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454 BALANCE FUNCTION ASSESSMENT AND MANAGEMENT
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Figure 17–11. SP increase upon fenestrating the posterior canal prior to plugging to treat benign paroxysmal positional vertigo.
first four cases we were able to document intraopera­tive reductions of the SP/AP ratio with the completion of the repair from an abnormally elevated ratio to a normal ratio. Thus, in our very first case, the ratio was reduced from 0.62 to 0.25, the second case from 0.56 to
0.32, and the third from 0.84 to 0.36; in the fourth case, with a larger SP than AP, the ratio declined from 1.48 to
0.10. In 23 of the next 29 consecutive cases (24 repaired via a middle-fossa approach, and 5 via a transmastoid approach), we documented an intraoperative normal­ization of the SP/AP ratio, which was maintained until the end of the case. In three cases operated via the transmastoid approach, fluid in the middle ear during surgery affected the accuracy of the ECochG; therefore, ECochG was not useful intraoperatively. In three addi­tional cases, the SP/AP ratio initially decreased and then inexplicably increased gradually following repair. The surgeon inspected the site to ascertain a complete occlusion of the dehiscence, which was confirmed. Therefore, it is not clear what created that late increase in the SP/AP ratio. However, in all 6 cases where the SP/AP ratio was unreliable due to fluid in the middle ear, or in those where the SP/AP increased again fol­lowing repair, the ratio was normal postoperatively when follow-up ECochG was carried out in the out­patient clinic.
Figure 17–12 illustrates an intraoperative sequence of ECochG during the repair of a superior canal dehis­cence. Initial values prior to occlusion for the SP/AP
ratio ranged from 0.86 to 0.68, all considered to be abnormal. At the conclusion of the repair, the ratio nor­malized to a value ranging from 0.2 to 0.32. This normal value was maintained until the end of the case and con­firmed again postoperatively when the ECochG was repeated in the outpatient clinic. It is also of note that following the repair this patient was symptom free.
SUMMARY
ECochG is a useful and effective clinical tool in the eval­uation, treatment planning, and treatment effectiveness confirmation in patients with balance disorders. In par­ticular, ECochG is useful in the management of patients suspected of endolymphatic hydrops/Ménière’s disease and third-window conditions. One of the important properties of ECochG is that it provides ear­specific information, and the results are not affected by the condition of the contralateral ear. As such, ECochG can be useful in determining which side may cause the symptoms related by the patient, in those situations where vestibular testing provides equivocal informa­tion regarding the laterality of the lesion. Tympanic ECochG is well suited to both outpatient and intraop­erative applications. It is well accepted by patients as it is not uncomfortable, invasive, or traumatic. There is a certain level of technical skill necessary involving man-
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Al-Momani, M. O., Ferraro, J. A., Gajewski, B. J., & Ator, G.
(2009). Improved sensitivity of electrocochleography in the diagnosis of Meniere’s disease. International Journal
Figure 17–12. ECochG intraoperative monitoring se­quence in
SSCD repair.
ual dexterity, in addition to a good working knowledge of clinical auditory neurophysiology. It is imperative that the tympanic electrode be introduced via micro­scopic visualization of the ear canal and tympanic membrane. It is unadvisable to introduce the electrode “blindly” into the ear canal: This could result in patient discomfort and the electrode not reaching the tympanic membrane, especially in narrow and in extremely curved ear canals. If the electrode makes contact with the ear canal only, it is no more effective than the inef­fective tiptrode. Health care providers such as audiolo­gists can be effectively trained to carry out this test in an optimal manner; however, this type of training may have to take place postgraduation, as such experience cannot be obtained in most typical audiology training programs. It is important to note that operator skill can greatly influence the quality of the measurement and the efficacy of this diagnostic test.
of Audiology, 48(11), 811–819. https://doi.org/10 14992020903019338
Arts, H. A., Adams, M. E., Telian, S. A., El-Kashlan, H., &
Kileny, P. R. (2008). Reversible electrocochleographic abnormalities in superior canal dehiscence. Otology & Neurotology, 30(1), 79–86.
Aso, S., Watanabe, Y., & Mizukoshi, K. (1991). A clinical study
of electrocochleography in Menière’s disease. Acta Oto- Laryngologica, 111(1), 44–52.
Coats, A. C. (1981). Summating potential amplitude in
Meniere and non-Meniere ears. Archives of Otolaryngology, 107(4), 199–208.
Committee on Hearing and Equilibrium. (1995). American
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Dallos, P. (1976). Cochlear receptor potentials. In R. Ruben
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M. (1988). Clinical significance of the summating potential in Meniere’s disease. American Journal of Otology, 9(1), 31–38
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A. (1958). Summating potentials of the cochlea. American Journal of Physiology, 195(2), 251–261.
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chleography: Return to hearing disorders. In R. Ruben (Ed.), Electrocochleography (pp. 67–89). Baltimore, MD: University Park Press.
Ferraro, J. A. (2010). Electrocochleography: A review of
recording approaches, clinical applications and new find­ings in adults and children. Journal of the American Acad- emy of Audiology, 21(3), 145–152.
Ferraro, J., Best, L. G., & Arenberg, I. K. (1983). The use of
electrocochleography in the diagnosis, assessment, and monitoring of endolymphatic hydrops. Otolaryngology Clinics of North America, 16(1), 69–82.
Guttman, J., & Barrera, S. E. (1934). Persistence of cochlear
electrical disturbance on auditory stimulation in the pres­ence of cochlear ganglion degeneration. American Journal of Physiology, 109, 704–708.
Jewett, D. L., & Williston, J. S. (1971). Auditory-evoked far
fields averaged from the scalp of humans. Brain, 94(4), 681–696.
Lempert, J., Wever, E. G., & Lawrence, M. (1947). The cochleo-
gram and its clinical application: A preliminary report. Archives of Otolaryngology–Head and Neck Surgery, 45, 61–67.
Margolis, R. H., Rieks, D., Fournier, E. M., & Levine, S. E.
(1995). Tympanic electrocochleography for diagnosis of Menière’s disease. Archives of Otolaryngology–Head and Neck Surgery, 121(1), 44–55.
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Merchant, S. N., Rosowski, J. J., & McKenna, M. J. (2007).
Superior semicircular canal dehiscence mimicking oto­sclerotic hearing loss. Advances in Oto-Rhino-Laryngology, 65, 137–145.
Minor, L. B., Schessel, D. A., & Carey, J. P. (2004). Ménière’s
disease [Review]. Current Opinion in Neurology, 17(1), 9–16.
Minor, L. B., Solomon, D., Zinreich, J. S., & Zee, D. S. (1998).
Sound- and/or pressure-induced vertigo due to bone dehiscence of the superior semicircular canal. Archives of Otolaryngology–Head and Neck Surgery, 24(3), 249–258.
Mori, N., Asai, H., & Sakagami, M. (1993). The role of sum-
mating potential in the diagnosis and management of Meniere’s disease. Acta Oto-Laryngologica (Stockholm), 501(Suppl.), 51–53.
Murphy, M. P., & Gates, G. A. (1999). Measuring the effects of
Meniere’s disease: Results of the Patient-Oriented Severity
Index (MD POSI) version 1. Annals of Otology, Rhinology, and Laryngology, 108(4), 331–337.
Rauch, S. D., Merchant, S. N., & Thedinger, B. A. (1989).
Meniere’s syndrome and endolymphatic hydrops. Double­blind temporal bone study. Annals of Otology, Rhinology, and Laryngology, 98(11), 873–883.
Rosowski, J. J., Songer, J. E., Nakajima, H. H., Brinsko, K. M.,
& Merchant, S. N. (2004). Clinical, experimental and theo­retical investigations of the effect of superior semicircular canal dehiscence on hearing mechanisms. Otology & Neu- rotology, 25, 323–332.
Ruben, R. J., Elberling, C., & Salomon, G. (1976). Electroco-
chleography. Baltimore, MD: University Park Press.
Terkildsen, K., Osterhammel, P., & Huis in’t Veld, F. (1973).
Far field electrocochleography, electrode positions. Scan- dinavian Audiology, 2, 141–148.
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Pediatric Vestibular Testing
Kristen Janky and Neil T. Shepard
introduCtion
Presented in this chapter are techniques and interpreta­tion of the results for assessing children with problems of dizziness and balance dysfunction. First, there is a need to define what is meant by a child — when are the testing and interpretations of vestibular and balance function assessment for the adult appropriately appli­cable to “a child”? This question could be addressed by age alone, but it seems logical that the approach should be by the maturational status of the underlying periph­eral sensory end organs and the neurological substrate that needs to respond to the inputs from the sensory end organs. Using this premise we would define the need for an alternative approach for testing and alter­native normative data at different ages for the child.
The peripheral vestibular system is anatomically fully developed at birth. Physiologically the vestibulo­ocular reflex (VOR) functions at a level similar to the adult, but there is evidence to suggest that there is a maturational effect of the VOR, which may require age-appropriate normative ranges (see the discussion below on use of rotary chair in the laboratory testing section). This is, however, not the case for the visual system’s ability to capture small targets via saccades or track targets in a smooth manner. The performance of these tasks is not well developed for smooth pursuit or saccades until upward of 4 to 6 months (Jacobs, Har­ris, Shawkat, & Taylor, 1997; Von Hofsten & Rosander,
1997) with the ability to attend to large moving targets in repeated tracking manner (optokinetic [OKN] nys­tagmus) seen by 2 to 4 months (Valmaggia et al., 2004). However, all of these tasks are estimated to not have
full adult development until much later 4 years (Valmaggia et al., 2004) and smooth pursuit up to preadolescence (Katsanis, Iacono, & Harris, 1998; Tajik-Parvinchi, Lillakas, Irving, & Steinbach, 2003). Therefore, saccade tasks and smooth pursuit tracking tasks with typical small targets are not acceptable for use in the child under age 6 months with the use of adult normative ranges; age-specific normative ranges are needed (Mezzalira, Neves, Maudonnet, Bilecki, & de Avila, 2005; Valmaggia et al., 2004). OKN stimuli can be used for the very young child with a sinusoidal pro­tocol as a substitute for smooth pursuit (see discussion in Chapter 10 on OKN and its dominance by smooth pursuit), yet the normative data range does not match that of the adult until after age 4 (Valmaggia et al.,
2004). The ability of the child to maintain quiet stance in an adult-like manner is fully developed between 7 and 10 years of age (Forssberg & Nashner, 1982; Wool­lacott, Debu, & Mowatt, 1987). Therefore, adult nor­mative data for postural control and gait tasks are not applicable to the child until pre-teen to mid-teen years.
Interestingly, even though the peripheral vestibu­lar system and the visual systems are fully functional at the adult level early in development (age <24 months), the change in the strategy for use of these cues from a child set of rules to the adult integrated set of internal rules occurs slowly between 3 and 6 years of age and is not considered complete until age 7.5 to 8 (Forssberg & Nashner, 1982). These changes in the use of visual, proprioceptive/somatosensory and vestibular cues for maintaining upright stance are parallel with the changes in linguistic and syntactic child rules to the adult rules over the same ages. Therefore, although the VOR can be evaluated at birth by rotary chair and
— OKN about
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caloric tests and saccade and smooth pursuit tasks by age 4 years, all with expected adult normative ranges, the complexity for evaluating integrated postural con­trol assessment by the adult normative ranges needs to wait until age 15. Yet, the same tools for this task such as dynamic posturography and other developmental assessments specific to balance and ambulation are applicable to children from age 3, but this normative range specific to the age of the child is different from that of the adult (Christy, Payne, Azuero, & Formby, 2014; Rine, 2007). For all of the assessment tools for the peripheral and central vestibular system, and those for postural control, modifications in the testing pro­tocol are needed to make the tests of interest to young children (<7) similar to the modifications used for the evaluation of hearing for this same age group. For the young child one must remember that the next test that you acquire may well be the last test you are going to get. Therefore, not only is the test used of importance but so is the selection of the order of evaluations to be used, which must be given some thought for each child seen. The concept of planning the evaluation of the child will be discussed in more detail below.
We now turn our attention to the estimates of inci­dence of vestibular, balance, and gait abnormalities in children 15 years of age and younger. Because of the inescapable anatomical and physiological relationship between the auditory and peripheral vestibular sys­tems, and the better-documented information on hear­ing loss, we use hearing loss in children 15 and under as an index for discussion of the incidence of problems with balance and dizziness.
Incidence of Vestibular and Balance Problems in Children
As a reference point the incidence of hearing loss in children 6 to 19 years of age is estimated through the third National Health and Nutrition examination sur­vey. This survey from 1988 to 1994 gives an incidence of 14.9% of children who have a slight or greater loss of hearing, defined as 16 dB HL or greater loss. The major­ity of the loss was determined to be unilateral (Niskar et al., 1998). In contrast there is not a nationwide estimate of the incidence of vestibular and balance problems in children partly because it is felt to be uncommon and because of the difficulty of verifying the issue of a ves­tibular deficit in children under age 3 without exten­sive evaluations and expensive equipment. There are, however, isolated studies that have tried to provide estimates of dizziness in specific groups of children (e.g., in 10-year-olds, suggesting a prevalence of 5.7%)
(Humphriss & Hall, 2011). In an extensive retrospec­tive study of a pediatric health system over a four-year interval (O’Reilly et al., 2010), records were searched for encounters related to International Classification of Diseases, Ninth Revision (ICD-9) codes related to bal­ance disorders. This resulted in over 550,000 individual entries. These were then searched for chief complaints related to balance and other otologic/neuro-otologic diagnoses. Out of the total patients, 1.03% had pri­mary complaint related to balance issues. Out of this group 35.8% were diagnosed with a vestibular disor­der; 38% with peripheral, and 21% with central ves­tibular disorders. They went on to calculate the odds ratio of syncope and found that to be 21 times higher in the patients with unspecified dizziness than in the general pediatric population. Also the odds ratio was 43 times higher for simultaneous presence of sensori­neural hearing loss in those with peripheral vestibular disorders than in the general pediatric group. In the group with central vestibular disorders, the odds ratio of headache complaints was 16 times higher than in the general pediatric group.
In a recent systematic review with meta-analysis, the differential diagnosis of “vertigo” in children was investigated (Davitt, Delvecchio, & Aronoff, 2017). Vertigo was defined as a sensation of environmental motion known not to be occurring. The 22 papers that met their inclusion criteria had a total of 2,726 chil­dren used for this review. This included children from 2 months to 19 years of age, but children with a pre­established condition associated with vertigo were not included. The four most frequent diagnoses were: ves­tibular migraine (23.8%), benign paroxysmal vertigo of childhood (a migraine precursor) (13.7%), idiopathic (11.7%), and vestibular neuronitis/labyrinthitis (8.4%). These four diagnostic categories accounted for 57% of the 2,726 children used in this review. The remaining 43% of the children had diagnostic categories ranging from posttraumatic vertigo (8.36%) to Ménière’s dis­ease (3.01%) to benign paroxysmal positional vertigo (2.64%) to the lowest group of airway infection (1.14%). The overall estimate of the prevalence of dizziness and balance problems in a school age population was 5.3%, with an estimate of 72% in students in the twelfth grade reporting at least one event of vertigo within the prior three months (Li, Hoffman, Ward, Cohen, & Rine, 2016).
It is also suggested that the general occurrence of dizziness in children is approximately that of adults, but there is a difference in the frequency of presenta­tion of the various forms of dizziness, to be discussed in more detail below (Agrawal, Carey, Della Santina, Schubert, & Minor, 2009; Kerber, Meurer, West, & Fen­drick, 2008).
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DEVELOPMENT OF THE VESTIBULAR
AND
BALANCE SYSTEMS:
A GUIDE TO EVALUATION
Anatomically, the vestibular system is fully developed at birth; however, maturation of our ability to main­tain “balance” continues until 12 to 15 years. Balance is attained with information from the visual, vestibular, and proprioceptive (awareness and perception of our body in space) systems. Each of these three systems has an important role in the maintenance of overall balance. Therefore, the maturation process includes integration of information from these three systems and is reflected in the attainment of gross motor mile­stones (i.e., the ability to sit, stand, walk, crawl, run, and jump) as well as the integration of this information for everyday ambulation and postural control. Pediat­ric assessments differ from those for adults because these systems are at various stages of development in children. Understanding this maturation process can be helpful in interpreting tests of vestibular function as well as the normal variation in gross motor milestone development and postural control. As discussed below, when vestibular loss occurs, it can cause a significant disruption in the timeliness of this maturation process.
The vestibular system is responsible for initiating three important reflexes: the vestibulo-ocular reflex (VOR), the vestibulocollic reflex (VCR), and the ves­tibulospinal reflex (VSR). These reflexes are respon­sible for stabilizing the eyes during head movement, the head during body movement, and the body for postural control, respectively. Each of these reflexes is explained below as well as the specific clinical tests used to assess these reflex pathways.
Vestibulo-Ocular Reflex
The primary goal of the VOR is to maintain steady vision during head movement. With the VOR, the vestibular system detects head velocity and initiates an equal and opposite eye movement. Specifically, the semicircular canals (horizontal, anterior, and posterior) are responsi­ble for detecting angular accelerations (i.e., moving the head “yes” or “no”), while the otolith organs (utricle and saccule) detect linear accelerations (i.e., accelerat­ing in a car or airplane). In response to these types of movements, the VOR maintains visual targets on the fovea of the retina, where the sensitivity of the eye is the greatest, for steady vision during movement.
The VOR is responsible for maintaining clear vision in response to head movements that exceed
100 deg/s. When head movements are slower than 100 deg/s, or when the head is still, the ocular motor system maintains images on the fovea of the retina. The three primary reflexive eye movements that help achieve this goal are smooth pursuit, saccade, and OKN eye movements. For example, the smooth pursuit system is responsible for maintaining clear vision dur­ing slow head movements and is able to track visual targets moving up to approximately 100 deg/s, after which the VOR takes over. The VOR reaches matu­rity in the first 6 to 12 months of life, while the ocular motor system matures at a slower pace. Clinical tests of the VOR include the video head impulse test (vHIT), rotary chair, ocular vestibular-evoked myogenic poten­tial (oVEMP), and caloric test. The ocular motor exam is used to assess the visual system.
Vestibulocolic Reflex
The primary goal of the VCR is to use information from the vestibular system to stabilize the head. Evidence of the vestibular system’s role in stabilizing the head is that children with significant vestibular loss are delayed in the age they gain head control (Inoue et al.,
2013). Examinations of the VCR include the cervical VEMP (cVEMP).
Vestibulospinal Reflex: General Postural Control
The primary goal of the VSR is to stabilize the body for postural control. This system is more complex as it involves a larger number of connections to muscles throughout the body (i.e., the arms, hands, legs, feet, etc.). There are three primary tracts that make up the VSR: the lateral vestibulospinal, medial vestibulo­spinal, and reticulospinal tracts. Given the strategy changes discussed below, this system is not mature until ages 12 to 15 years. Examinations of the VSR include assessments of postural control, such as the Sensory Organization Test (SOT) and tests of gross motor development.
Gross Motor Developmental Norms and Their Predictability of Peripheral/Central Vestibular Loss
Vestibular loss leads to gross motor delay. Children with vestibular loss hold their head upright, sit, stand, walk, and crawl later than their age-matched, normal
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developing peers (Abadie et al., 2000; Inoue et al., 2013; Janky, Thomas, et al., 2018; Kaga, 1999; Kaga, Shinjo, Jin, & Takegoshi, 2008). Typically developing children sit, stand, and walk at 6 to 8 months, 10 to 11 months, and 10 to 12 months, respectively, while children with vestibular loss sit independently as late 8 to 18 months, stand independently by 9 to 20 months, and walk inde­pendently at 12 to 33 months (Kaga, 1999). There is a relationship between degree of vestibular loss and degree of gross motor delay. Children with greater ves­tibular loss achieve gross motor milestones later than those with less severe vestibular loss (Abadie et al., 2000; Janky, Thomas, et al., 2018). Children categorized on rotary chair as having mild-to-moderate vestibular loss sat independently at 8 months and walked inde­pendently at 15 months, whereas children categorized as having bilateral vestibular loss sat independently at 11 months and walked independently at 20 months (Janky, Thomas, et al., 2018). When coupled with other conditions (i.e., cognitive impairment or other health issues), these milestones are often met even later (Aba­die et al., 2000; Kaga, 1999). For example, in 17 chil­dren diagnosed with coloboma-heart-atresia-growth retardation-genital-ear (CHARGE) syndrome, all chil­dren had some degree of vestibular loss and achieved their motor milestones later than typically developing peers (mean age): holding head steady (6.8 months), stable sitting (14 months), standing supported (19.8 months), standing unsupported (23.9 months), and walking indoors (29.8 months) (Abadie et al., 2000). Gross motor acquisition can also be halted or delayed at the time of cochlear implantation (De Kegel, Maes, Van Waelvelde, & Dhooge, 2015).
Gross motor milestones predict vestibular loss in children with hearing loss. Early studies demonstrated that performance on the tandem Romberg was predic­tive of vestibular loss in children (Brookhouser, Cyr, & Beauchaine, 1982). Christy, Payne, Azuero, and Formby (2014) report the use of several clinical measures for predicting vestibular loss, with the best outcome being standing on foam with eyes closed; using a cutoff value of 20 seconds yielded a sensitivity of 88% and specificity of 92%. Similarly, Oyewumi et al. (2016) suggest using the single leg stance to predict the presence of bilat­eral loss; using a cutoff value of four seconds yielded a sensitivity of 90% and specificity of 100%. In younger children, asking parents the age at which their child first sat and walked independently can also be used to predict vestibular loss. For age to sit, using a cutoff value of 7.25 months yielded a sensitivity of 62% and specificity of 81%; for age to walk, using a cutoff value of 14.5 months yielded a sensitivity of 78% and speci­ficity of 77% (Janky, Thomas, et al., 2018). Even ask-
ing parents if they are concerned about their child’s gross motor function (yes/no) can be predictive. In parents who reported concern for gross motor delay, there was a higher likelihood of their child having bilateral vestibular loss (odds ratio, 52.957), suggesting that asking parents if they are concerned about their child’s gross motor delay can be helpful for determin­ing if vestibular loss is present (Janky, Thomas, et al.,
2018). Vestibular loss should be suspected if gross motor delay exists or there is parent concern regard­ing gross motor delay, particularly when the child has hearing loss.
Evidence is emerging regarding the relative con­tribution of the otolith organs in the development of postural control. In typically developing infants, pre­liminary evidence suggests that the otoliths undergo changes during development, which correlate with walking (Wiener-Vacher, Toupet, & Narcy, 1996). With the ability to assess otolith function via VEMP (described below), infants with absent VEMP responses walk later than those with present VEMP (Inoue et al.,
2013). Likewise, older children with present cervical VEMP have better static balance than those with absent cervical VEMP (De Kegel, Maes, Baetens, Dhooge, & Van, 2012; Jafari & Asad, 2011; Shall, 2009). It should be noted, however, that this relationship has not always been consistently observed (Cushing, Papsin, Rutka, James, & Gordon, 2008b). These findings are prelimi­nary, and other factors, such as overall degree of ves­tibular system loss, should also be considered.
Although children with vestibular loss eventu­ally meet their motor milestones, gross motor delays can persist. Some speculate that gross motor delay as a result of vestibular loss can be naturally overcome in children due to the large degree of plasticity in the developing brain (Kaga, Shinjo, Jin, & Takegoshi, 2008); however, in some children gross motor delay has been found to be persistent or even progressive, suggesting that plasticity is not enough (Rine et al., 2000, 2004). In older children, gross motor delays have been docu­mented on standardized tests of motor proficiency, such as the Bruininks-Oseretsky Test of Motor Profi­ciency II (BOT-2), and balance dysfunction has been documented on the SOT. Children with both unilateral and bilateral vestibular loss exhibit gross motor delay (DeKegel et al., 2012).
Strategy Changes with Development
Visual, vestibular, and proprioceptive information must be adequately integrated in order to maintain balance and postural control. During development,
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the effective use of each of these systems changes as children transition to adult-like strategies. Children tend to be more dominant on their visual system in the early years. Utilizing the SOT, described below, chil­dren have adequate use of somatosensory information between 4 and 6 years of age; however, they are not able to adequately use vision or vestibular informa­tion for postural control (Charpiot, Tringali, Ionescu, Vital-Durand, & Ferber-Viart, 2010; Hirabayashi & Iwasaki, 1995; Rine, Rubish, & Feeney, 1998). By ages 14 to 15, utilization of visual information is adult-like; however, the effective use of vestibular information is still continuing to mature (Hirabayashi & Iwasaki,
1995). There is some disagreement on the exact time frame that children are able to mimic adult-like strate­gies, but this transition is thought to occur by ages 12 to 15 years (Peterka & Black, 1990; Peterson, Christou, & Rosengren, 2006). It can take up to ages 10 to 15 for final refinement, but the ability to integrate the three inputs in an adult weighted manner emerges around ages 7 to 8 (Forssberg & Nashner, 1982). Regardless of the exact time frames, these findings collectively sug­gest that there is continued maturation of sensory inte­gration (Casselbrant et al., 2010; Charpiot et al., 2010; Hirabayashi & Iwasaki, 1995; Rine et al., 1998).
child. You typically get a single opportunity for obtain­ing data from a test being performed. Therefore, if the dominant complaints from the parents/child by obser­vation are related to gait difficulties and unsteadiness, we would start the evaluation with a very brief review of possible bilateral peripheral vestibular hypofunc­tion via head thrust test. If negative, then move on to evaluations of gait and postural control and then come back to further evaluation of the VOR system. If a quick screen for unilateral or bilateral peripheral involve­ment or the primary complaint is interpreted to imply episodic events of vertigo, move first to the evaluation of the VOR and then on to gait and balance evaluation.
The child with persistent verbal or action com­plaints related to balance or the possible onset of a ver­tigo event as witnessed by abnormal eye movement or the child suddenly stopping playing and sitting quietly is felt to be in need of a formal office and laboratory evaluation. The child who has short duration symp­toms that are not repeated over time may do well with the direct office evaluation and the interview of the child and parents for determination of what occurred.
History and Clinical Presentation
VESTIBULAR EVALUATION OF THE CHILD
As stated above, planning the evaluation can be more important in the young child under age 5 than in the older child or adult. Where we would have a similar routine with the older child and adult that we would proceed through, this is not the case with the younger child. One needs to remember that the evaluation may be more than a one-day process, especially for the very young child under 2 years of age or the infant. For this very young age group, the next result you obtain may well be the last one you are going to get on that day. Since it is possible that the child may have to return the next day for completion of testing or would need to return in 6 to 12 months as they are older and can par­ticipate in more evaluative studies, you do not want to leave a memory in the child of a bad experience. There­fore, if the child becomes fussy and clearly does not wish to continue to participate, then it is time to stop. As with hearing evaluations in very young children, the tasks performed need to keep the child’s attention and be made age appropriate for the child — made fun if possible. Whereas with older children and adults we will repeat some of the testing multiple times for best performance, this is not possible with the young
The following information is needed to assist in the determination of the possible etiology of the balance or vestibular disorder:
n Are the symptoms episodic or persistent in
nature?
n Do the symptoms seem to represent a sensa-
tion of movement of the child’s environment or of the child within the environment?
n If the symptoms are episodic, how frequently
do they occur?
n If episodic, how long do the symptoms last
for a given episode or given exacerbation in constant background symptoms?
n Is there a history of childhood diseases
since birth, disorders of the mother during pregnancy, or any problems during or shortly after the birth process?
n Are there any known or suspected hearing
loss issues?
The above information for the nonverbal child will clearly need to be obtained from the parent. The details of the sensations — whether in spells, dura­tion of the spells, and frequency — may be difficult to obtain. However, it is worth the investment in time, as many times asking questions about the child’s general
462 BAlAnCE FunCtion AssEssmEnt And mAnAgEmEnt
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behavior, playing activities, and avoidances (such as heights) can come together in a picture of what may be happening as the parents reflect on what they have observed. This also gives the child time to play in your presence to start to become familiar with you and the surroundings.
As the child starts to be able to verbalize, engaging the child in helping to better define the above infor­mation, especially that of the sensation the child feels, can be very useful. Be careful not to lead the child as to what you are looking for in an answer. Then find several ways to get the same information to see if the responses are consistent. As children get up to 2 to 4 years of age, some can be very specific as to what it is they are experiencing. As you can engage the child, it is helpful in the interview so that the child is not left out of the discussion and the discussion is not just about and around the child but includes the child. As the child gets older, the questions can start to be focused to give information that would be more specific to the disorders that could be occurring based on what causes for dizziness are the most common (discussed below).
Direct Office Examination
The office examination can be useful for the child of any age. The older the child, the more aspects of the exami­nation can be used, and the more reliable are the find­ings. Very little in the way of equipment is needed for the basic office examination, but having a clown nose, stickers, or other child toys can be quite useful to attract and hold the child’s attention during the task at hand.
If the child will tolerate a gentle hold of the chin by the parent, then watch for the eye saccade movement. Again at ages under 2 to 3 months, the child may be involved in a searching behavior with the eyes before capturing the target.
n OKN nystagmus — for the child under 4
months who may not be able to perform pursuit, this could be an alternative to demonstrate pursuit ability (see discussion in the introduction). For this, have a strip of cloth with repeating stickers that can be drawn slowly across the child’s visual field, and if the nystagmus can be generated, this would be a good indicator of gross ability of smooth pursuit. If no nystagmus can be generated, nothing can be decided from a negative result.
n Rotational chair — for this, the child needs to
sit on the examiner’s lap facing the examiner. The examiner is in a swivel office chair. Without any visually attracting target, just the examiner’s face, the chair is oscillated back and forth looking for nystagmus. It is important that the child’s eyes be on the examiner and not looking elsewhere to avoid OKN stimulation. At the young ages in this group, the visual fixation suppression system is not well developed, so you can typically see nystagmus unless they have significant bilateral hypofunction.
Child Walking Independently
Infant Through Start of Independent Walking
The following elements would be included in the typi­cal office examination:
n Head thrust test — the infant/child on the
parent’s lap facing the clinician. This is where having a sticker on the forehead or nose of the clinician can be very helpful.
n Pursuit tracking — using a large sticker, see
if the child will follow the movement. This ability may not be developed if the child is under 4 months of age.
n Saccade testing — using two large and differ-
ent stickers or finger puppets, have one pop up to the left and then as it disappears have the other pop up to the right. If the child’s head is free you would need to watch for the eye movement first and then the head.
For this age grouping typically about 18 months or over, the same elements in the direct examination given for the younger child above would still be included. The variations would be that smaller objects could be used for pursuit, and saccade testing and the rotary chair evaluation would now not be used in office format. For the child at 6 years of age or older, then the same activities would be used as in the adult but several other office examination activities can be added that have reasonable predictability for what would occur in the formal laboratory tests discussed below
— the inter­ested reader is referred to the recent work by Christy et al. (2014).
For the child 18 months or over, we would vary the head thrust test by having the child sit by himself or herself in a chair or again on a parent’s lap and get the child to watch the examiner’s nose as we do in an adult (Figure 18–1). Since the child can walk independently, motor milestones can be used to look at normal motor
18. PEDIATRIC VESTIBULAR TESTING 463
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Figure 18–1. Example of a child and examiner in prepa­ration for a bedside head thrust test.
gait activity (Rine, 2007). Also, we can now start to perform the Modified Clinical Test for Sensory Interac­tion on Balance (Shumway-Cook & Horak, 1986). The modification is performed with only four conditions: standing on firm surface with and without vision, then standing on a compliant surface (i.e., foam) with and without vision. For the young child who will not keep his or her eyes closed on command, the examiner and child are together and a third person (typically the par-
Figure 18–2. Example of a child performing the modi-
TSIB standing on foam with visual fixation present.
fied C
ent) would take care of switching the lights on or off in the room. Have the child hold loosely to the examiner’s little finger so the examiner knows when the lights are shut off if the child is swaying. Figure 18–2 illustrates this setup with the child on a foam cushion.
Recording Technique: Video Versus Electrodes
There are two main techniques for recording eye move­ments during vestibular assessment: video goggles (videooculography), which use infrared to track pupil
Laboratory Testing: What Studies at What Ages
direction, and electrodes (electro-oculography), which record the corneo-retinal potential. While video gog-
gles are preferred due to their increased resolution and In children, vestibular loss can be congenital or acquired, can occur with or without hearing loss, and can differ­entially affect the vestibular sensory structures (otoliths versus semicircular canals). Therefore, the purpose of vestibular assessment may be for determination of (1) the pathophysiology of dizziness complaints, (2) the etiology of hearing loss, or (3) the underlying cause of gross motor delay. Although we have the capability to
ability to enable patients to keep their eyes open dur-
ing tasks without fixation, they are not always ideal
for use with children. Video goggles are expensive, are
often too big, or are not tolerated by small children, in
which case, electrodes must be used. It would be the
recommendation of the authors to utilize video goggles
whenever possible and defer to electrodes when video
is not an option. assess each of the vestibular sensory structures inde­pendently with a combination of tests, it is important
Rotational Chair
to understand which assessments are appropriate for children and at which age. Following is a description of common vestibular assessments and normative data across ages.
Rotary chair, using traditional paradigms, is an assess-
ment of the horizontal semicircular canals. One down-
fall of rotary chair is that it does not provide ear-specific