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169Arterial Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
A
A1
Fig. A5.161 Diff erent quality of collateral blood fl ow via the ACoA in
extracranial right ICA occlusion. To p: TOF-MRA, coronal view. Bot-
tom: Corresponding Doppler waveform of the MCA ipsilateral to the
occlusion. (A) Optimal collateral fl ow with nearly equivalent signals
of the MCA including the insular branches and almost normal MCA
waveform revealing only a mild elevated diastolic fl ow. (B) Impaired
collateral fl ow with an obvious reduced signal in the aff ected MCA
(arrows) on the side of the occlusion and a marked poststenotic fl ow
pattern in the MCA mainly with an elevated diastolic fl ow but also
mild delayed systolic upraise. Note the assumed diff erent diameter
of the ACoA explaining the divergent MCA fl ow signals.
A1 A1 A1
ACoA ACoA
B
stenoses and musical murmurs are frequent fi ndings. In
extracranial ICA occlusion, fl ow toward the anterior cir-
culation is expected. However, because of the unfavorable
insonation angle and the often elongated PCoA course, this
is not always evident and a turbulent bidirectional signal
may frequently be found. As in ACoA collateral function,
the downstream fl ow patterns—normal or poststenotic—
depend on the caliber of the PCoA, which varies between
0.5 and 3.3 mm with a mean of 1.2 mm (Lang 2001). If digital tapping of the dominant extracranial VA in V3 at the
atlas arch leads to a marked oscillation eff ect within the
MCA on the side of the occlusion, a relevant PCoA collateral function can be assumed even if the PCoA itself is not
directly accessible. Also, an antegrade fl ow direction of the
ipsilateral A1-ACA ensures the presence of a collateral fl ow
via the ipsilateral PCoA. Usually, comparable poststenotic
fl ow alterations are then seen in the ipsilateral A1-ACA and
M1-MCA.
If the A1-ACA on the occlusion side is not accessible
despite excellent insonation conditions, both ACA territories are probably supplied by the contralateral A1-ACA
which then often shows raised fl ow velocities.
Baumgartner and coworkers (1997a) also performed
comparative ultrasound and DSA analyses of the PCoA.
An active PCoA collateral was defi ned in case of a PCoA
presence with fl ow directed from the P1-PCA to the ICA
or raised fl ow velocities within the P1-PCA (>2 SD above
the normal systolic blood fl ow velocity). For TCCS they
found sensitivity, specifi city, and positive and negative
predictive values of 84%, 94%, 94%, and 84%, respectively, which are lower than the corresponding values for
for the ACoA collateral. However, it has to be kept in
mind that every PCoA visible on DSA is not necessarily
a true collateral. Also, lower velocities may be present
A
BP1 ipsilateralPCoA
P2
P1
Fig. A5.162 Left: Left proximal ICA occlusion. (A) DSA, selective
left VA fi lling, posteroanterior view: Collateral fl ow via left PCoA (ar-
row) into the left MCA territory (arrows). (B) TCCS, transtemporal
approach, axial midbrain plane: Color-mode image demonstrates
the PCoA (arrow). Note the short length of the P1-PCA. Right: Corresponding Doppler spectra of the left P1-PCA (raised fl ow velocity
without relevant turbulence), the PCoA (raised fl ow velocity and
pronounced turbulence), the proximal P2-PCA (normal antegrade
fl ow), and the M1-MCA (antegrade fl ow with mild poststenotic fl ow
pattern).
Fig. A5.163 Right proximal ICA occlusion. Left: DSA, selective left
VA fi lling, lateral view: Collateral fl ow via right PCoA (arrow) into
the right MCA territory (arrows). Right: Corresponding Doppler
spectra of the right P1-PCA (raised fl ow velocity and turbulence),
the right M1-MCA (moderate poststenotic fl ow pattern), and the
right A1-ACA (mildly more pronounced poststenotic fl ow pattern
but antegrade fl ow). Note, as the ACA fl ow is antegrade, the ACoA
and/or left A1-ACA must be hypofunctional. Alternatively, a second
fl ow obstruction may be present in the left ICA.
P2 ipsilateral
M1 ipsilateral
P1 ipsilateral
M1 ipsilateral
A1 ipsilateral
in cases with P1 hypoplasia, which explain the lower
accuracy of the proposed criteria.
In clinical practice, a mixed collateral fl ow pattern
with coexistence of ACoA and PCoA collaterals may be
observed with the ACoA mainly providing the blood supply to the ACA territory and the PCoA distributing blood
into the MCA territory (Fig. A5.164). Here, a functional stenosis might be detected in both communicating

170 5 Vascular Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
BA
M1
PCoA
A1
A2
A2
A1
Fig. A5.164 Patient with combined ACoA and PCoA collateral in
right proximal 90% ICA stenosis. (A) 3D TOF-MRA, axial MIP, 90°
counterclockwise rotated to correspond with the ultrasound
image. Note the strong right PCoA (arrow) and contralateral A1ACA (arrowhead), and the weak intracranial IC A signal (arrows).
(B) Corresponding TCCS color-mode image, transtemporal approach, axial midbrain plane (right-sided insonation). Note the
strong color signal of the right PCoA.
I
P1
P1
M1
arteries. Such a “divided” collareral pattern was also
seen using arterial spin-labeling MRI in 23 functionally
independent patients with symptomatic ICA occlusion,
as the MCA fl ow territory ipsilateral to the occluded ICA
was mainly supplied by the PCoA, whereas the ACA fl ow
territory was mainly supplied by the contralateral ICA
via a cross-fl ow (van Laar et al 2007).
Secondary Collaterals (Ophthalmic Artery and Leptomeningeal Collaterals)
Secondary collaterals, i.e., the OA and LMC, will be activated in case of insuffi cient primary collateral function
(Schneider et al 2015). The OA was long assumed to be
a major collateral contributor to cerebral perfusion in
ICA occlusion. But considering a mean blood fl ow to be
300 mL/min via a normal ICA and 200 mL/min in a normal
MCA, the OA is not able to compensate for this. Studies on
extracranial–intracranial (EC–IC) bypass surgery using the
superfi cial temporal artery as donor vessel showed that an
external source of brain perfusion may at best contribute
80 mL/min, which might be the amount the retrograde OA
can be responsible for as it receives the blood from similar external sources (Neff et al 2004). Nowadays, OA fl ow
reversal is assumed only to occur in case of inadequate or
absent communicating artery collaterals.
In the worst instance, the secondary collaterals may
be the sole collateral pathways in extracranial vessel occlusion, which usually implies an increased risk of developing hemodynamically related cerebral ischemic infarction (for further details, see Case 11; see also Video
A5.16). The orbital collateral fl ow is characterized by a
reversed fl ow in the periorbital arteries, visualized using
a 4- or 8-MHz Doppler probe, but is best confi rmed by
retrograde fl ow in the OA, visualized by a standard tran-
scranial 2-MHz sector transducer (Fig. A5.165). In ICA
occlusion a reversed OA fl ow can be observed in the ma-
BA
Fig. A5.165 OA collateral in extracranial ICA occlusion. (A) DSA,
selective ECA fi lling, enlarged lateral view. Retrograde OA fi lling
(small arrows) and blood fl ow into the carotid siphon (large arrow)
and distal MCA territory. (B) Corresponding transorbital TCCS, axial plane. Color-mode imaging reveals the blue-coded retrograde
OA. Note the brain-supplying OA waveform and the increased fl ow
velocities (64/26 cm/s).
jority of patients. Reported incidences by TCD vary between 71% and 77% (Demchuk et al 2000b, Kluytmans et
al 1999). Others reported a lower prevalence, e.g., 33% in
a mixed patient group of hemodynamic stenoses and occlusions using a 7-MHz linear probe (Nuzzaci et al 1999).
On the other hand, a reversed OA fl ow had a specifi city of
100% as has been shown in a TCD study of symptomatic
patients with 25 cervical ICA occlusions and 8 near-occlusions (Saqqur et al 2005a). The same specifi city was
reported using transorbital duplex sonography in 152
patients (Reynolds et al 2002). If the perfusion pressure
is similar within the intra- and extracranial compartments, a watershed phenomenon—zero OA fl ow—may
be observed, which means that no OA fl ow is detected by
ultrasound. Comparison with the contralateral side will
help to diff erentiate between methodologic problems
in displaying the OA or a real zero-fl ow constellation. In
a duplex sonography study with a 7-MHz linear probe
including 112 patients who had a TIA or minor stroke
and an ICA stenosis of at least >80% or an ICA occlusion,
33% had a retrograde OA fl ow, 26% revealed a zero OA
fl ow, 18% had a reduced fl ow velocity (<25% compared
with contralateral OA) but an antegrade fl ow disappear-
ing or diminishing during ipsilateral CCA compression.
The remaining 23% of patients had an antegrade OA fl ow.
N o r e t r o g r a d e o r z e r o O A fl ow was observed in stenoses
less than 60% (Nuzzaci et al 1999). Of note, an antegrade
OA fl ow may be present even in ICA occlusion, with a re-
ported incidence of 26% of cases (Reynolds et al 2002). In
these cases the OA fi lling results from at least one of the
communicating arteries. Because of the close spatial relationship between OA and PCoA, a predominant OA fi ll-
ing via the PCoA collateral pathway can be assumed (Fig.
A5.166). Although direct detection of a retrograde OA
fl ow is a well-defi ned criterion, in some instances bidi-
rectional fl ow may be present. A comparison of fl ow pat-
tern between ipsilateral and contralateral helps to decide

171Arterial Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
BA
Fig. A5.166 Patient with right proximal ICA occlusion. (A) 3D TOFMRA, coronal MIP. Note the marked right PCoA (arrow) and weak ipsilateral M1-MCA signal intensity indicating hemodynamic impairment
(arrows). (B) Corresponding transorbital TCCS, axial plane. Color-mode
image and Doppler spectrum reveals an antegrade OA fl ow and an al-
most normal OA fl ow pattern (fl ow velocity 27/10 cm/s).
this. An “internalized fl ow” signal—i.e., a pattern with a
high diastolic fl ow component—is evidence of retrograde
brain-supplying function (Fig. A5.167). An additional tap
test may be performed. An orbital collateralization can be
assumed if slight digital tapping of the ocular bulb results
in a visible oscillation eff ect within the ipsilateral MCA
(Fig. A5.168) (Schreiber et al 2006). Instead of the OA, its
periorbital peripheral branches, e.g., the supratrochlear
artery, may be studied using a continuous-wave Doppler
probe. This approach, derived from the early days of clinical ultrasound, is also reliable in collateral assessment
of the OA. However, interpretation on direct collateral
assessment with the linear or phase-array probe is safer
and easier to do, and should be used whenever possible.
LMCs can be indirectly assessed by analyzing blood
fl ow velocities in the feeding basal cerebral artery. In
ICA occlusion it can be best examined for the PCA. If
the P1- and the P2-PCA segments demonstrate equally
raised fl ow velocities, LMC seems likely; while a veloc-
ity rise solely within the P1-PCA segment indicates a
PCoA collateral function (Fig. A5.169). To increase diagnostic certainty, the right and left sides should always
be compared, as fl ow velocities in homologous P2-PCA
segments are usually similar. A diff erence in velocity of
at least 20% between the two P2-PCA segments can be
judged as indicative of a LMC fl ow, but ultrasound studies
on this topic are rare. A study correlating TCCS and DSA
fi ndings regarding LMC from the PCA in occlusive lesions
of the carotid artery a P2-PCA peak systolic fl ow velocity
>100 cm/s yielded a diagnostic sensitivity of 77% and a
specifi city of 83% (Kimura et al 2000).
Using TCD, Müller and Schimrigk (1996) reported
LMC activation in patients with ipsilateral steno-occlusive ICA disorders if P2-PCA velocities exceeded the
upper range of normal fl ow velocities. In MCA occlusion
a LMC fl ow was defi ned by Zanette et al (1995) if an
asymmetry index higher than 27% for the ACA and higher than 28% for the PCA was observed (a specifi cation
of the exact vessel segment examined was not given).
A
B
Fig. A5.167 TCCS, transorbital insonation in a patient with ipsilateral ICA occlusion. (A) Formal antegrade OA fl ow. However, the high
fl ow velocity (68/30 cm/s) and a low pulsatility (0.9) are indicative
of a brain-supplying artery. (B) Change of sample volume position
confi rms the true retrograde OA fl ow toward the brain. The phenom-
enon is easily explained by a frequently observed OA elongation.
A
B
Fig. A5.168 Patient with isolated OA collateral in left proximal
ICA occlusion. (A) 3D TOF-MRA, coronal MIP. Note the strong right
OA (arrow) and weak ipsilateral M1-MCA signal intensity (arrows).
(B) Digital tapping of the eyeball. (C) Corresponding TCCS colormode image and Doppler spectrum, transtemporal approach, axial
midbrain plane. Note the strong oscillation eff ect on the M1-MCA
and the marked poststenotic fl ow pattern of the MCA. (D) Corre-
sponding TCCS, color-mode image and Doppler spectrum, transtemporal approach, upper pontine plane. Note the blue-coded
(retrograde) OA fl ow and the marked response on eyeball tapping.
C
D
Others defi ned an increased P2-PCA mean fl ow velocity
>30% compared with the analogous contralateral side as
LMC (Kim et al 2006). A recent TCCS study in 68 patients
with symptomatic ICA occlusion used the latter threshold and reported a higher rate of PCA fl ow activation in
patients with recurrent symptoms than in patients with
stable disease indicating that adequate primary collaterals were not present (Schneider et al 2015). Flow
velocity diff erences >30% have also been reported in
the ACA in extracranial diseases (Müller and Schimrigk
1996) and intracranial steno-occlusive disorders (Kaps

172 5 Vascular Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
BA
C
Fig. A5.169 PCA leptomeningeal collateral fl ow in the left proxi-
mal ICA occlusion. (A) 3D TOF-MRA, coronal MIP. Note the marked
left PCA (arrow) indicating leptomeningeal collateral fl ow. (B) Cor-
responding TCCS, color-mode, axial midbrain plane. Note the fl ow
velocities at the P1/P2-PCA border (141/69 cm/s). (C) Corresponding TCCS, color-mode, axial thalamic plane and at the P2/P3-PCA
transition (110/46 cm/s). The increases fl ow velocities in all main
segments of the PCA indicate LMC fl ow via the PCA.
et al 1990, Y.S. Kim et al 2006). Because of the variable
diameter of the A1-ACA, however, measured fl ow veloc-
ities should be considered cautiously. When using TCCS,
variable angles of A2-ACA insonation have to be kept in
mind and angle correction should be used if possible.
In good insonation conditions even cortical branches,
especially of the PCA, may be detected and their fl ow
velocity and therefore their possible involvement in PCA
LMC can be assessed (Fig. A5.170 and Fig. A5.171). Ve-
locities higher than two SD above normal fi ndings may
be used to indicate activation in PCA branches (see also
Tab le A2.3 ).
Table A5.2 summarizes the possible intracranial col-
lateral patterns in extracranial ICA steno-occlusive disorder of ≤70% stenosis (NASCET criteria) and their main
ultrasound criteria (Table A5.2). Not all features may be
present, but confi dence increases if several criteria are
detected. In poor examination conditions, transients in
the ipsilateral M1-MCA waveform during digital tapping
of the contralateral submandibular ICA, the dominant V3VA at the atlas arch, and/or the ocular bulb may further
help to identify the collateral pathways.
Intracranial Collateral Pathways in VA Occlusive
Processes
In contrast to unilateral occlusive processes of the ICA, a
severe unilateral extracranial VA stenosis or occlusion only
rarely leads to a compromised intracranial hemodynamic
constellation. This is mainly caused by the anatomic constellation of both VA merging into the BA. In proximal VA
occlusion the PICA, originating from the distal intracranial VA, is often supplied by the contralateral VA in a vertebro-vertebral overfl ow pattern (for further details, see “VA
Occlusion” under “Intracranial Pathology” above). Intracranial collateral activation is required if both VAs are functionally impaired by a bilateral steno-occlusive disorder, in cases
BA
C
Fig. A5.170 Leptomeningeal collateral fl ow via PCA branches in
left extracranial ICA occlusion. (A) DSA, selective right VA fi lling,
posteroanterior view. Collateral fi lling of the left MCA territo-
ry via a prominent occipitotemporal artery (arrow). (B,C) TCCS
color-mode image, axial midbrain plane and corresponding
Doppler spectra demonstrating a marked vessel signal of the
o c c i p i t o t e m p o r a l a r t e r y P C A b r a n c h w i t h i n c r e a s e d fl ow velocities
(92/31 cm/s).
BA
DC
Fig. A5.171 Left-sided proximal ICA and MCA occlusion. (A) 3D
TOF-MRA, axial MIP. Note the marked left PCA (arrows) indicating
leptomeningeal collateral fl ow. No MCA signal is visible. (B–D) TCCS,
axial midbrain plane and corresponding Doppler spectra. Note the
increased fl ow velocities in the proximal P2-PCA (116/48 cm/s) (A),
anterior temporal artery (71/31 cm/s) (B), and the occipitotemporal artery (68/30 cm/s) (C), indicating LMC via PCA main stem and
its cortical branches.
with unilateral VA occlusion and contralateral hypoplasia
(incidence of unilateral hypoplasia in ~10%), or in unilateral
occlusion and contralateral VA terminating as the PICA. In
the worst case scenario, the total posterior circulation, the
cerebellum, and brainstem are supplied via the anterior circulation by one or both PCoAs, which requires retrograde
BA and VA fl ow (Fig. A5.172). Alternatively, LMC starting
from the PICA could bypass the occlusion by fi lling up the
SCA (Fig. A5.173). The main limiting factor for this collateral
pattern may be bilaterally nonfunctional PCoAs, which,
however, are found only in ≤16% of cases (Hoksbergen et al
2000b). For further reading see also Case 35 and Case 41.

173Arterial Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Tab le A5. 2 Synopsi s of intracranial collatera l pathways in extra cranial
ICA occlusion or >70–80% stenosis
Via ACoA Via PCoA
Ipsilateral M1 (↓) Ipsilat
Ipsilateral retrograde A1 Ipsilateral P1 ↑
Functional stenosis ACoA Ipsilateral P2 normal
Contralateral A1 ↑ Functional stenosis PCoA
Contralateral A1 > M1 Ipsilateral A1 antegrade with
Via LMC Via OA
Ipsilateral P2 = P1↑ R
PCA branches ↑
↑ Flow velocity increased.
↓ Flow velocity decreased.
eral M1 (↓)
fl ow pattern similar to ipsilateral M1
etrog
rade or zero OA fl ow
BA
PCA
BA
SCA
BA
Occlusion
PICA
VA
Fig. A5.173 (A) Schematic demonstrating a collateral fl ow pattern
in proximal BA occlusion. Note that the occlusion can be bypassed
through LMC connecting the PICA with the SCA. The distal BA is
perfused retrogradely by the SCA or by one or both PCoAs (adapted
from Zülch 1985). (B) DSA, selective VA injection, lateral view in a
patient with a proximal BA occlusion (arrow). Note the collateral
fl ow from the PICA (arrowhead) to the cortical branches of the SCA
(curved arrow) and from there to the distal BA (dotted arrow).
also able to function in reverse in CCA or BCT occlusion and
to fi ll the ICA via the retrograde ECA (for further details, see
“CCA Stenosis and Occlusion” and “Brachiocephalic Trunk
Stenosis,” both under “Extracranial Pathology” earlier in
this chapter). Other, less common, collateral patterns are
a VA fi lling via the ladder-like spinal arteries from the con-
tralateral VA (for further details, see “VA Occlusion” under
“Extracranial Pathology” above). The very rare collaterals
from ICA to the BA via persisting primitive embryonic vessels are quantitatively irrelevant.
Fig. A5.172 DSA, selective ICA injection, lateral view in a patient
with bilateral extracranial VA occlusion. (A) Retrograde BA fi lling
(arrows) via a PCoA (arrowhead). (B) Late arterial phase—retrograde
BA fi lling extends down to one VA (arrows) and from there into the
PICA (arrow). Note that the precondition of this fl ow pattern is an
intact PCoA. However, the PCoA is not clearly visible, although it has
to be present and functional.
Alternatively, LMC starting from the PICA could bypass the
occlusion by fi lling up the SCA (Rhoton 2000) (Fig. A5.173).
Extracranial Collateral Pathways in VA Occlusive
Processes
Extracranial collateral pathways may also be activated to
assure suffi cient intracranial perfusion. This may occur es-
pecially within the VA, which in contrast with the ICA often
anastomoses with primarily non-brain-supplying arteries,
even under physiologic conditions. In hemodynamically
relevant occlusive VA processes several collateral patterns
can be observed that result in a secondary, post-occlusive
VA fi lling (for further details, see “VA Occlusion” under “Ex-
tracranial Pathology” above). Frequently, distal fi lling at the
distal V2-VA or the level of the atlas loop via the thyrocervical trunk anastomoses and ECA branches, especially the
occipital artery, can be observed. The latter anastomosis is
Clinical Relevance of Collateral Pathways
Although current scientifi c interest is focuses mainly on
all aspects of revascularization, there is growing awareness of the importance of collateral pathways, particularly as suffi cient collaterals may prevent the occurrence
of stroke or at least alleviate the severity of damage
(Liebeskind et al 2011, Miteff et al 2009). In the acute
e setting the maintenance of collateral pathways is
rok
st
t as important as therapeutic recanalization. In the
at leas
chronic phase, the quality of the collaterals substantially
determines the patient’s prognosis.
Extracranial Occlusive Processes
Data on collateral-dependent clinical prognosis in patients
with symptomatic extracranial ICA stenosis have been reported from the NASCET trial. DSA images were analyzed
for the presence of an ACoA, PCoA, and OA collaterals, omitting the LMCs for methodologic reasons (Henderson et al
2000). In 280 patients DSA revealed collateral pathways. A
singular collateral fl ow via the ACoA was found in 69.7% of
cases, an exclusively PCoA collateral in 8.9%, an exclusively
OA collateral in 1 .8%, and a mixed patter n in 1 9.7%. The existence of collaterals correlated as expected with the degree
of stenosis. Collateral blood fl ow was found in 63.6% of near-
occlusions, in 42.7% of 85–99% stenosis (NASCET criteria), in

174 5 Vascular Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
25.3% of 70–84% stenosis, in 3.1% of 50–69% stenosis, and
in 0.5% of stenoses <50%. In the medically treated patients
the stroke risk signifi cantly increased with the increasing
degree of stenosis except for the near-occlusions. If collaterals were present, patients with stenoses between 70–84%
and 85–99% had a two-thirds reduced risk of stroke. If the
7 0 – 9 9 % s t e n o s e s w e r e c o m b i n e d , t h e 2 - y e a r r i s k o f h e m i spheric stroke with collaterals present was signifi cantly
reduced (11.3% versus 27.8% for absent collaterals). The
likelihood of a TIA (19.1% versus 36.1%) or a disabling stroke
or fatal stroke was also signifi cantly reduced (6.3% versus
13.3%). In the operated patients, the presence of collaterals
resulted in a reduced perioperative risk (1.1% versus 4.9%)
and a lower 2-year risk of hemispheric stroke (5.9% versus
8.4%), although neither diff erence reached statistical signifi -
cance (Henderson et al 2000).
With regard to the development of border zone infarction
(BZI), collateral fl ow via the PCoA seems to have a protective
eff ect. In a patient group of 51 patients with extracranial ICA
occlusion and <70% contralateral ICA stenosis, the incidence
of PCoA collaterals was 50% in those without a BZI compared with 12% in those with BZI. Patients without BZI also
revealed signifi cantly larger PCoA diameters (1.6 mm versus
1.3 mm). On the other hand, a cross-fl ow via the ACoA was
not protective as a comparable prevalence was seen in both
groups (60% versus 69%) (Hendrikse et al 2001).
The quality of the collaterals may also be evaluated indirectly by measuring the cerebrovascular reactivity (CVR).
In a TCD study of 85 patients with asymptomatic ICA occlusion followed over 38 ± 15 months, only 8% of patients
with normal CVR developed a TIA and no strokes occurred.
In contrast, 32% of patients with diminished or exhausted
CVR had a TIA or completed stroke (Kleiser and Widder
1992). Exhausted CVR determined by a Doppler CO
the MCA ipsilateral to the stenosis was the only signifi cant
test in
2
independent predictive parameter for disabling stroke in
104 consecutive patients with symptomatic severe carotid
artery stenosis before carotid endarterectomy (odds ratio
[OR], 9.7; 95% confi dence interval [CI], 2.1–44.1) (Blaser
et al 2002). The occurrence of secondary collaterals is also
suggestive for an insuffi cient collateral blood supply. A TCD
study of 25 patients with asymptomatic extracranial ICA occlusion demonstrated signifi cantly lower systolic MCA fl ow
velocities on the side of the occlusion (55 ± 22 cm/s versus
79 ± 24 cm/s). Furthermore, a retrograde OA fl ow was asso-
ciated with a low MCA fl ow velocity and with the absence of
primary collaterals (Schneider et al 1991). This was further
confi rmed by a combined TCD and DSA study in 70 patients
with ICA occlusion and minor stroke. In these patients, a retrograde OA fl ow or activation of LMC was associated with a
signifi cant impairment of CO
compared with patients with exclusively primary collaterals
CVR (8 ± 14% versus 33 ± 18%)
2
such as the ACoA and PCoA (Hofmeijer et al 2002). A recently published meta-analysis including 754 patients in 9 studies confi rmed that a restricted CVR may indicate a higher
risk of stroke. In a multiple regression model, impaired CO
reactivity was independently associated with an increased
risk of ipsilateral ischemic stroke (hazard ratio [HR] 3.69;
CI 2.01, 6.77; p < 0.0001). Interestingly, risk prediction was
similar for recently symptomatic versus asymptomatic patients (Reinhard et al 2014).
Intracranial Occlusive Processes
In intracranial occlusions, the LMCs are the only collateral blood supply. In these circumstances their activation
does not refl ect insuffi cient collateralization but is the
only opportunity to reduce the extent of impaired perfusion. In a study of 97 intra-arterial and 14 intravenously
thrombolyzed patients with intracranial occlusions of
the anterior circulation, multivariate analysis revealed
that the most important factor for the clinical outcome
was the existence of well-developed LMCs (OR 5.9, CI
1.3–26.7) which was defi ned as retrograde fi lling of at
least three MCA branches up to the M2 segments and no
successful recanalization (OR 1.9, CI 0.5–6.6) (Kucinski
et al 2003). In a comparable study of 53 stroke patients
the LMC quality also signifi cantly correlated with infarct
volume and clinical outcome, independent of the extent
of the recanalization achieved (Christoforidis et al 2005,
Higashida et al 2003). Using CTA (Frölich et al 2014, Lima
et al 2010, Maas et al 2009, Miteff et al 2009) and MRA
(Bang et al 2008b, Ichijo et al 2013, K.Y. Lee et al 2009)
it was further confi rmed that the effi cacy of LMC deter-
mines long-term functional outcome in stroke patients
with large intracranial vessel occlusion. More recently,
CTA and DSA-based studies showed that a patient with
good LMC benefi ts more from intra-arterial recanali-
zation treatment than a patient with poor collaterals
(Liebeskind et al 2015, Nambiar et al 2014).
The function of LMC in MCA occlusion can be assessed
by ultrasound techniques by detection of raised fl ow veloc-
ities within the ACA and PCA, also called fl ow diversion. In
a group of 47 patients with persisting M1-MCA occlusion
after rt-PA thrombolysis, only those patients presenting
with a fl ow diversion improved clinically: 90 minutes after
rt-PA bolus, 22% with and 0.52% without fl ow diversion had
clinically improved. Twenty-four hours later, patients with
collaterals remained stable (29%) whereas patients without
LMCs had worsened (−25%) (Y.S. Kim et al 2006). These data
indicate that the quality of LMCs may determine the time
window for thrombolysis and thrombectomy.
Very little data is available for the role of collateral fl ow
in posterior circulation stroke. In an angiographic study
of 51 patients with BA occlusion, factors infl uencing out-
come, in addition to vessel recanalization, were the initial
clinical condition, the length of the BA occlusion, and the
status of collateral supply (Brandt et al 1996). Also, a retrograde collateral fl ow within the distal BA was associat-
ed with better clinical outcomes in proximal BA occlusion
(Ribo et al 2004).
Role of Blood Pressure and Other Approaches to Augmentation of Cerebral Blood Flow
The role of blood pressure in acute intracranial vessel occlusion is still controversial although elevated blood pressure
is considered to facilitate collateral fl ow. Normally, cere-
bral blood fl ow (CBF) is independent of the systemic blood
2
pressure within a wide range due to autoregulatory mechanisms (for further reading, see Chapter 3, “Autoregulation”).
Within the ischemic area autoregulation is impaired, so it
can be assumed that brain perfusion is directly dependent
on blood pressure in both directions. A therapeutic increase

175Venous Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
of blood pressure might therefore improve brain perfusion
and reduce the extent of the ischemic area. Clinical observations seem to support this assumption. Reduction of blood
pressure within the fi rst 24 hours after stroke was related
to a poor clinical outcome after 3 months (Oliveira-Filho
et al 2003). The level of systolic blood pressure after acute
ischemic stroke was found to be inversely related to the degree of vessel recanalization. A sudden drop in blood pressure may therefore indicate achieved recanalization, and
patients without recanalization remained hypertensive for
longer time periods than those with successful recanalization (Mattle et al 2005). Following this observation several groups started to treat ischemic stroke patients with a
drug-induced hypertension. A small clinical study analyzed
the clinical outcome of 13 patients who received phenylephrine to increase blood pressure by 20% or up to 200 mm Hg
outside the time window for thrombolysis. Seven of them
demonstrated clinical improvement by two points on the
National Institutes of Health Stroke Scale (NIHSS) scale
without the occurrence of any complication (Rordorf et al
2001). A further step was taken in a second pilot study in
which serial MRI perfusion/diff usion images were also ob-
tained. They used intravenous phenylephrine, leading to a
10–20% increase in mean arterial pressure (MAP) over the
course of 1–8 hours or to a 10% increment until motor or
cognitive defi cits improved or a MAP of 130–140 mm Hg
was achieved. The fi nal MAP was maintained for at least
24 hours. A signifi cant clinical improvement was shown
only in the group with medically raised blood pressure. Correspondingly, MRI demonstrated a signifi cant reduction of
the hypoperfused brain regions and a reduction of the mismatch area in comparison with the untreated group (Hillis et al 2003). A similar approach was used in a case series
of six patients with acute hemodynamic stroke and blood
pressure-dependent clinical fl uctuation of neurologic symp-
toms by means of TCCS and pharmacologically induced hypertension. They showed that a catecholamine-induced
hypertension led to an ultrasound-detectable rise of cerebral blood fl ow velocity and amelioration of NIHSS severity
(List et al 2013) (Fig. A5.174). Deterioration may also occur
in a hemodynamically compromised cerebral perfusion
when the administration of acetazolamide or a CO
to decreasing fl ow velocities in the aff ected M1-MCA, also
test led
2
called a reversed Robin Hood eff ect (Alexandrov et al 2007,
Palazzo et al 2010, Sharma et al 2011).
Currently, indirect interventions to increase CBF in the
ischemic area, in addition to drug- or volume-induced
arterial hypertension, are the partial aortic occlusion approach which has been shown to increase fl ow velocities
measured by TCD in patients with good outcome (Saqqur
et al 2013), and external counterpulsation, which apparently does not infl uence blood fl ow velocities (W. Lin et al
2012, 2014). Finally, extracranial–intracranial bypass surgery is one way to ameliorate CBF (for further reading on
EC–IC bypass see Case 9).
Venous Pathology
Cerebral Venous Thrombosis
Cerebral venous thrombosis (CVT) is the most important venous-related brain disease. Like the arterial
M1-MCA
OTA-PCA
Fig. A5.174 Example of intracranial blood pressure-dependent
fl ow velocity changes. Top: M1-MCA. Bottom: OTA (occipitotempo-
ral artery, cortical PCA branch). Doppler sample volume is marked
by red circles. The white dotted lines indicate the location of the
midbrain. The individual fl ow velocities at the corresponding blood
pressure values were for the MCA (top): 125 mm Hg–28/21 cm/s;
150 mm Hg–39/26 cm/s; 165 mm Hg–45/26 cm/s and for the OTA
(bottom): 100 mm Hg–81/31 cm/s; 125 mm Hg–96/38 cm/s;
150 mm Hg–119/46 cm/s. (Reproduced from List et al 2013.)
vascular system, venous vessels and venous fl ow pa-
thology can be studied by ultrasound techniques. TCD
has been used for detecting venous collateral pathways
in CVT (Canhão et al 1998, Valdueza et al 1995, Wardlaw et al 1994). But, as in arterial stroke, TCCS off ers
clear advantages due to its better anatomic orientation
in the assessment of venous vessel anatomy (Becker
et al 1995, Ries et al 1997, Stolz et al 2002a). Direct
thrombus visualization is not possible but, similar to
the use of ultrasound in deep venous thrombosis of
the legs, collateral pathways can be assessed and monitored (Stolz et al 2002a, Valdueza et al 1999a). Because
of the absence of valves in the intracranial venous system, fl ow may follow the direction of need and any
vein might serve as a collateral vessel. The size of the
vessel, its ability to dilate, and the extent of total collateral fl ow determine whether or not an increase in
velocity occurs, which can subsequently be detected by
ultrasound (for further reading on venous anatomy and
TCCS examination of veins and sinuses, see also “General Venous Anatomy” in Chapter 2 and Case 29).
Diff erent collateral drainage patterns can be observed
in CVT, depending on the location of the thrombus.
Superior Sagittal Sinus Occlusion
An interruption of fl ow in the superior sagittal sinus (SSS)
may be compensated by major collateral veins on the lateral surface of the brain, which are eff ectively connected to
one another and to the principal venous outlets. Depending on the site of the occlusion and the pre-existing venous
anatomy, venous blood is collected by sylvian veins draining into the sphenoparietal sinus (SpPS) and cavernous
sinus (CS), or by the inferior anastomotic vein (vein of Labbé) draining to the transverse sinus (TS). The blood may
also run to the internal cerebral vein (ICV) and the BVR

176 5 Vascular Pathology
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All rights reserved. Usage subject to terms and conditions of license.
through transcerebral anastomoses and from there to the
straight sinus (StS) and the TS (see also Video
A5.17).
Deep Cerebral Venous System Occlusion
In occlusion of the vein of Galen (VG) or the StS, the BVR
becomes an important collateral vessel (as long as the BVR
is not aff ected itself) with fl ow reversal and blood distri-
bution into two main pathways: via the lateral mesencephalic vein to the petrosal vein and superior petrosal sinus,
and through the deep middle cerebral vein (DMCV) to the
sylvian veins, the SpPS, and CS. The blood may also run to
the SSS through transcerebral anastomoses, which connect
the deep cerebral venous system with the superfi cial veins.
Lateral Sinus (Transverse and Sigmoid Sinus)
Occlusion
Variations of the lateral sinuses are common and of great
importance in understanding hemodynamic changes
in CVT. A complete separation between the SSS and StS
drainage is present in ~10%. If this is the case, a TS occlusion may lead either to symptoms of StS or to SSS occlusion. If only the sigmoid sinus (SiS) is aff ected, fl ow in the
ipsilateral TS will be reversed, caused by infl ow from the
vein of Labbé and other vessels merging into the TS.
Based on the above collateral pathways, six ultrasound
constellations can be diff erentiated which can be found
alone or in combination in ~70% of CVT patients.
BA
C
Fig. A5.175 (A) Intracranial CTA, axial MIP. Lack of contrast
enhancement within the posterior part of the superior sagittal
sinus (arrow) and mainly left transverse sinus (arrowhead). (B,C)
Corresponding TCCS, color-mode and Doppler spectrum, axial upper pontine plane. Note the increased fl ow velocities in the sphe-
noparietal sinus (57/36 cm/s) indicating collateral fl ow. Note also
the carotid siphon (arrow) confi rming the correct insonation plane.
BA
Flow Abnormalities in Cerebral Venous Thrombosis
Absent Flow Signals
Because of the known anatomic variation of intracranial
venous vessels, absence of a fl ow signal might represent
hypoplasia or aplasia, impaired insonation conditions,
or thrombosis. In suspected TS thrombosis several authors have found that absent fl ow on TCCS does not cor-
relate well with a vessel occlusion. Even echo ce-TCCS
has frequently failed to detect aplasia and hypoplasia as
well as a patent TS (Baumgartner et al 1997b, Delcker
et al 1999, Ries et al 1997). Serial TCCS measurements,
however, are able to detect TS recanalization. Transient
raised fl ow velocities may indicate venous stenosis dur-
ing gradual recanalization (Stolz et al 1999a).
Pathologic Diff erences Between the Right and Left Sides
In healthy subjects, bilateral diff erences >50% are usually
not observed in the BVR and DMCV, in contrast to the other
paired venous vessels. In CVT they often persist even over
longer periods of time and might indicate partial recanalization. In TS thrombosis a compensatory increase in fl ow
in the contralateral TS can frequently be observed (Stolz
et al 1999a, 2002a). As symmetric TSs are present in only
~25% of cases, asymmetric fl ow velocities within the TS
should be considered carefully.
Increased Flow Velocities
Raised fl ow velocities in venous collaterals are the most
frequent fi nding in CVT (Fig. A5.175). If increased fl ow
DC
Fig. A5.176 (A) Intracranial CTA, sagittal MIP. Note the fi lling
defect in the vein of Galen (arrow), probably representing an
arachnoid (Pacchionian) granulation. (B) Intracranial CTA, axial
MIP, revealing a lumen narrowing at the junction of the vein of
Galen and the straight sinus (arrow). (C,D) Corresponding TCCS to
A, color-mode and Doppler spectrum, axial thalamic plane. Note
the fl ow turbulence and increased velocities in the vein of Galen
(71/42 cm/s) assumed to present a physiologic variant.
velocities are detected, they are highly suspicious for an
underlying CVT; however a variety of pitfalls must be considered. Increased fl ow velocities may be detected in the
infl ow (SpPS) and outfl ow (SPS) region of the CS (Valdueza
et al 1998). If present, they do not refl ect venous pathology
but are rather caused by physiologic venous narrowing at
the entrance and exit points of the CS. Physiologically raised
fl ow can also be observed in the proximal StS in a high number of cases (Fig. A5.176) (Schreiber et al 2012). It may also
be observed in the TS if large arachnoid (Pacchionian) granulations cause venous vessel narrowing. Finally, increased
velocities may be detected in CVT in partially recanalized
sinuses. Raised venous velocities may, however, be observed
in arteriovenous malformations (AVMs) or dural fi stulas

177Venous Pathology
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All rights reserved. Usage subject to terms and conditions of license.
BA
C
Fig. A5.177 (A) Intracranial venous MRA, sagittal MIP. Note the irreg-
ular fi lling defects in the midpart of the superior sagittal sinus (arrows)
and the transverse sinuses (arrowheads) in severe CVT. An important
collateral fl ow runs from the distal superior sagittal sinus retrograde via
the straight sinus and the vein of Galen mainly into the internal cerebral vein (red arrow) and basal vein of Rosenthal. (B,C) Corresponding
TCCS , colo r-mo de an d Dopp ler s pect rum , axia l thal amic plan e. Note
the retrograde fl ow in the basal vein of Rosenthal (17/14 cm/s).
(Harrer et al 2005) and in generalized or local hyperemia.
The latter can be observed in herpes simplex virus encephalitis and also after subarachnoid hemorrhage (Doepp et al
2006, 2009).
Reversed Venous Flow Direction
A reversed BVR fl ow is a frequent fi nding in StS occlusion
(Baumgartner et al 1997b, Stolz et al 2002a, Valdueza et al
1999a). In these cases the BVR mainly serves as collateral
for blood deriving from the inferior sagittal sinus, VG, and
ICV, draining into the SpPS or CS. It may also be seen in
bilateral obstruction of the TS (Fig. A5.177). A retrograde
fl ow may also be detected in the proximal part of the
TS if an occlusion exists distal to the vein of Labbé (Fig.
A5.178) (Stolz et al 2002a).
Reduced Venous Blood Volume Flow
Reduced venous blood volume fl ow (BVF) in the inter-
nal jugular vein (IJV) was described in a group of 40
CVT patients diagnosed by MRI. In patients with unilateral disease (SiS and/or TS) the mean BVF was 53 ±
31 mL/min (range 0–96 mL/min) whereas controls had
a mean BVF of 435 ± 137 mL/min. Signifi cantly lower
BVF values compared with controls have also been reported in patients with more generalized CVT conditions (Özen et al 2014).
Venous High Intensity Transient Signals
Venous microembolic signals (MES) can be observed in the
outfl ow vessels of patients with CVT (Fig.
A5.179). In a study
of six patients with SSS thrombosis, half of them showed
MES in the venous outfl ow vessels. In the control group
MES were not observed. They are thought to be related to
the fragmentation of proximally located thrombotic material. The rate of MES and the duration of their occurrence,
Fig. A5.178 Left: Middle: DSA, left VA injection, posteroanterior
view. Note the occlusion of the left proximal sigmoid sinus (arrow).
Top : Corresponding TCCS, color-mode and Doppler spectrum,
upper pontine plane, insonation from the left side. Note a normal
antegrade fl ow in the right transverse sinus (22/13 cm/s). Bottom:
Corresponding TCCS, color-mode and Doppler spectrum, upper
pontine plane, insonation from the right side. Left transverse sinus
with retrograde fl ow (16/10 cm/s) caused by the obstruction of the
left sigmoid sinus.
Fig. A5.179 Spontaneous venous microembolic signals in a patient
with CVT. TCD, transforaminal approach insonation at 88 mm
depth with detection of the inferior petrosal sinus above the zero
line and of the BA below the zero line. Note three venous microembolic signals.
however, varied greatly. MES were found ranging from 3 to
150 per 15 minutes. The emboli subsided during high-dose
heparin in 2 patients after 2 and 11 days, respectively. In a
third patient MES were detected even after 110 days. No
pulmonary embolism occurred, so their clinical signifi cance
is yet unclear (Valdueza et al 1997). Similar fi ndings were
reports in patients evaluated with duplex ultrasound of the
superfi cial femoral vein for DVT. Here 60 of 218 patients
studied demonstrated MES with a range from 5 to 800 HITS
per minute. Heparin decreased the embolus counts of more
than 50% within 24 hours, and all MES were abolished within 72 hours (Nicholls et al 1996).
In ~30% of cases with CVT, no pathologic sonographic
signs can be detected. Therefore, normal TCD and/or TCCS
do not exclude a CVT. Ultrasound cannot replace CTA or

178 5 Vascular Pathology
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All rights reserved. Usage subject to terms and conditions of license.
MRA as primary diagnostic tool, but may be used as a
complementary method. It may give further insights into
the disturbed intracranial venous circulation and may
help in assessing prognosis if serial measurements are
performed in patients with altered venous fl ow signals.
High initial venous fl ow velocities correlate with altered
consciousness (Valdueza et al 1999a) while patients with
initially normal venous fl ow signals or fl ow normaliza-
tion within 90 days demonstrate a signifi cantly better
clinical outcome (Stolz et al 2002a).
Ultrasonography of the Internal Jugular Vein in
Intensive Care Patients
Central Venous Cannulation
Duplex ultrasound is a reliable technique to facilitate
catheter placement in the IJV (Teismann et al 2013b). It
reduces the risk for failed catheter placement and for complications during IJV cannulation (Hind et al 2003). Duplex
ultrasound is helpful to exclude IJV thrombosis before cannulation, and to detect catheter-related thrombosis and
infection (Lordick et al 2003). As venous drainage patterns
vary, e.g., 70% of individuals have a right-sided dominant
IJV, ultrasound also helps to detect these variations and to
select the preferable side and optimal degree of head rotation for venous puncture (Lamperti et al 2012, Lichtenstein
et al 2001). Either a longitudinal or a transverse ultrasound
approach minimizes the risk of catheter misplacement
into the CCA or other deep cervical veins, for instance the
VV (Ide et al 2012) (Fig. A5.180). The IJV reaches the maximal dilation in a head-tilt maneuver within a few seconds
and therefore discomfort for the patient can be minimized
(Schreiber et al 2002b). Drainage via the IJVs is not signifi -
cantly altered after ultrasound-guided cannulation, which
is important to know in patients at risk of raised intracranial pressure (Vailati et al 2012).
A
Fig. A5.180 Ultrasound-guided jugular vein puncture. (A) Needle
and ultrasound probe positioning for “in plane” needle insonation.
(B–D) Continuous visualization of the needle (arrows) during stepwise advancement. (D) Successful placement of the needle tip in
the venous lumen (arrow).
B
DC
since the introduction of TCBS several pathologic conditions
aff ecting intracranial brain structures have been described.
Indirect Assessment of Central Venous Pressure (CVP)
The cross-sectional area (CSA) of the IJV increases with the
CVP. An end-expiratory diameter of the right IJV <10 mm
measured 2 cm above the level of the clavicle in a supine
position seems reliable in excluding an elevated CVP >10 cm
O (Donahue et al 2009). In case of increased CVP the Val-
H
2
salva maneuver (VM) has less eff ect on the CSA of the IJV.
A VM-induced CSA increase >17% in the right IJV makes an
elevated C VP ver y unlikely (Simon et al 2010).
Intracranial Stroke-related B-mode
Pathology
Compared with the extracranial assessment of B-mode images using ultrasound probes of at least 7 MHz, the intracranial approach has the disadvantage of the 1–2-MHz low
insonation frequencies and the sector probe confi guration
that have to be used for skull penetration in transcranial
B-mode sonography (TCBS). This results in a lower spatial
resolution of the ultrasound images, which subsequently
limits the potential diagnostic value. For instance analysis
of atherosclerotic vessel wall changes or vessel diameter
measurements is not possible with this approach. However,
Ventricles
Early reports about ultrasound assessment of intracranial structures go back to the 1970s, when normal values of
the lateral ventricles were reported in a group of 25 normal
and 41 high-risk infants (Johnson et al 1979). A description of the transcranial visualization of brain parenchymal
structures like the midbrain, thalamus, or lateral ventricle
in adults followed only some years later (Becker et al 1991,
Bogdahn et al 1990). In 1995 Seidel and coworkers published a study with data on normal values for the third and
the lateral ventricles. Individuals up to 59 years of age had
a diameter of 4.8 ± 1.9 mm and 16.7 ± 2.3 mm for the third
ventricle and the lateral ventricle, individuals from 60 years
onwards diameters of 7.6 ± 2.1 mm and 19.0 ± 2.9 mm, respectively. In addition, the authors correlated CT and TCBS
data and found a signifi cant correlation for the measure-
ments of the third and the lateral ventricles. Similar values
for the diameter of the third ventricle and lateral ventricle
in a group of 12 healthy individuals with a mean age of
46 years, 5.2 ± 1.6 mm and 16.5 ± 2 mm, respectively, were
reported in the same year by others (Seidel et al 1995). Generally, the intra- and interobserver reproducibility is reported to be high. On comparison of normal B-mode insonation
and the use of tissue harmonic imaging, the latter seems to
yield the better results (Puls et al 1999).
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