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89Parameters of Cerebral Hemodynamics
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
in our case series led, as hypothesized, to a distinct
decrease in CBF and increased CCT but only to a nonsignificant trend toward a reduced CBV. As a simple
bedside test, the method has the potential to help char-
acterize the hemodynamic state of patients in danger
of raised intracerebral pressure, such as those with
head trauma, intracranial hemorrhage, or global cerebral hypoxia.
Table A3.3 Cerebral blood volume (CBV) data. Depending on the method used, either relative (/100 g) or global values are given. Values
in italics are calculated data, assuming an average brain weight of 1,400 g (Ho et al 1980).
Authors Method CBV/100 g Global CBV
Nylin et al 1961
32
P erythrocytes 6.9 mL 97 ± 6 mL
Grubb et al 1978 PET 4.3 ± 0.4 mL 60 mL
Phelps et al 1979 PET 4.2 ± 0.4 mL 59 mL
Sakai et al 1985 SPECT 4.8 ± 0.4 mL 67 mL
Reinstrup et al 2001 SPECT 4.3 ± 0.6 mL 60 mL
Steiger et al 1993 CT 5.8 ± 1.2 mL 82 mL
Muizelaar et al 1997 CT 6.1 ± 0.9 mL 85 mL
Rempp et al 1994 MRT 6.6 mL 92 mL
Vonken et al 1999 MRT 5.6 mL 78 mL
Elwell et al 1994 NIRS 2.9 ± 1 mL 41 mL
Doepp et al 2003 Ultrasound 5.5 mL 77 ± 13 mL
X. Liu et al 2014 Ultrasound 5.3 mL 74 ± 19 mL

90
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
4
Pathogenesis of Stroke
Arterial Ischemia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
Pathophysiology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
Classifi cation of Arterial Stroke . . . . . . . . . . . . . . . . . . . 91
Microembolic Signals . . . . . . . . . . . . . . . . . . . . . . . . . 100
Arterial Ischemia
Pathophysiology
The pathophysiologic correlate of cerebral ischemia is the
inadequate delivery of glucose and oxygen to the brain.
This is caused by a critical reduction of cerebral blood
fl ow (CBF), mostly due to occlusion of a brain-supplying
vessel. On the basis of early animal studies (Astrup et al
1981, Heiss 1983) and positron emission tomography
(PET) analyses in acute stroke patients (Baron 1999) a
“three-compartment” model of stroke comprising different degrees of CBF reduction has been developed.
The three compartments of the model are the ischemic
core, the penumbra, and a surrounding region of oligemia
(Fig. A4.1). Normal CBF is ~50–60 mL/100 g per minute
(Kety 1950). CBF within the ischemic core is <20% of
Fig. A4.1 Schematic of the three compartments of cerebral
ischemia: 1 = ischemic core (CBF <10 mL/100 g per minute);
2 = penumbra (CBF 10–20 mL/10 0 g per minute); 3 = oligemia (CBF
20–50 mL/100 g per minute).
Spontaneous Microemboli . . . . . . . . . . . . . . . . . . . . . . 100
Detection of Microemboli in Patent
Foramen Ovale . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
Venous Ischemia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
normal values (<10 mL/100 g per minute) which leads
to irreversible tissue damage. The core is surrounded
by the penumbra—an inhomogeneous zone with a crit-
ical reduction down to 20–40% of normal CBF values
(10–20 mL/100 g per minute), which is below the func-
tional threshold but above the threshold for morphologic
integrity. Depending on the pace and magnitude of rep-
erfusion and the functionality of collaterals, the fl ow in
the penumbra may either completely normalize without
induction of structural damage and with improvement of
clinical symptoms, or it may further decrease and lead to
an enlargement of the ischemic core. The penumbra itself
is surrounded by a region of oligemia with only mildly
reduced CBF values (20–50 mL/100 g per minute) which
is equally infl uenced by the above factors. In addition, the
time factor is as important as the magnitude of hypoper-
fusion. Within 3 hours of stroke onset a penumbra can be
found in the majority of patients which may persist for
more than 16 hours (Baron 1999), but may also last for
more than 24 hours as we know from clinical experience.
For analysis of the ischemic penumbra in a clinical
setting, magnetic resonance imaging (MRI) using diff u-
sion-weighted imaging (DWI) and perfusion-weighted
imaging (PWI) has almost completely replaced the PET
technique. The MR-defi ned penumbra is determined by
the mismatch between the area of impaired diff usion
(i.e., ischemic core) and the area of impaired perfusion
(DWI–PWI mismatch). However, there are some meth-
odological peculiarities of MRI that need to be consid-
ered. Not all areas with impaired diff usion will result
in infarction. In fact, there is some regression of the
MRI-defi ned infarct core in up to 20% of cases within
a 6-hour time window (Fiehler et al 2004). Further-
more, MRI and PET-defi ned penumbra is not congruent
although an MRI-determined time-to-peak (TTP) de-
lay between 4 and 6 seconds seems to correspond well
with a PET-derived CBF <20 mL/100 g per minute (Heiss
et al 2004).

91Arterial Ischemia
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Despite these shortcomings, the MRI mismatch con-
cept allows us to suffi ciently identify the brain tissue
with critically low perfusion and therefore enables selection of patients with regard to intravenous thrombolysis
within the 4.5–6-hour time window.
In contrast with myocardial ischemia, in which local
atherosclerotic vessel wall disease is practically the only
underlying pathomechanism, in ischemic stroke a variety
of etiologies have to be considered. Cerebral ischemia can
be classifi ed according to several diff erent criteria, e.g.,
by the temporal pattern, by the infarct pattern, by the
a ff ected vascular territory, by its etiology, and fi nally by
its pathogenesis. Usually all these criteria will be incorporated into the fi nal diagnosis, although an exact classifi -
cation is not always possible. Also, stroke mimics such as
migraine with aura, Todd paresis following focal seizures,
peripheral vestibular syndromes, neuropathies, acute
hypoglycemia, and cerebral venous thrombosis may be
challenging, especially in the acute stage of the disease.
The following section presents the diff erent approaches
to stroke classifi cation.
Classifi cation of Arterial Stroke
Temporal Pattern
The temporal pattern is an important aspect from both
the clinician’s and the patient’s perspective. If clinical
symptoms completely cease within 24 hours of stroke onset, the episode is defi ned as a transient ischemic attack
(TIA), whereas persisting symptoms are defi ned as a com-
pleted stroke. The concept of a reversible ischemic neurologic defi cit (RIND)—symptoms that do not last longer
than 7 days—has been abandoned as it falsely suggests
transient ischemia without a morphologic correlate. The
defi nition of a TIA, which was developed at a time when
the current imaging methods were not available, is also
under critical review now, as it suggests that no structural damage has occurred. The term “acute cerebrovascular
syndrome,” analogous to the “acute coronary syndrome,”
was recently proposed by Japanese groups instead of the
term TIA (Okada 2014). MRI sequences, including DWI,
show that small structural lesions can be found in up to
60% of cases after a TIA (Brazzelli et al 2014). TIA-related
DWI abnormalities are associated with prolonged duration of TIA (Inatomi et al 2004). Although they may regress completely in a short time (Carpentier et al 2012),
their presence indicates a higher risk of subsequent stroke
(Redgrave et al 2007). In addition, the arbitrary 24-hour
cut-off seems problematic. About half of all TIAs are lim-
ited to 30 minutes duration. If the symptoms last longer
than an hour, the probability of a clinical defi cit that will
persist beyond the 24-hour cut-off reaches 86% (Levy
1988). Furthermore, the start of symptoms may represent
not the onset of vessel occlusion but the onset of collateral
failure, which also indicates the need to redefi ne our con-
cepts of cerebral ischemia by shifting from a clinical timebased to a morphology-based view of stroke.
Nevertheless, the term TIA is of great practical importance as it points out the risk of developing a subsequent
completed stroke and therefore requires urgent etiological clarifi cation. In a meta-analysis of patients with
completed stroke, 23% reported a prior TIA. Of these, 43%
had their last TIA within the week before and 17% on the
day of the completed stroke. The TIAs and the subsequent
strokes were mostly located within the same vascular
territory (Rothwell and Warlow 2005). The risk of having
a completed stroke after TIA is especially high in patients
with an intracranial vessel occlusion or with a lesion on
DWI MRI. Coutts et al (2005) found that the 90-day stroke
risk in patients without intracranial vessel occlusion and
without a DWI lesion was 4.3%, increasing to 10.8% in
those with a positive DWI fi nding alone and to 32.6% in
those with an additional intracranial vessel occlusion.
The overall 90-day stroke risk was 11.7%. In patients with
a symptomatic ICA stenosis the 90-day stroke risk was
20.1% after a hemispheric TIA (Eliasziw et al 2004). Based
on clinical data alone and considering age (A), blood pressure (B), clinical signs (C), duration of symptoms (D), and
diabetes (D) an ABCD2 score was developed (Johnston
et al 2007). The stroke risk after a TIA within 2 days was
highest with 8.1% probability in patients aged 60 years or
over with vascular risk factors, motor symptoms, and duration longer than 1 hour. Considering the heterogeneous
data it becomes clear why the current concept of TIAs is
under debate. A useful proposition might be to limit the
diagnosis of TIA to neurologic defi cits persisting less than
1 hour and in those in whom DWI MRI does not depict
structural lesions (Albers et al 2002).
Infarct Pattern and Vascular Territory
Stroke requires cerebral imaging. In most places the fi rst
imaging modality is cranial CT (CCT) which is often followed by cerebral MRI. CCT is a well-established method of excluding intracranial bleeding (e.g., intracerebral
hematoma, subarachnoid hemorrhage, subdural and
epidural hematoma) which can be found in up to 15% of
stroke patients. More recently, MRI with its blood-sensitive susceptibility weighted and T2* weighted, as well
as fl uid attenuated inversion recovery (FLAIR) sequences,
have been shown to be able to detect intracranial hemorrhage with a sensitivity equal to that of CCT or even better. CCT, and better MRI, allow classifi cation of ischemic
infarcts according to their pattern and corresponding
v a s c u l a r t e r r i t o r y . W e c o n s i d e r t e r r i t o r i a l i n f a r c t i o n s ,
lacunar infarctions, and border zone infarctions as
i n d e p e n d e n t e n t i t i e s ; t h e l a t t e r m a y d e v e l o p w i t h i n o n e
vascular territory or between several vascular territories.
Territorial Infarction
The brain comprises circumscribed regions that are supplied with blood via one main artery and its tributaries
(Fig. A4.2). The classic concept that blocking a certain ar-
tery leads to infarction of the complete territory of supply
has been refuted. Due to the extensive pattern of extra- and
intracranial collateral fl ow a territorial infarct may there-
fore either incompletely (partial territorial infarction) or
completely (total territorial infarction) involve the area
of a brain-supplying artery. The underlying pathogenesis
in these cases is an intracranial arterial occlusion of the
dedicated artery. In elderly patients these occlusions are
mostly of embolic nature, for example deriving from a

92 4 Pathogenesis of Stroke
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Anterior cerebral artery (ACA)
Middle cerebral artery (MCA)
Posterior cerebral artery (PCA)
Anterior choroidal artery (AChA)
Fig. A4.2 Schematic of the arterial territories of the brain.
Left: Axial plane. Right: Coronal plane. (Adapted from Duus et al
2005.).
cardiac source or from upstream macroangiopathic vessel wall alterations. However, an in-situ atherothrombosis
on the basis of preexisting macroangiopathy may also be
present (Lhermitte et al 1970). In younger patients rare
conditions such as vasculitis, dissection, and vasoconstriction or nonatherothrombotic in-situ thrombosis with
underlying genetic predisposition have to be considered.
The infarct size depends on several factors. In cases with an embolic event the location of the occlusion
(proximal or distal), the duration of the occlusion, and
the quality of the leptomeningeal collaterals (LMC) determine the dimension of the induced lesion; for further
details about leptomeningeal collaterals, see Chapter 5,
“Secondary Collaterals (Ophthalmic Artery and Leptomeningeal Collaterals)” under “Intracranial Collateral Pathways”/“Intracranial Collateral Pathways in ICA Occlusive
Processes.” In the following, examples are given of the
most commonly aff ected intracranial artery, the middle
cerebral artery (MCA). In case of a main-stem M1-MCA
occlusion, which includes the lenticulostriate arteries
(LSAs), total MCA territorial infarction will occur if timely
r e c a n a l i z a t i o n d o e s n o t o c c u r a n d i f t h e L M C a r e i n s u f fi cient (Fig. A4.3). If good LMC are present, the infarct
size may—despite an identical location of the occlusion—
be restricted to the striatocapsular area. In M1-MCA
occlusion, this region is almost always aff ected as the
LSAs supply blood to end zone territories that are not
reached by other vessels (Fig. A4.4). Occasionally, LSAs
may in part or completely arise from a proximal M2-MCA
branch, especially if the M1 segment is short, in which
case an M1-MCA occlusion might not aff ect the basal gan-
glia. In between these two extremes diff erent patterns of
partial territorial infarctions with variable sizes, with or
without subcortical involvement, can be observed in patients with a proximal MCA occlusion. Preserved “cortical islands” that derive their blood supply from LMC are
a frequent fi nding (Fig. A4.5). In case of an M1-MCA oc-
clusion distal of the LSA origin, the basal ganglia will be
preserved. In a “best case scenario” a circumscribed distal
M1-MCA occlusion could be endured without infarction—
but only in the case of excellent leptomeningeal blood
supply and if embolus fragments have not migrated into
Fig. A4.3 Var iants o f MC A terri torial infa rcti on in p roxim al
M 1 - M C A o c c l u s i o n . C r a n i a l C T , a x i a l p l a n e . ( A) Hyperdense media
sign (arrow). (B) Complete MCA infarction.
AB
Fig. A4.4 Var iants o f MC A terri torial infa rcti on in p roxim al
M 1 - M C A o c c l u s i o n . C r a n i a l C T , a x i a l p l a n e . ( A) Hyperdense media
sign (arrow). (B) Partial MCA infarction leading only to a large
s t r i a t o c a p s u l a r i n f a r c t .
Fig. A4.5 Variants of MC A terr itorial i nfarc tion in proxi mal M1-M CA
occlusion. (A) Cerebral DW MRI, axial plane. Large MCA infarct with
a vital parenchymal “island.” (B) Cerebral MRI, FLAIR image, axial
plane. Large MCA infarct predominantly within the frontal and
parietal opercula sparing most of the temporal parenchyma.

AB
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
93Arterial Ischemia
Fig. A4.6 Varian ts of MC A terr itorial infa rction in dista l M1-M CA
occlusion. Cerebral DW MRI, axial plane. (A) Partial, predominantly
subcortical MCA infarct with spots of cortical involvement. (B) Partial MCA infarct aff ecting mainly the insula and sparing the basal
ganglia.
the periphery. Most commonly, however, an inhomogeneous partial territorial infarct is seen, involving a variable amount of the corresponding cortex (Fig. A4.6).
Apart from large and almost total striatocapsular infarction other subcortical infarct patterns may also occur in
the centrum semiovale which may be diffi cult to distin-
guish from lacunar stroke (Wessels et al 2005). If an MCA
branch occlusion is present, the size (large or small) and
extent (complete or incomplete) of infarction depends on
the site of occlusion and the time-course of recanalization (Fig. A4.7). Because of their mostly clear localization,
supratentorial infarctions are usually named according to
the aff ected vascular territory.
The distribution pattern of strokes in the anterior and
posterior circulation roughly resembles the relation of
both territories with regard to the total CBF. In a clinically
orientated, community-based study of 675 patients, 68%
of territorial infarctions were assumed to aff ect the anteri-
or and 32% the posterior circulation (Bamford et al 1991).
An identical proportion (68%) of strokes in the anterior circulation was found in the hospital-based Lausanne stroke
registry, which included 1,000 consecutive stroke patients
who underwent CCT diagnostics. Distribution of infarcts
within the anterior circulation was as follows: 96% within
the MCA, 3% within the ACA, and 1% combined within the
MCA and ACA territories. Embolic ACA infarctions are rare
because of the ACA’s unfavorable angulation at the distributary from the terminal ICA. Emboli therefore tend to
follow the fl ow into the MCA. Large ACA vessels, e.g., also
feeding the contralateral ACA or having a diameter similar to the ipsilateral MCA or larger, favor emboli into the
ACA territor y (Shoamanesh et al 2014). Vertebrobasilar
and PCA territory ischemia was seen in 26% of patients.
Hemodynamic infarction and mixed patterns were seen in
3% of cases. Lacunar infarcts in this study were attributed
to the corresponding vascular territory (Bogousslavsky et
al 1988). Clinically, supratentorial territorial and lacunar
or infratentorial ischemia can be diff erentiated as the for-
mer demonstrates cortical signs such as aphasia, apraxia,
hemineglect, visuospatial impairment, and hemianopsia
Fig. A4.7 Va riants of ter ritor ial MCA inf arct ion in MC A bran ch
o c c l u s i o n . C e r e b r a l D W M R I , a x i a l p l a n e . ( A) Large left anterior partial
MCA infarction of an M2/3 segment leading to Broca’s aphasia.
(B) Small left cortical MCA infarction within the left precentral gyrus
(Rolandic artery, M4) leading to right brachiofacial hemiparesis.
AB
Fig. A4.8 Microcirculation of the brain. (A) Schematic. (Adapted
from Spatz 1939, Fig. 1, with kind permission of Springer Science
and Business Media.) (B) Postmortem angiogram, axial plane:
Note the distinct ramifi cation of small perforating arteries in the
basal ganglia. (Adapted from http://www.radnet.ucla.edu/sections/DINR/Part%2018/Part18B11.htm by courtesy of Professor G.
Salamon, Radiology, UCLA, Los Angeles, USA).
in combination with motor or sensorimotor defi cits. How-
ever, large subcortical and thalamic infarcts can present
similar signs but have a somewhat better prognosis.
Lacunar Infarction
Lacunar infarctions result from occlusion of small arterial
branches or a single perforating artery itself. They have an
average diameter between 100 μm and 400 μm, and arise
directly from much larger arterial vessels in a perpendicular direction (Fig. A4.8). Causes of lacunar stroke may
vary and are subject of ongoing debate (Del Bene et al
2013, Wardlaw 2005). Histopathologic analysis of smaller
lacunar infarcts often reveals nonatherosclerotic subintimal vessel wall hyalinosis, lipohyalinosis, and fi brinoid
necrosis (Lammie et al 1997). Hypertension and diabetes

94 4 Pathogenesis of Stroke
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Fig. A4.9 Morphologic variants of supratentorial microangiopathy.
(A) Cerebral DW MRI, axial plane. Right-sided lacunar thalamic infarct assumed to correspond to small-vessel disease. (B) Cerebral
MR T2-weighted image, axial plane. Pronounced periventricular confl uent white matter changes (leukoaraiosis), predominantly in the
parietooccipital area, and small lacunar lesions of the basal ganglia.
mellitus are predisposing factors for this type of vessel affection but may clinically be overlooked. Larger perforating arteries may show a proximal intraluminal atheroma,
also called arteriolosclerosis, or an atherosclerotic plaque
located at the origin of the vessel. Also a small embolus
may enter and occlude an LSA as has been demonstrated in a monkey model (Macdonald et al 1995). However, a single small subcortical infarction is most unlikely
to be caused by a proximal embolic source, as the embolus would need to pass the unfavorable branching-off
of the perforating artery from the parent artery. Even in
the presence of a suggestive cardioembolic cause, such
as atrial fi brillation other etiologies should be taken into
account whenever cortical areas are spared by the ischemia. The most frequently aff ected perforating arteries
are the LSA arising from the MCA stem, the thalamoperforating and thalamogeniculate arteries arising from
the proximal PCA and posterior communicating artery,
and the paramedian branches of the BA. Corresponding
infarcts are usually found within the basal ganglia, the internal and external capsule, the centrum semiovale, the
t h a l a m u s , a n d t h e b r a i n s t e m , m a i n l y p o n t i n e ( Fig. A4.9
and Fig. A4.10). Lacunar infarcts are by defi nition small,
not exceeding 15 mm, most of them being smaller than
10 mm. The true dimension of a subcortical infarct can
only be determined if at least two MR planes are used. Infarctions with a small round or oval shape in all imaging
planes are true microinfarctions due to nonatherosclerotic vessel diseases (Fig. A4.10 and Fig. A4.11). In contrast,
an infarct appearing small and oval-shaped in one plane
but tubular, club-, or fan-like-shaped in at least one of
the other two planes and exceeding the above-defi ned
15 mm can be considered as in-situ (local) thrombotic or
atherothrombotic (in atherosclerosis), i.e., aff ecting the
complete vascular area of a single perforating artery (see
“Infarctions of Uncertain Classifi cation” below).
Most lacunar strokes present as characteristic syn-
dromes as they aff ect the above-mentioned circum-
scribed brain regions. These are generally pure motor
Fig. A4.10 Variants of lacunar paramedian pontine stroke assumed to correspond to small-vessel disease. Top: Cerebral DW
MRI, axial plane. Bottom: T2-weighted images, sagittal plane.
(A) Medium-sized left-sided paramedian pontine infarct. (B) Small
left-sided pontine infarct (arrow).
Fig. A4.11 (A) Cerebral DW MRI, axial plane. Right-sided lacunar
thalamic infarct assumed to correspond to small-vessel disease.
(B,C) Cerebral MR T2-weighted image, coronal plane (B) and
s a g i t t a l p l a n e ( C), both showing the infarct small and oval-shaped,
suggestive of a microangiopathic lesion (arrow).
strokes, found in up to 50% of cases; pure sensory strokes;
sensorimotor strokes; dysarthria–clumsy hand syndrome; and ataxic hemiparesis. However, these clinical
syndromes are not pathognomonic of lacunar stroke. A
study in 73 patients with clinically lacunar syndromes
revealed a diff erent pathomechanism in 23% of cases,
half of them attributable to a cardiac embolic source, and
half of them due to a relevant proximal arterial stenosis
(Wessels et al 2005). It may be helpful to note that subcortical strokes usually lead to complete motor, sensory,
or sensorimotor signs aff ecting limbs and face, whereas
cortical infarctions usually spare one limb or the face. In
pure motor stroke a proportional hemiparesis equally
a ff ecting arm and leg indicates a subcortical lesion while
cortical MCA or ACA infarctions usually present a more
arm- or leg-dominating hemiparesis.

95Arterial Ischemia
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Fig. A4.12 Var iants of anteri or ext ernal BZI . (A) Cranial CT, axial
plane. Hypodense BZI located between the left MCA and ACA territory. (B) Cerebral DW MRI, axial plane. Left anterior BZI, larger and
located more laterally.
Border Zone Infarction
Border zone infarction (BZI) is considered to be caused
by a low-fl ow state in large brain-supplying arteries
due to high-grade stenosis or occlusion of an upstream
artery or profound hypotension. An incomplete cerebral arterial circle (circle of Willis) is probably another important risk factor for BZI (for further details, see
Case 30). Brain lesions may be located in the anterior
and in the posterior circulation at the boundary of the
territorial blood supply from the major intracranial
vessels. They are best discussed in the anterior circulation, but even here there is considerable concern about
the nature and signifi cance of these lesions (Caplan
and Hennerici 1998, Momjian-Mayor and Baron 2005).
Within the supratentorial parenchyma, two categories
can be distinguished: external and internal BZIs, the
fi rst also referred to as cortical BZIs. External BZIs are
located between two or all three cortical territories
of the MCA, ACA, and PCA. The lesions aff ect mainly
the cortical area in a wedge-shaped manner, but they
may extend into the subcortical areas and may vary
considerably in size. An anterior external BZI between
the MCA and ACA is mainly observed in ICA pathology
(Fig. A4.12). A posterior external BZI, located between
the MCA and PCA territory, may be present in ICA pathology in combination with fetal-type PCA or in additional steno-occlusive disease of the vertebrobasilar
circulation (Fig. A4.13). However, there is no extensive
data correlating the distribution of cortical BZI with
the vascular status. The internal border zone involves a
subcortical area within the corona radiata between the
superfi cial and deep perforators of the MCA or between
the superfi cial perforators of the MCA and ACA (Fig.
A4.14). An internal BZI may have a distinct rosary-like
pattern of small inline white matter lesions or a more
prominent cigar-shaped confl uent pattern (Fig. A4.15).
Both patterns may occur separately or in combination
(Fig. A4.16). The reported proportion of hemodynamic
strokes varies. From clinical and autopsy studies it is
assumed that ~10% of all brain infarctions are of hemo-
Fig. A4.13 Variants of poste rior e xtern al BZI . (A) Cerebral MR FLAIR
image, axial plane. Subcortical left hyperintense BZI between the
MCA and PCA territory. (B) Cerebral MR T2-weighted image, axial
plane. Similar infarct location. Note that the wedge-shaped infarct
extends to the cortical area.
A B
Fig. A4.14 Variants of internal BZI. ( A) Cerebral MRI, FLAIR image, coronal plane: Corona radiata lesion between the superfi cial and deep MCA perforators (lower lesion, blue arrow) and
between the superfi cial perforators of the MCA and ACA (upper
lesion, red arrow). (B) Postmortem angiogram, axial plane (adapted from http://www.radnet.ucla.edu/sections/DINR/Part%2018/
Part18B11.htm by courtesy of Professor G. Salamon, Radiology, UCLA, Los Angeles, USA): Image showing corresponding areas with clearly reduced number of small arterial vessels as the
normal anatomic situation (blue and red circles).
dynamic origin (Bladin and Chambers 1994, Jörgensen
and Torvik 1969). In the Lausanne stroke registry only
3% of patients were considered to suff er from BZI (Bo-
gousslavsky et al 1988). In symptomatic high-grade ICA
stenoses or ICA occlusions of atherosclerotic origin ipsilateral hemodynamic lesions have been observed in
~50% of cases (Szabo et al 2001).
Cortical BZIs may present as distinct clinical syndromes. Lesions of the speech-dominant anterior cortical border zone result in transcortical motor aphasia.
Speech production is aff ected, as in Broca’s aphasia,
but patients retain their ability to repeat words and
sentences. Other patients with BZI present with mood

96 4 Pathogenesis of Stroke
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All rights reserved. Usage subject to terms and conditions of license.
Fig. A4.15 Varia nts of inte rnal BZI. Ce rebra l MR FLA IR ima ge, axial
plane. (A) Rosary-like internal BZI pattern in the left hemisphere at
the cella media level of the lateral ventricles indicating hemodynamic ischemia in the MCA territory. (B) Confl uent cigar-shaped internal
BZI pattern in the corona radiata of the left hemisphere indicating
hemodynamic ischemia between the MCA and ACA territory.
Fig. A4.17 Variants of small centrum semiovale infarction. Cerebral
MR diff usion-weighted image, axial plane. (A) Left centrum semi-
ovale lesion of ~1 cm near the lateral ventricle. (B) Similar lesion,
located more medially.
Fig. A4.16 Variants of com bined i ntern al and exte rnal BZI. Ce rebral MR FLAIR image, axial plane. (A) Large right anterior external
and small posterior external BZI in combination with a confl uent
internal BZI. (B) Large right posterior external BZI and small inline
white matter lesions representing an internal BZI.
AB
Fig. A4.18 Variants of i n-situ (at hero)th rombotic l arge pa ramedian pontine infarction. (A) Cerebral MR FLAIR image, axial plane.
Large signal increase within the right paramedian pons. (B) Cerebral MR T2-weighted image. Lesion in similar location.
d i s t u r b a n c e s . A b i l a t e r a l a n t e r i o r c o r t i c a l B Z I c a n p r o voke the “man-in-the-barrel” syndrome, characterized by paresis of both arms with intact facial and
leg strength. Unilateral posterior cortical BZI of the
speech-dominant side may lead to transcortical sensory aphasia. Again, patients can repeat words, phrases,
or sentences but, like patients with Wernicke’s aphasia,
their comprehension is impaired. Other cortical signs
such as apraxia or neglect may also be present but do not
help in diff erentiation from territorial infarctions. Bilat-
eral posterior cortical BZI may produce variable types of
visual agnosia, the most remarkable of which is Balint’s
syndrome. This is a combination of gaze apraxia, leading
to diffi culties in eye fi xation, optic ataxia, the inability to
move the hand to a specifi c object by visual control, and
simultanagnosia, which restrict the patient’s ability to
perceive more than one object at a time.
Infarctions of Uncertain Classifi cation
Occasionally stroke patterns occur that make exact
classifi cation diffi cult, e.g., subcortical ischemic le-
sions in the centrum semiovale, pons, thalamus, and
basal ganglia are often classifi ed as lacunar lesions of
suspected microangiopathic origin. Small centrum
semi ovale infarcts (SCOI) are sometimes caused by an
occlusion of a superfi cial penetrating artery originating
from the MCA (Fig. A4.17). A comparison of 38 patients
with this infarct pattern and 60 patients with lacunar
infarctions in the basal ganglia, all defi ned as lesions
<15 mm, showed signifi cantly higher rates of sudden
clinical onset (63% versus 26%), potential cardiac embolic sources (34% versus 12%), and occlusive MCA and/
or ICA occlusive process (53% versus 19%) in the SCOI
group. Contrary, a clinical lacunar syndrome was more
frequent in the lacunar stroke group (81% versus 50%)

BA
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
97Arterial Ischemia
Brainstem
A
B
1
B2
Sagittal plane Axial plane
Fig. A4.19 Schematic of pontine infarction patterns, sagittal and axial plane. (A) Infarction in occlusion of a distal perforating artery or in
one of its branches caused by a small-vessel microangiopathic disease
results in a small round or ovoid lesion. (B) A proximal penetrating
artery occlusion by a microatheroma (B1) or by an atherothrombotic vessel lesion of the parent artery (B2) leads to a small infarction
a c c o r d i n g t o t h e p e r f u s i o n a r e a o f t h e a ff ected perforating artery.
A
B
(Yonemura et al 2002). In clinical practice this implies
that SCOIs require an extensive search for a treatable
embolic source.
Paramedian pontine infarctions may also have diff er-
ent etiologies and may be divided into microangiopathic
(small-vessel) or macroangiopathic (large-vessel) disease.
In macroangiopathy an atherosclerotic plaque of the BA
blocks the origin of a perforator (luminal plaque / parent
vessel disease) or a plaque continues into the perforating
artery (junctional plaque). Also, a small atheroma may
block the proximal segment of a perforating artery
( F i s h e r a n d C a p l a n 1 9 7 1 ) . I n t h e s e c i r c u m s t a n c e s t h e i s chemic lesion is usually a large, longish, tubular paramedian pontine infarction, extending to the basal surface of
the pons (Fig. A4.18). A microangiopathic pontine lesion,
however, originating from nonatherosclerotic disease of
a distal perforator segment or one of its branches, is located more centrally within the tegmentum pontis and
has a rounded or ovoid shape (Fig. A4.10 and Fig. A4.19).
A total vessel occlusion of the parent artery, i.e., the BA,
with blockade of all its perforating branches, will lead to
a complete infarction of the ventral pons area and clinically results in a partial or complete locked-in syndrome
(Fig. A4.20). The same diffi culties in separating small-
from large-vessel diseases may occur in thalamic and
striatocapsular infarctions. Considering striatocapsular
infarctions, atherosclerosis with or without MCA stenosis has been shown to be a major clinical determinant in
the Asian population (Bang et al 2002, Yoon et al 2013)
(Fig. A4.21). A total blockade of the LSA results in large
subcortical infarction mainly of the basal ganglia and
internal capsule and a clinical manifestation of severe
media syndrome (Fig. A4.22). According to the TOAST
criteria (see below), a club-like striatocapsular infarction
of 15 mm length has to be defi ned as macroangiopathic,
i.e., as large-vessel disease if the parent artery (e.g., the
M1-MCA) has a stenosis greater than 50%. The same infarct pattern with a fl at, nonstenosing plaque is, however,
Fig. A4.20 (A) Cranial CT, axial plane. Hyperdense BA sign at the
midpontine level (arrow) indicating complete BA occlusion at
its midpart. (B) Cerebral MR FLAIR-weighted image, axial plane
showing an almost complete cross-sectional infarction of the pons
caused by a bilateral blockade of the short and circumferential
perforators of the BA at the level of the occlusion.
Fig. A4.21 (A) Schematic of MCA, LSA, and the basal ganglia,
c o r o n a l v i e w . N o t e t h e s m a l l o r a n g e - c o l o r e d p l a q u e s , o n e o f
them blocking a LSA artery. (B,C) Cerebral MR T2-weighted image, coronal plane (B) and sagittal plane (C), showing an elongated (>20 mm) but tall striatocapsular infarct (arrowheads) which
a p p e a r s c l u b - l i k e i n t h e s a g i t t a l v i e w f a v o r i n g a m a c r o a n g i o p a t h i c
lesion of the parent M1-MCA.
classifi ed as small-vessel disease, which makes the con-
cept of lacunar stroke problematic.
It is essential to examine MR images in at least two
planes to confi dently assess the extension of these sub-
cortical lesions and to distinguish both entities. Clinically
there are also diff erences as larger subcortical infarctions
often present a stuttering or undulating course of symptoms and more frequently have a worse outcome than
small subcortical infarcts (Zhang et al, 2014).
Finally, classifi cation may also be diffi cult when at-
tempting to distinguish between territorial and border
zone infarcts. A clear separation between an external BZI
and a territorial infarct just at the territorial border is often diffi cult and one has to bear in mind that the variability

98 4 Pathogenesis of Stroke
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Fig. A4.22 (A) Cerebral MR FLAIR-weighted image, coronal plane
showing an elongated (>20 mm) striatocapsular infarction, more
extended compared with Fig. A4.21. (B) Sagittal cerebral MR
T2-weighted image reveals an infarct extension caused by compromising more than one LSA. (C) Cranial CT, axial plane. Hyperdense media sign indicating long-segment M1-MCA occlusion as
the cause of stroke. (D) Cerebral MR DWI image, axial plane shows
a complete striatocapsular infarction.
of the physiologic borders between arterial territories is
larger than generally assumed (van der Zwan et al 1992)
( Fig. A4.23, Fig. A4.24, Fig. A4.25). Circle of Willis variants
have shown to be the main reason for this phenomenon
(van Laar et al 2006a). In chronic ICA disease the border
zones may also be shifted, subsequently resulting in a
smaller MCA territory. In such a case, a posterior external BZI may appear as a posterior MCA territorial infarct.
I n t e r n a l B Z I m a y c a u s e d i ffi culties in delineation from
lacunar stroke or SCOI when only small lesions are present.
A strictly unilateral appearance is, however, uncommon in
microangiopathy and points toward a hemodynamic origin.
Etiology and Pathogenesis
A variety of causes may lead to the development of stroke
(Fig. A4.26). Vascular disease is the overall main cause of
ischemic stroke. We distinguish between involvement
of the aortic arch and other large extra- and intracranial
brain-supplying arteries (macroangiopathy or large-vessel disease) and the involvement of the small arteries
with a size <400 μm (microangiopathy or small-vessel
disease). In macroangiopathy, atherosclerosis is the most
common fi nding. However, vessel dissection, vasculitis,
vasospasm (e.g., following subarachnoid hemorrhage),
radiation injury, and etiologically unclear vasculopathies
such as fi bromuscular dysplasia and moyamoya can be
found aff ecting large vessels in diff erent preferential
locations. In microangiopathy, lipohyalinosis is the main
cause of disease. Cerebral amyloid angiopathy is an
additional, more recently recognized vessel pathology,
which may aff ect small and medium-sized arteries
(but also veins) in a more cortical location. One of its
radiologic manifestations is cortical microbleeds (Kim
and Lee 2013). The diff erent preferential site separates
this entity from the more subcortical locations of lipohyalinosis, the latter usually associated with arterial
Fig. A4.23 Schematics illustrating the area variations of the MCA
territory. Horizontal lines indicating maximal MCA perfusion area,
additional vertical lines indicating minimal MCA perfusion area.
(A) Axial sections from the cella media plane (left) to the basal
ganglia plane (right). (B) Lateral surface view. (Reproduced with
permission from van der Zwan et al 1992.)
Fig. A4.24 Schematics illustrating the area variations of the ACA
territory. Horizontal lines indicating maximal ACA perfusion area,
additional vertical lines indicating minimal ACA perfusion area.
(A) Axial sections from the cella media plane (left) to the basal
g a n g l i a p l a n e ( right). (B) Medial surface view (top) and cranial
surface view (bottom). (Reproduced with permission from van der
Zwan et al 1992.)
h y p e r t e n s i o n a n d / o r d i a b e t e s . F i n a l l y , C A D A S I L ( c e r e b r a l
autosomal dominant arteriopathy with subcortical infarcts and leukoencephalopathy) has to be mentioned
as a rare but important small-vessel disease. All microangiopathic diseases can lead to lacunar lesions, diff use
white matter involvement (leukoaraiosis), or both (see
Fig. A4.9). Cardioembolic infarcts are the third important
group. There is a particularly high risk of embolism in
atrial fi brillation, valvular heart disease, and acute myo-
cardial infarction and intracardiac thrombi. Paradoxical
embolism in cases with a right–left cardiac shunt is still
controversial. Less frequently observed causes of ischemic stroke include several hematologic diseases (for sickle
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