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324 BALANCE FUNCTION ASSESSMENT AND MANAGEMENT
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Figure 13–32 illustrates rotational findings from a patient with a compensated complete unilateral peripheral vestibulopathy. In patients such as this, ves­tibular gain has been centrally compensated; however, phase abnormalities continue to persist. The persis­tence of phase abnormalities is a result of impairment in the velocity storage mechanism. This centrally dis­tributed system acts as a neural integrator to enhance the low frequency performance of the vestibular sys­tem beyond what would be expected based on cupular mechanics. Significant unilateral vestibular impair­ments disrupt the normal functioning of the velocity storage mechanism and consequently reduce the effi­ciency of the VOR for low frequencies (Goldberg, 2000; Goldberg et al., 2012). This loss of velocity storage has the effect of increasing VOR phase leads, generally for low frequency stimuli below 1.0 Hz. In cases where the unilateral peripheral vestibulopathy is severe or com­plete, VOR phase abnormalities may be more inclusive of frequencies greater than 1.0 Hz.
Bilateral Peripheral Impairments
SHA testing is extremely useful in describing and quantifying the severity of bilateral vestibular loss. Fig­ure 13–33 shows rotational results from a patient with partial bilateral vestibular dysfunction. As can be seen, there is significantly reduced gain at 0.01 and 0.02 Hz
with recovery of function at higher frequencies. At the frequencies where gain is significantly low, phase and symmetry measures should be interpreted with cau­tion. This pattern of partial bilateral loss at low fre­quencies is a relatively common finding and will often be accompanied by reduced caloric responses. In these cases, abnormally low but measurable VOR responses are often accompanied by corresponding prolonged phase at the same frequencies. Symmetry measures obtained from patients with bilateral peripheral impairments in the absence of spontaneous nystagmus are typically within normal limits. Patients manifesting a complete vestibular loss or labyrinthine areflexia (i.e., no response at any frequency) are relatively uncommon (Figure 13–34). Finally, it is important to keep in mind that, because VOR phase and symmetry measures are calculated from VOR gain, in cases where VOR gain is below 10% to 15%, such measures of phase and sym­metry should be performed with caution.
Central Impairments
Pure central lesions are often difficult to isolate using SHA testing. More commonly, mixed lesions will be suggested, as both a reduction of peripheral afferent vestibular input and central lesions can produce the more common SHA abnormalities of abnormal VOR phase lead and VOR asymmetry. Mixed lesions are
figure 13–32. Common SHA results for unilateral labyrinthine hypofunction. Results for VOR gain (A), VOR phase (B), and VOR symmetry (C) from 0.01 through 0.64 Hz. Normal VOR gain and symmetry in the presence of abnormal low-HZ VOR phase provides good evidence for effective compensation.
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figure 13–33. Common sinusoidal harmonic acceleration (SHA) results for bilateral labyrinthine hypofunction. Results for VOR gain (A), VOR phase (B), and VOR symmetry (C) from 0.01 through 2.0 Hz. Abnormal response regions are indicated by the gray regions for each results graph.
figure 13–34. Common SHA results for bilateral labyrinthine areflexia. Results for VOR gain (A), VOR phase (B), and VOR symmetry (C) from 0.01 through 2.0 Hz. Since VOR phase and symmetry are calculated form VOR, these parameters should be interpreted with caution under such conditions.
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often suggested when concomitant central findings are identified, such as abnormal ocular motor findings. There are, however, specific SHA response patterns that have a greater proclivity secondary to a central lesion. First, abnormal VOR phase leads that are isolated to the mid-to-high frequencies suggest an inappropriate recruitment of the central neural integrator mechanism (velocity storage) that would normally not require recruitment of such processes during higher frequency head movements. Second, VOR asymmetries in the absence of any peripherally induced spontaneous nys­tagmus may suggest a central pathology, similar to that of an isolated caloric directional preponderance. Such an SHA result may suggest a lack of central compensa­tion mechanisms for a unilateral peripheral vestibular insult, particularly when VOR gain remains uncom­pensated. Finally, significantly increased VOR gain, most commonly for low rotational frequencies, may be associated with a central lesion, similar to that of hy­perreactive caloric responses. Although not ubiqui­tously present with increased VOR gain, a decrease in
VOR phase lead, or even a phase lag, may be present in such cases, as problems involving uncontrolled cer­ebellar modulation of VOR gain cause concomitant problems with central velocity storage mechanisms and tend to shorten low frequency VOR phase leads (Figure 13–35).
Sinusoidal Harmonic Acceleration Clinical Summary
Overall, the SHA provides the examiner with a number of useful applications. These include documenting the degree of bilateral vestibular loss, tracking compen­sation when caloric testing is impossible, monitoring vestibular function in patients being administered ves­tibulotoxic medications, and assessing young children. However, SHA is best utilized in the context of other tests, including ocular motor and VST, as well as other vestibular function testing (e.g., videonystagmography, vestibular evoked myogenic potentials, video head impulse test, dynamic posturography).
figure 13–35. Central SHA pattern for VOR gain (A), VOR phase (B), and VOR symmetry (C) from 0.01 through
0.64 Hz. Borderline hyperlabyrinthine VOR gain for 0.01 Hz with a concomitant decrease in VOR phase is identified.
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ADVANTAGES AND LIMITATIONS
TO
ROTATIONAL TESTING
As with any clinical assessment measure, the advan­tages and limitations of rotational testing can be sig­nificant. As such it is critical to understand the specific benefits and limitations as they relate to rotational assessment. Table 13–5 summarizes the advantages and limitations to rotational assessments.
Advantages of Rotational Vestibular
Rotational testing offers some distinct advantages for assessing the vestibular system. There are eight pri­mary advantages for performing rotational testing. First and most important, rotational testing provides exacting stimuli that are precisely controlled. Sec­ond, because the stimulus is precisely controlled, the recorded response exhibits an extremely high degree of repeatability (Brey, McPherson & Lynch, 2008a; Fur­man et al., 1994, 2000; Maes et al., 2008). This advantage alone allows rotational testing to effectively monitor vestibular physiology during recovery or deterioration from vestibular disease or toxicity. Third, rotational stimuli are far less noxious than other stimuli (i.e., the caloric stimulus). Although slower rotational stimuli can produce slight vegetative symptoms of nausea and
Testing
vertigo, the degree of subjective vertigo present during most rotations is often minimal, making rotational test­ing more tolerable for patients. Fourth, rotational test­ing allows for the assessment of children when caloric irrigations are often contraindicated (Cumberworth, Patel, Rogers, & Kenyon, 2006; Cyr, 1991; Fife et al., 2000; Phillips & Backous, 2002). Although precise objec­tive measures may not always be obtained due to the inability of fitting infrared goggles to a child’s or even infant’s head, the observation (or lack thereof) can pro­vide a binary decision of an intact VOR while the child is seated on a parent’s lap (Cyr, 1991). Fifth, rotational stimuli assess the vestibular system at frequencies that approach those encountered during normal daily life activities and are, therefore, a more functional measure (see Figure 13–1) (White, 2007). Sixth, rotational testing allows for the precise calculation of the timing relation­ship (or phase) of the VOR to head movement. This is an important parameter of the VOR as it is a representa­tion of the velocity storage of the system and indirectly reflects central vestibular function (Shepard & Telian,
1996). Seventh, rotational testing provides a measure of investigating bilateral vestibular lesions (Shepard & Telian, 1996). It is well documented that a bilateral absence of any VOR in response to caloric irrigations does not necessarily mean a complete absence of ves­tibular function. Often, vestibular decrement will first appear for lower frequencies prior to higher frequency involvement (opposite that of cochlear dysfunction) (Brey et al., 2008a). In light of this, caloric testing may
Table 13–5. Advantages and Limitations of Rotational Assessments
Advantages Limitations
Precisely controlled stimuli
High degree of stimulus and response repeatability (when tasking is consistent)
Tolerable stimulus/less noxious than caloric stimuli
Pediatric friendly
Broad, more natural stimulus frequency range
Able to measure central contributions to the VOR (phase, time decay constants)
Able to confirm/evaluate bilateral vestibular loss
Monitor/examine central compensation process
Difficult (but not impossible) to lateralize unilateral vestibular lesions; particular mild paresis
Equipment cost
Directly stimulates only a portion of the peripheral vestibular system (horizontal semicircular canal); however, the response reflects both peripheral and central contributions)
Response can be complex and not always straightforward to interpret
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not provide an adequate stimulus needed to produce or confirm a vestibular response. Finally, rotational testing allows for the determination of the progress of central compensation following vestibular insult or vestibular rehabilitation (Paige, 1989; Shepard & Telian,
1996). This is often documented by a recovery in the sensitivity (gain) of the VOR response back to normal levels. However, other subtle abnormalities frequently remain even following effective compensation, such as a permanent deficit in the timing (or phase) of the VOR (Shepard & Telian, 1996).
Limitations of Rotational Vestibular Testing
The primary limitations of rotational testing are few; however, they are significant. First and most relevant is that the laterality of a vestibular lesion cannot always be determined from rotational testing (Baloh, Sills, & Honrubia, 1979). Because both vestibular labyrinths are rotated simultaneously within the head, both excitatory and inhibitory responses are simultaneously generated (Brey et al., 2008a). Therefore, determining an indepen­dent response from a single labyrinth (horizontal semi­circular ) is challenging. Simply stated, a reduction in VOR sensitivity may be secondary to a lack of inhibi­tion from the trailing ear or a lack of excitation from the leading ear. Although this limitation can be addressed through high velocity step testing (see Appendix IV), the lack of lateralizing peripheral vestibulopathies is duly noted. This is probably the most significant weak­ness of rotational testing, and often the first and fore­most criticism offered from clinicians. However, with the advancement of new tests like chair head impulse testing, this limitation may only be a transient hurdle.
A second limitation is that rotational equipment is extremely expensive and sizable, which does not make purchasing the equipment very feasible for most clinicians or facilities. At the time of this pub­lishing, the approximate cost of a basic rotational sys­tem is ~$120,000 for a chair and lightproof booth, and ~$75,000 for a boothless version. The primary cost of the chair is due to the highly specialized torque motor. Other features can be added onto the purchase (e.g., off-vertical axis motors, higher frame-rate goggles, specialized analysis research software), which can quickly inflate the cost of a rotational system above $250,000. Although boothless chairs and virtual LED goggles assist in alleviating some of the cost and space considerations, vestibular equipment is, in general, expensive. A comprehensive vestibular lab is gener­ally associated with a well-funded research university, a well-funded clinical site, or a government facility. In
addition, a comprehensive vestibular lab is often only present in more urban or metropolitan areas. Because of these issues, such well-funded comprehensive ves­tibular labs are few when considering the comprehen­sive clinic per capita ratio. Unfortunately, rotational chairs are some of the higher priced pieces of vestibular equipment in the lab and consequently often the first piece of vestibular test equipment eliminated from the budget when considering all the vestibular tests cur­rently available.
A third limitation is that standard rotational testing directly stimulates only a portion of the peripheral sys­tem, specifically the horizontal semicircular canal and the superior vestibular nerve branch. Consequently, the vertical semicircular canals and the maculae fail to contribute to the observed VOR response and are not directly evaluated. The limited anatomical contribu­tions to the observed VOR response during rotational testing create challenges when using the output to adequately reflect the physiology from the remaining peripheral sensory end organs of the vestibular system (i.e., the vertical semicircular canals and the maculae). This challenge is similar to making assumptions of the physiologic response of the entire vestibular periph­ery (all five sensory end organs) based solely on the caloric test. Although rotational testing does offer valuable and unique insight into central functioning of the neural integrator and velocity storage, the results generated must be interpreted as representing only a portion of the peripheral system contributing to the overall response.
One final limitation to rotational testing is that analysis of the response can be complex and often requires a great deal of experience and training to fully interpret the array of results that are generated from all the various tests. Given the paucity of rotational equip­ment available, this is a problem that may be inherent to the lack of exposure and/or training that can effec­tively be given to students and clinicians. Moreover, the shortage of rotational chairs in standard vestibular clinics has likely created a void in the dissemination of research and clinical findings that has circuitously and intrinsically contributed to a blunting of its clini­cal demand. In addition, there is also a secondary obstacle that has almost certainly led to the shortage of rotational testing in more general routine clinical practice. This obstacle is the cost-to-benefit ratio of the equipment versus reimbursement. It would be a severe omission not to recognize that the lower insur­ance reimbursement for rotational testing compared with the equipment cost has likely contributed to the scarcity of rotational test equipment available in rou­tine vestibular testing facilities.
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CHAPTER SUMMARY
deliver. A clinical summary of abnormal results dur­ing SHA testing is detailed in Tables 13–6 and 13–7.
Supplemental tests such as VOR suppression, eccen­Rotational assessment with SHA testing, particu­larly in conjunction with other rotational assessments described separately in Appendix IV, can provide invaluable diagnostic insight into peripheral and cen­tral vestibular function that no other test can equally
Table 13–6. Abnormalities Associated with SHA Testing
Sinusoidal Harmonic Acceleration (SHA) Test Abnormalities
Parameter Abnormal Result Possible Interpretation Rule Out
With concomitant abnormal phase lead at low
1. Hz & asymmetry of asymmetry
Low VOR gain for low Hz (<0.04–0.08 Hz)
GAIN
Low VOR gain for all Hz
2. With no phase abnormalities but abnormal symmetry, possible irritative or stable lesion (side uncertain)
No other abnormalities & normal spectral purity,
3. compensated
1. BVL given eyes open during test (symmetry and phase cannot be interpreted)
2. Vestibulotoxic medication, aging (usually >65–70 years), rare degenerative disorders of the brainstem and/or cerebellum (especially if caloric data are normal)
tric SVV testing, vestibular-visual enhancement, and recent advancements regarding chair impulse testing can significantly augment the diagnostic power for the identification of vestibular pathology. These tests are discussed in Appendix IV.
— uncompensated UVL on side
Insufficient alerting
UVL is likely
Insufficient altering, restricted E fixation
OM,
High
VOR gain for all
or most
Low Hz Phase lead
PHASE
High Hz Phase lead
Low/High Hz Phase
lead/lag
SYMMETRY Asymmetric SPV
1. Cerebellar lesion (associated ocular motor abnormalities)
2. Has been observed in migraine and hydrops
Peripheral vestibular end-organ lesion/vestibular
1. nuclei lesion
2. With concomitant asymmetry, uncompensated UVL (on side of asymmetry)
Acute vestibular end organ lesion; vestibular
3. hydrops
CNS lesion; (look for associated ocular motor
1. abnormalities)
1. CNS lesion; (associated ocular motor abnormalities); consider lesions involving brainstem or posterior cerebellum; cerebellar nodulus
1. Two or more consecutive abnormal Hz; similar to DP on caloric testing (non-localizing with respect to site-of-lesion unless secondary to spontaneous nystagmus)
2. With low Hz phase lead, uncompensated peripheral lesion on side of asymmetry
Medications; stimulants
Compare with Step Tests & calorics
Lateral medullary syndrome
Unstable lesion with normal phase findings
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tab le 13–7. SHA Abnormalities Associated with Site-of-Lesion
Sinusoidal Harmonic Acceleration (SHA) Test Abnormalities
Site-of-Lesion Possible Response Rule Out
1. Initial loss of VOR gain can involve low, mid, and high frequencies with a greater impact towards the lower frequencies.
2.
VOR gain can return to normal and often does for the
higher frequencies over days or months.
Increased low frequency phase leads that remain even
3. following compensation (secondary to a permanent change in central integrator processing).
4.
UNILATERAL
PERIPHERAL
Asymmetrical “bias” often is present due to afferent
asymmetry. At first, fast-phase components of the vestibular nystagmus are ipsilesional but may change over time and is, therefore, a poor indicator of laterality of lesion.
5. The severity of the abnormal response will often co-vary with the severity of the peripheral lesion.
6. SHA gain and symmetry may be entirely within normal limits with an isolated low-frequency suggesting a compensated unilateral pathology.
Decreased spectral purity is often associated with the onset of a unilateral lesion, which may contribute to the initial decrease in overall gain; rule out anti-dizziness medication effects if patient’s remain on pharmacology treatment.
VOR phase lead
ILATERAL
B
CENTRAL
1. Low, mid, and high-frequency gain is reduced below normal limits.
2. When gain is within normal limits, it almost is always confined to the higher frequencies suggesting an incomplete bilateral vestibular loss.
3. Phase leads are often randomly distributed, particularly at low frequencies.
4. Phase and symmetry data should be interpreted with caution when gain falls below 0.15 (15%).
5. Spectral purity is often poor, particularly for frequencies where gain is poor.
1. Hyperactive gain may involve any frequency but often occurs in the low frequencies where central control (velocity storage) is in higher demand (i.e., cerebellar site-of-lesion).
2. Hypoactive gain with no concomitant peripheral indicators (rare).
3. Isolated mid-to-low frequency phase leads (or sometimes involving the entire frequency range), suggesting an inappropriate processing of central velocity storage mechanisms for frequencies where the neural integrator is not required.
4. Bias (asymmetry) may or may not be present
Insufficient altering, restricted E differentiate peripheral and central with concomitant results (ocular motor, etc.)
Compare with step test & caloric data; central pathologies rarely cause abnormalities isolated to a single test — identify concomitant abnormalities across tests (ocular motor, etc.).
OM, fixation;
Source: Adapted from Wall, 1990.
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We began this chapter suggesting that rotational assessment should be the primary test of vestibu­lar function (Arriaga et al., 2005). Although the best approach is a comprehensive vestibular assessment, in a current model of medical care, where the balance between the cost of medical care and medical benefit is under constant scrutiny, the advantages of conduct­ing a comprehensive rotational assessment is appeal­ing. Rotational testing continues to hold a unique position in the comprehensive vestibular assessment. Between its natural acceleration stimuli and its detailed outcomes measures, its analyses are unparalleled for the identification of peripheral and central vestibular disease. As with all things, as rotational testing con­tinues to advance in the twenty-first century, it will be essential to stay current with our understanding of the various assessment techniques and outcomes measures associated with normal and abnormal ves­tibular function.
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The Video Head Impulse Test (vHIT)
Ian S. Curthoys, Hamish G. MacDougall, Leigh A. McGarvie,
Konrad P. Weber, David Szmulewicz, Leonardo Manzari,
Ann M. Burgess, and G. Michael Halmagyi
ABBREVIATIONS
BVL, bilateral vestibular loss; Contralesional, the side opposite to the actual or
suspected lesion; Ipsilesional, on the same side as the actual or
suspected lesion; LARP, left anterior — right posterior; RALP, right anterior — left posterior; UVL, unilateral vestibular loss;
INTRODUCTION
In many clinics around the world the video head impulse test (vHIT) of semicircular canal function is the first test given to patients reporting symptoms of dizziness or vertigo, because it quickly gives clinically valuable information and is such an innocuous test. However, it is unusual in that it is the clinician who delivers the test stimulus, not some machine. So, in order to carry out the test and interpret the results, it is vital to understand the rationale. In this chapter we set out the rationale, explain how the test should be con­ducted and how the test results should be interpreted, including a section on the neural basis of vHIT. For
HIT, head impulse test; vHIT, video head impulse test; VOR, vestibulo-ocular reflex; HIMP, head impulse paradigm test; SHIMP, suppression head impulse test; LH, left horizontal canal; RH, right horizontal canal; ITG, intratympanic gentamicin
readability we have kept references to a minimum, but Curthoys and Manzari (2017), Halmagyi et al. (2017), and Halmagyi and Curthoys (2018b) refer to the very extensive literature on head impulse testing.
Why Measure Eye Movements to Test the Semicircular Canals of the Inner Ear?
A very basic reflex, the vestibulo-ocular reflex (VOR), ensures a stable image on the retina and clear vision during head movements. Receptors in the semicircular canals are activated by any head rotation, and neural input from those receptors drives the eyes via short fast pathways so that the eye movement compensates for
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