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239Discussion
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
is accepted in all countries which permit the use of technical confi rmatory testing; however, as it is an invasive
technique, most guidelines recommend DSA only if it has
a potential therapeutic consequence and not solely for
brain death diagnosis. To date, neurosonologic examination is approved for documentation of cerebral circulatory
arrest, e.g., in Germany, Switzerland, Austria, Canada, and
the United States. A survey reported that 71 of 226 German neurologic and neurosurgical departments used ultrasound regularly as a confi rmatory test (Wijdicks 2002).
More recently, CTA has been accepted in some countries,
including France, Switzerland, Austria, and Germany, but
not in Canada or the United States. In Switzerland, MRI
and MR angiography (MRA) are also accepted.
In summary, there is widespread variation between
countries regarding the preconditions for the clinical
determination of brain death. Diff erences exist between
concepts of brainstem death (UK) and total brain death
(other European countries and North America) as well as
the approved technical confi rmatory tests. In our case,
brain death could not formally be diagnosed, as the ancillary ultrasound test was performed before clinical testing,
which is not permitted according to the above mentioned
guidelines for diagnosis of total irreversible loss of all
brain function. During initiation of the formal testing, the
patient died of a cardiac arrest. Therefore, we would like
to stress that—to avoid any risk of false-positive evaluations—existing guidelines must always be complied with,
even if this leads to instances where formal brain death
diagnostics cannot be completed.
Angiologic and Anatomic Aspects
A precondition for brain circulatory arrest is the severe
mismatch between systemic blood pressure and ICP.
Cessation of blood fl ow only occurs if the ICP exceeds
the systemic blood pressure with a resulting perfusion
pressure of zero or less. The following four diagnostic
approaches, which have, so far, been accepted in several
countries, will briefl y be discussed.
Digital Subtraction (Catheter) Angiography
Angiography was the fi rst technique used to assess
cerebral circulatory arrest and dates back over 50 years
(Wertheimer et al 1960). Since then, angiographic
techniques have been developed and improved (to the
currently used DSA), but the diagnostic principle has
remained unchanged. More specifi cally, a selective ar-
terial contrast injection in both internal carotid arteries
(ICAs) and both vertebral arteries (VAs) is performed.
Provided that a suffi cient systemic blood pressure is
present (>80/>60 mm Hg mean blood pressure in adults/
children), lack of contrast fi lling during radiographic
monitoring confi rms fl ow cessation. This applies to the
following vessel segments of the anterior circulation:
extracranial ICA or intracranial supraophthalmic ICA
or MCA and ACA off shoots. In the posterior circulation,
contrast usually stops at the entrance of the skull—i.e.,
the V3–V4 segment of the VA. Taken together, these
fi ndings confi rm circulatory arrest as long as no paren-
chymal and venous fi lling is observed. Example angio-
graphy images, not related to the case presented here,
are shown in Fig. B7.11 and Fig. B7.12. This technique
has the advantages that its diagnostic sensitivity and
specifi city are high and the corresponding false-positive
rate is virtually zero. However, arterial puncture and
wire placement are invasive measures and can only be
performed in the catheter laboratory, which requires
t r a n s p o r t i n g a c r i t i c a l l y i l l p a t i e n t .
AB
Fig. B7.11 DSA in a patient with cerebral circulator y arrest in the
anterior circulation. Selective contrast fi lling of the ICA: (A) pos-
terior–anterior projection plane, (B) lateral projection plane. Note
the tip of the catheter in the sub-basal ICA (solid arrow). Carotid contrast stops at the proximal carotid siphon (dashed arrows)
fi lling only the ophthalmic artery and related vessels of the face
(dotted arrow).
AB
Fig. B7.12 DSA in a patient with cerebral circulatory arrest in the
posterior circulation (A) and in a healthy individual (B) for comparison. Selective contrast fi lling of the right vertebral artery: (A) Flow
cessation at the proximal V4-VA segment (dashed arrow), (B) regular V4-VA contrast fi lling (dashed arrow). Missing BA contrast in A,
regular BA contrast with fi lling (dotted line arrow) and of cerebellar
and posterior cerebral arteries in B. In A note the faint contrast fi ll-
ing of arterial anastomoses toward the extracranial neck arteries
(arrow).

240 Case 7 Cerebral Circulatory Arrest
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Perfusion Scintigraphy
The fi rst observations of brain death determined by
“isotope angiography” were reported by Goodman and
coworkers (1969). Currently, the technique is applied as
either planar or multiplanar scintigraphic imaging by
single-photon emission CT (SPECT). The basis for these
techniques is the intravenous injection of a validated radioactive tracer, e.g., Tc-99m hexamethylpropyleneamine
oxime (HMPAO). The tracer distribution in the brain can
then be analyzed (by planar or 3D analysis) and compared with patterns of the abdomen or thorax (Sinha and
Conrad 2012). Provided that suffi cient systemic blood
pressure is present (for values see “Digital Subtraction
(Catheter) Angiography” above), a circulatory arrest is
diagnosed if no radioactive tracer signal is found in the
brain. Example images, not related to the present case, are
shown in Fig. B7.13).
This technique has the advantage that it is both standardized and noninvasive. However, its availability is limited and requires the patient to be moved to a specialized
center. Moreover, the procedure is time-consuming with,
for example, a recommended time delay between tracer
application and perfusion assessment of up to 2 hours.
Additionally, patient positioning may be hindered by
necessary life support equipment, thereby resulting in
impaired image acquisition. However, more importantly,
the diagnostic reliability of brainstem perfusion cessation
(i.e., the range of brainstem size within the technique’s
spatial resolution limits) has not been thoroughly studied (Sinha and Conrad 2012). This might explain some
false-positive cases with absent blood fl ow on radio-
nuclide angiography but persistent residual brainstem
function (Flowers and Patel 1997). The fi ndings also
e m p h a s i z e t h e n e e d t o a d h e r e t o t h e e x i s t i n g b r a i n d e a t h
diagnosis guidelines, which demand clinical patient evaluation before proceeding to other ancillary testing.
Fig. B7.13 HMPAO–SPECT in a patient with total cerebral circulatory arrest. Note the preserved nuclide accumulation in the skull
and face (“hot nose sign”) but missing signal from the brain itself.
(Image kindly provided by Dr. Buchert, Department of Nuclear
Medicine, Charité – Universitätsmedizin Berlin, Germany.)
CT Angiography
CTA has recently been accepted in several countries as a
further additional ancillary test for the detection of cerebral circulatory arrest. The fi rst reports of missing vessel
CT contrast enhancement in patients with brain death date
from the late 1970s (Rappaport et al 1978). However, the
basis for accepting CTA as a measure of cerebral circulatory
arrest derives from more recent studies (Dupas et al 1998,
Wels cheho ld et al 2013 a, 2013b ). The basic pri ncip le governing the use of CTA as a diagnostic parameter is the observation of the arrival of a contrast bolus in the intracranial
arteries (assessed by spiral CT). Provided that a suffi cient
systemic blood pressure is present (mean arterial pressure
>60 mm Hg), a lack of intracranial contrast enhancement
and concomitant contrast enhancement of extracranial
arteries (e.g., the temporal artery) confi rms cerebral circu-
latory arrest. However, with respect to contrast detection,
CTA seems far more sensitive than DSA. A comparison
of patients in whom both DSA and CTA was performed
showed that some patients had positive CTA contrast (e.g.,
in the M1-MCA or A1-ACA) but a lack of contrast in the corresponding DSA (Dupas et al 1998). This fi nding is further
complicated by the fact that the number of contrast-positive vessel segments largely depends on the timing of the
scan in relation to the bolus application. An early-phase CT
scan will show fewer vessels with positive contrast whereas a late-phase CT will shows more (Frampas et al 2009,
Welschehold et al 2013b). The study of Frampas and coworkers (2009) is one of the papers frequently cited in relation to the formal acceptance of CTA. In their study, 105
patients were included with a clinical diagnosis of brain
death according to current clinical standard criteria. Applying a 7-point score, derived from earlier work (Dupas et
al 1998), CTA sensitivity was 62.8% using signal analysis in
pericallosal arteries, cortical MCAs, internal cerebral veins,
and the vein of Galen. The authors then replaced the above
evaluation in the same patient group with a 4-point score
(both cortical MCAs and both internal cerebral veins only)
which resulted in a diagnostic sensitivity of 85.7%. In our
opinion, it seems questionable to improve sensitivity by
avoiding evaluation of vessels with positive contrast. As the
study inclusion criterion was clinical brain death syndrome,
which does not necessarily equal cerebral circulatory arrest
(percentage of patients with preserved blood fl ow in this
group not known), the above suggestion seems problematic. Finally, data regarding the posterior circulation, i.e., the
basilar artery (BA) and VAs, was not provided. A further CTA
approach analyzed vessel opacifi cation in distal segments
of the MCA, ACA, BA, and the V4-VA segments (Welschehold et al 2013b). The authors described this contrast fi ll-
ing as “stasis fi lling,” but they did not off er a solution for
a clear diff erentiation between residual brain perfusion
and the stasis fi lling phenomenon. Only solving this issue
will fi nally clarify the vessel segments that can safely be
analyzed without risking the generation of false-positive
CTA results. To date, there is one published case report of
a patient diagnosed with cerebral circulatory arrest using
CTA who had an antegrade intracranial blood fl ow on
follow-up transcranial Doppler (TCD) (Greer et al 2009).
However, the patient was apparently hemodynamically

unstable during CT and had been subsequently stabilized
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
prior to TCD. This raises doubts as to whether this can be
considered a true false-positive case.
A recent Cochrane review analyzing data from 8 studies and 337 patients concluded that: “The available evidence cannot support the use of CTA as a mandatory test,
or as a complete replacement for neurologic testing, in
the management pathway of patients who are suspected
to be clinically brain dead” (Taylor et al 2014). They also
underline the need for further studies. The ideal study
design for this would be to analyze CTA results in selected
patients with assured cerebral circulatory arrest, determined by one of the other accepted ancillary tests for assessment of the cerebral circulation.
In conclusion, CTA is a promising technique which
is minimal invasive and fast (once the patient has been
transported to the CT-scanner). Further studies should
clarify whether CTA is prone to false-positive results,
e.g., in cases of slow and delayed blood fl ow to the brain.
Subsequently, the exact technical requirements for the
scanner and its imaging quality, the optimal time point
for scanning after administration of an intravenous contrast bolus, and the number and location of the vessel
segments to be evaluated should be defi ned.
Ultrasound
The fi rst application of ultrasound in patients with
suspected cerebral circulatory arrest was the use of
fl ow analysis in the common carotid arteries (CCAs)
(Despland and de Crousaz 1974). The development of
TCD, some 10 years later, quickly facilitated a more
widespread application of the technique as a direct
assessment of (1) the associated intracranial fl ow pat-
terns, and (2) underlying pathophysiologic processes
(Harders 1986, Ropper et al 1987). If the ICP rises above
normal values, the fl ow pattern of intracranial vessels
will change from low resistance to high resistance with
reduced diastolic fl ow and increased pulsatility. If ICP
equals the diastolic blood pressure, diastolic fl ow will
cease while the systolic fl ow component persists. A fur-
ther ICP increase up to systolic blood pressure values
leads to three characteristic pathognomonic fl ow pat-
terns which correlate with catheter-angiographic loss
of brain perfusion (Hassler et al 1988, 1989, Ropper et
al 1987, van Velthoven and Calliauw 1988). Example
images, not related to the present case, are shown in
Fig. B7.14. The three patterns are:
• Alternating fl ow, where the sum of anterograde and ret-
rograde fl ow leads to a net zero fl ow which correlates
well with DSA-determined circulatory arrest.
• Systolic spikes, defi ned as pure systolic fl ow of less
than 200 ms duration and less than 50 cm/s peak
s y s t o l i c fl ow velocity. In these cases it is thought that
the retrograde fl ow component is either too slow to
be depicted or the integrated high-pass fi lters prevent
their detection: fi lters should therefore be set as low
as possible.
• Total absence of fl ow signals (Hassler et al 1988).
Fig. B7.14 Example images of fl ow patterns detected by ultra-
sound consistent with circulatory arrest.
These three grades of cerebral circulatory arrest correlate well with the extracranial fl ow interruptions
visible in DSA (Hassler et al 1989). How can these patterns be explained if DSA shows complete absence of
fl ow? Although this has not been formally resolved,
there is a possible explanation. The most plausible hypothesis is that the percussive eff ect of heartbeats with
ultrasound moves the stagnant blood column back
and forth, which is facilitated by the elasticity of the
arterial walls. If both fl ow portions are equal, contrast
should not advance into vessel segments with this fl ow
pattern. As pressure increases, the intravascular blood
is either squeezed out or consolidated so that even the
alternating movement is prevented, resulting in a systolic spike pattern (Ducrocq et al 1998a, Topcuoglu and
Arsava 2013).
Alternating fl ow signals in circulatory arrest can also
be seen in the extracranial portion of brain-supplying
arteries. However, fl ow within the extracranial ICA can
be altered if blood fl ows via the ophthalmic artery (OA)
into the eye and face. In these instances, a dramatically
reduced systolic fl ow and a persisting diastolic fl ow sig-
nal can be seen. The CCA usually shows an antegrade
fl ow feeding the external carotid artery (ECA) (von Reutern and von Büdingen 1993). A similar pattern may be
observed in the extracranial VA if residual fl ow occurs at
the V2–V3 level into communicating neck arteries (see
also Fig. B7.11 and Fig. B7.12).
These fl
Doppler or duple
ow patterns can be detected using either
asound systems. Though duplex
x ultr
ultrasound allows easier assignment of the exact vessel
segments during insonation, both techniques need to
be adjusted for the detection of low fl ow velocities. For
Doppler systems, this comprises a pulse repetition frequency (PRF) as low as possible, the deactivation of wall
fi lters, the enlargement of the Doppler sample volume
(10–15 mm) and the increase of system power and gain.
For duplex ultrasound systems, the color window needs
additional optimization by choosing a small color window, using a low color window PRF, and increasing the
color gain.
241Discussion

242 Case 7 Cerebral Circulatory Arrest
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
According to the Task Force Group on cerebral death of
the Neurosonology Research Group of the World Federation of Neurology’s 1998 recommendations (Ducrocq et
al 1998b), a circulatory arrest may be diagnosed by ultrasound if the following criteria are fulfi lled (but note that
these might not be legally applicable or might be modifi ed in diff erent countries):
• A combined extracranial and intracranial ultrasound
analysis has to be performed.
• The above described fl ow signals have to be present
over a time period of 30 minutes.
• Transcranially, all main stems of the brain-supplying
arteries have to be studied.
• At least two of them must have the alternating fl ow de-
scribed above if the remaining vessel signals are missing.
• The suspected diagnosis has to be confi rmed by extrac-
ranial ultrasound analysis of fl ow in the CCA, ICA, and
VA (Ducrocq et al 1998b).
The last requirement leads to a considerable number of
false-negative results. As discussed before, antegrade OA
fl ow and distal VA extracranial anastomoses may lead to
antegrade extracranial ICA and VA fl ow patterns and not
to the expected patterns of circulatory arrest.
Lack of a transcranial signal is not a safe sign of circulatory arrest, as this fi nding might result from a missing
bone window. Only the disappearance of a formerly observed fl ow signal in combination with typical extracra-
nial fl ow patterns is acceptable. Although not mentioned
in the 1998 criteria, Doppler and duplex ultrasound—like
any of the aforementioned techniques that can confi rm
circulatory arrest—also require presence of a suffi cient
systemic blood pressure (mean arterial pressure >60 mm
Hg). The recommended time interval (30 minutes) between repeated assessments results from fi ndings that
showed that very short time periods of alternating blood
fl ow might not lead to confi rmation of brain death. Two
infants with a short diastolic fl ow reversal survived the
condition. In one, the fl ow pattern was caused by a status
epilepticus which was acutely treated. The second was
caused by a decompensating intracranial tumor which
was surgically removed (Chiu et al 1994). This corresponds well with experiences from cardiac arrest where
irreversible loss of total brain function is observed if cerebral ischemia periods last 10–15 minutes (Ducrocq et
al 1998a). The number and location of vessel segments
to be documented varies remarkably between diff erent
countries. In some, the above criteria are applied. Others
consider the occurrence of the typical fl ow patterns in
MCA and BA suffi cient. An obligatory CCA insonation does
not seem sensible, as fl ow toward the undisturbed ECA
will lead to a pulsatile but antegrade systolic and diastolic
fl ow. For guidelines currently applicable in Germany, see
Fig. B7.15.
Transcranial ultrasound has been used to assess
c e r e b r a l c i r c u l a t o r y a r r e s t i n s e v e r a l s t u d i e s . A
m e t a - a n a l y s i s i n 2 0 0 6 s u m m a r i z e d d a t a f r o m 1 0 p u b l i cations concerning the validity of ultrasound (Monteiro
et al 2006). In accordance with data from the subcommittee of the American Academy of Neurology (Sloan
et al 2004), they reported a sensitivity varying between
89% and 95% but a specifi city of only 99%. The latter
BA
Fig. B7.15 Vessel segmen ts re quir ed to be ins onated and docu mented with fl ow patterns of cerebral circulatory arrest according
to the fourth revision of the guidelines from the German Medical
A s s o c i a t i o n ( B u n d e s ä r z t e k a m m e r 2 0 1 5 ) i f D o p p l e r u l t r a s o u n d
(A) or duplex ultrasound (B) is used.
r e s u l t s f r o m t w o c a s e s . T h e fi rst of these was a 61-year-
old woman with traumatic brain injury who had oscillating fl ow patterns in both MCAs and VAs, and the BA,
with a total absence of brainstem refl exes but “weak
respiratory movements” during apnea testing (Hadani et
al 1999). A subsequent perfusion SPECT was performed,
which showed absence of cerebral blood fl ow, and a fol-
low-up apnea test demonstrated apnea. However, the
patient was hypothermic at the time of ultrasound analysis which should have been an exclusion criterion (see
“Clinical Aspects” above). The second reported case was
a 34-year-old man with traumatic brain injury who fulfi lled the clinical criteria of brainstem death, in whom
the authors found the typical TCD pattern of circulatory
arrest while the EEG was not yet isoelectric (van Velthoven and Calliauw 1988). However, the authors only
presented a recording of a singular vessel and did not
comment on whether they found confi rmatory signals
in all brain-supplying arteries. Also, information regard-
erenc
ing the time diff
e between ultrasound recording,
EEG, and the results of a repeated confi rmatory TCD af-
ter 30 minutes was not available.
Other studies with questionable fi ndings either stud-
ied the patient only once while in unstable hemodynamic
conditions (Nebra et al 2001), failed to perform clinical
testing before the ultrasound study, and accepted any
three positive vessels over 3 minutes as circulatory arrest
(Dosemeci et al 2004), or performed single time measurements of the MCAs only (Kirkham et al 1987, Newell
et al 1989, Powers et al 1989).
All of the above cases emphasize the importance of
exact application of the current guidelines for diagnosis
of brain death to avoid true evaluation errors. In our opinion, the above discussion shows that there are in fact no
published true false-positive TCD cases and that the specifi city can therefore assumed to be 100%.
However, if ultrasound is used to prove cerebral circulatory arrest, several further potential pitfalls that may
lead to misinterpretation have to be considered: First,
a patent acoustic temporal bone window is mandatory.

243Discussion
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
A missing transtemporal bone window might be substituted by transorbital insonation. Usually the applied
insonation energy is therefore set higher than the usually accepted MI for the insonation of the eye (Lampl et
al 2002, Soldatos et al 2010). By adding transorbital access, only 1.5% of the patients analyzed had a complete
absence of all intracranial vessel signals (de Freitas and
André 2006). A new approach is to improve insonation
conditions by means of echo contrast-enhanced ultrasound. One study (n = 102) reported that a missing or
insuffi cient transtemporal bone window was observed
in 27% of TCD cases. Intravenous application of 2.5 mL
SonoVue reduced this number to 3% (Welschehold et al
2013a). The waveforms of circulatory arrest described
earlier will then be seen more easily if present after microbubble arrival.
Second, misinterpretation of ultrasound results may
arise from a persisting intracranial fl ow despite the
presence of a clinically or EEG-confi rmed brain death
(false-negative result). Ogata et al (1988) reported that
patients with a complete loss of brain stem function may
show a persisting blood fl ow toward both cerebral hem-
ispheres. De Freitas and André (2006) found that a 17.4%
of cases with clinically diagnosed brain death had persistent blood fl ow. Patients with an open skull fracture,
leading to a reduced ICP, might present with persistent
cerebral fl ow despite the total irreversible loss of brain
function. Additionally, EEG might show persistent bioelectric activity, at least within the fi rst few hours following
clinical brain death (van Velthoven and Calliauw 1988).
False-negative results may delay the diagnosis of brain
death, whereas false-positive results would be fatal and
must not occur.
Extracranial duplex sonography alone has been used
in one study analyzing extracranial blood volume fl ow.
A total cerebral blood volume fl ow below 100 mL/min,
assessed as the sum of volume fl ows in both ICA and
VA (for details see Chapter 3, “Cerebral Blood Flow
V o l u m e ” u n d e r “ P a r a m e t e r s o f C e r e b r a l H e m o d y n a m ics”), was found in all patients clinically diagnosed with
brain death. The authors suggested that this method
might be applied in cases with an absent transtemporal bone window (Schöning et al 2005). However, this
approach has not been further validated. The detection
of alternating fl ow in all four extracranial brain-sup-
plying arteries could also be used for indirect exclusion
of the presence of an intracranial antegrade fl ow. If
applicable, this would permit sonographic confi rma-
tion of cerebral circulatory arrest independent of the
presence of a bone window. However, the approach has
also so far not been validated and therefore cannot be
recommended.
In conclusion, both TCD and TCCS are easily available techniques, usable at the bedside, that can be confi dently applied to diagnose cerebral circulatory arrest
provided that the transcranial insonation conditions
are suffi cient. Their use is limited in any form of skull
defects and in very young children with open fontanels,
as these conditions are likely to lead to false-negative
r e s u l t s .

244
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Case 8
Basilar Artery Occlusion in Bilateral Intracranial
V4 Vertebral Artery Stenosis
Clinical Presentation
A 56-year-old man was admitted to a district general
hospital with acute left-sided hemiparesis, double vision,
and mild nausea. The symptoms resolved except for an
incomplete right oculomotor palsy. During the following
hours he experienced fl uctuating neurologic symptoms
of transient left-sided hemiparesis, double vision, and reduced consciousness, each episode lasting for a few minutes. He had no known vascular risk factors.
Initial Neuroradiologic Findings
Cranial CT (CCT) showed normal fi ndings without early
signs of ischemic infarction, but CT angiography (CTA)
demonstrated a distal basilar artery (BA) occlusion. Furthermore, severe calcifi cations in the distal intracranial
vertebral artery (VA) on both sides were seen (not shown).
Suspected Diagnosis
Multiple transient ischemic attacks in the vertebrobasilar artery territory due to distal BA occlusion of unknown
origin.
Conventional Angiography (Day 1)
On the basis of the above fi ndings, digital subtraction
angiography (DSA) was performed which confi rmed the
occlusion of the BA, beginning at the mid-basilar level.
Collateralization of the posterior circulation was seen
from the left internal carotid artery (ICA) via the left posterior communicating artery (PCoA). In addition, bilateral high-grade stenosis of the distal VA was confi rmed
(Fig. B8.1).
An artery-to-artery embolism originating from one of
the VA stenoses was considered to be the cause of the BA
occlusion. Six hours after symptom onset intra-arterial
thrombolysis via the left VA was performed; administration
of 50 mg recombinant tissue plasminogen activator (rt-PA)
followed by 20 mg abciximab led to complete BA recanalization. Furthermore, balloon dilatation of the left high-grade
VA s ten o si s w as p er fo rm ed b ut n o i nt ra l um in al st en t wa s
inserted (Fig. B8.2). The right VA stenosis was left untreated.
Clinical Course (1)
The procedure was uneventful and subsequent blood
pressure was kept within the high-normal range. The
residual neurologic symptoms resolved completely and
no new ischemic events occurred. Laboratory testing revealed an elevated HbA
diabetes mellitus. One day after thrombolysis, a control
CT scan was performed which disclosed a small right cerebellar infarction within the superior cerebellar artery
(SCA) territory (Fig. B8.3). Secondary stroke prevention
was started with aspirin, and the asymptomatic patient
was discharged.
Six weeks later the patient was admitted to our department for the fi rst time with repetitive transient epi-
sodes of vertigo, nausea, and gait disorder.
consistent with the diagnosis of
1
Questions to Answer by Ultrasound
Techniques
• Was there reocclusion of the BA after intra-arterial
thrombolysis?
• What was the postinterventional status of the left VA
and of the known high-grade right distal VA stenosis?
Initial Neurosonologic Findings (Day 42)
Extracranial Duplex Sonography
B-mode sonography showed mild atherosclerotic vascular changes in both carotid arteries without evidence
of stenosis. Both V2-VA segment diameters were within
the normal range (left, 4.5 mm; right, 3.2 mm). Doppler
spectrum analysis revealed an obviously increased pulsatility in the left V2-VA segment and only mild signs of increased pulsatility on the right V2-VA suggestive of distal
fl ow obstruction (Fig. B8.4, Fig. B8.5, Fig. B8.6, Fig. B8.7).
Transcranial Duplex Sonography
Transtemporal insonation was impossible because of
a bilaterally absent temporal bone window. The transforaminal insonation showed turbulent fl ow signals
and increased fl ow velocities in both V4-VA segments,

245Initial Neurosonologic Findings (Day 42)
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Fig. B8.1 DSA, left VA injection, posteroanterior view. Left VA-V4
stenosis (arrowhead) and BA occlusion starting at the mid- basilar
region (arrow). (Courtesy of Prof. Faiss, Asklepios Fachklinikum
Teupitz, Teupitz, Germany.)
Fig. B8.3 Unenhanced CT, axial plane. Circumscribed right
c e r e b e l l a r i n f a r c t i o n w i t h i n t h e S C A t e r r i t o r y ( a r r o w ) . ( C o u r t e s y o f
Dr. Faiss, Asklepios Fachklinikum Teupitz, Teupitz, Germany.)
Fig. B8.2 DSA, left VA injection, posteroanterior view. Complete recanalization of the BA after intra-arterial thrombolysis. Diminished
left V4-VA stenosis after balloon dilatation (arrows). (Courtesy of
Prof. Faiss, Asklepios Fachklinikum Teupitz, Teupitz, Germany.)
V2-VA-L
Fig. B8.4 Extracranial duplex, longitudinal plane. Left V2-VA
diameter 4.5 mm.
reaching a peak systolic fl ow velocity of 175 cm/s (in-
sonation depth 61 mm) on the left side and 169 cm/s
(insonation depth 67 mm) on the right. The BA had a
low fl ow velocity (37/18 cm/s) but an otherwise nor-
mal fl ow pattern (Fig. B8.8, Fig. B8.9, Fig. B8.10; see
also Video
B8.1).
Conclusion
Bilateral left-pronounced intracranial VA stenoses (>50%)
without evident hemodynamic relevance. Restenosis of
the left VA after balloon dilatation. No evidence of reocclusion or stenosis of the BA.

246 Case 8 Basilar Artery Occlusion in Bilateral Intracranial V4 Vertebral Artery Stenosis
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
V2-VA-R
Fig. B8.5 Extracranial duplex, longitudinal plane. Right V2-VA
diameter 3.2 mm.
V2-VA-R
V2-VA-L
Fig. B8.6 Extracranial duplex, longitudinal plane. Doppler spectrum
analysis of the left V2-VA with increased pulsatility (fl ow velocity
46/11 cm/s, PI = 2.8). Note the mild retrograde fl ow component
indicating relevant distal obstruction.
V4-VA-L
Fig. B8.7 Extracranial duplex, longitudinal plane. Doppler spectrum
analysis of the right V2-VA with mildly increased pulsatility (fl ow
velocity 72/14 cm/s, PI = 1.7).
V4-VA-R
Fig. B8.9 TCCS (t rans foram inal approach) . Turbu lent an d increa sed
fl ow in the right V4-VA (fl ow velocity 169/70 cm/s).
Fig. B8.8 TCCS (t rans foram inal approach) . Turbu lent an d increa sed
fl ow in the left V4-VA (fl ow velocity 175/79 cm/s).
BA
Fig. B8.10 TCCS (tran sforamina l appro ach) . Nor mal fl ow in the BA.

Fig. B8.11 CTA, coronal MIP: 4 weeks after thrombolysis and
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
left-sided balloon dilatation a persisting bilateral intracranial VA
stenosis with massive local calcifi cation hindering graduation of
stenoses can be seen (arrowheads). Note that there is a signal loss
in the right distal V4-VA which is caused by an elongated vessel
course and not by a distal vessel occlusion.
Neuroradiologic Findings
MRI could not be performed because the patient experienced severe claustrophobia. Cerebral CT did not show
any new ischemic lesion. CTA confi rmed the bilateral
intracranial VA stenoses with severe calcifi cation in this
area (Fig. B8.11).
Clinical Course (2)
During the next few days the patient experienced further
recurrent episodes of vertigo and nausea which were
closely related to episodes of low blood pressure. Clopidogrel was added as a second antiplatelet agent and attempts were made to keep the blood pressure within the
upper normal range. Interventional treatment with stent
placement was discussed but refused by the patient. During 3 years of follow-up with dual antiplatelet therapy,
no new ischemic event occurred and the neurosonologic
fi ndings remained unchanged.
Final Diagnosis
Successful intra-arterial thrombolysis in distal BA occlusion probably caused by artery-to-artery embolism from
bilateral calcifi ed intracranial VA stenoses >50%. Suspect-
ed additional hemodynamic transient ischemic attacks
(TIAs) originating from the vertebrobasilar circulation.
247Discussion
Discussion
Clinical Aspects
The patient was a 56-year-old man with bilateral intracranial VA stenoses. An artery-to-artery embolism originated from one of these stenoses and subsequently led
to a distal BA occlusion. Intra-arterial thrombolysis was
successfully performed and only a small right-sided cerebellar infarct within the SCA territory remained. The case
represents a special pathologic constellation within the
vertebrobasilar territory because of the bilaterally aff ect-
ed V4-VA segments.
According to reports of several stroke databases, ischemic events of the posterior circulation account for
~20% of strokes. Only 1% of all strokes are due to BA occlusion (Bogousslavsky et al 1988, Gulli et al 2013, Moulin
et al 1997, Vemmos et al 2000). The New England Medical
Center Posterior Circulation Registry is the largest relevant database comprising prospectively collected data
of 407 patients (Caplan et al 2004). Of these, 59% had a
stroke, 24% TIA followed by stroke, and 16% had a TIA
only. Ischemic strokes of the posterior circulation were
caused by embolic events in 40% of cases when considering the single most likely mechanism. Of these, 60% were
thought to be of cardioembolic origin, artery-to-artery
embolic events originating from the posterior circulation
accounted for 35%, and a mixed cause in the remaining
5% of cases. Large-artery occlusive lesions causing stroke
(32%), vessel branch occlusion (14%), migraine (3%), and
others (10%) were the next relevant causes (Caplan et al
2004). A tendency of embolism due to large-artery atherosclerotic disease was reported in a large registry including 8,057 patients. Here atherosclerosis was assumed
to be the main cause in posterior circulation ischemia in
35%, followed by cardioembolism in 18%, and small-vessel disease in 13% (Labropoulos et al 2011).
Stenoses of the posterior circulation are predominantly found at the VA origin followed by the BA and the intracranial VA. Within the intracranial VA they are most
frequently found, near the origin of the posterior inferior
cerebellar artery (PICA). Bilateral stenoses, as in our case
are a frequent fi nding (Bogousslavsky et al 1988, Caplan
1983, Müller-Küppers et al 1997). The New England Medical Center Posterior Circulation Registry reported clinical
and radiologic fi ndings of 42 patients (9.8%) with bilateral
intracranial VA involvement. Of these, 18 had a bilateral
stenosis, 8 had a bilateral occlusion, and 16 had a unilateral occlusion and a contralateral stenosis. Only 6 patients
(14%) had isolated bilateral intracranial VA pathology. The
others presented in addition occlusive vascular lesions in
the BA (69%), the extracranial VA (43%), and also in the
ICA (26%). Most of the stenoses were of atherothrombotic origin (Shin et al 1999). Distal BA occlusion is mostly
caused by embolism. Atherosclerotic BA occlusions are
usually located in its proximal and middle segment.
Similar to the anterior circulation, microembolic signals can be detected in the BA preferentially in severe intracranial VA stenosis (Hwang et al 2012).

248 Case 8 Basilar Artery Occlusion in Bilateral Intracranial V4 Vertebral Artery Stenosis
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Our patient revealed severe calcifi cations of both VA
seen on conventional CT and also in the bone window.
Despite the easy and frequently detectable pathology,
clinical interest started late. Analyzing 175 ischemic
stroke patients and 182 controls the highest prevalence of
calcifi cation was seen in the ICA artery in 80.4%, followed
by the VA in 35.6%. Stroke patients revealed a higher prevalence of calcifi cation than controls (92.6% versus 76.4%)
(Chen et al 2007). Looking only for VA calcifi cations in
449 consecutive patients with stroke, more than half of
them (54.6%) had visible calcifi cations. Calcifi cations in
the VA were associated with higher age, larger calcifi ed
areas, and history of TIA and/or stroke (Pikija et al 2014).
In cases of chronic and slowly progressing occlusive
processes, patients with distal VA stenoses develop different collateral pathways. Collateralization may occur
from the anterior circulation via the PCoA or the posterior circulation via the cerebellar arteries through leptomeningeal pathways from the PICA to the SCA, and anterior
spinal artery. However, often this is not suffi cient, which
may lead to impaired perfusion in the dependent brain
territories. Consequently, patients present with recurrent
stereotyped TIAs. Vertigo, dysarthria, ataxia, and double
vision are the most frequent symptoms, which may be
aggravated by orthostatic or antihypertensive therapy
(Caplan 1996). Shin and coworkers (1999) found that 81%
of patients in the group with TIAs had bilateral VA pathology; 38% of the TIAs were isolated events, and the remainder occurred before or after manifestation of stroke.
In most TIAs a hemodynamic cause was suspected (Shin
et al 1999). As in our case, transient vertigo and ataxia
were the most frequently found clinical symptoms. The
main components of the vestibulocerebellar system, located in the cerebellum and brainstem, derive their blood
supply from the distal VA via penetrating branches and
the PICA and are quickly aff ected by a reduced antegrade
perfusion. However, the diagnosis of a hemodynamic
impairment caused by steno-occlusive processes within
the vertebrobasilar circulation requires careful clinical
assessment as well as good imaging analysis. In fact, it
seems to be less frequently present than previously assumed. In the New England Posterior Circulation Register
a hemodynamic ischemia, predominantly caused by bilateral intracranial VA stenosis, was reported in 13 of 407
patients (Savitz and Caplan 2005).
If a completed stroke occurs, the infarct pattern depends on the site of the vascular pathology. Medullary
infarctions or infarcts of the PICA territory are observed
if the stenotic process is located proximal to, or directly at the origin of the PICA. Ischemia within the BA, SCA,
and posterior cerebral artery (PCA) territory occur more
often in stenotic processes distal to the PICA branch.
Artery-to-artery embolic events from atheromatous
plaques located in the intracranial VA may also result in
distal patterns of infarction. In our patient, a VA-derived
embolus caused a distal BA occlusion with clinically fl uc-
tuating signs of a “top-of-the-basilar-syndrome” (Caplan
1980, Mehler 1989). In cases of persisting occlusion this
may lead to ischemic infarctions in the upper pons, mid-
PCA territory. However, the extent may vary, as can be
seen in our patient who only suff ered a partial SCA infarc-
tion. From this we can assume that although the occlusion began at the mid-basilar level, it must have extended
to the head of the BA. We can also conclude that our patient’s clinical symptoms were indicative of distal BA involvement, as they consisted mainly of a mesencephalic
dysfunction (transient third nerve palsy and fl uctuation
in consciousness). Because of the fl uctuating symptoms,
lack of ischemic signs on cerebral CT, and verifi cation of
the BA occlusion by DSA, an intracranial thrombolysis
was performed which led to complete recanalization
6 hours after the onset of his symptoms. Furthermore,
balloon dilatation of the left high-grade VA stenosis was
performed.
The treatment recommendation in thromboembolic occlusions of the BA is similar to those in the
a n t e r i o r c i r c u l a t i o n a n d i n c l u d e s i n t r a v e n o u s t h r o m bolysis with recombinant tissue plasminogen activator
(IV rt-PA), intra-arterial thrombolysis, and endovascular
t h r o m b e c t o m y .
For treatment decision, the clinical severity (assessed
by the NIHSS score) plays an important role. However, the
NIHSS score has some limitations if applied to ischemic
stroke of the posterior circulation. Strokes within the anterior circulation usually attain higher scores because of
cortical signs and/or motor defi cits. Posterior circulation
ischemia often scores lower as cranial nerve defi cits and
ataxia without paresis are weighted lower. Despite relatively lower NIHSS scores, patients with posterior circulation stroke often show a worse outcome (De Marchis et al
2011, Sato et al 2008).
The recently published Third International Stroke Trial
(IST 3) reported on thrombolysis using IV rt-PA within a
6-hour time window. It showed an improvement in the
functional outcome but no reduction in mortality. A limiting factor, however, might have been that only 246 of
the 3,025 patients included suff ered from stroke in the
posterior circulation (Sandercock et al 2013).
Untreated BA occlusion is a neurologic emergency, mostly with a fatal outcome. This is why available
treatment strategies have also been applied beyond the
therapeutic time windows consented for the anterior circulation. Lindsberg and colleagues applied systemic rt-PA
thrombolysis in patients with vertebrobasilar occlusion
up to 12 hours after disease onset in sudden disturbance
of consciousness and tetraparesis and up to 48 hours
after disease onset in those with gradually increasing
brainstem symptoms (Lindsberg et al 2004). In this series
including 43 patients with a BA occlusion, 52% showed a
BA recanalization. The mortality after 3 months was 40%,
and 22% of patients achieved a good clinical outcome, being independent in all functions of daily living. In patients
with a stuttering course and no early infarct signs, the
time window for intra-arterial and systemic thrombolysis
may even be extended at least to up to 48 hours after onset of symptoms (Lindsberg and Mattle 2006). In a large
prospective study evaluating 184 consecutive patients
with angiography-proven BA occlusion and subsequent
IV rt-PA treatment followed by concomitant full-dose
heparin administered within up to 48 hours achieved
good clinical outcomes in 50% of cases, independent of
the time onset of treatment. Factors associated with a
poor outcome were higher age and bad clinical status, a
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