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144 BALANCE FUNCTION ASSESSMENT AND MANAGEMENT
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WORLD HEALTH ORGANIZATION ICIDH
The International Classification of Impairments, Dis­abilities, and Handicaps (ICIDH) is a classification sys­tem developed by the WHO in 1980 used for describing the consequences of health conditions, wherein the terms impairment, disability, and handicap were differ­entiated from one another and operationally defined (WHO, 1980). In 2001, the WHO updated its classifica­tion system into what is now called the International Classification of Functioning Disability and Health (ICF) (Centers for Disease Control and Prevention,
2002). The new system includes a taxonomy that per­mits the description of the magnitude of disability and handicap for diseases and disorders that are identified in the ICD-10 coding system. Additionally, the new ICF classification system acknowledges contextual fac­tors that include both exogenous, environmental factors (e.g., social norms, political factors, institutions), and endogenous personal factors (e.g., coping skills, educa­tion, past experience). Collectively, these factors can influence the magnitude of both activity limitations and participation restrictions. In the ICF, neither the term disability nor handicap is used. Instead, these data are captured as activity limitations and participation restrictions that occur as a result of changes in body function and structure that result from a disease or dis­order. Formal definitions of these components of ICF
are shown in Table 8–1. Concepts and definitions from WHO and ICF are often incorporated into the devel­opment of DRQoL measures (Alghwiri, Marchetti, & Whitney, 2011).
TOOLS FOR MEASURING DRQoL
Factors to Consider When Selecting a Tool for Clinical or Research Application
When choosing a questionnaire to assess DRQoL, care­ful consideration should be given to the content of the tool (e.g., domains of assessment) as well as to its ultimate application (e.g., to assess treatment-related change). An appropriate measure to include in an eval­uation should be supported by evidence demonstrat­ing that it is acceptable to the patient, reliable, valid, and responsive (i.e., sensitive to change). The adequacy of each of these latter criteria should be based on evi­dence discerned from the psychometric characteristics of the selected measurement tool. Furthermore, a num­ber of practical issues need to be considered prior to using a specific measure in clinical practice or when incorporating a dizziness questionnaire as part of a research methodology. These include such factors as ease of administration (i.e., burden on the patient, cli-
Table 8–1. Definitions from the ICF
Body functions: physiologic functions of body systems
Body structures: anatomic parts of the body such as
organs, limbs, and their components
Impairments: problems in body function or structures such as significant deviation or loss
Activity: execution of a task or action by an individual
Participation: involvement in a life situation
Activity limitations: difficulties an individual may have in
executing activities (i.e., formerly referred to as disability)
Participation restrictions: problems an individual may experience in involvement in life situations (i.e., formerly referred to as handicap)
Environmental factors:
and attitudinal environment in which people live and conduct their lives.
Source: Centers for Disease Control and Prevention (2002), p. 10.
make up the physical, social,
8. AssEssing dizzinEss-rElAtEd QuAlity oF liFE 145
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nician, or researcher), scoring, and interpretation. The psychometric property of responsiveness is especially important when selecting a measure that will be used to detect treatment-related DRQoL changes (Friscia, Morgan, Sparto, Furman, & Whitney, 2014). Prior to choosing a DRQoL tool, clinicians and/or researchers should understand these factors and select a tool that both is psychometrically sound and fits their specific needs. The reader is directed to Fitzpatrick et al. (1998) for a tutorial on psychometric properties of self-report quality-of-life measures and to Hyde (2000) for addi­tional information regarding scoring methods fre­quently utilized in DRQoL tools.
General and Disease-Specific Measurement Tools
Self-report measures can be classified as “general” or “disease/disorder specific.” General scales assess con­structs that are relevant to a broad range of health con­ditions (e.g., anxiety, personality traits). The advantage of using a general measurement tool is that the results can be compared across patient groups of various dis­orders (i.e., results are generalizable). For example, one could measure levels of anxiety in patients with dizzi­ness and compare that with levels of anxiety in patients with rheumatoid arthritis. However, there are several disadvantages to using general scales. First, the instru­ment has to cover a wide range of disorders; thus it may be lengthy and time-consuming and include questions irrelevant to the patient. Second, general question­naires may be unresponsive to small changes in your specific patient. Last, results from general question­naires may be confounded by other health problems. Table 8–2 lists the general/generic questionnaires that have either been shown to have good reliability and/or validity in populations of dizzy patients or have been used to assess convergent validity in the development of dizziness-specific questionnaires. These scales assess constructs including quality of life, general health/dis­ability, anxiety, depression, and coping.
In contrast to general scales, disease-specific mea­surement tools are designed to assess constructs partic­ular to a condition or illness of interest. The advantages of using a disease-specific scale include the following: (1) all items are, by definition, relevant to the patient; (2) the measures tend to be brief to administer; (3) the content validity is often high as items are specific to the needs and concerns of the patient; and (4) disease­specific scales are considered more appropriate for mea­suring treatment outcome. The greatest disadvantage to using a disease-specific tool is the loss of generalizabil­ity because scores cannot be compared across disease conditions. The Dizziness Handicap Inventory (DHI; Jacobson & Newman, 1990) is one of the first, the most heavily studied, and most often utilized disease-specific measurement tool used for patients with dizziness. Since the DHI’s creation in 1990, numerous additional questionnaires have been developed specifically for patients with dizziness, vertigo, and/or unsteadiness.
Tables 8–3 through 8–7 show each of the dizziness­specific questionnaires available to clinicians and re­searchers. In addition to psychometric factors, such as validity and reliability, one must also consider what domains of function you want to measure. We have cat­egorized the 21 dizziness-specific questionnaires based on the construct(s) each aims to quantify. Categories include those tools aimed to measure dizziness symp­toms, activity limitation/participation restriction, a mix of symptoms impact on DRQoL, or tools designed to measure the effects of specific diseases within a dizzy population (i.e., Ménière’s disease) or age group (i.e., pediatrics). Several pediatric-specific questionnaires have recently been developed to address complaints of dizziness and vertigo in children. These are included in Table 8–7.
It is beyond the scope of this chapter to present an in-depth discussion regarding the psychometric characteristics of each dizziness-specific questionnaire available to the clinician or researcher. Several of the most heavily researched and used questionnaires are discussed in greater detail in the following sections of this chapter.
table 8–2. General/Generic Scales Often Used in Dizzy Populations for Clinical Research, Clinical
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Assessment, and
Name Purpose
Outcomes
Basic Symptom Inventory-53 (BSI-53)
Derogatis & Melisaratos, 1983; Ruckenstein &
( Staab, 2001)
Beck Anxiety Index (BAI)
(Beck, Epstein, Brown, & Steer, 1988)
Beck Depression Inventory (BDI)
(Beck, Ward,
1961)
European Quality of Life Scale (EQ-5D)
(EuroQoL Group, 1990)
General Health Questionnaire (GHQ-12)
Goldberg & Hillier, 1979)
(
Hospital Anxiety and Depression Scale (HADS)
(Zigmond & Snaith, 1983)
Medical Outcomes Study Short form (SF-36)
(Stewart, Hays, & Ware, 1988)
Patient Intentions Questionnaire (PIQ)
(
Salmon & Quine, 1989)
Mendelson, Mock, & Erbaugh,
To reflect the psychological systems of psychiatric, medical, and normal individuals
To measure the severity of anxiety in psychiatric populations
Measures characteristic attitudes and symptoms of depression
To describe and measure health states and health outcome
Focuses on the inability to carry out normal functions and the appearance of new and distressing experiences
To determine levels of anxiety and depression in an outpatient setting
Yields an eight-scale profile of functional health and well-being
To measure patients’ expectations and what they want from the clinician during a given visit
PRIME-MD Patient Health Questionnaire (PHQ)
(
Spitzer, Kroenke, & Williams, 1999)
Sense of Coherence Scale (SOC)
(Antonovsky, 1993)
Sickness Impact Profile (SIP)
(Gilson et al., 1975)
State-Trait Anxiety Inventory (STAI)
Spielberger, 1984)
(
Ways of Coping
(Folkman & Lazarus, 1980)
World Health Organization Disability Assessment Schedule II (WHO-DAS II)
(Ustun et al., 2010)
World Health Organization Quality of Life– Brief (WHOQoL-Brief)
(WHOQOL, 1995)
Diagnostic tool for mental health disorders used by health care professionals
To assess how people view life and to identify general coping resources used to maintain
To measure quality of life and level of dysfunction that result from disability or illness
To measure trait and state anxiety and to distinguish anxiety from depressive syndromes
To measure the thoughts and actions people use to handle stressful situations
To assess health and disability across all diseases, including mental, neurological, and addictive disorders
To assess individual perceptions of quality of life in the context of their culture and value system, personal goals, standards, and concerns
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table 8–3. Tools Designed to Measure Dizziness Symptoms
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Name (Reference) Validation Items, Subscales Scoring Purpose, Examples
European Evaluation of Vertigo (EEV)
Megnigbeto,
( Sauvage, & Launois, 2001)
Modified Falls Efficacy Scale (MFES)
(Hill,
Schwarz, Kalogeropoulos, & Gibson, 1996)
Motion Sensitivity Quotient (MSQ)
(
Smith-Wheelock,
Shepard, & Telian,
1991)
Validated in adults with episode of vertigo occurring during the previous week (n = 123)
Validated in healthy community dwelling elderly adults (n = 111) and in older adults referred to a Falls and Balance Clinic (n = 68)
Validated in 15 dizzy patients
Five items (illusion of movement, duration of the illusion, motion intolerance, neurovegetative signs, instability)
14 activities Rated on a
16 questions regarding dizziness with movement
0 to 4-point scale To assess vertigo
10-point visual analogue scale from “not at all confident” to “completely confident”
Yields two scores: intensity (1- to 5-point scale) and duration (1- to 3-point scale)
Total score is the sum of the intensity and duration scores
symptoms and associated vestibular symptoms independent of handicap
e.g., rate your “motion intolerance”
To measure self­perceived fear of falling during the performance of 14 common activities
e.g., “How confident are you that you can use public transport without falling?”
To quantify the severity of symptoms evoked by movements
e.g., supine to sitting (rate intensity and duration of dizziness or vertigo)
Visual Vertigo Analog Scale (VVAS)
Dannenbaum,
( Chilingaryan, & Fung, 2011)
Vertigo Symptom Scale (VSS)
(Yardley, Masson, Verschuur, Haacke, & Luxon, 1992)
Validated in adults with vestibular diseases (n = 102)
Validated in adults with dizziness and/ or vertigo (n = 127)
Nine items that typically induce visual vertigo
36 items total
Two subscales: (1) vertigo severity, and (2) autonomic and anxiety symptoms
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Patients rate the intensity of their dizziness on each item by drawing a vertical line on a 10-cm anchored line
Six-point scale: 0 (never) to 5 (very often)
To provide a quantitative evaluation of visual vertigo
e.g., “
Rate the dizziness you experience when under fluorescent lights”
To assess and differentiate symptoms of vertigo from autonomic/ anxiety symptoms
e.g., “How often in the past month have you had the following symptoms: nausea, vomiting?”
table 8–4. Tools Designed to Measure Dizziness Handicap and Quality of Life
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Name (Reference) Validation Items, Subscales Scoring Purpose, Examples
Activities­Specific Balance Confidence Scale (ABC)
(Powell & Myers,
1995)
Dizziness Handicap Inventory (DHI)
(Jacobson & Newman, 1990)
Vestibular Disorders Activities of Daily Living (VADL)
(Cohen & Kimball,
2000)
Validated in community­dwelling adults 65 years and older (n = 60)
Validated in adults referred for vestibular testing (n = 106)
Validated in adults seen for vestibular rehabilitation (n =
94)
16 items
25 items, three subscales (emotional, functional, physical)
28 items, three subscales (functional, ambulation, instrumental)
Scores range from 0 (no confidence) to 100 (complete confidence)
Items rated and scored as “yes” (4 points), “sometimes” (2 points), and “no” (0 points)
10-point scale:
1 (independent) to 10 (too difficult, no longer perform)
To assess loss of balance confidence in senior citizens and to discriminate between “fallers” and “nonfallers”
e.g., “How confident are you that you will not lose your balance or become unsteady when you walk up or down stairs?”
To evaluate the self-perceived handicapping effects imposed by vestibular system disease
Does looking
e.g., “ up increase your problem?”
To assess self­perceived disablement in patients with vestibular impairments by assessing independence in routine activities of daily living
e.g., “
Indicate the level that most accurately describes how you perform the task: Carrying things while walking”
Vertigo Handicap Questionnaire (VHQ)
(Yardley & Putman,
1992)
Validated in adults with chronic dizziness and/or vertigo complaints from 6 months to 5 years (n = 84)
25 items, four subscales (restriction of activity, social anxiety, fears about vertigo, severity of vertigo attacks)
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5-point scale:
0 (no handicap) to 4 (maximum handicap)
To assess patient­perceived common beliefs, behavior, and difficulties (i.e., handicap) associated with vertigo
table 8–5. Tools Designed to Measure a Blend of Symptoms, Disability, Handicap, and/or Quality of Life
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Name (Reference) Validation Items, Subscales Scoring Purpose, Examples
Dizziness Belief Scale (DBS)
Yardley, Beech, &
( Weinman, 2001)
Dizzy Factor Inventory (DFI)
(Hazlett, Waranch, 1996)
Dizziness Needs Assessment (DiNA)
(Kruschinski, Klaassen, Breull, Broll, & Hummers­Pradier, 2010)
UCLA Dizziness Questionnaire (UCLA-DQ)
(Honrubia, Bell, Harris, Baloh, & Fisher, 1996)
Tusa, &
Validated in adults with complaints of dizziness and disequilibrium (n = 159)
Validated in adults referred to neurologist for complaints of dizziness (n = 184)
Validated in German-speaking adults 65 years and older seen by general practitioners and reporting dizziness (n = 123)
Validated in adults seen in neurotology clinic with complaints of dizziness (n = 362)
Eleven beliefs about negative consequences of dizziness
44 items, three subscales (symptom factors, responses of significant others to dizzy patient, activity level)
18 items, four subscales (handicap and mobility, empathy and help, causes, doctor realizes suffering)
Five items: frequency, severity, limitation of daily activities, general quality of life, fear of dizziness
Five-point scale: strongly agree to strongly disagree
Five-point scale: word anchors change according to content of item
Seven-point Likert scale
Five-point ranking scale with anchors specific to item
To evaluate the negative anticipated consequences of dizziness,
e.g., “When dizzy down”
To be used as preliminary screening device and to aid in the selection of further diagnostic testing or treatment strategies
To assess priorities of elderly patients with dizziness
To obtain an overview of patient’s subjective analysis of their condition and provide the clinician with information not usually available at the time of the visit,
e.g., “When I am dizzy, my symptoms are most often: (1) very mild, (2) mild, (3) moderate, (4) moderate to severe, (5) severe”
I am
I will let people
Vestibular Activities and Participation (VAP)
(Alghwiri et al.,
2012)
Validated in adults (n = 58) with balance or vestibular disorders
34 items Five-point
scale indicating level of difficulty with an item from “none” to “unable to do”
149
Likert
To examine activities and participation according to the International
Classification of Functioning Disability and Health,
e.g., “Because of your dizziness/ imbalance, how much difficulty did you have recently in carrying out your daily routine?”
table 8–5.
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Name (Reference) Validation Items, Subscales Scoring Purpose, Examples
continued
Vestibular Disability Index (VDI)
(Prieto, Cobo, & Alonso,
1999)
Vestibular Rehabilitation Benefit Questionnaire (VRBQ)
(Morris, Lutman, & Yardley, 2009)
table 8–6. Tools Designed to Measure the Effects of Specific Diseases on Quality of Life
Name (Reference) Validation Items, Subscales Scoring Purpose, Examples
Santed,
Validated in Spanish-speaking adults (n = 130) referred to E and neurology clinics for vertigo, dizziness, and/or imbalance
Validated in adults (n = 124) referred for vestibular rehabilitation therapy
NT
36 items, two subscales
(
Symptom Subscale, Health­Related Quality of Life Subscale)
22 items, three subscales
(Dizziness and Anxiety, Provoked Quality of
Motion-
Dizziness,
Life)
Six-point Likert scale: 1 (all the time) to 6 (none of the time)
Seven-point bipolar scale: −6 (not at all dizzy) to 6 (extremely dizzy)
To assess symptoms and quality of life in dizzy patients
To assess outcome of vestibular rehabilitation therapy, especially for longitudinal application,
Moving my
e.g., “ head slowly from side to side makes me feel . . . ”
Ménière’s Disease Patient-Oriented Severity Index (MD-POSI)
Gates, 2000)
(
Penn Acoustic Neuroma Quality of Life Scale (PANQOL)
(
Shaffer, Cohen, Bigelow, & Ruckenstein, 2010)
Validated in adults
Ménière’s
with disease enrolled in a Meniett device clinical trial (n = 61)
Validated in adults with acoustic neuromas (n = 143)
20 items
26 items, seven domain scores (anxiety, facial dysfunction, general health, balance, hearing loss, energy, and pain)
Six-point scale: 0 (none) to 5 (worse ever)
Five-point Likert scale: 1 (strongly disagree) to 5 (strongly agree)
To quantify the morbidity (balance, hearing, memory)
Ménière’s disease
of and effects of the disease on the personal, social, and occupational aspects of a patient’s life,
e.g., “
During my most recent typical Ménière’s attacks I had trouble with hearing”
To assess quality of life in patients with acoustic neuromas,
e.g., “I act differently around people because of problems moving my face”
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8. ASSESSING DIZZINESS-RELATED QUALITY OF LIFE 151
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Tab le 8–7. Tools Designed Specifically to Measure Symptoms, Activity Limitation/Participation, and/or Dizziness-Related Quality of Life in Children
Name (Reference) Validation Items, Subscales Scoring Purpose, Examples
Pediatric Vestibular Symptom Questionnaire (PVSQ)
(Pavlou et al. 2016)
Pediatric Visually Induced Dizziness Questionnaire (PVID)
(Pavlou et al. 2017)
Pediatric Dizziness Handicap Inventory for Patient Caregivers (pDHI-PC)
(McCaslin et al.
2015)
Validated in both healthy children (n = 168) and children with post-concussion dizziness or a vestibular disorder (n = 56) ages 6–17
Validated in healthy children (n = 169) and children with primary migraine, concussion, or vestibular disorder diagnosis (n = 114) ages 6–17
Validated in caregivers of children, ages 5–12, being evaluated for dizziness (n = 56)
10 items with an 11th question asking whether symptoms prevent activity participation and, if yes, to include which ones
11 items Four-point scale:
21 items Items rated
Four-point scale: 0 (never) to 3 (most of the time); a “don’t know” category is also included
0 (never) to 3 (most of the time); a “don’t know” category is also included
and scored as “yes” (4 points), “sometimes” (2points), and “no” (0 points)
To identify and quantify the severity of subjective vestibular symptoms, such as dizziness or unsteadiness, in children
To quantify the presence and severity of visually induced dizziness in children, such as symptoms induced by crowds or scrolling computer screens
To identify children with significant handicap/disability due to dizziness
Commonly Used Self-Report Tools for Assessing DRQoL
Vertigo Symptom Scale (VSS)
The VSS was developed by Yardley, Todd, Lacou­draye Harter, and Ingham (1992) and Yardley, Masson, Verschuur, Haacke, and Luxon (1992) in an effort to address the known relationship between vertigo, anxi­ety, and emotional disturbance. Increased vigilance directed toward sensations of disequilibrium and ver­tigo can result in increases in anxiety and depression, in turn resulting in panic and agoraphobia. This can further escalate into a hyperventilation syndrome that may have the effect of creating chronic vertigo and so on. In fact, as noted by Yardley, Masson, et al. (1992) and Yardley, Todd, et al. (1992), patients with spells of vertigo may experience the same symptoms during a spell (e.g., dizziness/unsteadiness, nausea, trembling, and sweating) that patients with panic dis­order experience during a panic attack. The authors
stated that their goal in creating the VSS was to develop a self-report measure of vertigo severity that was not contaminated “by symptomatology caused by anxi­ety, and which could therefore be used, in preference to vestibular test results, to examine the relative influ­ence of vertigo and anxiety on reported handicap and distress.”
The scale consists of 36 items describing common symptoms that are reported by, or observed in, patients with vertigo. These items were derived from an inter­view study reported by Yardley, Todd, et al. (1992). The scale is shown in Figure 8–1.
The patient is asked, “How often in the past 12 months have you had the following symptoms?” (i.e., the symptoms include pains in the heart or chest region, tension/soreness in muscles, feeling of pressure in the ear). The patient is asked to circle the “appro­priate number to indicate about how many times you have experienced each of the symptoms listed . . . dur­ing the past 12 months, or since the vertigo started, if (the patient has had) vertigo for less than one year.”
VERTIGO SYMPTOM SCALE
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Please circle the appropriate number to indicate about how many times you have experienced each of the symptoms listed below during the past 12 months (or since the vertigostarted, if you have had vertigo for less than one year).
The range of responses are:
01 23 4
Never A few times Several times Quite often Very often
(1–3 times (4–12 times (on average, more (on average, more
a year)ayear) than once a month) than once a week)
How often in the past 12 months have you had the following symptoms:
1. A feeling that things are spinning or moving around, lasting: (PLEASE ANSWER ALL THE CATEGORIES)
a) less than 2 minutes 01234
b) up to 20 minutes 01234
c) 20 minutes to 1 hour 01234
d) several hours 01234
e) more than 12 hours 01234
2. Pains in the heart or chest region 01234
3. Hot or cold spells 01234
4. Unsteadiness so severe that you actually fall 01234
5. Nausea (feeling sick), stomach churning 01234
6. Tension/soreness in your muscles01234
7. A feeling of being lightheaded, “swimmy” or giddy, lasting:
(PLEASE ANSWER ALL THE CATEGORIES)
a) less than 2 minutes 01 23 4
b) up to 20 minutes 01234
c) 20 minutes to 1 hour 01234
d) several hours 01234
e) more than 12 hours 01234
8. Trembling, shivering 01234
9. Feeling of pressure in the ear(s) 01234
10. Heart pounding or fluttering 01234
figure 8–1. The Vertigo Symptoms Scale (VSS). From Yardley, L., and Hallam, R. S. (1996). Psychosocial aspects of balance and gait disorders. continues
152
11. Vomiting 01234
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12. Heavy feeling in arms or legs 01234
13. Visual disturbances (e.g., blurring, flickering, spots before the eyes) 01234
14. Headache or feeling of pressure in the head 01234
15. Unable to stand or walk properly without support01234
16. Difficulty breathing, short of breath 01 234
17. Loss of concentration or memory 01234
18. Feeling unsteady, about to lose balance, lasting:
(PLEASE ANSWER ALL THE CATEGORIES)
a) less than 2 minutes 01234
b) up to 20 minutes 01234
c) 20 minutes to 1 hours 01234
d) several hours 01234
e) more than 12 hours 01234
19. Tingling, prickling, or numbness in
partsof the body 01234
20. Pains in the lower part of your back 01234
21. Excessive sweating 01234
22. Feeling faint, about to black out 01234
Scoring, administration, validation, and statistical properties. To obtain a measure of vertigo severity, simply sum the patient’s responses to the following items on the long version of the VSS: 1a to 1e, 4, 5, 7a to 7e, 11, 15, 18a to 18e. A measure of somatic anxiety can be obtained by summing items 2, 3, 6, 8 to 10, 12 to 14, 16, 17, 19 to 22.
The VSS scales and subscales have very good statistical reliability (Cronbach’s alpha typically .80 or better) and the two subscales of the long form of the VSS are only modestly correlated (.33). Test-retest reliability of both the VSS scales has been shown to be good.
The discriminant, concurrent, and predictive validity of the VSS have been well established in U.K. patient samples, and have been confirmed cross-culturally in a Spanish speaking Mexican sample. Both scales distinguish between patients complaining of disorientation and healthy controls. The Vertigo scale is unrelated to standard measures of anxiety and depression, but is correlated with handicap and with objective measures of perceptual disorientation following vestibular surgery. The Autonomic/Anxiety scale is correlated with measures of anxiety and depression and with objective measures of psychophysiological arousal, and is a longitudinal predictor of change in symptoms, handicap, and emotional distress over a seven-month period.
figure 8–1. continued In A. M. Bronstein, T. Brandt, and M. Woollacott (Eds.), Clinical Disorders of Bal- ance, Posture and Gait. London, UK: Arnold. See text for details. Courtesy of Dr. Lucy Yardley.
153