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Ординатура / Хирургия / Библиотека им академика М.И. Перельмана / Книга_4433_Библиотеки_им_академика_М_И_Перельмана

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calorics offer a better sensitivity and specificity over cool monothermal calorics. Also, different studies have adopted different rules for precluding the use of mono­thermal caloric testing in some patients. For example, Barber, Wright, and Demanuele (1971) recommend against using monothermal caloric tests when the nys­tagmus intensity from each ear is less than 11 deg/sec. Jacobson and Means (1985) and Jacobson et al. (1995) have added abnormalities in oculomotor tests and pres­ence of any type of nystagmus in the static or dynamic position tests as criteria for not using the monothermal caloric test.
Some studies have used the same normative val­ues for both monothermal and bithermal testing (e.g., Enticott et al., 2003; Keith et al, 1991). These studies have produced relatively low false-negative rates for monothermal testing (Enticott et al., 2003). That is, there are very few instances where the monothermal test indicates a normal finding and the bithermal test does not. On the other hand, false-positive rates for the monothermal test can be very high if the same norma­tive values are used for both tests (Enticott et al., 2003). That is, there are many instances where the monother­mal test indicates an abnormal finding but the bither­mal test does not. To address this shortcoming, other studies have established distinct normative values for the monothermal test (e.g., Jacobson & Means, 1985; Jacobson et al., 1995; Murnane et al., 2009). Using this approach, Jacobson et al. (1995) have demonstrated high sensitivity and specificity for predicting bither­mal test abnormalities from monothermal test results, especially when additional restrictions were imposed on the caloric response parameters.
Although methodological differences make it dif­ficult to directly compare the results from different studies, it is possible to develop a rational approach to monothermal caloric testing if the outcomes of these studies are considered collectively. The most effective application of monothermal caloric testing seems to be in predicting when the completion of bithermal caloric testing is likely to result in a normal finding. That way, the test can be terminated after the first two irrigations if the examiner can predict with a high probability a normal outcome for the bithermal caloric test.
The BSA (2010) has adopted a standard for pre­dicting the normality of the bithermal caloric test based on the results of the first two irrigations. The standard, which is based on a study by Lightfoot et recommends terminating the caloric test after the first two warm irrigations if the asymmetry between the right and left responses is less than 15%. Furthermore, the patient should not have spontaneous nystagmus greater than 4 deg/sec and the responses should be
al. (2009),
greater than 8 deg/sec for both irrigations (to exclude patients with bilateral caloric weakness). For patients who meet the above criteria, the outcome of normal bithermal caloric testing can be predicted accurately in 95% of them, whereas 29% of the patients who do not meet the criteria end up with normal results after com­pleting the bithermal caloric test (Lightfoot et al., 2009).
Murnane et al. (2009), using a larger sample size and a robust statistical approach, have developed cri­teria for monothermal caloric testing that are similar to the BSA (2010) standard. They recommend an upper limit of 10% for the asymmetry between the right and left responses, which is a stricter criterion than the BSA standard.
In summary, warm monothermal caloric testing can be a useful screening test as long as certain exclu­sionary rules are applied and appropriate normal limits are used. It is best to reserve the monothermal test for patients who are unable to complete the bithermal test or for those who have other test findings (e.g., vHIT) that can supplement the monothermal caloric findings.
Minimum Age of Patients in Caloric Testing
Caloric testing requires considerable cooperation even from adult patients. Very young children may not tol­erate having an irrigator tip in their ears or being kept in a dark room for an extended period of time (Cyr,
1980). In the literature, the youngest children who have undergone caloric testing are reported to be 4 or 5 years old (Melagrana, D’Agostino, Pasquale, & Taborelli, 1996; Melagrana, D’Agostino, Tarantino, Taborelli, & Calevo, 2002). Generally, caloric testing is not recom­mended in children under the age of 6 and in devel­opmentally delayed adults with a mental equivalent age of 6 or under. The age limit can be modified in rare cases where the child is very cooperative. It should be noted that normal values for children are not the same as those for adults (Melagrana et al., 1996).
analysis of CaloriC resPonses
A number of nystagmus parameters, including dura­tion, frequency, and amplitude, have been used in the past to quantify caloric responses (Jacobson & New­man, 1993). Currently, there is general agreement that the nystagmus slow-phase velocity (SPV) is the most practical measure of its intensity (ANSI, 2009; BSA,
2010). In computerized systems, the task of calculating SPV is, for the most part, automated. Therefore, further details about manual calculations are omitted here.
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SPV Profile of Caloric Responses
Caloric responses can be quantified by measuring the SPV of each nystagmus beat. Although the strength and direction of caloric nystagmus can vary, the profile of its SPV remains essentially the same from one irriga­tion to another (Figure 12–2). Caloric responses do not start immediately at the onset of the irrigation. It takes about 15 seconds from the onset of the irrigation before nystagmus appears. The nystagmus intensity rises to its peak approximately 60 to 90 seconds after the onset of the irrigation and begins to decline thereafter. The caloric nystagmus dissipates altogether after two to three minutes.
The SPV profiles for all four irrigations are usually displayed side by side to simplify the task of compar­ing the responses (Figure 12–2). In this type of display, the combination of SPV profiles for warm and cool irri­gations of each ear is called a caloric pod because of its distinct shape.
When reviewing the caloric responses, there are three different time intervals that require careful analy­sis of the nystagmus SPV:
1. As noted, caloric nystagmus from an ear with
intact TM usually has a latency of about 15 sec­onds. However, if the patient has pre-existing nys­tagmus without fixation in the supine position, this nystagmus will be present during the first 10 to 15 seconds after the onset of irrigation (Figure 12–3A). In that case, the baseline of the caloric response will shift by the SPV of the pre-existing nystagmus and will no longer be zero. In addition, the response will return to this baseline once the caloric nystag-
mus subsides. When present, the intensity of the pre-existing nystagmus should be calculated by averaging the SPV of a few representative beats. In the computerized systems, the baseline shift (SPV of the pre-existing nystagmus) can be esti­mated by drawing a best-fitting horizontal line through the SPV points within the first 10 to 15 seconds after the onset of the response. The esti­mates of spontaneous nystagmus SPV should be approximately the same for all four irrigations and should also match the SPV of the nystagmus with­out fixation in the supine position of the static posi­tion testing.
2. Caloric responses usually reach their maximum level around 60 to 90 seconds after the onset of irrigation. The peak caloric response for each irri­gation should be calculated by averaging the SPV of a few nystagmus beats that have the highest velocities (Figure 12–3B). The peak responses are represented by the symbols RW, LW, RC, and LC for right warm, left warm, right cool, and left cool irrigations, respectively. It is assumed that all of the peak values are represented by a positive number unless the peak is in the opposite direction of the expected response. In that case, the value is repre­sented by a negative number.
3. A 5- to 10-second interval around the time of fixa­tion is used for the fixation suppression test. The examiner should determine the SPV of nystagmus beats right before fixation and nystagmus beats right after fixation (Figure 12–3C). The beats that occur within 1 second before and 1 second after fixation should be avoided because they often con­tain artifacts.
Figure 12–2. Display of the caloric pods. The peak caloric response for each irrigation is identified by a box.
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Figure 12–3. Analysis of caloric nystagmus in three time intervals: A. Around 10 to 15 seconds after the onset of the irrigation to determine the baseline shift. B. Around 60 to 90 seconds after the onset of the irrigation to determine the peak caloric response. C. Around 5 seconds before and 10 seconds after visual fixation (identified by gray timeline) to determine fixation suppression of caloric nystagmus.
Total Caloric Responses
one ear and minimal response from the other ear will
be misidentified as bilateral weakness. Another crite­The first step in analyzing the caloric responses is to calculate total responses from the right (TotRE) and the left ear (TotLE):
rion, proposed by the British standard, requires all four
irrigation responses to be very small (less than 8 deg/
sec each) for bilateral weakness (BSA, 2010). Under that
criterion, some cases where there is a strong spontane-
TotRE = RW + RC
TotLE = LW + LC
ous nystagmus but no caloric responses from either ear
will not be identified as bilateral weakness. To avoid
these issues, one can use the criteria of TotRE < 12 deg/
The total response from each ear represents the opening of the caloric pod (Figure 12–4). When the total responses from both the right and left ears are very small, the caloric test indicates the presence of bilateral
sec and TotLE < 12 deg/sec for bilateral caloric weak- ness. The threshold value of 12 deg/sec is a composite of the thresholds used by Barber and Stockwell (1980)
and Jacobson and Newman (1993). caloric weakness. When a bilateral weakness exists, the equations for the remaining response parameters do not produce valid results because the denominator
Unilateral Caloric Weakness
approaches zero. Therefore, when the responses from both ears are very small, the examiner must stop and not proceed with the rest of the calculations.
The difference between the caloric responses from the
right and left ears is quantified by:
Traditionally, the criterion for bilateral weakness has been based on the combined caloric responses from both ears. For example, Barber and Stockwell (1980) use
UW% =
TotRE – TotLE
TotRE + TotLE
× 100,
TotRE + TotLE < 30 deg/sec and Jacobson and Newman (1993) use TotRE + TotLE < 22 deg/sec. Under that crite- rion, some cases where there is adequate response from
where UW% represents unilateral weakness in percent. This parameter has also been called percent reduced ves-
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Figure 12–4. Calculation of total caloric responses from each ear and unilateral caloric weakness.
tibular response (ANSI, 2009) and percent canal paresis (BSA, 2010). Because unilateral weakness is propor­tional to the intensity of caloric responses and because caloric stimuli are uncalibrated, the difference between the responses of the right and left ears is normalized by dividing it by the sum of responses from both ears. This equation is equivalent to the formula that was first proposed by Jongkees and Philipszoon (1964) and is now referred to as the Jongkees equation.
A value of zero for UW% indicates that the responses from the right and left ears are equal. A posi­tive UW% indicates a unilateral weakness in the left ear, and a negative UW% indicates a unilateral weak­ness in the right ear. A value of +100% or −100% for UW% indicates total lack of caloric response from one ear. As discussed in the previous section, when there is no response from either ear, the equation becomes undefined because the denominator is zero.
Unilateral weakness is commonly expressed rela­tive to the weaker ear, such as, “UW% unilateral weak­ness in the weaker ear.” When there is minimal response from one ear and UW% is approaching either +100% or −100%, instead of using the percentage, it is best to express the lack of response as “no response to the stan­dard caloric stimulus from the nonresponsive ear.”
It is important to understand what UW% tells us about vestibular function. One may assume that UW% represents the loss of horizontal VOR function in the weaker ear relative to the other ear. However, as Wex­ler (1994) has pointed out, this assumption is incorrect because of the nonlinearity of Jongkees equation. That is, a change in the horizontal VOR function does not produce a proportional change in UW%. For example, a 50% loss of hair cells in the lateral canal or their affer-
ent nerve fibers results in only 33% unilateral weakness using Jongkees equation.
Directional Preponderance
In the standard bithermal caloric test, two irrigations are expected to generate right beating nystagmus (right warm and left cool) and two irrigations are expected to generate left beating nystagmus (right cool and left warm). In a normal individual, caloric responses in one direction are approximately equal to those in the other direction. However, some patients have a directional preponderance where the responses in one direction are stronger than the responses in the other direction (Fitzgerald & Hallpike, 1942).
The difference between right beating and left beat-
ing caloric responses is commonly quantified by:
DP% =
where DP% represents directional preponderance in percent. TotRB represents total responses from the irrigations that are expected to generate right beating nystagmus and TotLB represents total responses from the irrigations that are expected to generate left beating nystagmus:
A value of zero for DP% indicates that right beat-
ing and left beating responses are equal. A positive
TotRB – TotLB
TotRB + TotLB
TotRB = RW + LC, TotLB = LW + RC.
× 100,
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DP% indicates that right beating responses are stronger than left beating responses, and a negative DP% indi­cates that left beating responses are stronger than right beating responses. Directional preponderance is com­monly expressed relative to the stronger nystagmus direction, such as, “DP% directional preponderance to the stronger nystagmus direction.
There are several issues with the concept of direc­tional preponderance that limit its usefulness. For example, it is now clear that there are two types of directional preponderance. The most common type is
due to the presence of pre-existing nystagmus with­out fixation in the standard caloric test position. For this type, caloric responses are approximately equal in both directions but the baseline is shifted by an amount equal to the SPV of the pre-existing nystag­mus. Therefore, peak SPVs in the direction of the shift are higher than peak SPVs in the opposite direction (Figure 12–5A). A second type of directional prepon­derance can occur when there is no pre-existing nystag­mus but the caloric responses in one direction are truly stronger (Figure 12–5B). This type of directional pre-
figure 12–5. Different types of directional preponderance: A. Baseline shift. B. Gain asym- metry. Note that directional preponderance and gain asymmetry are expressed with respect to the direction of nystagmus fast phases and baseline shift is expressed with respect to the direction of nystagmus slow phases.
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ponderance, which is called gain asymmetry, was first identified by Halmagyi, Cremer, Anderson, Murofushi, and Curthoys (2000). Gain asymmetry is extremely rare and was reported in just 1% of the patients. On the other hand, directional preponderance due to baseline shift is quite common.
The above equation does not differentiate between two types of directional preponderance. The criterion for interpreting nystagmus in the position test is based on its intensity in different head positions. Therefore, when directional preponderance is due to pre–existing nystagmus, it can be interpreted using the same criteria for interpreting positional or spontaneous nystagmus without the need for DP% (Stockwell, 1987). On the other hand, DP% is appropriate for characterizing true gain asymmetries if the effect of baseline shift is first subtracted from the caloric response. However, a true gain asymmetry is extremely rare and there is no estab­lished normative limit.
As a result of the above limitations, the clinical value of directional preponderance has come under question (Hain, 2014). Many clinicians now do not incorporate directional preponderance in their inter­pretation of the caloric test.
Fixation Index
The fixation index (FI) is usually calculated as the ratio of nystagmus SPV before and after fixation. The FI should be determined for each direction of nystagmus independently. When nystagmus is fully suppressed, the fixation index will be 0%. When nystagmus is par­tially suppressed, the fixation index will be between 0% and 100%. When nystagmus is enhanced, the fixa­tion index will be greater than 100%.
Analysis of Monothermal Caloric Responses
Sometimes caloric responses are available only for one temperature. This can be either by design, as in the case of a monothermal screening test, or by necessity, as in the case of a patient who is unable to complete the test after two irrigations. The equation of UW% can be modified for monothermal testing. First, if there is any baseline shift due to pre-existing nystag­mus, its effect on the peak caloric responses should be taken into account. This is done by subtracting the baseline shift from the peak SPV if they are in the same direction or adding the baseline shift to the peak SPV
if they are in opposite directions. Then UW% can be calculated as:
UW
UW
mono
mono
% =
% =
RW’ – LW’
RW’ + LW’
RC’ – LC’ RC’ + LC’
× 100, or
× 100,
where RW’, RC’, LW’, and LC’ are the peak caloric responses after accounting for the baseline shift.
ARTIFACTS AND TECHNICAL
ERRORS IN CALORIC TESTS
Physiologic artifacts and technical errors can contami­nate the caloric responses and affect the validity of the test results (Becker, 1978). Some of the sources of artifacts and errors for caloric tests are the same as those that affect other vestibular tests — for example, eye blinks, noisy tracings, and cross talk between the horizontal and vertical channels. Other artifacts and technical errors are more specific, and perhaps more critical to the caloric test (Kileny & Kemink, 1986). They include: faulty or poor irrigations, incorrect identification of peak caloric responses, failure to maintain a constant level of alert­ness throughout the test, and faulty calibrations.
An invalid caloric test should be suspected when the results cannot be explained by any known physiol­ogy or pathology of the VOR (Barin, 2006). There are at least four types of valid caloric responses. In the first type, all four caloric irrigations generate approxi­mately equal responses (see Figure 12–2). This type of response is seen in patients with normal VOR and in patients with bilateral hypo- or hyperactive VOR func­tion. In the second type, responses of each ear to warm and cool irrigations are approximately equal but the total responses from one ear are significantly different from the total responses from the other ear (see Fig­ure 12–4). This type of response is seen in patients with unilaterally reduced VOR function. In the third type, total responses from both ears are approximately equal but the baseline of the caloric responses are shifted in one direction, causing the nystagmus intensity in one direction to be stronger than the nystagmus intensity in the opposite direction (see Figure of response is seen in patients who have nystagmus without fixation in the supine position. In the fourth type, the nystagmus intensity in one direction is truly stronger than the nystagmus intensity in the opposite direction without any baseline shift (see Figure 12–5B).
12–5A). This type
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This type of response is seen in patients with the rare abnormality of gain asymmetry (Halmagyi et al., 2000). Any combination of these four types also represents a valid caloric test. When the test results do not match one of the valid caloric response types, the examiner must not proceed with interpreting the test until all possible sources of technical error have been ruled out.
There is no definitive method for identifying invalid caloric tests but there is a simple observation that can alert the examiner to that possibility. In almost all of the valid caloric test types, the baseline shifts for the right and left ears are approximately equal. There­fore, invalid test results should be suspected when the baseline shifts from the right and left ears differ significantly (Stockwell, 1994). The baseline shift for each ear can be approximated by finding the midpoint between the peak caloric responses. Figure 12–6 shows an example of a significant difference between the response midpoints of the right and left ears. The exact amount of difference between midpoints that indicates an invalid test is not known. Some commercial systems have used a threshold of less than 5 deg/sec for valid results. The threshold most likely depends on the over­all strength of the response, with lower values for the weaker overall response strengths and higher values for the stronger overall response strengths.
When invalid caloric test results are suspected, the first step is to verify that the SPV profiles are estimated accurately. Computerized systems derive the SPV pro-
files using an algorithm that distinguishes between the fast and slow phases of nystagmus. Even the most sophisticated algorithms are not perfect in this task and occasionally miscalculate nystagmus SPVs. This can lead to misidentification of the response peak. Therefore, if the system allows it, the examiner should inspect the tracings for all irrigations and correct or delete the SPV of outliers. Two key guidelines must be kept in mind when identifying the outliers and clean­ing the SPV profile. First, the shape of caloric responses remains essentially the same, even though the strength and direction can vary. Second, because the frequency of caloric responses is very low, the intensities of adja­cent nystagmus beats cannot differ significantly.
One of the most common examples of an invalid caloric test is when the response from one irrigation is significantly less intense than the responses from the other three irrigations (see Figure 12–6). The most likely cause of this error is poor RW irrigation but faulty calibrations and lack of patient alertness are also possible. Regardless of the cause, the examiner should repeat one or more of the irrigations. If the error is still present after repeating two irrigations, the entire caloric test should be repeated at a later date. Perform­ing more than six irrigations in the same setting is not recommended because of the central adaptation issues, as well as patient comfort.
Sometimes, one irrigation, usually the first one, generates much stronger responses compared with
figure 12–6. Verifying the validity of the caloric test results by comparing the response mid­points from the right and left ears. In this caloric test, one irrigation generates much weaker response compared with the other three irrigations.
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the other three irrigations. The most likely cause of this finding is hyperalertness during the first irriga­tion, but faulty calibrations and poor irrigation of the same ear with the other temperature are also possible. The examiner should first repeat the irrigation that has produced the strong response, which is significantly different from the responses of the other three irriga­tions. If this does not resolve the error, the examiner should then repeat the irrigation of the same ear that was performed with the other temperature. This allows for the less likely event that the patient has a unilateral weakness in the other ear.
A special case of a single irrigation producing unusually strong responses occurs when the strong response is produced by one of the warm irrigations and repeating the irrigations as described before does not resolve the issue. There have been several anec­dotal reports that some patients, most commonly those with vestibular migraine, produce responses for one of the warm irrigations that are significantly stronger than the responses for the other three irrigations (per­sonal communication with several clinicians). A few studies have reported rare cases of unilateral hyper­active caloric responses (e.g., Huygen, Nicolasen, Ver­hagen, & Theunissen, 1989). However, it is not clear if the hyperactivity was present for both irrigation tem­peratures or limited to the warm irrigations. Also, a few studies have reported unilateral caloric weakness in a subset of patients with vestibular migraine (e.g., Celebisoy, Gökçay, Sirin, & Biçak, 2008). Again, it is not clear if the caloric weakness could be attributed to a
strong response from the warm irrigation of the contra­lateral ear. As the evidence is lacking in these cases, it is best to view the presence of strong caloric responses for a single warm irrigation as a technical error until more studies become available.
There are less common types of error that can affect the caloric test. A careful review of the test as well as a comprehensive knowledge of the equipment and the VOR physiology can help the examiner to recog­nize and avoid technical errors.
INTERPRETATION OF CALORIC FINDINGS
Normative Values for Caloric Test Parameters
Several studies have examined caloric responses of healthy individuals and have established normal lim­its for many of the response parameters (see Barber & Stockwell, 1980 and CHABA, 1992 for a review of early studies). The key studies that have contributed to the more common normal limits include those by Barber and Wright (unpublished data as referenced by Bar­ber and Stockwell [1980]), Sills, Baloh, and Honrubia (1977), and Jacobson, Newman, and Peterson (1993). Table 12–2 shows the most commonly used values as well as alternative values used by some laboratories.
For unilateral weakness, almost all of the cited studies agree that the upper normal limit for unilateral
Table 12–2. Normal Limits for Caloric Response Parameters (Common Values and Alternative
Unilateral weakness
Directional preponderance
Bilateral weakness
Hyperactivity
Fixation suppression
Values Used by Some Laboratories)
Common Alternative
| UW% | < 25% 20%–30%
| DP% | < 30% 25%–50%
TotRE > 12º/sec or
TotLE > 12º/sec
TotRE < 140º/sec and
TotLE < 140º/sec
FI% < 0.6 0.5–0.7
TotRE + TotLE > 22–30 deg/sec
RC or LC or RW or LW > 8 deg/sec
TotRE < 110º/sec and
TotLE < 110º/sec
RC and LC < 50–60 deg/sec and
RW and LW < 80 deg/sec
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weakness is within the range of 20% to 25%. Each labo­ratory is free to choose the value within this range that produces the best combination of sensitivity and speci­ficity for its specific clinical settings.
There are more discrepancies among different studies regarding the normative values for directional preponderance. This is likely related to the limitations associated with directional preponderance, which were discussed previously. The most common normative limit for directional preponderance is 30% but some laboratories use a lower value of 25%.
As noted previously, it has now become clear that directional preponderance is of limited clinical value (Hain, 2014). As a result, some laboratories no longer use it. Those who wish to continue using directional preponderance should consider separating the contri­bution of baseline shift and gain asymmetry, because they represent two distinct abnormalities.
The sum of peak caloric responses is used to deter­mine hypoactivity (bilateral weakness) and hyperactiv­ity of the vestibular pathways. It should be stated that the caloric test is not a particularly useful test to detect bilateral vestibular hypoactivity. Therefore, it should not be surprising that there are considerable differences among different studies about the normal limits for total caloric responses. These differences are related to the high variability of caloric stimulus and individual differences in heat transfer from the external auditory canal to the labyrinth.
The lower normal limit for total caloric responses has been estimated to be anywhere from 22 to 30 deg/ sec (Barber & Stockwell, 1980; Jacobson et al., 1993). It is stipulated that the normal limit should apply only when caloric responses from the right and left ears are symmetric. To address this issue, some have recommended imposing a lower normal limit on the peak caloric responses of individual irrigations (e.g., all irrigations less than 8 alternative approach is to define the threshold for bilat­eral weakness based on total responses from each ear. Stockwell (1993) defines the caloric test to be bilaterally weak when total responses from each ear are less than 12 deg/sec. Using this approach eliminates the possi­bility of misidentifying the test as bilateral weakness when the responses of only one ear are very small.
Since the caloric test is of limited value in iden­tifying patients with bilateral vestibular hypoactivity, one can simplify the process. If a patient is suspected of having bilateral caloric weakness using any of the above criteria, another test, such as the rotation test or the head impulse test, should be included in the evalu­ation protocol.
The normative limits for hyperactive caloric responses have also been defined differently in dif-
deg/sec by BSA [2010]). An
ferent studies. Barber and Stockwell (1980) consider caloric responses as hyperactive when peak slow­phase velocities exceed 50 deg/sec for each of the cool irrigations or 80 deg/sec for each of the warm irriga­tions. Jacobson et al. (1993) use the criteria of total cool and warm responses of greater than 99 deg/sec and 146 deg/sec, respectively, and total caloric response of greater than 221 deg/sec from both ears. Again, to account for asymmetric caloric responses and presence of spontaneous nystagmus, one can use total responses from either ear as the criterion for hyperactivity (see Table 12–2).
The fixation index (FI%) represents the patient’s ability to suppress vestibular nystagmus. As with most caloric response parameters, there is no general agree­ment as to the normal limit for the fixation index. Some studies have suggested that any suppression of nystag­mus (FI% <100%) indicates normal fixation suppres­sion (Coats, 1970). In other studies, the normal range includes any value less than 50% (Demanez & Ledoux,
1970). Alpert (1974) recommends a normal limit of less than 60% to 70%. Today, most laboratories use FI% of 60% as the upper limit of normal fixation (Jacobson et al., 1993). It should be noted that to generate a valid fixation suppression test, the nystagmus intensity just before fixation should not be lower than a critical limit (~10 deg/sec). Otherwise, the fixation task may not be challenging enough to reveal abnormalities even in patients with defective fixation suppression.
It is important to recognize that normal caloric test results do not necessarily indicate intact VOR pathways. The caloric test is primarily a test of the lat­eral semicircular canals and their afferent pathways and it does not adequately evaluate other vestibular structures. Furthermore, the range of normal limits for caloric response parameters is large. As a result, sub­tle abnormalities may not be detected. For example, a unilateral weakness must be greater than 20% to 25% before the caloric test can be classified as abnormal. However, it is not clear what the threshold of asym­metry in the VOR pathways is before the patient begins to experience symptoms. It is likely that the thresh­old is far less than 20%. In short, a normal caloric test result does not mean normal vestibular function and the patient diagnosis should still be established in the context of history, physical exam, and other diagnostic test findings.
Interpretation and Clinical Significance of Unilateral Weakness
An abnormal unilateral caloric weakness exists when the total responses from one ear are significantly
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weaker than the total responses from the opposite ear (see Figure 12–4). It indicates a lesion involving the lateral (horizontal) semicircular canal or its affer­ent neural pathways in the weaker ear. This finding is usually considered as the single most clinically useful finding in the ENG/VNG test battery. Aside from the benign paroxysmal positional type of nystagmus in the Dix–Hallpike maneuver, an abnormal unilateral weak­ness is the only finding that localizes the lesion to the peripheral vestibular system (labyrinth or vestibular nerve) and identifies the damaged side.
Several important factors should be considered
about unilateral caloric weakness:
1. The finding of unilateral caloric weakness can occur as a result of damage to the hair cells, dam­age to vestibular nerve fibers, or blockage of the vestibular nerve at the root entry zone to the brain­stem (Baloh & Honrubia, 2001). However, unilat­eral caloric weakness cannot differentiate between damage to the hair cells and damage to the vestibu­lar nerve fibers.
2. Damage to the central vestibular pathways does not seem to produce a unilateral weakness. For example, Uemura and Cohen (1973) found that a focal lesion in the vestibular nuclei of monkeys does not result in a unilateral caloric weakness unless it involves the root entry zone of the eighth nerve.
3. The damage to the hair cells or the nerve fibers has to be confined to one side or at least should affect one side more significantly to produce a unilateral caloric weakness. Conditions that affect both sides approximately equally, such as vestibulotoxicity and aging, do not result in a significant unilateral weakness.
4. The damage must involve the hair cells in the lat­eral canal or the superior portion of the vestibu­lar nerve to generate a unilateral weakness in the caloric test. Furthermore, the loss of function must be substantial. As noted earlier, at least 30 to 40% of the hair cells in the lateral canal or their nerve fibers have to be damaged for unilateral caloric weakness to exceed the normative limits.
5. The finding of abnormal unilateral caloric weak­ness is most common in otological diseases. How­ever, any other type of disease that can damage the hair cells or affect the function of vestibular nerve can also result in a unilateral weakness in the caloric test.
The underlying cause of hair cell damage can be: (1) infection, (2) trauma, (3) ischemia affecting the laby­rinthine blood supply, or (4) toxic agents. Other causes,
such as metabolic disorders, are possible but not well understood.
One of the most common otologic diseases that produce unilateral caloric weakness is vestibular neu­ritis. Baloh and Honrubia (2001) have suggested that a complete or near complete loss of unilateral caloric response is more common with vestibular nerve lesions than those affecting the hair cell function. The underly­ing mechanism is considered to be an infection of the vestibular nerve. It is now known that there are differ­ent types of vestibular neuritis and they result in differ­ent findings in the caloric test. One type of vestibular neuritis is believed to cause degeneration of vestibu­lar nerve and result in permanent loss of vestibular function (Manzari, Burgess, MacDougall, & Curthoys,
2013). This type of vestibular neuritis results in a unilat­eral caloric weakness that persists indefinitely. Another type of vestibular neuritis presumably causes inflam­mation of the vestibular nerve but does not perma­nently damage it. Once the inflammation subsides, the vestibular function is restored and the unilateral weak­ness disappears. Finally, recent reports have identified an uncommon form of vestibular neuritis that involves only the inferior branch of the vestibular nerve (Kim & Kim, 2012). This type of neuritis does not produce a caloric weakness and will be missed without another test such as VEMP testing.
An abnormal unilateral caloric weakness is also seen in patients with Meniere’s disease, but it is not a required criterion for the diagnosis. The presence and the extent of caloric weakness usually depend on the stage of the disease and the elapsed time since the last attack (Mateijsen et al., 2001). In the early stages of the disease, a unilateral caloric weakness is often present shortly after the onset of the attack but dissipates after a few days or weeks. In the later stages of the disease, the weakness becomes persistent and is often progres­sive. These findings were assumed to be related to the effect of Meniere’s disease on hair cells, but some inves­tigators have attributed them to the hydropic expan­sion of the endolymphatic duct (McGarvie, Curthoys, MacDougall, & Halmagyi, 2015).
Another example of vestibular nerve pathol­ogy that produces unilateral weakness is vestibular schwannoma (acoustic neuroma). The mechanism is the compression of the vestibular nerve by the tumor arising from the schwann cells. Although the diagno­sis of vestibular schwannoma is usually made through imaging studies, the caloric test can provide useful information about the proximity of the tumor to the vestibular nerve. Absence or severe reduction of caloric responses along with mild to moderate hearing loss suggest that the tumor is impinging the vestibular por­tion of the eighth nerve more than the auditory portion.