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129Arterial Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
A
B
Fig. A5.56 Downstream fl ow patterns in hemodynamically rel-
evant high-grade ICA stenosis. TCCS, color-mode image and corresponding Doppler spectrum analysis, transtemporal approach.
(A) Lower pontine plane, C6-ICA: pronounced poststenotic fl ow
pattern (fl ow velocity 21/10 cm/s, PI 0.6 and a markedly prolonged
AT). (B) Midbrain plane, M1-MCA: mild poststenotic fl ow pattern
only (fl ow velocity 63/25 cm/s, PI 1.1 and mildly increased AT)
because of collateral fi lling via the ACoA.
A
A
B
Fig. A5.57 Downstream fl ow patterns in hemodynamically rele-
vant high-grade ICA stenosis. TCCS, color-mode image and corresponding Doppler spectra. (A) Transorbital approach: antegrade OA
fl ow with mild poststenotic fl ow pattern (fl ow velocity 24/10 cm/s).
(B) Transtemporal approach, lower pontine plane: similar fl ow pat-
tern in the C6-ICA (fl ow velocity 20/10 cm/s).
• Near-occlusion with variable velocities and ICA/CCA
ratio and occlusion.
B
Fig. A5.58 Downstream fl ow patterns in hemodynamically rel-
evant high-grade ICA stenosis. TCCS, color-mode image and corresponding Doppler spectra. (A) Transtemporal approach, anterior
coronal plane: M1-MCA with almost normal fl ow pattern. (B) In
contrast, a mild poststenotic fl ow pattern is present in the A1-ACA.
The best explanation is that the contralateral A1-ACA takes care of
both ACA territories and the aff ected MCA has more need of the
remaining blood fl ow from the ICA.
velocity parameters which have been adapted to the
rough NASCET grading system (Alexandrov and Needleman 2012). According to a consensus report the following
criteria were proposed (Grant et al 2003):
• <50% stenoses (peak systolic velocity <125 cm/s, ICA/
CCA ratio <2.0, end-diastolic velocity <40 cm/s, <50%
diameter reduction).
• 50–69% stenoses (peak systolic velocity 125–230 cm/s,
ICA/CCA ratio 2.0–4.0, end-diastolic velocity 40–
100 cm/s, ≥50% diameter reduction).
• Stenoses >70%–near-occlusion (peak systolic velocity
>230 cm/s, ICA/CCA ratio >4.0, end-diastolic velocity
>100 cm/s, ≥50% diameter reduction).
An adapted “sonographic NASCET index” has since been
proposed, which also took the distal ICA fl ow information
into account and which consequently yielded better correlation with angiographic fi ndings than the conventional
peak systolic fl ow velocity measurements alone (Hathout
et al 2005). Nevertheless, the American Heart Association
decided to recommend duplex ultrasound as a screening
tool only and not as a possible sole examination technique
before ICA intervention because of divergent published
studies and its low sensitivity and specifi city compared
with other imaging modalities (Latchaw et al 2009).
Despite the above well-defi ned grading criteria, they
still have to be applied with caution considering other
potentially modifying aspects. The given cut-off val-
ues for blood fl ow velocities might not be applicable in
patients with generally altered cerebral perfusion, e.g.,
in severe hyperemia, in young subjects who in general
show higher blood fl ow velocities of the brain- supplying
arteries, or in elderly and hypertensive patients who
have often generalized dilated vessels and subsequent
lower fl ow velocities. Furthermore, a contralateral
high-grade ICA stenosis or ICA occlusion may lead to
an ipsilateral compensatory raised ICA fl ow and fl ow
velocity with subsequent overestimation of the stenosis
(Henderson et al 2000). Vice versa, endarterectomy of a
contralateral high-grade ICA stenosis often results in an
ipsilateral decrease of intrastenotic blood fl ow velocity.
Following stent treatment, the mean observed drop of
contralateral peak systolic velocity was reported to be
60.3 cm/s. In 71% of patients with the initial fl ow veloc-
ity-derived diagnosis of signifi cant contralateral steno-
sis, interventional angiography refuted the presence of
any signifi cant contralateral stenosis (Sachar et al 2004).
In a CEA study, the intervention led to a contralateral
decrease of blood fl ow velocity in 52% of cases with

130 5 Vascular Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
NASCET (%) –15 0
ECST (%)
Diameter B-mode
Turbulence
V
ICA syst
V
ICA diast
V
ICA syst post
ICA/CCA
Prestenot. CCA
Poststenot. ICA
Poststenot. C6-ICA
IC collaterals
OA collateral
Fig. A5.59 Ultrasound grading of ICA stenosis at its origin according to the NASCET and ECST criteria. Flow velocities are given in cm/s.
Occl. = occlusion; diameter = residual diameter assessed in cross-sectional plane; turbulence = aliasing in color-mode and/or systolic
broadening in Doppler spectrum analysis; V
within the stenosis; V
CCA = prestenotic fl ow pattern = reduced fl ow velocity and increased pulsatility in CCA; poststenot. ICA
= reduced fl ow velocity, delayed systolic fl ow acceleration and/or reduced pulsatility; poststenot. C6 = poststenotic fl ow pattern =
r e d u c e d fl ow velocity, delayed systolic fl ow acceleration and/or reduced pulsatility in C6-ICA; OA collateral = ↑↓: OA fl ow may be nor-
mal, absent, or retrograde; IC collaterals = intracranial collateral activation via communicating arteries: retrograde ipsilateral A1-ACA,
raised fl ow velocities in ipsilateral P1-PCA and PCoA and/or via leptomeningeal arteries: raised fl ow velocities in ipsilateral P2-PCA and
P3-PCA branches in variable combinations. ↑ ↓ = variable.
30
++ ++ ++
dist
ICA syst post
15
35
50
60
70
80 90 Occl.
40 50
= poststenotic ICA peak systolic fl ow velocity; ICA/CCA = peak systolic velocity ICA/CCA ratio; prestenot.
(+)
60
70
75
80
90 95
(+)
+
+
+
++
++
++
>125
>210
>240
>330
>370
<100
<100
>100
>100
>50
<50 <30
>2
>2
>4
>4
(+)
+++
(+)
+
(+)
+
(+)
+
(+)
= peak systolic fl ow velocity within the stenosis; V
ICA syst
Occl.
+
+
++
= end-diastolic fl ow velocity
ICA diast
= poststenotic fl ow pattern
dist
an average drop of 20% duplex-defi ned stenosis grade
(Busuttil et al 1996). It can be assumed that such eff ects
will only occur if the untreated ICA serves as a collateral
vessel supplying blood via the ACoA before intervention.
Interestingly, none of these studies analyzed the presence or absence of intracranial collaterals, which probably explains why this phenomenon was not observed in
all of the patients.
Another potential pitfall to be considered is the occurrence of tandem stenoses, i.e., the simultaneous
presence of an extra- and intracranial ICA stenosis. In
such cases fl ow velocity and therefore also the stenosis
grade may be underestimated. A tandem stenosis should
be considered if indirect signs of a hemodynamically relevant distal fl ow obstruction are present, which cannot
solely be explained by the fi ndings of the extracranial
ICA stenosis. Finally, it has to be mentioned that the stenosis categories are based on the presence of an isolated,
short, and circumscribed ICA stenosis. In stenoses more
than 2 cm in length, such as are often seen in dissection,
fl ow velocities lower than expected might be observed
due to the increased fl ow resistance.
A near-occlusion may be diffi cult to be distinguished
from a vessel occlusion, especially if the site of the vessel obstruction is slightly distal to an otherwise not
severely aff ected bulb. In these circumstances the bulb
may reveal a stump signal, but the following ICA segment may present a turbulent fl ow pattern with variable
fl ow velocities. A marked poststenotic waveform in the
distal extracranial or intracranial petrosal ICA segment
assures a near-occlusion of the ICA. Its clinical signifi -
cance is limited and mainly of interest in patients with
enduring insuffi cient collateral function in whom open-
ing of the near-occlusion may be indicated. In suspected
proximal ICA occlusion sonographers should follow the
ICA from its origin to the more distal segments, reduce
the PRF and the size of the color box, and increase the
color gain in both the longitudinal and transverse planes
in order not to overlook near-occlusion (Fig. A5.60). For
further details, see Case 1 and Case 11. For details of ICA
near-occlusion, see Case 15 and Case 18.
Graduation of Stenosis after Stenting
Carotid artery stenting is a well-established alternative
to carotid endarterectomy. Postinterventional duplex
sonography allows assessing stent placement as well
as comorbidities like dissection or residual or reoccurring stenosis (Fig. A5.61). Velocity criteria for in-stent
restenosis evaluation are still not well established. Comparing carotid angiograms with duplex ultrasound for
luminal stenosis, increasing peak systolic velocities and
ICA/CCA ratios correlate with evolving restenosis within
the stented carotid artery. However, application of velocity criteria for nonstented arteries leads to an overestimation of the stenosis grade. Analysis of fl ow after

131Arterial Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
BA
D
C
Fig. A5.60 Left: Ce-MRA, coronal rotated MIP showing an ICA
near-occlusion stenosis (arrow). Note the collapsed poststenotic
ICA (arrows). Right: Extracranial duplex, color-mode image, longitudinal plane with corresponding Doppler spectrum analysis:
Top: Stump signal in the carotid bulb suggestive for ICA occlusion.
Bottom: Color-mode and Doppler spectra assessment with adapt-
ed PRF and gain reveal a turbulent fl ow with moderate increase
velocities (121/38 cm/s) corresponding to an ICA near-occlusion.
Fig. A5.62 Proximal ICA occlusion. Left: DSA, selective left CCA
fi lling, lateral view. Small blind sack ICA (arrow) followed by a complete absence of ICA contrast fi lling. Right: Extracranial duplex.
Top: B- and color-mode image, longitudinal view with corresponding Doppler spectrum analysis. Isoechoic intraluminal material
fi lling the ICA is seen which could be either an atherothrombotic
plaque or subacute thrombus. Note the anechoic proximal area
with absent color fi lling corresponding to a nonperfused but still
open vessel segment, the blind sack. Bottom: Doppler spectrum
analysis. Alternating “to-and-fro” stump signal.
Fig. A5.61 Proximal ICA after stent treatment of a high-grade stenosis. Duplex ultrasound of the CCA and ICA. (A) B-mode image, longitudinal plane revealing the stent in situ, a large shadow of a calcifi ed
plaque (arrowhead), and a residual hypoechoic plaque more distally
(arrow). (B) Color-mode image, cross-sectional plane showing the CCA
circumference. (C,D) Longitudinal color-mode image and simultaneous Doppler spectrum analysis of the proximal ICA revealing a mildly
disturbed fl ow without increase of velocities, indicating a mild residual
stenosis. Note also the residual hypoechoic plaque (arrow).
Fig. A5.63 Proximal ICA occlusion. Left: Ce-MRA coronal rotated
MIP. Note the large blind sack (arrow). Right: Extracranial duplex.
Color-mode image, longitudinal view (top) with corresponding
Doppler spectrum analysis (bottom). Note the anechoic intraluminal material. Here the blind sack ICA signal reveals a retrograde
fl ow. Note the aliasing eff ect in the ECA, caused by the low PRF set-
ting used for the detection of low residual ICA fl ow.
stent placement in nonstenotic vessel segments found a
22% increase of in-stent peak systolic fl ow velocity but
no signifi cant increase of end-diastolic velocity (Haki-
mi et al 2012). The following ICA in-stent restenosis
threshold criteria for peak systolic fl ow velocity and
ICA/CCA ratio have been proposed (Lal et al 2008): ≥20%
(PSV ≥150 cm/s and ICA/CCA ratio ≥2.15); ≥50% (PSV
≥220 cm/s and ICA/CCA ratio ≥2.7); ≥80% (PSV 340 cm/s
and ICA/CCA ratio ≥4.15). Similar thresholds were re-
ported by Stanziale et al (2005): ≥50% (PSV ≥225 cm/s
and ICA/CCA ratio ≥2.5); ≥70% (PSV ≥350 cm/s and ICA/
CCA ratio ≥4.75).
In comparison to ultrasound and catheter angiography,
MRA is of limited value in the evaluation of intracranial
as well as extracranial vessels after stent implantation
(Golshani et al 2013). In contrast, CTA was reported to
yield similar results to color-coded duplex sonography
(Nolz et al 2012). Further improvements in the assessment

132 5 Vascular Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
BA
Fig. A5.64 Distal supraophthalmic ICA occlusion. Left: DSA, selective right CCA fi lling, lateral view. (A) Early arterial phase: Proximal
ICA contrast fi lling but apparent contrast stops after 4 cm. (B) Late
arterial phase demonstrates preserved contrast fi lling of the whole
ICA (arrows). Note: The ICA lumen is smaller than the ECA lumen.
Right: Extracranial duplex. Top: Color-mode image, longitudinal
plane. Preserved color fi lling within the proximal ICA. Bottom: Dop -
pler spectrum analysis: Small antegrade fl ow with reduced fl ow ve-
locities and increased pulsatility resembling OA fl ow pattern (fl ow
velocity 40/12 cm/s).
of intracranial stents might result from applying fl at- panel
cone beam CT—a high-resolution imaging technique
based on projection radiography which lacks the typical beam-hardening CT artifacts (Hu et al 2015, Ott et al
2016). For further reading on stenting in ICA stenosis, see
Case 15; for intracranial stenosis, see Case 26.
ICA Occlusion
ICA occlusion should be defi ned according to its location
in relation to the OA off spring. A proximal ICA occlusion
below the origin of the OA (infraophthalmic occlusion) and
near the carotid bifurcation is usually characterized by a
missing color-mode and Doppler fl ow signal. The most
frequently observed cause in near-bifurcation occlusion is
atherothrombotic pathology. In cases with a small remaining “blind sack” a stump signal (low-amplitude, alternating
“to-and-fro” Doppler signal) with a short anterograde systolic fl ow and a retrograde diastolic fl ow or only a retro-
grade fl ow can be seen. If the PRF settings are low, a weak
color signal may be present (Fig. A5.62 and Fig. A5.63). In
distal infraophthalmic occlusions, e.g., near the skull base—
as typically seen in dissections—the ICA may initially remain open from its origin up to the occlusion site. However,
as no relevant vessel branch is present, a stump signal and
weak color signal may be obser ved over the whole visible
course. If the occlusion persists, the remaining ICA usually
occludes by thrombus formation starting from the occlusion site and advancing in a stepwise manner toward the
carotid bifurcation. The diameter of the CCA subsequently
decreases (Kubis et al 2001). In distal ICA occlusion, adaptive diameter reduction is also observed in the ICA itself. In
acute and subacute occlusions, the vessel walls are usually
well delineated; in chronic occlusion, no clear vessel borders can be distinguished. The latter is caused by the less
BA
Fig. A5.65 ICA dissection. Left: DSA, selective right CCA fi lling,
lateral view. (A) Proximal ICA dissection with typical fl amed-like
occlusion. Intracranial collateral fl ow was assured by a cross-fl ow
via the ACoA. (B) 6 months later, ICA reopened (arrows). Note:
The ICA lumen is smaller than the ECA lumen. Angiographically a
cross-fl ow persisted despite the recanalization of the ICA. Right:
Extracranial duplex corresponding to B. Top: Color-mode image,
longitudinal plane. Preserved color fi lling within a slim ICA. Bot-
tom: Doppler spectrum analysis: Small antegrade fl ow with re-
duced fl ow velocities and increased pulsatility resembling OA fl ow
pattern (fl ow velocity 30/6 cm/s).
well delineated or abolished intima-media complex. Flow
patterns in the depending distal vessel segments, i.e., the
carotid siphon, MCA and ACA depend on the presence and
quality of collateral pathways (for further details, see “Collateral Pathways” below). For further details on infraophthalmic ICA occlusion, see Cases 11–13, Case 20, Case 24,
Case 28, Case 39, and Case 40.
In supraophthalmic ICA occlusions (distal to the OA origin) the ICA provides blood for the OA only, but therefore
remains open. In this constellation the ICA can be considered as an extended OA. Consequently, the ICA lumen collapses to a level below the ECA diameter and the fl ow pat-
tern resembles that of the OA with low fl ow velocities and a
higher pulsatility but preserved diastolic fl ow (Fig. A5.64).
For further reading on supraophthalmic ICA occlusion, see
also Case 37. It is noteworthy that in ICA dissection and ICA
occlusion with collateral fl ow via the ACoA and/or PCoA an
“extended OA” and collateral fl ow via the communicating
arteries may persist even after recanalization of the ICA, as
we have observed for many years (Fig. A5.65).
CCA Stenosis and Occlusion
In contrast to the ICA, an exact grading system for CCA
stenoses does not exist. However, the relation of diameter and area assessments as well as the diameter/fl ow
velocity relation, the criteria for local fi ndings, and the
pre- and poststenotic fl ow alterations apply similarly to
the NASCET-adapted criteria for ICA stenoses while a bulb
is not present (see “ICA Stenosis” above). Stenoses in the
mid- and distal CCA are easily accessible to duplex ultrasound (Fig. A5.66). Proximal low- and medium-grade CCA
stenoses are probably often missed as the CCA origin is not
directly accessible and a poststenotic fl ow pattern can only
be seen in high-grade stenoses (>70–80%).

133Arterial Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
BA
DC
Fig. A5.66 Extracranial duplex. (A) B-mode image, longitudinal
plane: Large mixed-echoic structure in the CCA. (B) Color-mode,
cross-sectional plane: Diameter of the vessel (8.8 mm), residual
lumen (4.4 mm) with a resulting stenosis of 50%. (C) Colormode, longitudinal plane: Delineation of the remaining perfused
lumen and confirmation of the plaque extension. (D) Doppler
spectrum analysis revealing a spectral broadening and increased
velocity in moderate CCA stenosis (flow velocity 168/53 cm/s).
In CCA occlusion, two patterns may be observed:
• Complete CCA, ICA, and ECA occlusions resulting in totally absent fl ow signals.
• Proximal CCA occlusion with patency of ICA, ECA, and
distal CCA or carotid bulb leading to ICA fi lling by ret-
rograde ECA fl ow (Fig. A5.67; see also Video
A5.9).
ECA
ICA
Fig. A5.67 Left: Ce-MRA coronal view revealing a midpart CCA occlusion (arrow). Note the marked ECA fl ow (curved arrow) indicat-
ing fi lling of the ICA. There is only a mild decrease of ICA diameter,
which suggests a good collateral fi lling (arrows). Right: Extracranial
duplex. Color-mode image, longitudinal plane and Doppler spectrum analysis: Top: Retrograde ECA fl ow (90/45 cm/s). Bottom:
Antegrade ICA fi lling (56/18 cm/s). Both vessels show a marked
poststenotic fl ow pattern. Note the bidirectional fl ow in the distal
CCA, also fi lled up by the ECA (arrowhead).
In the latter, the retrograde ECA fl ow either derives from
ipsilateral VA anastomoses or from ECA anastomoses, e.g.,
via the superior thyroid artery, and its anastomoses to the
contralateral ECA may be observed. In distal CCA occlusion, thrombus formation starting from the occlusion site
advances in a stepwise manner toward the CCA origin at
the aortic arch. For further details of CCA occlusion, see
Case 3 and Case 30.
ECA Stenosis and Occlusion
ECA stenoses and occlusions are usually of little clinical
relevance. Only in severe steno-occlusive ICA disorders
might a hemodynamically relevant ECA stenosis be of interest, if it serves as a collateral pathway via a retrograde
OA. Then it might not only have a direct eff ect on cerebral
perfusion but might also be a possible source of cerebral
emboli. Patients being considered for extra-intracranial
bypass surgery, e.g., in extracranial ICA occlusion, also
require diligent ECA evaluation. If the ECA is already activated as a collateral (via a retrograde OA), an ECA bypass
operation cannot be performed. For ultrasound evaluation of ECA stenoses the same general diagnostic criteria
as in ICA stenosis can be applied. Main stem ECA stenoses
can be graded according to the peak systolic velocity into
moderate (140 ± 49cm/s) and high-grade stenoses (230
± 95 cm/s) (Päivänsalo et al 1996). High fl ow velocities
may, however, also be found in nonpathologic conditions
and should therefore be interpreted with caution. Only
Fig. A5.68 Left: Doppler spectrum analysis with a turbulent fl ow
signal and increased velocity in moderate ECA stenosis (fl ow veloci-
ty 190/20 cm/s). Right: Corresponding color-mode image. Aliasing
phenomenon at the ECA origin. Note the superior thyroid artery
(arrow).
if an evident lumen reduction or spectral broadening
and turbulence are visible a stenosis can be diagnosed
(Fig. A5.68). In hemodynamically relevant ECA stenoses
a poststenotic fl ow pattern has to be present (Fig. A5.69).
ECA occlusions are usually well compensated for by the
available collaterals and might easily be overlooked if distal segments are aff ected and the main stem is spared.
Extracranial Posterior Circulation
VA Stenosis
V0/V1-VA: The origin of the VA is considered to be
the second most common location of atherosclerotic
s t e n o s i s . I n c o n t r a s t w i t h t h e I C A o r i g i n , h o w e v e r , t h e

134 5 Vascular Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Fig. A5.69 Left: DSA, elective CCA injection, lateral view, revealing
a pronounced ECA stenosis (arrow). Right: Ex tr ac ra ni al du pl ex of t he
ECA, longitudinal plane, Doppler spectrum analysis on the left, corresponding color-mode image on the right. Top: Intrastenotic turbulent fl ow and increased velocity (350/88 cm/s). Note the tapping
eff ects assuring the ECA insonation. Middle: Serrated fl ow signal
indicating proximal high-grade stenosis. Bottom: Poststenotic fl ow
pattern further distal of the stenosis.
Fig. A5.71 Left: Contrast-enhanced MRA, oblique projection: VA
origin stenosis (yellow circle). Right: Extracranial duplex. Top: Longitudinal plane, color-mode image of the SA, V0-VA, and V1-VA.
Note the color-aliasing at the VA origin (arrow). Bottom: Doppler
spectrum analysis, intrastenotic fl ow velocity 134/43 cm/s, meas-
ured with angle correction because of the straight vessel course.
Fig. A5.70 VA o rig in (yel low cir cle) . Left: Contrast-enhanced MRA,
coronal MIP aggravating a stenosis at the VA origin. Right: CTA, coronal MIP demonstrating a calcifi ed plaque but no relevant stenosis.
(Duplex sonography of VA origin was not possible because of its
deep origin from the SA.)
VO-VA
SA
V1-VA
VA
Fig. A5.72 Extracranial duplex, longitudinal plane: Left: Colormode image of the V0-VA and V1-VA segments. Note the color-aliasing at the VA origin (arrow). Right: Top: Doppler spectrum analysis
and color-mode image of the V0-VA segment: 186/19 cm/s.
Bottom: V1-VA segment distal to the stenosis: 64/25 cm/s with a
mild poststenotic fl ow pattern. Velocity ratio: 2.9. Considering the
criteria of Hua et al (2009) a ≥50% stenosis can be assumed. Note
the problematic angle correction in the elongated vessel segment.
V0/V1 segment is less easily accessible to duplex ultrasound due to its anatomic location behind the clavicle (for further details, see Chapter 2, “V0/V1 Segment”
under “Special Arterial Anatomy and Ultrasound Anatomy”). This may be the main reason why established
ultrasound grading criteria are missing. Compared with
ce-MRA and CTA, duplex ultrasound is clearly less sensitive in detecting a stenosis of the VA origin (Khan et
al 2009). MRA tends to overestimate VA stenosis or
to consider a stenosis in an otherwise normal vessel
(Fig. A5.70). Even in those cases with an ultrasound-detectable VA origin, plaque visualization or measurement
of vessel diameter is usually not possible. In terms of
the multiparametric approach to grading stenoses de-
scribed earlier, raised velocities and intrastenotic fl ow
turbulences may be observed in stenosis even below
50%. Poststenotic fl ow patterns, especially an increased
AT, can be expected in hemodynamically relevant stenoses of more than 70–80% which may become more obvious in more distant VA segments (see Fig. A5.44). In
hemodynamically relevant stenosis, a secondary distal
VA fi lling may be observed via small cervical branches
of the ECA (see also “VA Occlusion” under “Extracranial
Pathology” below). If either both VAs have a large caliber or a stenosis occurs in a unilaterally hypoplastic vessel, a marked increase of fl ow velocity may be absent as
the contralateral or dominant VA compensates for it. In
contralateral VA hypoplasia or when the contralateral VA

135Arterial Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
BA
C
Fig. A5.73 (A) Contrast-enhanced MRA, lateral projection: V2VA s teno sis (ar row) . (B,C) Extracranial duplex, longitudinal plane.
(B) Color-mode image and Doppler analysis proximal to the stenosis (fl ow velocity 76/17 cm/s). (C) Color-mode image and Dop-
pler analysis within the stenosis (fl ow velocity 319/61 cm/s). The
velocity ratio (pre- and intrastenotic) is 4.2. Also note the mildly
increased prestenotic pulsatility, altogether indicating a hemodynamically relevant stenosis of at least 70–80%. A poststenotic vessel
segment was not studied.
A
C5
C6
C5
C4
C4
C3
Fig. A5.74 Extracranial duplex of the V2-VA, longitudinal plane,
Doppler spectrum analysis on the left, corresponding color-mode
image on the right. Top: Intrastenotic turbulent fl ow and increased
velocity (295/49 cm/s) in the proximal V2-VA between the transverse processes of C5 and C6. Middle: ser rated fl ow signal between
C4 and C5 (93/24 cm/s). Bottom: Mild poststenotic fl ow pattern
(increased AT, decreased PI) between C3 and C4 (67/24 cm/s) indicative of a hemodynamic relevant proximal high-grade stenosis.
B
Fig. A5.75 Extracranial duplex, longitudinal plane, color-mode
image and corresponding Doppler spectra in V0/V1 occlusion.
(A) Absent color fi lling and absent Doppler spectrum in the V0-VA
segment. (B) Normal color signal and Doppler spectrum of the SA
in the same patient.
has a PICA termination without relevant BA communication, the specifi c criteria of stenosis should be eff ective
(Fig. A5.71 and Fig. A5.72). Several groups have published
reference data for proximal VA stenosis, usually comparing them with results from conventional angiography;
the largest set included 247 proximal VA segments. Best
correlation was found with the peak systolic velocity
yielding an accuracy of 94.5%, 96.2%, and 88.7% for the
diagnosis of <50%, 50–69%, and 70–99% stenosis. The
velocity ratio comparing the intrastenotic systolic fl ow
velocity and the velocity in the V2 segment may also be
helpful (Hua et al 2009).
The reported cut-off values were:
• <50% stenosis: ≥85 cm/s, ratio ≥1.3
• 50–69% stenosis: ≥140 cm/s, ratio ≥2.1
• 70–99% stenosis: ≥210 cm/s, ratio ≥4.0.
Lower thresholds for the assessment of a ≥50% stenosis with a peak systolic fl ow velocity of 114 cm/s and
108 cm/s have been reported by other groups (Koch et al
2009b, Yurdakul and Tola 2011). For further details, see
Case 12, Case 23, and Case 45.
V2-VA: Stenoses of the V2-VA segment are rare, but in
contrast to the VA origin (V0 segment) they are usually well accessible to duplex ultrasound. Because of this
segment’s deep location and the small vessel size, it is
not possible to measure the diameter or cross-sectional area in most instances. For assessment of stenosis,
identical criteria as for the V0-VA segment are applied.
Angle correction is usually possible and should be applied (Fig. A5.73; see also Video
A5.10). Evaluation
of the prestenotic V1-VA segment as well as of the
poststenotic vessel segment should be attempted and
is feasible in most cases (Fig. A5.74). To assess the dimension of the stenosis, the velocity of the proximal
VA can b e r ecor ded t o c alculat e a pr e- a nd in trast enot ic
ratio (Alexandrov 2013).
V3-VA: Similar criteria apply to V3-VA stenoses which
occur more frequently than those in the V2-VA segment especially in dissection but also in atherosclerotic
pathologies. Exact angle correction is usually not possible
because of its tortuous vessel course.

136 5 Vascular Pathology
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All rights reserved. Usage subject to terms and conditions of license.
A
Fig. A5.76 (A) DSA, selective SA fi lling, posteroanterior view:
Proximal VA occlusion (arrow). (B–D) Extracranial duplex, longitudinal plane, proximal V2-VA segment. (B) B-mode image: Typical image constellation with bilateral acoustic shadowing from
the transverse processes between C5 and C6 and the hypoechoic
signal of the VA. Dashed line: Estimated VA diameter. (C) Colormode image demonstrates a missing color-fl ow signal within the
occluded VA but a preserved fl ow signal in the vertebral vein. Long
and short dashed lines: Initially estimated and real diameter of the
VA, re spec tiv ely. (D) Doppler spectrum of a normal vertebral vein.
B
D
C
VA Occlusion
The analysis of VA occlusions requires specifi c anatomic
knowledge to avoid diagnostic errors. In general, proximal and distal VA occlusions should be distinguished. The
latter should be further separated into occlusion sites
above or below the PICA origin. As in the diagnosis of ICA
occlusion, an occluded vessel might be depicted by colormode sonography with absent color and Doppler signals
(Fig. A5.75). Within the V1- and V2-VA segments the usually preserved blood fl ow of the concomitant vertebral
vein might be an additional diagnostic aid (Fig. A5.76).
In contrast with the extracranial ICA, which does not
show secondary fi lling from extracranial collaterals, the
VA h as n um er ou s s egm en ta l c er vi ca l a na st om os es a t al l
levels of its extracranial course which potentially serve
as collaterals and usually prevent occlusion over its entire length. These are anastomoses from the thyrocervical
trunk and muscular rami of ECA branches, especially from
the occipital artery. Rarely, spinal rami of the contralateral
VA al so p ar ti ci pa te in t he co ll ate ra l b lo od s up ply . I n c as e
of a proximal VA occlusion these collaterals, depending
on their quantity and quality, may cause a secondary VA
fi lling with “postocclusional” VA fl ow of varying mag-
nitude detectable in the distal VA segments (Fig. A5.77,
Fig. A5.78, Fig. A5.79). In the presence of two equivalent
VAs, the above-mentioned collateral pathways are rarely of
importance as the contralateral VA will provide the blood
supply to the posterior circulation and also retrograde via
a vertebro-vertebral overfl ow toward the PICA of the af-
fected VA. However, in case of contralateral VA hypoplasia
or PICA termination, the extracranial anastomoses become
relevant. The distal VA fl ow is then usually anterograde
with a typical poststenotic fl ow pattern. Although the
term “poststenotic” seems slightly inaccurate in a vessel
segment distal to an occlusion, we suggest its use nevertheless, as it clearly illustrates the common problem of hemodynamic impairment in stenoses and occlusions.
3
2
1
Fig. A5.77 Left: DSA, selec tive t hyro cer vic al t runk fi lling, LAO view.
Proximal VA occlusion. Secondary segmental collateral fi lling of the
V2- and V3-VA segments from numerous muscle anastomoses. 1,
2, and 3 indicate corresponding VA segments in the duplex images.
(1–3) Extracranial duplex, longitudinal plane. (1) V2-VA with minimal systolic and absent diastolic fl ow; (2) Muscle branch anastomo-
sis (fl ow velocity 25/10 cm/s); (3) V3-VA with a poststenotic fl ow
pattern and low fl ow velocities of V3-VA (fl ow velocity 16/5 cm/s).
3
2
1
Fig. A5.78 Left: Ce-MRA, coronal MIP, anterior and oblique projection: Bilateral proximal VA occlusion with secondary V2- and V3-VA
segmental fi lling (mainly on the left side) from muscle anastomoses
via the thyrocervical trunk. Right: Extracranial duplex, longitudinal
plane, color-mode images with corresponding Doppler spectra.
1 Proximal V2-VA with minimal fl ow: 10/3 cm/s; 2 Muscle branch
anastomosis corresponding to the visible MRA branches, fl ow ve-
locity: 52/23 cm/s; 3 Distal V2-VA with poststenotic fl ow pattern:
28/9 cm/s. In this case the PCA territories are fed by the PCoA of
both sides (not shown).
A distal extracranial VA occlusion proximal to the PICA
origin in contrast causes a stump signal, a highly pulsatile
fl ow signal with absent end-diastolic fl ow or a biphasic
or triphasic waveform comparable to an ECA branch, as
its communication to these vessels usually remains open
(Fig. A5.80). Again, it is important to mention that the en-
tire length of the VA up to the occlusion site remain open
because of the rope ladder–like anastomoses with ECA
branches. In a study including 10 distal VA occlusions proximal to the PICA origin, all subjects had an open V2-VA with

137Arterial Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
3
2
3
1
2
1
Fig. A5.79 Left: DSA, selective right VA fi lling, posteroanterior view.
Occlusion of left proximal VA. The right VA ends as posterior inferior
cerebellar artery. Note the secondary collateral fi lling of the left VA via
numerous segmental spinal anastomoses from the right VA (arrows).
Right: Extracranial duplex, longitudinal plane, color-mode image
and corresponding Doppler spectra. 1 Proximal left V2-VA (fl ow ve-
locity: 18/9 cm/s); 2 Left midpart V2-VA (fl ow velocity: 22/10 cm/s);
3 Distal left V2-VA (fl ow velocity: 27/10 cm/s). Note the improving
fl ow in distal segments with increasing number of collaterals.
a diastolic zero fl ow (Saito et al 2004). Not only from a ra-
diologic point of view but also considering clinical aspects,
it has to be emphasized that the term “VA occlusion” alone
is not suffi cient but has to be complemented by the exact
location of the occlusion and the information about possible
secondary VA fi lling by collaterals distal to the occlusion. For
further reading, see also Case 19, Case 35, and Case 41.
A special and rare condition aff ecting the middle or
distal VA has to be mentioned. In the so-called “bowhunter syndrome” occlusion or stenosis of one VA occurs
during head rotation. In case of a contralateral occlusion,
hypoplasia, or PICA-ending VA variant without collateral
fl ow through one or both PCoAs, vertebrobasilar ischemia
may occur. Patients usually report dizziness or vertigo,
and also sensorimotor symptoms during head rotation.
Ultrasound during head rotation may then show dynamic fl ow changes with either stepwise reduced blood fl ow
velocities or even signal loss in the PCA, BA, or VA (Iguchi
et al 2006, Sturzenegger et al 1994).
SA Proximal Stenosis and Occlusion
Direct signs of a hemodynamically relevant SA stenosis
>50% are, as in all other arteries, raised fl ow velocities
and a turbulent fl ow, which is often diffi cult to directly
assess. In stenoses >70–80% and in proximal SA occlusion
indirect hemodynamic signs can be observed within the
d e p e n d e n t a x i l l a r y , b r a c h i a l , a n d r a d i a l a r t e r i e s . T h e s e v e s sels then show a poststenotic fl ow pattern, i.e., a delayed
systolic fl ow rise, reduced fl ow velocities, and a change
from the typical triphasic fl ow profi le to a bi- or monopha-
sic fl ow signal. If a biphasic waveform is present on both
sides the interpretation should be more cautious. A characteristic and pathognomonic sign of proximal high-grade
SA stenosis or occlusion is a fl ow alteration within the
ipsilateral VA, which may serve as collateral for the blood
supply of the arm. The fi nding is called a “subclavian steal
phenomenon” if no clinical signs are present. If there are
Fig. A5.80 Left: DSA, selective VA fi lling, lateral view: Distal V3-VA
o c c l u s i o n ( a r r o w ) . N o t e t h e o n l y o u t fl ow pathway via a muscle supply-
ing arterial branch presumably from the occipital artery. Right: Extracranial duplex of V2-VA with normal diameter of 4.0 mm (contralateral
side 3.8 mm, not shown), longitudinal view: preserved color signal but
highly pulsatile fl ow on Doppler spectrum analysis with small retro-
grade fl ow component and no end-diastolic fl ow (58/0 cm/s) indicat-
ing that this vessel does not participate in brain perfusion and strongly
suggestive of VA occlusion proximal of the PICA origin.
cerebral or brachial symptoms the term “subclavian steal
syndrome” should be used (Fig. A5.81 and Fig. A5.82). The
left side is mostly aff ected in a ratio of ~4:1; this is usually
explained by the acute angle of origin of the left SA which
increases fl ow turbulence and accelerates atherosclerosis
(Labropoulos et al 2010, Nicholls et al 1991). In patients
with the rare variant of a left VA originating directly from
the aorta, no subclavian steal can be observed.
Three main grades of hemodynamic compromise can
be distinguished which in part depends on the grade of SA
stenosis: 1, a reduced systolic fl ow (systolic deceleration);
2, an alternating (biphasic) fl ow with the retrograde fl ow
in the systolic phase; and 3, a constant retrograde fl ow
in the ipsilateral VA may be observed. According to the
extent of the collateral fl ow the subclavian steal can be
graded as grade 1, incipient; grade 2, incomplete; and
grade 3, complete (Fig. A5.83 and Fig. A5.84). For further
reading, see Case 23 and Case 28.
Brachiocephalic Trunk Stenosis (BCT)
Occlusive disorders of the brachiocephalic trunk (BCT) also
called the brachiocephalic or innominate artery, are rare,
occurring in less than 0.1% of patients routinely examined
in a large Doppler laboratory (Brunhölzl and von Reutern
1989). Duplex ultrasound usually reveals a complete or partial steal phenomenon in the right VA and varying hemodynamic consequences in the right-sided carotids (CCA, ICA,
ECA) (Fig. A5.85). A study including 12 patients with a BCT
stenosis >70% diagnosed by catheter or MR angiography reported a complete resting VA fl ow reversal (steal grade 3)
in eight patients and a bidirectional fl ow (steal grade 2) in
the remaining four. Complete reversal of carotid fl ow was
seen in one patient only. A systolic deceleration (steal grade
1) in at least one of the carotid arteries was seen in all remaining 11 patients, mainly observed in CCA (8/11 = 73%),
ICA (10/11 = 91%), and ECA (3/11 = 27%). No correlation was
seen between degree of stenosis and the Doppler fi ndings

138 5 Vascular Pathology
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
BA
Fig. A5.81 Schematic of the two main variants of collateral fl ow
in case of a subclavian steal phenomenon. (A) Vertebro-vertebral
overfl ow (regular type). (B) ICA-VA overfl ow (in cases with addition-
al contralateral VA pathology). Further rare collateral variants have
been described with conventional angiography, diffi cult to assess
with ultrasound.
BA
SA-R
V2-V
A-R
V2-VA-L
SA-L
R
Fig. A5.82 Subclavian steal phenomenon in left proximal SA occlusion. Left: DSA, selective right VA fi lling, posteroanterior view. Ver-
tebro-vertebral contrasts overfl ow from right to left. Right: Doppler
spectrum analysis. SA-R: Right SA with normal triphasic fl ow signal.
V2-VA-R: Strong antegrade VA signal. V2-VA-L: Retrograde verte-
bral fl ow, which corresponds to a complete subclavian steal phe-
nomenon grade 3. SA-L: Monophasic poststenotic distal SA signal.
Increasing proximal subclavian stenosis/occlusion
N
L
C
Fig. A5.83 (A,B) V2-VA duplex sonography, longitudinal plane,
color-mode image, revealing an alternating fl ow signal with a ret-
rograde systolic fl ow (A) and an antegrade diastolic fl ow (B) in the
aff ected V2-VA corresponding to an incomplete subclavian steal
phenomenon grade 2. (C) Corresponding Doppler spectrum showing the biphasic fl ow during three cardiac cycles.
by this group (Grant et al 2006). Other authors proposed
a classifi cation according to the severity of hemodynamic
changes. Type I presents a steal phenomenon (grade 1 or 2)
in the right VA and minor changes in the carotid arteries,
type II shows at least a grade 2 VA steal and a grade 1 steal
in the carotid arteries, and for type III an additional carotid steal grade 2 or 3 has to be present (Brunhölzl and von
Reutern 1989). Patients have a high incidence of clinical
manifestations ranging from 50 to 75% and referable to both
the posterior circulation (syncope and cerebellar infarcts)
and the anterior circulation (right-sided amaurosis fugax or
stroke) which may partly be explained by concurrent ipsilateral ICA disease (Brunhölzl and von Reutern 1989, Grant
et al 2006). In patients with sustained clinical symptoms,
stenting or angioplasty of the stenosis may be a therapeutic
option (van Hattum et al 2007).
Systolic
N
Fig. A5.84 Ta bl e o f V 2-V A D op p le r fl ow spectrum fi ndings in in-
creasing grade of subclavian steal (grades 1–3). N = normal.
slowing
Grade 1:
beginning
subclavian steal
Alternating
flow
Grade 2:
incomplete
subclavian steal
Retrograde
flow
Grade 3:
complete
subclavian steal
Intracranial Pathology
Stenoses
Intracranial atherosclerosis (ICAS) is the leading cause of
stroke worldwide as it is of greater importance in Asian
populations compared with the white population (Gorelick et al 2008). ICAS has been estimated to account for
40–60% of stroke and TIA in Asian populations (J.T. Kim
et al 2006, Wong 2006). In asymptomatic subjects, the
prevalence of MCA stenosis as one vascular risk factor
was found to be as high as 12.6% (Wong et al 2007). In
Asian stroke patients, the prevalence of intracranial stenosis is twice as high as the prevalence of extracranial
stenoses (Tan et al 2005). Black people also seem to have
a high prevalence of intracranial lesions (McGarry et al
1985). However, even in white people ICAS was seen
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