of an obese patient for mini-open retroperitoneal approach to L2-L5.
B
FIG. 36-4. A: A 360° instrumental fusion at L5-S1 with autol­ogous bone graft. B: Both anterior approaches were done through a 6 cm skin incision at L4-5 with vertical titanium cage.
356 /SECTION V/SPECIFIC CLINICAL ENTITIES
Midline Retroperitoneal or Transperitoneal Access to the Lumbosacral Junction
The conventional approach to the lumbosacral junction is either through a midline longitudinal or transverse skin incision using a transperitoneal route or through a para­rectal retroperitoneal approach. The patient is placed in a supine neutral position with the surgeon standing either on the left or right side of the patient
Mini-Open Access to L5-S1
Mini-open access to L5-S1 is performed through a 4 cm transverse or longitudinal skin incision in the midline and a mini-laparotomy. Patient positioning has been mod­ified with the patient in a supine position with the legs abducted so that the surgeon can stand between the patient’s legs.
Thus, the visual axis of the surgeon is parallel to the L5-S1 intervertebral space. The level of the skin incision can be marked in two different ways: in slim patients, the abdominal wall is slightly indented with a blunt metal marker and a lateral fluoroscopy is used to sho w the posi­tion of the marker over the L5-S1 disc space. In obese patients, the orientation and anterior border of the lum­bosacral junction is identified by lateral fluoroscopy and a “corridor line” is drawn from there onto the abdomen. The transverse skin incision is placed 2 cm caudad to the corridor line (8).
The rectus sheath is exposed and split in the midline. L5-S1 can be approached through a retroperitoneal route either from the left or from the right side. To mobilize and shift the peritoneal sac, it is necessary to incise the poste­rior rectus sheath. In obese patients and in patients with previous abdominal surgery, a transperitoneal route is recommended. Dissection of the prevertebral part of the peritoneum should generally be from the right to the left. Electrocautery should be avoided to minimize the risk of injury to the superior hypogastric plexus and retrograde ejaculation in men. The anterior circumference of L5-S1 is exposed between the common iliac veins. The median sacral vessels need to be either ligated or coagulated with bipolar electrocautery and dissected. L5-S1 is exposed with the help of special retractors. The options for fusion are the same as in the levels L2-L5.
Minimal Invasive Midline Accesses for Total Disc Replacement
Total disc replacement for the treatment of painful degenerated lumbar disc is an alternative to lumbar fusion (26,27). The principles of minimal invasive access surgery can be applied to this new technology (26,28). However, total disc replacement requires a midline approach to all lumbar segments. This mandates a modi­fication of the approach to the L4-5 and more proximal levels. The surgical approach technique for L4-5, L3-4, and L2-3 is described subsequently.
Positioning of the patient and localization of the level are performed as previously described. Care must be taken to place the patient in a neutral supine position without hyperextension to prevent hyperlordosis that complicates implantation of the artif icial disc.
L4-5 Level
A small transverse skin incision is centered over L4-5 or placed slightly left of the midline (28). The rectus sheath is exposed and can be split either longitudinally in the midline or transversely on the left side. In slim patients, midline splitting of the sheath can provide suffi­cient exposure to begin the retroperitoneal dissection from left to right (discussed previously). In obese pa­tients, it is advisable to mobilize the rectus muscle cir­cumferentially and begin the retroperitoneal dissection lateral to the muscle belly after incision of the posterior rectus sheath. It is important to f irst mobilize the com­mon iliac artery and to identify the iliolumbar vein beneath the psoas muscle. Mobilization of the common iliac artery is performed with finger dissection and small peanut swabs. The iliolumbar vein must be identified, lig­ated, and cut before the common iliac vein is mobilized tow ard the midline (9,28). Once the vessels are mobilized toward the midline, the disc space can be palpated with the tip of the index finger. The segmental vessels of L4 on the left side then need to be identified and ligated if nec­essary (Fig. 36-5).
Thus, the anterior portion of L4-5 can be exposed and the retractor system can be inserted. Sharp retractor blades or pins should not be used since they could cause vascular injury (28,29).
Results
Results of mini-open anterior fusion have already been described (5,8,9). The combination of mini-open anterior fusion with pedicle instrumentation produces excellent and good results in 75% to 85% of the patients (5,8). The pseudoarthrosis rate is 3% and the rate of complications due to the anterior approach is 5.2%. Perioperative mor­bidity is extremely low with clinical results that seem to be comparable to conventional fusion techniques.
L3-4 Level
The approach to L3-4 is performed the same way as for L4-5 except that a curved longitudinal incision is recom­mended if the L3-4 disc is at the level of the umbilicus. Usually the iliolumbar vein does not need to be identi­fied, but the segmental vessels at L3 and L4 on the left must be ligated before the aorta and the vena cava are mobilized from left to right. Rarely, the L3-4 disc can be approached between the aorta and the vena cava. In this
CHAPTER 36/MINIMALLY INVASIVE PROCEDURES FOR ANTERIOR COLUMN FUSION AND RECONSTRUCTION / 357
FIG. 36-6. The Prodisc implant (Spine Solutions, Inc., New York, NY), modular design: two metal end plates, ultra–high­molecular-weight polyethylene inlay.
FIG. 36-5. Vessels to be identified for the midline approach at L4-5 as seen on three-dimensional computed tomogra­phy–angiography (l.il.v., left iliolumbar vein; l.c.i.v., left com­mon iliac vein; xx, left segmental vessels L4).
case, the segmental vein(s) on the left and the segmental artery(s) on the right side must be ligated (26).
L2-3 Level
The approach to L2-3 for total disc replacement is rarely necessary since symptomatic disc degeneration at this segment is unusual. The skin incision is located at the level of or cranial to the umbilicus. A transperitoneal approach is recommended since retroperitoneal dissec­tion is difficult. Care must be taken to avoid dissection through the mesenterium. The mesentery and small intes­tine are pushed cranially to the right and the prevertebral peritoneum is split in the midline. Care must be taken to avoid the renal artery.
Minimal Invasive Implantation of the Prodisc Implant
36-7A, B). This trial implant deter mines the size, height, and degree of lordosis of the final implant. Once it is placed in the correct position, a groove is chiseled in the adjacent vertebral bodies for the two keels of the implant. After removal of the trial implant, the end plates of the modular total disc are implanted, the disc space is dis­tracted, and a polyethylene insert is implanted (Fig. 36­8A,B).
A
The Prodisc Total Disc (Spine Solutions, Inc., New York, NY) is the only implant that can be inserted through the minimal invasive approaches described in this chapter (Fig. 36-6). Once the anterior circumference of the disc space is exposed, the midline is marked and verified through anteroposterior fluoroscopy . A rectangu­lar window is made in the disc space and the anterior annulus fibrosus is removed. The nucleus and the carti­laginous end plates are carefully removed with curettes. Preservation of the subchondral bone is of paramount importance. The trial implant can then be inserted (Fig.
B
FIG. 36-7. A: Tr ial implant to determine size, height, and lor­dosis angle. B: Lateral X-ray, trial implant in place at L5-S1.
358 /SECTION V/SPECIFIC CLINICAL ENTITIES
A
B
FIG. 36-8. X-ray postoperative lumbar spine. A: Implant in place (lateral view). B: Skin incision.
CONCLUSION
Minimally invasive surgical approaches for spinal fusion or reconstruction in degenerative diseases have been popularized within the last 10 years. Preoperative planning and modification of surgical strategies with innovative instruments and implants are key factors for performing safe and successful surgery. A vascular or general surgeon is extremely helpful in providing access to the surgical target area. The main advantages of mini­mal access surgery are the reduction in perioperative morbidity and the possibility of early and aggressive mobilization and rehabilitation of the patient. Although experience is still limited, disc replacement is a new and exciting application of less invasive surgical approaches.
REFERENCES
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3. Steptoe PC, ed. Laparoscopy in gynecology. Edinburgh: E&S Liv­ingston, 1967.
4. Faciszewski T, Winter RB, Lonstein JE, et al. The surgical and medical perioperative complications of anterior spinal fusion surgery in the tho­racic and lumbar spine of adults. Spine 1995;20:1592–1599.
5. Mayer HM, Korge A. Non-fusion technology in degenerative lumbar spinal disorders: facts, questions, challenges. Eur Spine J 2002;11 [Suppl 2]:85–91.
6. Axelsson P, Johnsson R, Strömqvist B, et al. Posterolateral lumbar fusion: outcome of 71 consecutive operations after 4 (2–7) years. Acta Orthop Scand 1994;65:309–314.
7. Greenough CG, Taylor LJ, Fraser RD. Anterior lumbar fusion: results, assessment techniques and prognostic factors. Eur Spine J 1994;3: 225–230.
8. Mayer HM. Microsurgical approaches for anterior interbody fusion of the lumbar spine. In: JA McCulloch, PA Young, eds. Essentials of spinal microsurgery. Philadelphia: Lippincott-Raven, 1998:633–649.
9. Mayer HM, ed. Minimally invasive spine surgery. Berlin-Heidelberg­New York: Springer-Verlag, 2000.
10. Grob D, Scheier HJG, Dvorak J, et al. Circumferential fusion of the lumbar and lumbosacral spine. Arch Orthop Trauma Surg 1991;111: 20–25.
11. Herkovitz HN, Kurz LT. Degenerative lumbar spondylolisthesis with spinal stenosis: a prospective study comparing decompression with decompression and intertransverse process arthrodesis. J Bone Joint Surg 1991;73A:802–808.
12. Kambin P. Arthroscopic lumbar interbody fusion. In: White AH, ed. Spine care. St. Louis: Mosby, 1996:1055–1066.
13. McCulloch JA. Posterolateral uninstrumented lumbar fusion. In: McCulloch JA, Young PA, eds. Essentials of spinal microsurgery. Philadelphia: Lippincott-Raven, 1998:531–552.
14. Turner JA, Herron, L, Deyo RA. Meta-analysis of the results of lumbar spine fusion. Acta Orthop Scand 1993;64 [Suppl 251]:120–122.
15. Bernhardt M, Swartz D, Clothiaux P. Posterolateral lumbar and lum­bosacral fusion with and without pedicle screw internal fixation. Clin Orthop 1992;284:109–116.
16. Watkins MB. Posterior lateral fusion of the lumbar and lumbosacral spine. J Bone Joint Surg 1953;35A:1014–1019.
17. Wiltse LL, Spencer CW. New uses and refinements of the paraspinal approach to the lumbar spine. Spine 1988;13:696–706.
18. Zdeblick TA. A prospective randomized study of lumbar fusion. Pre­liminary results. Spine 1993;18:983–991.
19. Rompe JD, Eysel P, Hopf C. Clinical efficacy of pedicle instrumenta­tion and posterolateral fusion in the symptomatic degenerative lumbar spine. Eur Spine J 1995;4:231–237.
20. Obenchain TG. Laparoscopic lumbar discectomy. J Laparoendosc Surg 1991;3:145–149.
21. Pellissé F, Puig O, Rivas A, et al. Low fusion rate after L5-S1—laparo­scopic anterior lumbar interbody fusion using twin stand-alone carbon fiber cages. Spine 2002;27:1665–1669.
22. Regan JJ. Endoscopic applications of the BAK system. In: JJ Regan, McAfee PC, Mack MJ, eds. Atlas of endoscopic spine surgery. St. Louis: Quality Medical Publishing, 1995:321–331.
23. Sachs B, Schweitzberg SD. Lumbosacral discectomy and interbody fusion technique. In: JJ Regan, McAfee PC, Mack MJ, eds. Atlas of endoscopic spine surgery. St. Louis: Quality Medical Pub lishing, 1995: 275–291.
24. Mayer HM. A new microsurgical technique for minimally invasive anterior lumbar interbody fusion. Spine 1997;22:691–700.
25. Hodgson AR, Wong AK. A description of a technique and evaluation of results in anterior fusion for deranged intervertebral disk and spondylolisthesis. Clin Orthop 1968;56:133–161.
26. Mayer HM, Wiechert K, Korge A, et al. Minimally invasive total disc replacement: surgical technique and preliminary clinical results. Eur Spine J 2002;11[Suppl 2]:124–130.
27. Szplaski M, Gunzburg R, Mayer HM. Spine arthroplasty: a historical review. Eur Spine J 2002;11[Suppl 2]:65 – 84.
28. Brau SA. Mini-open approach to the spine for anterior lumbar inter­body fusion: description of the procedure, results and complications. Spine J 2002;2:216–223.
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30. Büttner-Janz K. The development of the artificial disc: SB Chariité. Dallas: Hundley & Associates, 1992.
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31. Bertganoli R, Kumar S. Indications for full prosthetic disc arthroplasty: a correlation of clinical outcome against a variety of indications. Eur Spine J 2002;11[Suppl 2]:131–136.
32. Cunningham BW, Lowery GL, Serhan HA, et al. Total disc replace­ment arthroplasty using the AcroFlex lumbar disc: a non-human pri­mate model. Eur Spine J 2002;11[Suppl 2]:115–123.
33. Ray CD. The PDN prosthetic disc nucleus device. Eur Spine J 2002;11[Suppl 2]:137–142.
34. Korge A, Nydegger T, Polard JL, et al. A spiral implant as nucleus prosthesis in the lumbar spine. Eur Spine J 2002;11[Suppl 2]: 149–153.
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CHAPTER 37

Degenerative Disc Disease: Complications of Surgery

Scott L. Blumenthal and Donna D. Ohnmeiss
Many strategies for the surgical management of sympto­matic disc degeneration have been developed. Potential advantages and disadvantages are associated with each of them. The development of fusion cages and artificial discs has brought renewed interest in surgery for symptomatic degenerative disc disease. The effectiveness of some of these techniques and devices is still in question. Another important issue is the safety of these devices and of the operative techniques required for them. In this chapter we will focus on the complications associated with lumbar fusion, particularly interbody fusion, artificial disc replace­ment, and intradiscal electrothermal therapy (IDET) used in the treatment of symptomatic disc degeneration. In order to focus this review on current techniques and instrumenta­tion, the majority of the literature reviewed will cover the period from approximately 1990 to 2002. We tried to include information dealing specifically with the treatment of symptomatic degenerative disc disease; however, many articles involved a mixed group of diagnoses.
OVERVIEW OF POTENTIAL COMPLICATIONS
With most of the procedures discussed in this chapter, complications directly related to the surgery may arise from several sources. The greatest potential for complica­tions is related to technical problems ex ecuting the surgery, poor implant selection, device failure, and poor patient selection. Technical problems can be grouped based on the operative approach used. With anterior lumbar interbody fusion, the most readily recognized risk is injury to the great vessels. This may occur by tearing or puncturing one of the structures with an instrument or during retraction. Other complications associated with anterior spine surgery include damage to the sympathetic chain resulting in tem­porary or permanent sexual dysfunction, urologic prob­lems, or altered sensation in the lower extremities. When placing devices from the anterior approach, one must be
aware of the depth of the implant to avoid impingement of neural elements either directly by the device or by pushing disc tissue into the canal.
Posterior interbody fusion is also associated with potential significant complications. Injury to neural structures can result from making direct contact with an instrument or from retraction. Typically, bone must be removed from the posterior elements in order to gain access to the disc space, which has the potential to create or contribute to instability of the operated spinal segment. As with the anterior approach, the surgeon must be acutely a ware of the depth of implants or bone graft since aggressive insertion of implants or graft can result in sig­nificant vascular injury. Other complications associated with posterior spine surgery include damage to the poste­rior musculature from dissection and retraction of these tissues. Also, screws placed posteriorly can penetrate the cortical bone of the pedicle injuring neural structures.
In surgeries using autogenous iliac crest bone graft, there are complications related to the donor site. These include injury to neural or vascular structures, fracture, infections, and persistent pain.
ANTERIOR APPROACHES TO THE LUMBAR SPINE
Interest in the anterior approach to the lumbar spine has increased dramatically in recent years due to the introduc­tion of fusion cages, laparoscopic fusion techniques, and disc replacement. In this section we will review general complications as well as complications associated with spe­cific devices implanted using an anterior approach.
Vascular Injuries
The risk of significant vascular complications during anterior lumbar interbody fusion is related to the proxim-
360
CHAPTER 37/DEGENERATIVE DISC DISEASE: COMPLICATIONS OF SURGERY / 361
ity of the vena cava and aorta to the disc spaces. These structures are at greatest risk during the exposure of the disc space, but can also be injured by blunt contact or retraction during the placement of devices or bone graft. There is a great deal of individual variation with regard to the level of the vessel bifurcation that determines the approach. Surgery can either be above the bifurcation, below it, or in some cases between the vessels. Weiner at al. investigated v ariation in v ascular anatom y with respect to anterior lumbar interbody fusion (1). They reported that in about 60% of cases, the vascular anatom y w as pre­dictable and the lumbosacral disc could be accessed below the bifurcation. In 30% of cases, there were minor variations in vascular anatomy, which did not signifi­cantly alter the approach to the spine. In the remaining 10% of cases, a significantly different approach to the disc was required due to variation in vascular anatomy. The altered surgical approach inv olved w orking above the bifurcation. In all of these cases, the operated level was a functional lumbosacral level above a fixed transitional vertebra.
One study reported the results of a retrospective revie w of 105 consecutive cases in which the retroperitoneal approach was used to gain access to the lumbar spine (2). These authors reported that the overall incidence of vas­cular complications was 15.6% (16/105). This included tears of the common iliac vein (10.5%), the inferior vena cava (3.8%), and the iliolumbar vein (0.9%). The authors found that the complication rate was almost twice as great with the hypogastric paramedian approach as with the anterolateral approach. The majority of complications occurred during the surgical exposure. Fortunately, these complications resulted in only one case of deep vein thrombosis, and there were no cases of pulmonary embolism or catastrophic blood loss.
In a detailed review of general surgery complication in anterior spinal fusion, the rate of vascular injury was found to be 6.6% (3). In two cases, venous injury occurred during the exposure of the disc space, and in one case, the injury occurred during g raft placement. In all three cases, the problem was addressed intraopera­tively with no serious sequelae. The other vascular injury occurred during the exposure in a case to revise or remove a malpositioned cage. That injury was attributed to dense adhesions that had formed after the initial surgery. There was significant blood loss and the surgery was abandoned.
The risk of vascular injury was of particular concern as laparoscopic fusion was being developed. With this pro­cedure, injury to a major vessel has the potential for more severe consequence since it cannot be repaired directly. There was concern about whether or not the endoscopic procedure could be rapidly converted to an open proce­dure to repair a damaged vessel before the situation became critical. Tears of vessels have been reported dur­ing laparoscopic fusion (4). In the cases requiring con-
version to an open surgery, the vascular injury was addressed without serious sequelae. It was reported that among six cases converted to an open procedure due to iliac vein laceration or excessive bleeding, only one patient received a blood transfusion. When performing laparoscopic fusion, one must be acutely a w are of the risk of vascular injury and have a plan to convert to an open procedure if needed. The equipment necessary for quick and safe conversion to an open procedure must be readily available.
Based on a review of abdominal vascular studies, Vraney et al. suggested that the L4-5 disc could be accessed laparoscopically in only approximately one­third of patients (5). The limiting factor was the location of the bifurcation of the great vessels with respect to the L4-5 disc space. The risk of vascular complications was thought to be too great in the remaining cases. However, Regan et al. reported that by varying the approach to the disc, to either above the bifurcation, below the bifurca­tion, or between the vessels, the disc space could be assessed in all cases and no patient had been denied a laparoscopic fusion based on the location of the vessel bifurcation (6).
A rare vascular complication of anterior lumbar inter­body fusion is occlusion of the common iliac artery. This has been discussed in a few case reports (7–10). One case of aortic thrombosis following anterior-posterior fusion has been reported (11). The patient’s condition continued to deteriorate after intensive treatment and she died 8 days after the spine surgery. In such cases, the vascular occlusion is usually caused by direct pressure of the vas­cular structures by the retractors. Vascular complications may be more likely or more severe in patients with risk factors such as smoking and vascular calcification.
Sexual Dysfunction
Retrograde ejaculation can occur with anterior spine surgery as a result of injury to the superior hypogastric plexus which is responsible for closing the bladder neck during ejaculation. This complication can be perma­nent; however, it typically resolves in 3 to 6 months after surgery, although it has been reported to take longer in some cases. The incidence and outcome of sexual dysfunction were studied in detail in a series of 41 men who underwent anterior lumbar interbody fusion using a retroperitoneal approach (12). The authors reported that 8% of the patients experienced ret­rograde ejaculation, but none had any alteration in attaining erection or achieving orgasm. Among the four patients in that study with retrograde ejaculation, two were permanent, one could not ejaculate for six months and had reduced ability to ejaculate thereafter, and the status of the other patient was unknown. In another study of complications related to anterior spine surgery,
9.6% of 31 male patients reported sexual dysfunction
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(two with retrograde ejaculation and one with repor ted impotence) following anterior spine surgery (3). Al­though impotence has been reported as a direct compli­cation of anterior spine surgery, it is not very likely (3) since the parasympathetic plexus, which is responsible for erection, is located deep within the pelvis and should not be at risk during anterior spine surgery.
Ureteral Injury
Ureteral injury from blunt trauma can occur during anterior approaches to the lumbar spine. If not identified and addressed intraoperativel y, the patient can experience severe abdominal pain from a large collection of urine in the abdomen. A few cases of ureteral injury related to anterior spine surgery have been reported (13–15). Blad­der dysfunction from injury to the parasympathetic pre­sacral nerve during the anterior portion of a combined anterior-posterior fusion has been reported (16). The patient was treated with self-catheterization and she ulti­mately regained bladder control in 3 months.
Neural Injury
Injury to the cauda equina or nerve roots may occur during anterior spinal surgery. This can be the result of passing instruments too deeply into the disc space, plac­ing devices or bone graft too far posteriorly, by pushing disc tissue into the canal space, or by stretching the roots by over-distraction of the disc space.
In a cadaveric study, Taylor et al. investigated the occurrence of foraminal violation and nerve root im­pingement related to the use of anteriorly placed inter­body fusion cages (17). Although the number of samples was small, the authors concluded that the occurrence of foraminal violation or neural impingement was reduced if a device was placed directl y in the midline. The incidence of impingement was increased when the devices were placed 10% off midline, and increased further when the devices were placed 20% off midline.
Several studies ha v e reported that the lateral placement of cages can cause disc tissue to be displaced posteriorly, resulting in nerve root compression (18,19). Patients with this complication generally complain of severe radicular pain immediately following surgery. Imaging can some­times be difficult to interpret due to artifact from the metal cages. In a nonrandomized study comparing open to laparoscopic fusion using BAK cages, disc herniation was the only complication that was more common in the laparoscopic fusion group, occurring in 2.8% of cases (4).
Sympathetic sensory changes can occur and may result in a “warm leg”, temperature variation, dysesthesia, dis­coloration, or swelling of the leg or foot (3,20). These patients should be evaluated carefully to rule out possible arterial complications. If the problem is not vascular, the
altered sensations generally resolve over the course of several months.
Papastefanou et al. reported two cases of femoral nerve palsy due to patient positioning during anterior lumbar interbody fusion (21). The patients’ symptoms resolved in 3 to 6 months. The authors attributed the injury to the patients being positioned intraoperatively with the spine and hip immobilized in a position of maximum stretch of the psoas muscle, compressing the femoral nerve.
COMPLICATIONS REPORTED IN VARIOUS ANTERIOR FUSION STUDIES
The reported incidence and types of complications related to anterior spine surgery vary greatly. This ma y be due to the different types of procedure performed, the type of graft or device used , the skill and e xperience le v el of the spine and access surgeons, the associated patient comorbidities present, and other factors. Presented herein is a review of complications reported in some studies of anterior lumbar spine surgery. The review deals primarily with publications since 1990 and those involving patients with symptomatic disc degeneration.
Newman and Grinstead reported a series of 36 patients undergoing anterior interbody fusion with autogenous graft specifically for discogenic pain (22). Complications in their series included one each of pulmonary embolism, retrograde ejaculation, donor-site wound hematoma, and graft extrusion. There were no vascular complications, although 16.7% of patients received a blood transfusion. Reoperation occurred in 8.3% of patients from extruded graft, symptomatic pseudoarthrosis, or for disc herniation above the fusion.
In one of the largest series of anterior lumbar interbody fusions, Kuslich et al. reported on 591 patients in whom BAK cages packed with autogenous iliac crest graft were used as a stand-alone device (23). The data w ere collected from the multicenter United States Food and Drug Administration Investigational Device Exemption (FDA IDE) trial. The incidence of complications reported in that series included neurologic injury (2.0%), superficial infection (3.1%), ileus (3.1%), new radicular pain (1.3%), retrograde ejaculation (4% of males), hematoma/seroma (1.5%), vessel damage/bleeding (1.7%), atelectasis/pneu­monia (1.9%), urologic complications (1.4%), wound problems (1.2%), phlebitis/pulmonary embolism (0.7%), fatigue fracture of the S1 vertebral body (1.3%), and other complications (0.3%). In 0.8% of the study group, implant migration required reoperation. In an additional
1.5% there was implant migration not requiring reopera­tion. The authors did not provide data for the total reop­eration rate in the patients undergoing anterior fusion with the cages. There were no cases of device failure, death, major paralysis, or deep infections. The low com­plication rate in this series was very impressive, since it represented the initial experience using this implant.