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384 BALANCE FUNCTION ASSESSMENT AND MANAGEMENT
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Figure 15–12. Stimulus paradigm for the MCT. The sup­port surface is translated backward (or forward) while the position of the upper body remains initially station-
Note that the amplitude of the translation is exag-
ary. gerated for purposes of illustration. From Handbook of Balance Function Testing, Jacobson et al., 1997.
compensatory postural movements are termed auto­matic postural responses. This is because their latencies
are too long to be mediated by the segmental stretch reflex pathways but too short to be initiated under vol­untary control of the subject (Nashner & Cordo, 1981).
The MCT protocol summarized in Table 15–2 ana­lyzes the automatic postural response system over a range of velocities and directions using forward and backward translations varying in magnitude (thresh­old, intermediate, and saturating) and timing (random intervals between stimuli). Translations of the same direction and size are always imposed in groups of three. Results from the three trials are then averaged to obtain a stable characterization of the active force responses.
Responses to forward and backward translations are analyzed separately, because the flexor and exten­sor pathways mediating automatic postural responses are anatomically separate and may be affected differ­ently by a disease process. Responses of the left and right legs are analyzed separately, because the path­ways mediating responses on the two sides can also be selectively affected by disease. The random inter­vals between trials minimize the likelihood that the patient can anticipate the onset of displacements (see Table 15–2).
Protocol for the Motor Control Test
In the standard MCT protocol, the support surface translates at a constant velocity over a fixed interval
Table 15–2. Protocol for the Motor Control Test
Stimulus
Backward translation 1.25 cm in 250 ms (height scaled) 3
Backward translation 3.15 cm in 300 ms (height scaled) 3 Active force responses: latency,
Backward translation 5.7 cm in 400 ms (height scaled) 3
Toes-up rotation 4.0° in 500 ms 5 Sway energy
Forward translation 1.25 cm in 250 ms (height scaled) 3
Forward translation 3.15 cm in 300 ms (height scaled) 3 Active force responses: latency,
Forward translation 5.7 cm in 400 ms (height scaled) 3
Toes-up rotation 4.0° in 500 ms 5 Sway energy
Number
of Trials Measurements
strength symmetry
strength symmetry
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of time to achieve a predetermined velocity and ampli­tude of COG displacement. Using a 180-cm (6 feet)-tall patient as the example, a small translation of 1.25 cm over a 250 ms interval rotates the COG about the ankle joints at 2.8°/s for a total distance of 0.7°. This is approx­imately the threshold displacement required to elicit an automatic postural response. A medium translation of
3.15 cm over a 300 ms interval rotates the COG about the ankle joints at 6°/s for a total distance of 1.8°. Finally, a large translation of 5.70 cm over a 400 ms interval rotates the COG about the ankle joints at 8°/s for a total distance of 3.2°. This stimulus produces an approxi­mately maximum amplitude automatic response in the healthy subject (Horak, Diener, & Nashner, 1989).
For individuals shorter or taller than 180 cm, the translation amplitude is normalized by reducing and increasing the translation velocity and distance, respec­tively, to produce the same velocity and amplitude of COG sway. For individuals shorter or taller than 180 cm, the distance the surface translates is propor­tionately smaller or larger, respectively, while the dura­tions of the translations are the same.
Recording Active Force Responses
Automatic postural responses to support surface trans­lations are recorded using separate forceplates for each foot, each of which measures the active compensatory force exerted by the foot against the support surface. When each foot is properly positioned on the force­plate, the forceplate measures the portion of total body weight carried by the foot and the position of the cen­ter of vertical force exerted by the foot relative to the ankle joint position. The weight and position quanti­ties are used to calculate the active torque exerted by the musculature of leg about the ankle joint (Nashner, 1977; Nashner et al., 1979).
Presentation of MCT Results
Real-Time MCT Display
The computer displays a real-time summary of the raw COG sway data and the resulting active force latency scores during administration of the MCT. The latency plot on the left side of the display indicates the cur­rent movement direction, amplitude, and trial number, as well as plotting the latency scores of all completed trials. In the system printouts, green bars show laten­cies falling within the normal range, and red bars show latencies falling above the normal limits established for
the age-matched clinically normal sample. Numbers on each bar indicate the confidence level of the automatic scoring algorithm. If the operator chooses to repeat a previously executed and scored trial, the replacement bar is striped in the EquiTest system.
The right section of the display charts the AP and lateral positions of the COG in real time. This display accurately indicates COG position relative to the cen­ter of the base of support when the patient’s feet are properly placed on the support surface. Because accu­rate scoring of MCT latencies and strengths depends on weight bearing within the normal range, alignment of the COG (lateral, forward, or backward) should be corrected if possible with the following procedure. The positions of the patient’s feet should be checked first to ensure that inaccurate foot placement is not the cause. Each foot should not be positioned away from the proper position on the forceplate as the means to cor­rect the COG misalignment. Instead, the patient should be encouraged by the operator to shift the upper body to center the COG.
Weight Symmetry
The graphic and raw data components of a typical MCT result are shown for one movement direction in Fig­ure 15–13. In the complete MCT printout, an identical series of plots are included for backward and forward movement responses on the left and right sides of the page, respectively. For each movement direction, sepa­rate plots show weight symmetry, active force response latency, and active force response strength scores. In all of the plots, open areas encompass the range of scores considered to be within the clinically normal limits based on results from the asymptomatic sample.
A weight symmetry plot for each movement direc­tion indicates the percentage of total body weight borne by each leg during the automatic postural response. Weight symmetry is displayed as a nondimensional quantity, with a score of 100 indicating that weight is borne equally by the two legs. The weight symmetry score decreases to zero or increases to 200 when all the weight is borne by the left or right leg, respectively. Weight symmetry scores are important, because the onset latencies and the strengths of automatic postural responses in each leg are influenced by the fraction of total body weight supported by the leg.
Active Force Latency
The automatic postural response elicited by a sup­port surface translation compensates for COG sway by exerting active torque about the ankle joints. As
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figure 15–13. Graphical and raw summaries of MCT results of a typical clinically normal adult for backward support surface translations. sway, horizontal shear force, and left and right center of C averaged over three trials each for the three sizes of perturbations. show onset of surface translations. Arrows on the C the active force responses. Plots on the right show the relative bearing of weight between the two legs (100 equals perfect symmetry), the active force response latencies for left and right legs and the two larger sized translations, and the active force response strengths for the left (x) and right (+) legs. Shaded areas show scores falling outside the clinically normal limits, based on the normal population study. From Handbook of Balance Function Testing, Jacobson et al., 1997.
the patient’s COG moves forward (or backward) in response to horizontal surface translation, the initial resistance due to the inherent stiffness of the ankle joints is small and insufficient to stabilize the COG sway (Gurfinkel, Lipshits, & Popov, 1974; Nashner,
1976). The myotatic reflexes are either too weak or inhibited during standing to have a significant over­all impact on the active force response (El’ner, Popov, & Gurfinkel, 1972; Gurfinkel et al., 1974). Active force increases abruptly within 30 to 40 ms following onset of the automatic component of the postural response at 90 to 100 ms latencies as recorded by electromyogra­phy (EMG) (Dichgans & Diener, 1985; Nashner, 1977; Nashner et al., 1979). This is indicated by an abrupt and rapid increase in force resistance as measured by the forceplates. This sequence of events is illustrated in the raw data components of Figure 15–13.
Traces on the left show COG
OF (torque) responses
Vertical lines
OF traces show onset times of
The active force response latencies are calculated automatically for each leg and for each direction and magnitude of displacement, along with a quality fac­tor indicating the reliability of the latency score. To produce each latency score, four separate slope detec­tion algorithms are used to identify the active force “takeoff point.” The four results are then compared. If results of none of the algorithms agree within a 10 ms tolerance, the longest of the four latency scores is used, and a quality factor of 1 is indicated. If two or more scores are within 10 ms, the longest of these scores is used, and a quality factor of 2 to 4 indicates the number scores within the tolerance. Thus, a quality factor of 4 indicates the highest level of consistency, while a 1 indicates the least consistency. Latency scores for each leg and translation size are presented as separate bars in the latency plot.
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The second page of the MCT printout shows the active force response traces of each leg and the COG sway averaged over the three trials. The latency takeoff points identified by the computer for the left and right leg active force responses are marked with arrows as shown in Figure 15–13. If the operator disagrees with the placement of one or more arrows, a magnified view of the force traces in question can be displayed on the monitor and the takeoff points manually marked by the operator. In these cases the quality factor is displayed as an M on the graphic printout page.
Because the active force response elicited by a small translation is near the automatic response threshold, the associated latency is quite variable and in some instances impossible to identify. Medium and large translations, by contrast, elicit vigorous active force responses with a high degree of latency symmetry between left and right legs, and between forward and backward transla­tions of the same magnitude. Thus, results from latency of medium and large translations can be of significant value in identifying motor system abnormalities in patients with imbalance or postural instability.
Active Force Strength
Adjusting the size of support surface translations for variations in patient height ensures that the velocity and amplitude of COG sway are the same for all patients. In physical terms, this means that a given size transla­tion imparts the same sway momentum to all patients, regardless of individual variations in body height and weight. To counteract the sway momentum produced by the translation, the patient must exert a restoring force that imparts approximately twice the momentum in the opposite direction. Half of the restoring momen­tum is required to stop the COG sway; the other half, to return the body to the original equilibrium position. For this reason, the magnitude (strength) of the active force response is best characterized by the momentum generated by the active force.
Following onset of the active force response, the support surface continues to translate, displace the COG, and stretch the ankle joint muscles. This requires the con­tinued exertion of active force by the two legs to regain balance. The magnitude (strength) of this active force is quantified relative to the rate of increase of ankle torque exerted by each leg over a 150 ms interval following the latency onset by dividing the raw scores by patient height and weight, which compensates for differences in patient stature and produces strength scores with the appropriate units of (sway) angular momentum.
For each movement direction, active force strength is plotted as a function of translation size for each leg
and translation size. In the clinically normal individ­ual, strength scores for equivalent-sized translations in the two directions are similar. In addition, lateral strength symmetry is demonstrated when the active force responses for a given size translation are similar in the two legs. When differences in strength between the two legs exceed the normal range, the data points in question are enclosed by a box.
MCT Results in a Clinically Normal Sample
Selected results from the asymptomatic normal sample of individuals are described in Appendix 15–A. Latency scores in normal children are like those of adults (Has­san & Azzam, 2012). For all age ranges, the average weight symmetry scores are near 100, indicating that weight is borne equally by the two legs. Because scores both significantly above and below 100 (weight bearing to the right and left of center, respectively) are consid­ered abnormal, the clinically normal limits for symme­try are set at ±2 SD from the average.
In all age groups and in both movement direc­tions, onset latencies are slightly longer for the medium than for the large translations. Furthermore, the response latencies show the expected slight increases with age. Other research studies have also shown sub­tle variations in EMG latencies that are dependent on the velocity and magnitude of the evoking translation (Diener et al., 1984; Nardone et al., 1990). These laten­cies have been shown to increase with age (Peterka & Black, 1990b; Wolfson et al., 1992). Only those latency scores significantly longer than the averages of the asymptomatic normal sample are considered clinically abnormal. Thus, the upper limits for clinically normal latencies are set at 1.67 SD above the sample averages.
In a recent side-by-side comparison study of nor­mal subjects on the EquiTest and Balance Advantage systems, all MCT scores were statistically the same (Trueblood et al., 2018).
In all age groups, the height and weight compen­sated response strengths are symmetrical for the two legs and movement directions. For all translation mag­nitudes, the average strength scores are sufficient to return the COG to the centered position without exces­sive undershoot or overshoot. Specifically, the angular momenta imparted to the body by the small, medium, and large translations are 2.8°/s, 6.0°/s, and 8.0°/s, respectively. To return the COG to center, the total angular momentum generated by the two legs must be twice that produced by the translation. One half of the response momentum is needed to arrest the sway, the other half to return the body COG to the center
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position. This is accomplished when each leg generates angular momentum equal to that of the translation. Figure 15–14 shows that, on average, asymptomatic normal individuals produce the amount of active force necessary to accurately return the body COG to the orig­inal centered position. Response strengths significantly weaker or stronger than the averages of the asymptom­atic normal sample are considered clinically abnormal. Thus, the normal limits of the strengths for each age group are set at ±2 SD from the sample averages.
AUTOMATIC RESPONSE:
THE ADAPTATION TEST (ADT)
Slow Support Surface Rotations
The adaptation protocol exposes the patient to a series of five identical toes-up or toes-down rotations of the support surface. The rotations are imposed at a rela­tively small amplitude of 8º reproducing COF move­ments similar to those generated by the large support
surface translations during the MCT. Because these stimulus velocities do not saturate the automatic pos­ture control system, it is possible to measure adaptive changes in the patient’s responses over the course of the five rotations.
A series of five identical rotations is typically interposed between sets of support surface transla­tions. When the first unexpected surface rotation is imposed after a set of surface translations, the auto­matic posture control system is initially prepared to actively resist ankle joint rotation as a means to sta­bilize COG sway. Because resisting the ankle joint rotation is destabilizing when the surface rotates, the COG sway is frequently increased during the recovery period following the first surface rotation. Asymptom­atic subjects, however, do not typically lose their bal­ance. By the fourth and fifth rotations of the series, the automatic system attenuates the ankle joint resistance. This adaptive change enhances the subject’s stability during the recovery period (Nashner, 1976).
The adaptive mechanisms responsible for atten­uating ankle joint resistance and reducing COG sway during the recovery period following support surface rotation are complex and probably involve both (1) reduction in background ankle stiffness and the amplitude of the stretch-evoked (destabilizing) responses and (2) enhancement of the later stabiliz­ing responses. Nevertheless, when the patient makes these adaptive changes, COG sway is reduced during the recovery periods following the last few rotational trials of the series.
Figure 15–14. Active force strengths in a clinically nor­mal sample of persons 20 to 59 years of age as func­tions of translation size and direction. The heavy line shows the response strengths needed to exactly re­center the Cog. Vertical units of measurement refer to angular momentum per unit of body mass (deg/s/kg). Horizontal notations refer to amplitude of displacement (S = small; M = medium; L = large). From Handbook of Balance Function Testing, Jacobson et al., 1997.
Presentation of Adaptation Results
Sway energy is used as a nonspecific but quantita­tive measure of the magnitude of COG sway dur­ing the recovery period following a support surface rotation. Sway energy is a weighted sum of the root mean square COG sway velocity and sway accelera­tion measured over the 2-second interval immediately following rotation. While this measure does not reflect changes within the individual response components described previously, it is an accurate measure of the overall functional effect of these adaptive changes.
Adaptation results are presented by plotting a separate sway energy score for each of the five rota­tions. The display of results of toes-up rotation, which elicits a backward COG displacement, is displayed under the backward movement response results of the MCT. Similarly, the results of toes-down rotations are displayed under the forward movement results of the MCT.
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Adaptation Results in the Clinically
Results of ADT differ somewhat between the EquiTest and Balance Advantage systems. In EquiTest, asymp­tomatic normal individuals show progressive reduc­tions in sway energy over the course of five repeated exposures to toes-up or toes-down rotations, as shown in Figure 15–15. Adaptation scores are similar in chil-
Normal Sample
dren (Hassan & Azzam, 2012). Even though the sway energy scores of younger and older subjects are similar during the first toes-up and toes-down trials, improve­ments in stability are significantly greater in the younger subjects by the fourth and fifth trials. Poorer adaptation in the elderly may be caused by a slowing of central adaptation, musculoskeletal factors which increase mechanical stiffness and/or reduce muscle strength at the ankles, or a combination of these factors (Horak, Shupert, & Mirka, 1989; Wolfson et al., 1992). The upper limits for clinically normal sway energies are set at 1.67 SD above the sample averages. This is because only significantly increased sway energies are considered abnormal.
In the Balance Advantage system, little if any adaptive change is noted from the first to the fifth toes­up and toes-down trials. This is not due to differences in forceplates or platform rotation characteristics. The most likely reason for the difference is the more chal­lenging virtual reality environment that, by providing less useful visual orientation information, forces individ­uals to remain more reliant on support surface inputs.
Figure 15–15. Graphical summary of the adaptation results of a typical clinically normal subject. The vertical axes show the sway energy expended during correc­tive responses. The horizontal axes show trial numbers. Shaded areas show scores falling outside the clinically normal limits, based on the normal population study. From Handbook of Balance Function Testing, Jacobson et al., 1997.
CASE EXAMPLES FOR MCT INTERPRETATION
Case 3
A 31-year-old male presented with onset of head motion–provoked vertigo with constant imbalance when standing and walking. He denied any vestibu­lar crisis event or auditory complaints. His symptoms were more concentrated in sagittal plane movement and when rolling left or right from a supine position. These symptoms had been ongoing for several years with intervals when the vertigo was resolved and the imbalance was reduced but not absent. He reported an MRI from several years prior to this evaluation that was normal with a cervical MRI positive for mild disk abnormalities. Audiologic examination was normal. Other than the development of mild paresthesia of the right hand and arm over the last year, he had no other neurologic complaints and his past medical his­tory was noncontributory. His direct office examination was remarkable for anterior semicircular canal BPPV canalithiasis and inability to maintain quiet stance on foam with his eyes closed during the Clinical Test for Sensory Interaction on Balance (CTSIB, see Chapter 9). The remainder of the examination was normal. He was treated in the office with a canalith repositioning proce­dure and referred for a formal vestibular balance reha­bilitation therapy (VBRT) program. Secondary to the
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length of time of the symptoms and the complaints of persistent imbalance (although this is a common report with BPPV), vestibular and balance function testing was requested. The laboratory studies continued to show anterior canal BPPV with no other indications of peripheral vestibular system involvement. Pursuit tracking tests were normal, but saccade testing was positive for mild right internuclear ophthalmoplegia (INO). Postural control abnormalities were collectively consistent with those seen in demyelinating disorders and increased latency on the MCT test. The MCT test abnormality, although nonspecific to the cause of his symptoms, was completely unexpected and difficult to explain on the basis of BPPV alone. However, given the ocular motor results, the prolonged latencies to active recovery fit with the overall suspicion of central ner­vous system involvement. His SOT results showed an increase in sway under conditions 5 and 6 without fall reactions. The SOT results are nonspecific to the disor­der underlying the condition but reflective of his func­tional ability to maintain quiet stance when challenged. The SOT results simply reflect the fact that he was hav-
ing difficulty using vestibular system information when visual and proprioceptive/somatosensory cues were absent or disrupted. Secondary to these findings and his report of paresthesia starting in the left foot, a new MRI was obtained that showed multiple hyperintense spots throughout the brainstem region. He was referred on to neurology and is being followed with a diagnosis of probable multiple sclerosis with BPPV.
Case 4
A 44-year-old female presented with spontaneous spells of lightheadedness and imbalance lasting hours. Frequency of occurrence was one per every eight weeks but increasing. Typically, she would return to her normal baseline between events. The core studies involving ENG and ocular motor tests were normal. Her CTSIB was normal, but as her history was that of unsteadiness, episodic without vertigo, full SOT and MCT were indicated. The results of these evaluations are given in Figure 15–16. This figure demonstrates
figure 15–16. SOT and MCT results, respectively, for the patient in Case 4. Refer to Figure 15–7 for color coding. (The figure is based on data provided by Shelly Massingale, PT and Bertec Corporation).
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normal SOT with significantly prolonged latencies on the MCT. The abnormally long MCT latencies for both limbs is suggestive of possible central nervous system involvement above the level of the spinal cord. There­fore, this patient’s care was directed to neurology from otolaryngology, and she has been followed for possible demyelinating disease as a result of the test findings guiding the management.
Case 5
A 50-year-old-male with a known right medullary infarct secondary to a posterior inferior cerebellar artery (PICA) distribution stroke was seen for a full vestibu­lar system evaluation. His symptoms were that of per­sistent unsteadiness when standing and walking that resolved completely when sitting or lying down. His office examination and laboratory studies were with­out any indications of peripheral vestibular system involvement but did show indications for right ocular lateral pulsion (eyes deviate to the right when visual fixation is removed), a finding consistent with a dor­sal lateral medullary infarct. His SOT and MCT results for the pre-therapy testing are given in Figure 15–17, top half. While his SOT results show an inconsistent pattern, it was highly repeatable and his reduction in volitional limits of sway was 28% with his COG align­ment within normal limits. So these findings for the
SOT could be a result of motor compromise from his stroke, and yet his normal MCT results did not sup­port that interpretation. Therefore, it was assumed that he had problems interpreting his sensory inputs. He was placed in a vestibular and balance rehabilitation program that worked on his reaction to different sen­sory inputs. His post-therapy results are given in the bottom half of Figure 15–17, showing now normal SOT results along with the normal MCT findings, and his complaint of constant unsteadiness was resolved.
SUMMARY
Computerized dynamic posturography uses a multi­plicity of independent test protocols to objectively assess the major sensory and motor components of balance. All protocols are based on documented physi­ologic principles of human balance. Some protocols provide information relative to the patient’s functional capacity within a variety of daily life tasks. Others pro­vide information that can help localize the cause of a balance system disorder. The ability to identify inconsis­tencies among independent test results is an additional advantage in identifying causes of unsteadiness such as anxiety. Experimental studies with various populations of clinically normal individuals indicate that CDP can provide reliable and repeatable test results.
figure 15–17. Case 5 results. A. SOT pre-therapy. B. MCT pre-therapy. C. SOT post-therapy.
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D. MCT post-therapy. Refer to Figure 15–7 for color coding. (The figure is based on data provided by Shelly Massingale, PT and Bertec Corporation.)
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