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354 BAlAnCE FunCtion AssEssmEnt And mAnAgEmEnt
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but perfectly normal vHIT response to natural values of angular acceleration. A normal response on vHIT shows that in response to the physiological, adequate stimulus to the semicircular canal, semicircular canal function is normal. A small or absent caloric response may occur for a host of reasons unrelated to horizontal semicircular canal function, such as an unusual exter­nal auditory meatus or unusual temporal bone density. So, unsurprisingly, these two very different methods of testing semicircular canals do not always produce results which agree.
The correct way of identifying the true sensitiv­ity and specificity of vHIT is to assess how well vHIT can detect objectively identified UVL, and the only group of patients in that category are those who have undergone surgical removal of one vestibular nerve to treat vestibular schwannoma. Our recent unpublished measures of 20 such patients and 37 healthy subjects showed that for detecting an objectively verified UVL, the true sensitivity of vHIT was 1.0, the true specific­ity was 1.0, and the diagnostic accuracy was 100%. We are not aware of comparable studies of the sensitivity and specificity of the caloric test. With the caloric it is not possible to obtain an absolute measure of horizon­tal semicircular canal function from the stimulation of each ear. One reason is that there are such great varia­tions between individuals in the pathways conveying the thermal stimulus from the external ear canal to the horizontal semicircular canal. So the magnitude of the stimulus delivered to the canal receptors is not known.
The functional state of the other four vertical canals cannot be evaluated by the caloric test. The vHIT test, by contrast, provides an absolute measure of the func­tion level of every semicircular canal separately. This is possible because the stimulus, head rotation, is the adequate, natural, physiological stimulus for the semi­circular canals, and this stimulus is measured exactly during the head turn. Similarly, the response to this physiological stimulus exactly. These simultaneous measures of the stimulus and the response provide many significant advantages compared with the caloric test. Most importantly vHIT provides a measure of the gain of the vestibulo-ocu­lar response for each canal individually. They allow inspection of the form of the temporal profile of the eye velocity response to every part of the stimulus during different stimulus magnitudes — different peak head velocities. This allows the clinician to identify absolute loss of canal function, where there may be no asymme­try between the two sides but the canals on both sides show a loss of function. Such BVL occurs with systemic gentamicin ototoxicity (Weber et al., 2009). Caloric test­ing cannot provide this information with reliability.
— eye velocity — is measured
Video HIT tests can be given repeatedly — even only minutes apart — and so the test is ideally suited to track­ing changes in vestibular function (e.g., during disease or during systemic gentamicin therapy or around the time of an acute attack in Menière’s disease). Together with vestibular-evoked myogenic potentials (VEMPs), vHIT completes the ability to test the entire audioves­tibular system (Curthoys, 2012).
gentamiCin ototoxiCity
The head impulse test can detect a small deterioration in absolute bilateral semicircular canal function, e.g., due for example to the vestibulotoxic effects of genta­micin on the vestibular receptors in patients receiving systemic antibiotic treatment. The progressive loss of vestibular function due to systemic gentamicin cannot be quantified by calorics because of the great variability of the caloric responses and because daily calorics are unacceptable to most patients. It is important to realize that a single systemic injection of gentamicin can cause almost total loss of vestibular function (Halmagyi & Curthoys, 2018a). A progressive BVL can be detected objectively even at the bedside by vHIT, since vHIT is on a laptop and does not require specialized conditions. Video HIT provides objective quantitative tracking of changes in semicircular canal function at the bedside during systemic gentamicin treatment even at intervals as short as a few minutes if necessary. Similarly, vHIT can quantify semicircular canal function in patients receiving intratympanic gentamicin. It is now becom­ing common practice to use vHIT to “titrate” intratym­panic gentamicin (ITG) dosages for treating Menière’s disease. The patient is tested before and then one week after ITG. The goal is to adjust the dosage to cause just a small loss of peripheral canal function, rather than total vestibular ablation (Marques, Manrique-Huarte, & Perez-Fernandez, 2015). If there is no effect, a sec­ond intratympanic injection is given, etc. As the VOR gains show a small loss, patients report reduced ver­tigo, but they retain a substantial part of their semicir­cular canal function.
méniÈre’s disease
Because it can be used at very short intervals, vHIT is now starting to be used to monitor semicircular canal function in patients with probable endolym­phatic hydrops and patients with Ménière’s disease
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even around the time of the attack. In many patients with Menière’s disease there is a dissociation between the results of vHIT testing and caloric testing — vHIT shows normal canal function, whereas caloric testing shows reduced or absent canal function (McGarvie, Curthoys, MacDougall, & Halmagyi, 2015a, 2015b). The reason for this dissociation is not known at pres­ent, but it may be due to the enlarged membranous labyrinth in endolymphatic hydrops affecting the tem­perature transfer to the membranous semicircular duct and thus the receptor activation.
THE SUPPRESSION HEAD
IMPULSE PARADIGM
In the usual head impulse test paradigm (which we now term HIMP) the subject fixates an earth-fixed tar­get (Figure 14–16A). The results from that test are now complemented by a new variant we have introduced which is called SHIMP (for suppression head impulse paradigm) (MacDougall et al., 2015). The head turn stimulus and the eye movement recording are identi­cal. All that is changed are the instructions — from “look at that fixed target on the wall” to “look at the moving target.” In SHIMPs during the head turn the patient is
asked to stare at a laser spot on the wall projected from a head mounted laser (Figure 14–16B). The head turn stimulus is exactly the same in HIMPs and SHIMPs — brief, unpredictable, high acceleration head turns — but in the SHIMP protocol the subject is required to fixate a target which moves with the head (second half of Video 14–1). We call this new variant protocol SHIMP because we expected suppression of the VOR to dominate. As we have noted above, healthy subjects suppress their VOR frequently in daily life, and they also do so in the SHIMP paradigm, but it takes time (around 80 to 100 ms) for that VOR suppression to take place, and dur­ing that time the usual VOR is operating, just as in the HIMP test. Independent evidence has shown that VOR suppression in this passive, high acceleration paradigm takes around 80 ms from the onset of the head turn to become effective — so that it is just becoming effec­tive at around the end of the head impulse stimulus. During this 100-ms window, vHIT measures the slow phase, just as it does during the HIMP paradigm. The result is that both HIMPs and SHIMPs provide mea­sures of the VOR! Subjects find this task very easy and intuitive — they simply look at the spot as it appears to jump from place to place as the clinician turns their head. It is like watching a tennis match. Unbeknownst to them, on each turn the clinician is getting excellent data about how good the VOR is. Very quickly, subjects
Figure 14–16. The two test protocols: HIMPs and SHIMPs. A. In the usual proto- col for head impulse testing (HIMP) the person is instructed to maintain fixa­tion on an earth-fixed target during a small unpredictable passive head turn. Because of the VOR healthy subjects do not make any large saccades. B. In the SHIMP protocol the head turn is identical but the instructions are now to main­tain fixation on a spot projected on the wall that moves with the head — it is from a head-fixed laser in the glasses. Now healthy subjects make large sac­cades at the end of the impulse to regain the target spot (see text for explana­tion). Reproduced with permission from Halmagyi, Chen, MacDougall, Weber, McGarvie and Curthoys (2017).
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try to predict which way the spot will jump, and it is imperative that the clinician try to minimize this pre­diction by always starting from a central point and being as unpredictable as possible.
There is one very large difference between the responses on HIMPs versus SHIMPs, and that is that on SHIMPs, at the end of the head turn it is the healthy subject who must make a saccade to regain the target, whereas the patient without vestibular function does not need to make a saccade. The reason is as follows.
Why do healthy subjects need to make a correc­tive saccade? Because during the head impulse the VOR drives their eyes opposite to the direction of head movement, and healthy subjects do not suppress their VOR during that early stage (first ~80 ms) of the head turn. Consequently their gaze is driven by their VOR off the target. For example, as the head is turned to the
left, the fixation target moves to the left, the VOR drives the eyes to the right, and so at the end of the impulse the target is to the person’s left, but the subject’s gaze is to the right, so the healthy subject must make a large corrective saccade from right to left (anti-compensatory for the head turn direction) to regain the target (Fig­ure 14–17A). At the other extreme, for patients with complete vestibular loss (Figure 14–17B), their VOR is absent and so it does not drive their eyes off the head­fixed target at all during the head impulse. At the end of the impulse the patient’s eyes are still on target and thus they do not make any corrective saccade. In sum: in SHIMPs it is the healthy people who make correc­tive saccades and patients without vestibular function who do not make corrective saccades. A simple rule is that HIMP saccades are an indicator of vestibular loss, whereas SHIMP saccades are an indicator of residual
figure 14–17. Superimposed time series of head and eye velocity records HIMPs and SHIMPs for a healthy subject (A) and a patient with BVL (B). A. The results for the healthy subject show that for HIMPs eye velocity matches head velocity during the impulses and there are minor corrective saccades at the end of the impulse. For SHIMPs eye velocity matches head velocity during the impulses, but at the end of the impulse there are large corrective sac­cades to return gaze to the target. B. During HIMP trials, the patient with BVL elicits mostly overt positive catch-up saccades after the head impulse. During SHIMP trials the same patient with BVL shows only very few saccades after the end of the head impulse back to the head-fixed target, because their eyes have remained on the target during the head impulse. In the SHIMP protocol it is the patient with vestibular loss who has no saccades, whereas healthy subjects show large saccades — exactly the reverse of the saccadic pattern with the HIMP protocol. In a healthy subject the slow phase eye velocity during the head impulses is the same for both HIMPs and SHIMPs, and similarly for patients with vestibular loss. The SHIMP paradigm does not affect the slow phase eye velocity — only the corrective saccades. Reproduced with permission of Wolters Kluwer Health, Inc. from MacDougall, McGarvie, Halmagyi, Rogers, Manzari, Burgess, Curthoys and Weber (2016), A new saccadic indicator of peripheral vestibular function based on the video head impulse test. Neurology, 87(4), 410–418. https://www.neurology.org/. Published by the American Academy of Neurology.
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vestibular function. Patients with UVL show large SHIMP saccades for head turns to their healthy side and small or absent SHIMP saccades for head turns to their affected side (MacDougall et al., 2016; Shen et al.,
2016). The VOR gain during the head impulses is the clinical indicator of vestibular function. The saccades are again a confirmatory indicator of that vestibular loss because, as stressed above, the size of the sac­cades (their peak saccade velocity) is affected by many factors, especially the extent of rebound of the head impulse. Overshoot and rebound reduce the size of the saccadic velocity.
The SHIMP paradigm provides a complementary measure of semicircular canal function to that from HIMP, but VOR gain, measured from the slow phase eye velocity, is similar for both HIMPs and SHIMPs (MacDougall et al., 2016). Recent evidence is that in SHIMPs VOR gain is (slightly) smaller than VOR gain in HIMPs. Figure 14–18 shows HIMP and SHIMP results for a patient with a UVL. The figure shows that SHIMP has the advantage of usually effectively remov­ing the covert saccades during the head impulses, which cause problems in gain measurement in the stan­dard HIMP protocol. SHIMP is a much more intuitive
figure 14–18. HIMP and SHIMP data for the horizontal canal tests for a patient with UVL in the left ear. Top row: In the standard HIMP proto- col, the gain of the VOR is greatly decreased for rotations towards the affected left side (A), with large compensatory corrective saccades (both overt and covert saccades). For rotations to the healthy side (B), the gain is slightly lower than normal, with a few very small cor­rective saccades. In the SHIMP protocol, the VOR gains using the slow phase eye velocity towards the affected (C) and healthy sides (D) are similar to the corresponding gains for the HIMP protocol, but the sac­cade pattern is reversed. Towards the healthy side (D) there are very large anti-compensatory SHIMP saccades at the end of the impulse. Towards the affected side (C) there are a few late small saccades. The gain of the VOR is not zero so the SHIMP saccades are very small compared to the saccade amplitude for impulses to the healthy side (D). Reproduced with permission from Curthoys and Manzari (2017).
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test to carry out — the patient is just asked to look at the spot. So language difficulties or cognitive deficits have minimal impact. SHIMP is even easier to carry out at the bedside than HIMP, and the corrective saccade is much easier for the clinician to see.
NEW DEVELOPMENTS
1. The ability of vHIT testing to probe the function of all canals has revealed unexpected outcomes. One is that a rather surprising number of patients have BVL of most (or all) semicircular canals. Prior to vHIT the extent of vertical canal loss could not be measured in a clinic. With vHIT it now can be. And
this pattern of reduced or absent function of all canals (Ward, Agrawal, Hoffman, Carey, & Della Santina, 2013) gives new understanding of patient complaints.
2. Complementing that result is the equally unex­pected result of the bilateral sparing of anterior canal function, when other canals show loss (Tarnutzer, Bockisch, Buffone, & Weber, 2017). Figure 14–19 shows data for a patient with bilateral loss of hori­zontal canal function, but bilateral sparing of both anterior and posterior canals (Akdal et al., 2016).
3. As mentioned above, the use of vHIT to quantify the progress of the loss of canal function during intratympanic gentamicin is now widespread.
4. The dissociation of vHIT and caloric test results may be an indicator of endolymphatic hydrops.
Figure 14–19. Results of testing all canals in a patient with BVL. Here there is loss of function in both horizontal canals, but sparing of both anterior canals and of both posterior canals. Video head impulse measures of patients with BVL often reveal relative sparing of anterior semicircular canal function. This clinical pattern may possibly indicate gentamicin vestibulotoxicity or Ménière’s disease, or in Wernicke’s encephalopathy as in this patient, but also occurs in BVL of unknown origin. Reprinted from Journal of the Neurological Sciences, Vol. 365, Akdal, G., MacDougall, H. G., Chen, L., Tanrıverdizade, T., Yig˘itaslan, O., and Halmagyi, G. M., Selective impairment of horizontal vestibulo-ocular reflexes in acute Wernicke’s encephalopathy, pp. 167–168, © 2016, with permis­sion from Elsevier.
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ConClusion
Vestibular testing is being revolutionized by vHIT, and when the results for vHIT are combined with the results of the new ocular and cervical vestibular evoked myo­genic potential (oVEMP and cVEMP) tests it is possible to measure the function of all vestibular sense organs (Curthoys, 2012).
Video HIT is very simple and does not require specialized conditions — testing is done with the patients sitting in an ordinary chair in a normally lit room. Video HIT is undemanding and can be used on patients as young as 3 years. Video HIT is a fast, simple way of quickly, safely, and acceptably answering the question: Which side is affected? Is the canal function of each ear in the normal range? Video HIT allows repeated testing even within a few minutes. It gives an absolute level of canal function. It is very well tolerated by patients and it allows measurement of the function of all semicircular canals. The vHIT test is noninvasive, safe, simple, and quick (less than 10 min to test both sides), and very acceptable even to dizzy and nauseous patients. The analysis software provides objective, quantitative results in real time. In sharp contrast to caloric stimuli, with vHIT the magnitude of the stimu­lus at each instant in time is known and can be related directly to the response at that instant. Video HIT is portable — it can be used in the clinic or at the bedside or the emergency room, or even in the patient’s home. Video HIT can be carried out even during acute attacks of vertigo (e.g., in a patient during a Menière’s attack or an attack of vestibular neuritis [Manzari et al., 2011]).
Videos assoCiated With this ChaPter
Video 14–1. How the horizontal head impulse test is carried out at Royal Prince Alfred Hospital Sydney for HIMPs and SHIMPs.
Video 14–2. How the standard LARP impulses are carried out at Royal Prince Alfred Hospital Sydney.
Video 14–3. How the standard RALP impulses are carried out at Royal Prince Alfred Hospital Sydney.
Acknowledgments. The vHIT test was developed with
the continued support of the Garnett Passe and Rod­ney Williams Memorial Foundation and the National
Health and Medical Research Council of Australia, and we are grateful to those bodies. We published the original paper for vHIT in 2009, and Otometrics DK transformed our system into Impulse. We thank Jorge Rey-Martínez, Julia Dlugaiczyk, and Matthieu Gomes for their comments and suggestions on this chapter.
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Appendix 14–A
The Physiological Basis for the Head Impulse Test
Much of the following can be found interactively in the free app for iPhone 4 (and later iPhones) called aVOR. That app does not work on Android devices. The work of Goldberg (2012) is a definitive source of physiologi­cal information about canal function.
How can the vestibular system achieve the speed and precision of the VOR? The sensitivity and the preci­sion of the VOR are the outcomes of neural interaction between the signals from the two sets of semicircular canals on each side of the head. One way of thinking about this interaction is as follows: normally, with the head still, the neural output from the vestibular recep­tors and afferents on the two sides causes balanced (i.e., approximately equal) resting neural activity in the cells in the two vestibular nuclei in the brainstem (Figure 14–20). A head turn upsets that balance neurons on the side toward the head turn are activated and canal neurons on the other side are simultaneously inhibited. That imbalanced neural activity triggers the response — the corrective eye movement — as well as sensations of turning and postural responses to ensure that you do not fall.
— canal
Acceleration Versus Velocity
The mechanics of the semicircular canal convert the angular acceleration of the head into an angular veloc­ity signal. Physiological recordings from primary semi­circular canal afferents have shown that the mechanics of the semicircular canal-cupula system have effec­tively integrated the head acceleration stimulus to pro­duce a neural signal corresponding to head velocity.
The passive head turn causes fluid flow in the membranous duct of the semicircular canal, deflecting the receptor hair cells on the crista in the ampulla in an excitatory direction, so that the primary afferent neu­rons are activated (see Figure 14–20). Simultaneously the same head turn causes fluid flow in the membra­nous duct of the semicircular canal on the opposite side of the head. However, because of the orientation of the receptor hair cells in that opposite canal, this head turn causes these contralateral semicircular canal receptors to be deflected in an inhibitory direction, so the afferent
neurons on this opposite side of the head are inhibited. So the one head turn causes simultaneous complemen­tary neural events in the two vestibular labyrinths excitation on one side and inhibition on the other (Figure 14–20B). It is a “push-pull” system. This reduc­tion in the neural firing of these cells acts indirectly to reduce the inhibition exerted on central vestibular neurons. Reduced inhibition (called “disinhibition”) is effectively excitatory. So in healthy subjects there are two sources of vestibular drive to the eye muscles — direct excitation and indirect excitation (disinhibition). These sum and drive the eyes to compensate for the head rotation with great speed and precision.
The contribution from the contralateral labyrinth by indirect activation from disinhibition is effective over only a small range of stimulus values, since the neurons in the vestibular nuclei are relatively quickly inhibited to silence during a high acceleration head rotation. However, during a low acceleration head turn to the affected side in a patient with a UVL, this source of indirect excitation from the remaining healthy ear can provide sufficient excitation to generate a compen­satory eye movement response for ipsilesional head turns that looks normal. That is why low accelerations are to be avoided during clinical testing. This small indirect excitation component is generated during the low velocity part of the head impulse ities this input probably does not contribute, and that is why high-velocity head impulses are necessary to test canal function. High acceleration head turns to the left test the left horizontal semicircular canal. In patients with UVL, the VOR gain for head turns to the healthy side is frequently systematically smaller than 1.0 lacking the (small) functionally excitatory drive from the affected side.
The detailed anatomical and physiological evi­dence underpinning this account is given by Curthoys (2002) and Curthoys and Halmagyi (1995). The rela­tive importance of the intercommunication between the bilateral labyrinth inputs has been known since the physiological work of Precht and Shimazu (1965), Precht, Shimazu, and Markham (1966) and Markham, Yagi, and Curthoys (1977).
— at higher veloc-
— it is
A.
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figure 14–20. A. The semicircular canals are sym-
Direction of head turn
left horizontal
canal ampulla
Excited Inhibited
B.
Head movement to left
Compensatory eye movement to right
Eye muscles
Oculomotor nucleus
Abducens nucleus
head impulse to the left
+
-
-
II
-
Vestibular nucleus
Primary afferents
Horizontal semicircular canal
activated. Simultaneously, the receptors in the right horizontal canal are deflected in an inhibitory direction so the primary afferent neurons from the right horizontal semicircular canal have reduced firing (dashed lines). atory input from the left canal projects to the left vestibular nucleus and activates type I neurons that are excitatory neurons which project to and excite neurons in the right abducens nucleus which project to the lateral rectus eye muscle of the right eye and so act to generate the compensatory eye movement response to the right. This response of the type I neurons in the vestibular nuclei is further increased because inhibition arising indirectly from the right horizontal canal via the type II inhibitory neurons is reduced. This reduced inhibition is called disinhibition and it is functionally excitatory. It is a secondary source of an excitatory drive arising from the opposite labyrinth. So, in healthy subjects there are two sources of vestibular drive to the eye muscles — direct excitation and indirect excitation (disinhibition). These sum and drive the eyes to compensate for the head rotation with great speed and precision. After a UVL an ipsilesional head turn no longer causes the direct excitation, but still causes the indirect excitation (the disinhibition) from the remaining healthy ear. For this reason, the VOR gain for ipsilesional head turns in UVD patients is not zero. And the lack of this functionally excitatory drive from the affected side acts to decrease the VOR gain for head rotations to the healthy side. Transmission through the vestibular nucleus can be inhibited by cerebellar neurons, resulting in VOR suppression. It is stressed that this is a very basic figure showing just one of the many neural circuits controlling vestibulo-ocular responses.
+
I
+
Left
Midline
right horizontal
canal ampulla
-
+
+
+
II
+
I
-
Right
metrical on the two sides of the head (see Figure 14–1) so a horizontal head turn causes opposite effects in the paired semicircular canals on the two sides of the head. The figure shows a schematic view directly downward onto enlarged and trans­lated human horizontal canals. Within the swelling in the duct (the ampulla), there is a saddle-like crista (here viewed edge-on) which is covered by around 7,500 receptor hair cells, each projecting into a jelly-like structure (the cupula) that seals the membranous duct. left in this example) causes fluid flow in an excit­atory direction (arrow in the duct) in the left semi­circular canal. canal and so all 7,500 receptors on the crista in the left canal are deflected in an excitatory direc­tion resulting in an increase of neural activity of all of the primary horizontal semicircular canal afferents in the left vestibular nerve. ously, that leftward head turn causes endolymph flow in an inhibitory direction in the right semicir­cular canal (arrow in the duct the receptors on the right crista to be deflected in an inhibitory direction and so the neural activity of all primary semicircular canal afferents on the right is reduced. LL-RL applies to accelerations in the planes of the pairs of vertical canals works.
Some of the neural mechanisms by which a head turn generates a compensatory eye move­ment response. The neural connections in the brainstem which have been extensively docu­mented by physiological studies (references in Curthoys, 2002). Excitatory neurons are shown as filled hexagons; inhibitory neurons as open hexa-
-
Neurons that are activated (+) are shown as
gons. thick darker traces, neurons with reduced firing (−) are shown as light, dashed traces. The sequence is as follows: during a leftward head turn the recep­tors in the left horizontal canal are deflected in an excitatory direction and so the primary affer­ent neurons from the left semicircular canal are
The one head rotation (to the
This deflects the cupula in the left
), thus causing all
The same “push-pull” principle for
— LARP and RALP. B. How it
Simultane-
The excit-
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