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figure 13–23. Fast phase components of the vestibular nystagmus are deleted and the degree for each slow phase component of the vestibular nystagmus is plotted below on the eye velocity plot (arrows to the lower graph) for each one-half cycle of rotation.
figure 13–24. Plot of chair velocity and corresponding vestibular slow phase velocity data. Arrows identify the peak target velocity of the chair rotation in relationship to the peak vestibular slow phase component of the eye velocity data. Data shows a strong temporal relationship between peak eye data and peak chair data. As dictated by the vestibular ocular reflex, the slow phase velocity data will always be in the opposing direction of chair rotation thus forming a mirror eye velocity sinusoid in relation to the chair velocity.
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algorithms are applied to the data in order to character­ize the vestibular response with respect to its response gain, phase, and symmetry.
Sinusoidal Harmonic Acceleration Analysis Parameters
Analysis of the VOR in response to sinusoidal chair rotations produces three salient response parameters: gain, phase, and symmetry (Brey et al., 2008b; Shepard & Telian, 1996; Figure 13–25). Comparison of the peak ocular response to that of peak chair rotational velocity can be easily determined. This ratio of peak eye veloc­ity to peak chair velocity is known as the sensitivity, or gain, of the vestibular system, and through a series of rotations (accelerations), the gain of the vestibular sys­tem can be effectively determined across a wide range of frequencies during SHA testing.
In addition, as the chair begins to accelerate in one direction and the eyes begin to slowly deviate in the opposite direction due to the vestibular response, the timing relationship between the exact moment chair rotation begins and the exact moment the eyes begin to move in the opposite direction can also be determined. This timing relationship is known as the phase of the VOR response, and describes the temporal movement of the eyes in relation to the movement of the chair (see Figure 13–25).
Finally, the degree of peak eye response can be compared from rotations in the clockwise (CW) direc­tion with those from the counterclockwise (CCW) direction. The ratio between these two peak responses
is known as the symmetry of the VOR. Therefore, three primary measures are specifically analyzed during rotational testing: VOR gain, phase, and symmetry (see Figure 13–25).
VOR Response Gain
Gain defines the relationship between peak eye veloc­ity and peak chair velocity (Brey et al., 2008b; Shepard & Telian, 1996). It is simply the sensitivity, or respon­siveness, of the vestibular system to a particular stimu­lus (or rotational frequency). A perfect compensation of eye movement to that of chair rotation would produce a VOR response that is truly equal (and opposite) with respect to chair movement. That is, the relationship between peak eye and peak chair velocity would be exactly the same, which is expressed as the ratio 1:1, or simply a gain of 1.0. A perfect response is often referred to as response unity. VOR response gain is calculated for each stimulus rotational frequency performed during SHA testing.
Because the exact acceleration and velocity stimu­lus being delivered to the vestibular system is known, simple calculations of the slow-phase eye velocity in relation to chair acceleration can be precisely deter­mined. If the VOR were truly an equal and opposite response to head acceleration, then the degree of ocu­lar reflex (slow-phase velocity slope calculation) would exhibit a relative increase or decrease in relation to an increase or decrease in chair rotational frequency. That is, as the frequency of chair rotation is increased, so too is the response velocity of the peak eye response. Although this is generally the case, we know that for
Figure 13–25. Single cycle of chair rotation illustrating how the various analysis parameters of SHA testing (gain, phase, and symmetry) are determined.
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the frequencies assessed during rotational testing (0.01 to 0.64 Hz) the response of the VOR is always opposite the direction of head (chair) rotation; however, it is seldom, if ever, truly equal to the intensity of the chair rotation. This concept is especially true for the slower rotational frequencies below 0.08 Hz and, to a lesser extent, truer for the mid-to-high rotational frequencies above 0.04 Hz. This is not surprising as the frequency stimuli used during SHA testing remain below the vestibular system’s optimum operating range of 1 to 5 Hz. Most physiologic systems fail to exhibit sufficient responses for stimuli that do not adequately stimulate their ideal operating range (visual acuity in darkness is one such example). In fact, many physiologic systems have adapted to work synergistically to overcome their deficiencies. For example, the deficiency of the vestibu­lar response for frequencies below 1 Hz is most often augmented by the visual system, whereby the gain of the VOR is brought close to unity with extreme effi-
ciency. If one could adequately and reliably assess the vestibular system using rotational stimuli between 1 to 5 Hz, the data would show that the degree of VOR response would not only continue to be opposite (this is always the case) but would also be truly equal (or nearly equal) to the degree of stimuli input. That is, response unity would be present within our functional operating range of 1 to 5 Hz.
VOR Gain Interpretation. Figure 13–26 depicts the
raw nystagmus response of the VOR during a rota­tional stimulus. The slow-phase responses are plotted against the rotational stimulus for 0.16 Hz. The figure depicts right-beating nystagmus in response to right­ward rotation and left-beating nystagmus in response to leftward rotation. It can clearly be seen that the VOR nystagmus response (i.e., the slope of the nystagmus) crescendos and decrescendos in relation to chair accel­eration and deceleration. A healthy VOR nystagmus
figure 13–26. Complete data for 0.16 Hz rotation. Top graph shows raw nystagmus tracing. Middle graph shows a plot of the slow phase component of the vestibular data in relation to chair velocity. Bottom graph shows averaged slow phase data in relation to chair velocity. Peak eye velocity data is determined and VOR gain for rightward and leftward rotation is calculated.
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response will, therefore, have a peak response that is often associated with, or occurs near, the peak response of chair rotation.
The gain of the VOR is determined by comparing the peak eye response to peak chair response. The peak velocity of chair rotation is always held constant, most often at 50° or 60°/sec (depending on the predeter­mined stimulus parameters of the rotational paradigm or chair setup). The peak VOR response, however, will often vary with respect to the frequency of chair rotation and physiology of the vestibular system. For lower frequencies of rotation, like that in Figure 13–27, the peak VOR response crescendos to approximately 30°/sec in response to a 0.02 Hz rotational stimu­lus, whereas the peak VOR response crescendos to a much more robust peak response at 35° to 38°/sec
in re-sponse to a 0.32 Hz rotational stimulus (Figure 13–28). Identifying the “peak” slow-phase velocity during rightward and leftward rotation is critical as it is this response parameter that is compared against the peak chair velocity response of 60°/sec when deter­mining the gain of the system. Simply put, the VOR gain of the system is the ratio between the peak slow­phase eye velocity compared with (or divided by) the peak chair velocity (which is always 60°/sec or 50°/ sec). The gain of the VOR is determined for both right­ward and leftward rotations, as well as combined for an averaged VOR response gain for each frequency of rotation.
Other than classifying patient VOR gain response as falling within normal limits, patient results are often categorized with respect to either abnormally high or
figure 13–27. Complete data for 0.02 Hz rotation. Top graph shows raw nystagmus tracing. Middle graph shows a plot of the slow phase component of the vestibular data in relation to chair velocity. Bottom graph shows averaged slow phase data in relation to chair velocity. Peak eye velocity data is determined and VOR gain for rightward and leftward rotation is calculated.
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figure 13–28. Complete data for 0.32 Hz rotation. Top graph shows raw nystagmus tracing. Middle graph shows a plot of the slow phase component of the vestibular data in relation to chair velocity. Bottom graph shows averaged slow phase data in relation to chair velocity. Peak eye velocity data is determined and VOR gain for rightward and leftward rotation is calculated.
low VOR gain. Abnormally low gain is certainly the more common of the clinical findings. When impact­ing all test frequencies, its interpretation is generally restricted to a bilateral reduction of vestibular reactiv­ity. Although this is often associated with a bilateral peripheral pathology, a central pathology can also less frequently cause a bilateral reduction in VOR gain (Shepard & Telian, 1996; Wall, 1990). Therefore the site-of-lesion value for reduced rotational VOR gain is bilateral peripheral unless purely central indicators are suggested (Shepard & Telian, 1996). In addition, abnormally low VOR gain is often frequency depen­dent. Incomplete damage to the vestibular periphery causes VOR gain effects that often occur first in the low frequencies. This is juxtaposed to audiometric hearing
loss, where loss often occurs first in the high frequen­cies. As vestibular pathology progresses, a loss of mid­to-high frequency vestibular reactivity ensues. This also helps to explain why caloric irrigations (compa­rable to a rotational frequency of 0.003 Hz) are so often reduced or absent with even slight peripheral vestibu­lar damage. Moreover, this also sheds some light as to why rotational testing can be critical to the evaluation of a dizzy patient. Because VOR is frequency depen­dent, verifying intact or even reduced but viable VOR gain for the higher frequencies is imperative when determining the potential for vestibular rehabilitation. This is similar to verifying usable hearing for the low to mid frequencies when determining the potential suc­cess for hearing aid outcomes.
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Abnormally high VOR gain is a less common occurrence. The interpretation of this finding is simi­lar to abnormally high caloric responses and is usually associated with a central site of lesion that localizes to the cerebellum (Shepard & Telian, 1996). This finding is certainly uncommon, just as hypercaloric responses are uncommon. Less information is also known about hyperactive VOR gain during SHA testing than hypo­active VOR gain. Hyperactive VOR gain has most often been reported in central pathologies, most often impli­cating the cerebellum (Baloh, Sills, & Honrubia, 1979; Hirsch, 1986; Shepard & Telian, 1996). Migraine and traumatic brain injury (TBI) have been implicated in producing high VOR gain results (Brey et al., 2008b). Both of these pathologies have abnormal processes that have strongly implicated the central nervous system.
There is one more final comment to consider regarding VOR gain. Although not discussed yet, VOR phase and VOR symmetry are both calculated from VOR gain, and thus, when there is an absence of VOR response for either one or all SHA frequencies (i.e., zero gain), phase and symmetry values cannot be determined for any frequency where gain is absent. Moreover, when the VOR gain is minimal, phase and symmetry should be interpreted with caution. Anytime VOR gain values are low, there is a higher probability that physiologic noise (e.g., blink artifact, ocular wan­dering, ocular vertical drift) has significantly reduced the VOR response. Therefore, VOR gain between 0.10 and 0.15 has been suggested as the lowest acceptable cut-off value when reliably calculating VOR phase and symmetry (Shepard & Telian, 1996). However, when VOR gain values are near or below 0.15, it is highly recommended that the raw data be scrutinized to determine its signal-to-noise ratio in order to decide if the quality of the recording is “clean” enough to war­rant calculation of phase and symmetry. Although it is good practice to always review the raw nystagmus response, it is even more imperative when analyzing reduced signal-to-noise conditions that are common to low frequencies (given the inherent low gain naturally present at these frequencies) as well as during condi­tions of overall poor VOR gain where the response is small.
VOR Phase
In its simplest definition, phase refers to the timing relationship between chair movement and eye move­ment (Shepard & Telian, 1996). It can be thought of as the degree to which eye movement lags behind the applied stimulus, which in this case is head accelera-
tion. By definition, the VOR dictates that an equal and opposite compensatory eye movement must occur in response to head movement. The exact time in which the eye begins to move in the opposite direc­tion (in relation to chair movement) is known as phase. Phase is the least intuitive of the three (measures) but has the greatest clinical significance in its ability to document peripheral system dysfunction (Shepard & Telian, 1996).
VOR Phase Interpretation. Fully understanding VOR
phase and its related abnormalities is the least straight­forward of all the SHA parameters. At its heart, VOR phase is a reflection of the central processing of the labyrinthine afferent input from the horizontal semi­circular by the neural integrator in order to augment an insufficient afferent drive into a sufficient VOR eye velocity response when confronted with impuissant acceleration stimuli. It is, in short, a centrally medi­ated increase of a weak afferent drive in order to more efficiently drive the VOR during slow rotational (head) movements (<0.04 Hz). The lack of understanding of VOR phase and its intimate relationship to VOR gain, as well as acute and chronic pathology (to say nothing of central compensation), is likely the primary driver of many clinicians’ dismissal of reporting its significance. Not being withheld, the “plotting” of VOR phase dur­ing rotational assessment is, indeed, confusing and often misunderstood. Its “appearance” of eye move­ment preceding chair (head) movement is undoubt­edly perplexing; however, the leading of eye movement to that of head movement is more of a by-product of how the data are plotted rather than the eyes actually leading head movement. Unfortunately, a compre­hensive discussion regarding the significance of VOR phase and its relationship to vestibular physiology and pathology is outside of the scope of this chapter. However, the reader is encouraged to review multiple sources for a better understanding of the comprehen­sive nature of VOR phase (Goldberg et al., 2012; Wall, 1990; Zalewski, 2018).
Nevertheless, the application of VOR phase during rotational assessment can have a profound impact on our understanding of vestibular pathology. In general, VOR phase has both contributions of peripheral input as well as central input. In short, central vestibular processing (velocity storage) requires both a sufficient amount of peripheral drive to manage as well as an intact (healthy) neural integrator to process the incom­ing afferent input. Thus, a decrease in peripheral input from end-organ pathology, as well as an abnormal cen­tral processing from a defective neural integrator, can
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independently produce VOR phase abnormalities; and concomitant pathologies impact both the peripheral labyrinthine end organs and the neural integrator.
Without a doubt, abnormal VOR phase lead in the presence of normal VOR gain is the most common rotational abnormality. This pattern strongly suggests effective compensation for a previous peripheral ves­tibulopathy, and is consistent with a normal rebalanc­ing of central VOR gain with a concomitant (requisite) permanent sacrificing of velocity storage (Zalewski,
2018). This pattern is likely secondary to peripheral lab­yrinthine pathology, and other corroborating evidence during a comprehensive assessment should provide sufficient evidence for this interpretation. However, in a case where normal peripheral vestibular function is suspected and VOR phase abnormalities exist, a central pathology needs to be considered and ruled out. Inter­pretation of isolated VOR phase abnormalities should be made with caution as reflecting pathology confined to either the peripheral or the central system. However, interpretation of VOR phase should always be made in conjunction with supplemental vestibular findings during your comprehensive assessment. For a more comprehensive discussion of VOR abnormalities, the reader is encouraged to review Zalewski (2018).
VOR Symmetry
VOR symmetry refers to the equality of the VOR gain when stimulated during rightward (CW) rota­tions versus leftward (CCW) rotations. The compen­satory VOR response occurs following both CW and CCW rotations, but in opposite directions. That is, the left-beating vestibular slow phase in response to CW (rightward) rotations produces a VOR gain that can be compared with the right-beating vestibular slow-phase gain from CCW rotations. The relationship between the generated VOR gain from CW and CCW rotations rep­resents the symmetry of the vestibular system.
testing is, in fact, analogous to directional preponder­ance measured during caloric irrigations. However, it is important to realize that directional preponderance calculated from caloric irrigations is determined from the slow-phase velocity component of the nystagmus, but named in accordance with the fast phase (i.e., right­beating or left-beating directional preponderance). Rotational asymmetries, on the other hand, are calcu­lated and named in accordance with the slow-phase velocity component. Therefore, a right caloric direc­tional preponderance (i.e., left slow-phase velocity com­ponent) is analogous to a left rotational asymmetry (i.e., left slow-phase velocity component) and vice versa.
Most often, however, the presence of an asymme­try (similar to that of an observed directional prepon­derance during caloric irrigations) will be the result of a spontaneous nystagmus. The presence of a spontane­ous nystagmus will generally force such an asymme­try until central compensation occurs and tonic neural symmetry is once again restored. In time central com­pensation effectively resolves both the static (sponta­neous nystagmus) as well as the dynamic (rotational) asymmetry. It is important to note, however, that such conditional asymmetry will only exist during a unilat­eral peripheral weakness. Everything discussed at this point regarding asymmetry and the direction of the slow-phase velocity component will be reversed in the presence of an irritative lesion such as Ménière’s dis­ease. Thus, a rotational asymmetry can be secondary to either peripheral system, and care should be given to ensure the underlying etiology and laterality of the ves­tibulopathy. In light of this, a comprehensive vestibu­lar assessment is essential to elucidate a more complete peripheral vestibular phenotype for such patients. In addition, corroborating evidence suggesting incomplete compensated VOR gain, low frequency VOR phase leads and even a caloric asymmetry should also be apparent during this acute (and semi post-acute) stage.
VOR Symmetry Interpretation. Because both laby-
rinths are actively providing an excitatory and inhibi­tory response during head rotations, laterality should not always be inferred from the symmetry measure. VOR asymmetry, therefore, does not directly reflect a state of weakened laterality in the system. Rather, it reflects a physiologic preponderance within the ves- tibular system (Shepard & Telian, 1996). A vestibular preponderance merely indicates that the system has a preferential bias toward a particular direction of rota­tion (movement) or production of slow-phase VOR response. The measure of VOR symmetry during SHA
Sinusoidal Harmonic Acceleration Interpretation
Normal Sinusoidal Harmonic Acceleration Response
Although VOR gain in the absence of any visual stim­uli is not perfectly compensatory as is VOR phase for frequencies below 1.0 Hz, responses can be compared against normative reference ranges for determination of vestibular function in association with the rotational stimulus frequency range delivered. It should be noted
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here that site-specific normative reference ranges, using site-specific protocols, should be obtained when assist­ing in the diagnosis and identification of labyrinthine pathology. Normative reference ranges for SHA testing obtained from the National Institutes of Health vestib­ular lab are presented in Figure 13–29 and Table 13–4. Figure 13–30 illustrates VOR response parameters from a patient during a normal rotational examination.
Unilateral Peripheral Impairments
Unilateral peripheral labyrinthine disorders can gener­ate a varied pattern of SHA results depending on the
severity and acute nature of the impairment. In cases where a lesioned end organ is only mildly impaired, the results of rotational testing may be completely normal due to central compensation. In instances where there is more severe dysfunction in one of the labyrinths, the most commonly observed abnormality is increased phase in lower frequencies. Results can, therefore, vary depending on the severity and acute nature of the uni­lateral peripheral vestibulopathy.
When assessing patients who have incurred an acute peripheral vestibulopathy, there are a number of characteristic findings that can be expected. Fig­ure 13–31 illustrates such an example. First, VOR gain is
figure 13–29. Normal reference range for VOR gain, phase, and symmetry showing mean and two standard devia­tions for octave frequencies from 0.01 to 2.0 Hz.
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table 13–4. Means and 2 Standard Deviations for Sinusoidal Acceleration Testing for VOR Gain, VOR Phase, VOR Symmetry, and Spectral Purity from 0.01 to 2.0 Hz*
Response Parameter
VOR Gain 0.3951 0.15468 0.458 0.18274 0.3951 0.15468
VOR Phase 39.47 12.69 21.94 10.82 39.47 12.69
VOR Symmetry 4.238 16.348 3.457 17.442 4.238 16.348
Spectral Purity 92.82 6.394 93.87 7.896 92.82 6.394
Response Parameter
VOR Gain 0.508 0.2856 0.5108 0.2816 0.5376 0.302
VOR Phase 2.714 13.128 0.6483 13.428 0.2806 11.67
VOR Symmetry 3.777 16.868 −4.227 19.072 5.345 16.276
Spectral Purity 95.72 6.96 95.47 6.846 97.32 3.7
Response Parameter
0.01 Hz 0.02 Hz 0.04 Hz
Mean 2SD Mean 2SD Mean 2SD
0.08 Hz 0.16 Hz 0.32 Hz
Mean 2SD Mean 2SD Mean 2SD
0.64 Hz 1.28 Hz 2.0 Hz
Mean 2SD Mean 2SD Mean 2SD
VOR Gain 0.6018 0.2708 0.7925 0.216 0.7594 0.4214
VOR Phase 3.942 9.624 9.681 11.752 1.745 28.76
VOR Symmetry 2.883 14.538 0.5278 8.422 −2.675 48.52
Spectral Purity 98.46 3.672 99.12 1.1518 96.52 7.316
Note. *Means and standard deviations based on a sample size of 50 healthy volunteers aged 18–61 years.
often reduced and phase prolonged immediately after the event. Secondly, findings often reveal a significant asymmetry that is biased in the direction of the spon­taneous nystagmus. Symmetry is calculated using the slow-phase eye velocities and indicates a bias in VOR responses during rotation. A right asymmetry corre­sponds to left-beating nystagmus and left asymmetry corresponds to right-beating nystagmus. A significant
asymmetry is a non-localizing finding that can be indicative of central or peripheral dysfunction. Asym­metry measures can be isolated as well as found in the presence of phase and gain abnormalities. Significant asymmetries are commonly found in patients with acute or uncompensated unilateral vestibular dysfunc­tion. In rare cases, significant asymmetry may indicate the presence of a lesion in the central pathways.
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figure 13–30. Normal SHA results for VOR gain (A), VOR phase (B), and VOR symmetry (C) from 0.01 through 2.0 Hz. Abnormal response regions are indicated by the gray regions for each results graph.
figure 13–31. Common SHA results for an acute unilateral labyrinthine hypofunction. Results for VOR gain (A), VOR phase (B), and VOR symmetry (C) from 0.01 through 0.32 Hz. Abnormal response regions are indicated by the gray regions for each results graph.