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- •Preface
- •Contents
- •Contributors
- •Puborectalis Muscle
- •Iliococcygeus Muscle
- •Pubococcygeus Muscle
- •Mesorectum
- •Presacral Fascia
- •Retrosacral Fascia
- •Waldeyer’s Fascia
- •Denonvilliers’ Fascia
- •Lateral Ligaments
- •Anorectal Spaces
- •Perianal Space
- •Intersphincteric Space
- •Submucous Space
- •Ischioanal/Ischiorectal Space
- •Supralevator Space
- •Anal Canal Epithelium
- •Internal Anal Sphincter
- •Conjoined Longitudinal Muscle
- •External Anal Sphincter
- •Perineal Body
- •Pelvic Floor Muscles
- •Retrorectal Space
- •Rectal Blood Supply
- •Superior Rectal Artery
- •Middle Rectal Artery
- •Inferior Rectal Artery
- •Cecum
- •The Appendix
- •Ascending Colon
- •Transverse Colon
- •Descending Colon
- •Sigmoid Colon
- •Rectosigmoid Junction
- •Blood Supply
- •Superior Mesenteric Artery
- •Inferior Mesenteric Artery
- •Venous Drainage
- •Lymphatic Drainage
- •Nervous Innervation
- •Embryology
- •Non-rotation
- •Malrotation
- •Reversed Rotation
- •Omphalocele
- •Internal Hernias
- •Proximal Colon Duplication
- •Meckel’s Diverticulum
- •Hirschsprung’s Disease
- •Anorectal Malformations
- •Anal Stenosis
- •Membranous Atresia
- •Anal Agenesis
- •Anorectal Agenesis
- •Rectal Atresia or “High Atresia”
- •Persistent Cloaca
- •2: Colonic Physiology
- •Colonic Anatomy
- •Introduction
- •Colonic Wall Anatomy
- •Colonic Epithelial Cell Types
- •Colonic Flora
- •Electrolyte Regulation and Water Absorption
- •Short-Chain Fatty Acid Absorption
- •Secretory Role of the Colonic Epithelium
- •Regulation of Electrolyte and Water Absorption and Secretion
- •Colonic Innervation
- •Colonic Motility
- •Cellular Basis of Motility
- •Motility Patterns and Measurement
- •Introduction
- •Normal Continence
- •Rectal Capacity
- •Structural Considerations
- •Normal Defecation
- •Obstructed Defecation
- •Functional Anorectal Pain
- •4: Endoscopy
- •Introduction
- •The Complete Anorectal Examination
- •Patient Position
- •Prone Jackknife
- •Left Lateral
- •Digital Rectal Examination
- •Anoscopy/Proctoscopy
- •Anoscopy
- •Proctoscopy
- •Flexible Endoscopy
- •Flexible Endoscopic Insertion Techniques
- •Torque
- •Dithering/Jiggle
- •Slide-By
- •Special Considerations
- •The Patient Requiring Antibiotics
- •The Anticoagulated Patient
- •Incomplete Colonoscopy
- •Procedure
- •The Endoscopy Suite
- •Instruments
- •Sedation
- •Nitrous Oxide
- •Ketamine
- •Propofol
- •Colonoscopy Technique
- •Anal Intubation
- •Sigmoid Colon
- •Sigmoid-Descending Junction
- •Descending Colon
- •Splenic Flexure
- •Transverse Colon
- •Hepatic Flexure
- •Cecum
- •Patient Position
- •Abdominal Pressure
- •Sigmoidoscopy
- •Colonoscopy
- •Bowel Preparation
- •Ileocecal Valve Intubation
- •Terminal Ileum
- •Alternate Techniques
- •Chromocolonoscopy (Chromoendoscopy)
- •Full-Spectrum Endoscopy
- •Complications
- •Sedation Complications
- •Vasovagal/Cardiac Arrhythmia
- •Pulmonary
- •Procedural Complications
- •Splenic Injury
- •Perforation
- •Post-polypectomy Syndrome
- •Bleeding
- •Infectious Complications
- •Simulation
- •Documentation
- •Quality
- •PillCam Endoscopy
- •Introduction
- •Polypectomy Techniques
- •Endoscopic Mucosal Resection
- •Endoscopic Submucosal Dissection
- •Combined Endo-Laparoscopic Surgery (CELS)
- •Major Abdominal Surgery
- •Anorectal Surgery
- •Preoperative Testing
- •Laboratory Studies
- •Electrocardiogram
- •Chest X-ray
- •Initial Workup
- •Who Needs Additional Testing?
- •Preoperative “Optimization”
- •Coronary Stent Management
- •AICD/Pacemaker Management
- •COPD
- •Obstructive Sleep Apnea (OSA)
- •Diabetes
- •Obesity
- •Malnutrition
- •Solid Organ Transplant Recipients
- •Substance Abuse
- •Alcohol
- •Tobacco
- •Opioids
- •Medications
- •Anticoagulation
- •Immunosuppressive Agents
- •Chemotherapy
- •Introduction
- •Preoperative Management
- •Patient Education
- •Intraoperative Pathway
- •Minimally Invasive Colorectal Surgery
- •Intraoperative Fluid Administration
- •Analgesia
- •Venous Thromboembolism (VTE) Prophylaxis
- •Postoperative Recovery
- •Analgesia
- •Intravenous Fluid Management
- •Venous Thromboembolism (VTE) Prophylaxis
- •Quality Pathway Evaluation Measures
- •Quality Improvement Measures
- •8: Postoperative Complications
- •Introduction
- •Ureteral Injury
- •Bladder Injury
- •Urethral Injury
- •IV Fluid Management
- •Wound Management
- •Bladder Management
- •Pain Management
- •Academic Medical Center
- •Wound Complications
- •Preoperative Considerations
- •Perioperative Interventions
- •Long-Term Complications
- •Genitourinary Complications
- •Fertility Complications
- •Bowel Dysfunction
- •9: Anastomotic Construction
- •Introduction
- •Surgical Staplers
- •Handsewn Anastomoses
- •Compression Anastomoses
- •Tension
- •Blood Supply
- •Prophylactic Drainage
- •Diversion
- •High-Risk Anastomoses
- •Abdominal Anastomoses
- •Small Bowel Anastomoses
- •Ileocolic Anastomoses
- •Pelvic Anastomoses
- •Stapled Colorectal Anastomoses
- •Handsewn Colorectal Anastomosis
- •Ileorectal Anastomosis
- •Neorectal Reservoirs
- •Handsewn Coloanal Anastomosis
- •Unanticipated Pelvic Anastomosis
- •Inadequate Colonic Length
- •Intraoperative Anastomotic Failure
- •10: Anastomotic Complications
- •Anastomotic Leak
- •Overview
- •Consequences
- •Prevention
- •Diagnosis
- •Treatment
- •Anastomotic Stricture
- •Anastomotic Bleeding
- •Introduction
- •Patient History
- •Levator Syndrome
- •Physical Examination
- •Abdominal Examination
- •Inguinal Examination
- •Digital Rectal Examination
- •Conclusion
- •12: Hemorrhoids
- •Anatomy
- •Etiology
- •Epidemiology
- •Clinical Presentation
- •History
- •Physical Examination
- •Treatment
- •Medical Management
- •Dietary
- •Topical Therapies
- •Oral Therapy
- •Rubber Band Ligation
- •Infrared Photocoagulation
- •Sclerotherapy
- •Excisional Hemorrhoidectomy-Closed Technique
- •Excisional Hemorrhoidectomy Open Technique (Milligan-Morgan)
- •Excisional Hemorrhoidectomy (Circumferential or Whitehead)
- •Urinary Retention
- •Postoperative Hemorrhage
- •Anal Stenosis
- •Postoperative Infection
- •Fecal Incontinence
- •Stapled Hemorrhoidopexy
- •Transanal Hemorrhoidal Dearterialization
- •Special Clinical Scenarios
- •Thrombosed External Hemorrhoid
- •Pregnancy
- •Crohn’s Disease
- •Immunocompromised Patients
- •13: Anal Fissure
- •Pathogenesis
- •Non-operative Treatment
- •Healing Rates in Acute Anal Fissure
- •Healing Rates in Chronic Anal Fissure
- •Topical
- •Nitroglycerin
- •Calcium Channel Blockers
- •Botulinum Toxin Type A
- •Operative Treatment
- •Anal Dilation
- •Anal Sphincterotomy (Technique)
- •Outcomes Between Closed and Open Anal Sphincterotomy
- •Extent of Sphincterotomy
- •Fissurectomy
- •Results of Sphincterotomy
- •Fissures Without Anal Hypertonicity
- •Crohn’s Disease
- •Conclusions
- •Pathophysiology
- •Anatomy
- •Etiology
- •Evaluation
- •Physical Examination
- •Imaging
- •Computed Tomography (CT)
- •Magnetic Resonance Imaging (MRI)
- •Endoanal Ultrasound (EAUS)
- •Transperineal Sonography (TP-US)
- •Treatment
- •Catheter Drainage
- •Postoperative Management
- •Complications
- •Immediate Postoperative Period
- •Misdiagnosis
- •Special Considerations
- •Necrotizing Anorectal Infection (Fournier’s Gangrene)
- •Diagnosis
- •Treatment
- •Outcomes
- •Anal Fistula
- •Etiology
- •Diagnosis
- •Fistulography
- •Endoanal Ultrasound
- •Magnetic Resonance Imaging
- •Treatment
- •Lay-Open Technique (Fistulotomy)
- •Setons
- •Advancement Flap
- •Technique
- •Technique
- •Fibrin Glue
- •Technique
- •Anal Fistula Plug
- •Technique
- •Novel Techniques
- •15: Complex Anorectal Fistulas
- •Introduction
- •Complex or Recurrent Cryptoglandular Fistulas
- •Surgical Treatment
- •Seton
- •Anal Flap
- •Anal Fistula Plug
- •Fibrin Glue
- •Outcomes
- •Seton
- •Advancement Flap
- •Anal Fistula Plug
- •Fibrin Glue
- •Rectourethral Fistulas
- •Surgical Treatment
- •Transanal Approach
- •Posterior Approach
- •Transperineal Approach
- •Transabdominal Approach
- •Outcome
- •Postoperative Fistulas
- •Surgical Treatment
- •Outcome
- •16: Rectovaginal Fistula
- •Obstetric Injury
- •Cryptoglandular Disease
- •Crohn’s Disease
- •Endorectal Repairs
- •Transperineal Repairs
- •Tissue Transposition Repairs
- •Martius Flap
- •Gracilis Muscle Transposition
- •Transvaginal Repairs
- •Transabdominal Repair
- •Alternate Repairs
- •Background
- •Etiology
- •Clinical Presentation/Diagnosis
- •Treatment
- •Non-operative Management
- •Operative/Excisional Management
- •Basic Procedures
- •Complex Procedures
- •Karydakis Flap
- •Cleft Lift Procedure (See Video 17.1)
- •Rhomboid/Limberg Flap (See Video 17.2)
- •Disease Recurrence
- •Hidradenitis Suppurativa
- •Etiology/Presentation/Diagnosis
- •Treatment
- •Medical Therapy
- •Surgical/Excisional Therapy
- •Introduction
- •Irritants
- •Steroid-Inducing Itching
- •Infectious
- •Dermatologic
- •Neoplasms
- •Anorectal Conditions
- •Systemic Diseases
- •Physical Examination
- •Infectious
- •Dermatologic
- •Neoplasms
- •Biochemical Testing
- •Microbiology Testing
- •Patch Testing
- •Anoscopy: Proctoscopy
- •Biopsy
- •Evidence-Based Management
- •Primary Prutitis Ani
- •Secondary Prutitis Ani
- •Infectious
- •Dermatologic
- •Systemic Diseases
- •19: Sexually Transmitted Infections
- •Introduction
- •Perianal or Genital Lesions
- •Proctitis
- •Proctocolitis
- •Enteritis
- •Gonorrhea
- •Epidemiology
- •Clinical Presentation
- •Emerging Antibiotic Resistance
- •Chlamydia
- •Epidemiology
- •Clinical Presentation
- •Lymphogranuloma Venereum
- •Epidemiology
- •Clinical Presentation
- •Treatment
- •Syphilis
- •Epidemiology
- •Clinical Presentation
- •Testing Recommendations
- •Treatment
- •Chancroid
- •Granuloma Inguinale aka Donovanosis
- •Herpes
- •Epidemiology
- •Clinical Presentation
- •Treatment
- •Human Papillomavirus
- •Epidemiology
- •Clinical Presentation
- •Testing
- •Treatment
- •Vaccine
- •Epidemiology
- •Testing
- •Anorectal Issues
- •Molluscum Contagiosum
- •Pubic Lice: Phthirus pubis
- •Scabies
- •20: Anal Intraepithelial Neoplasia
- •Introduction
- •Symptoms
- •Epidemiology
- •Screening/Surveillance
- •Diagnosis
- •Treatment
- •Management Strategies
- •Progression
- •Prevention
- •21: Anal Cancer
- •Anal Squamous Cell Carcinoma
- •Anal Melanoma
- •Anal Adenocarcinoma
- •22: Presacral Tumors
- •General Considerations
- •Anatomic Considerations
- •Diagnosis
- •Management
- •Outcomes
- •Chromosomal Instability
- •Microsatellite Instability
- •CpG Island Methylator Phenotype (CIMP)
- •Adenomatous Polyposis Syndromes
- •Familial Adenomatous Polyposis
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk
- •FAP Extracolonic Manifestations
- •Management
- •Screening
- •Treatment
- •Colorectal
- •Duodenal Adenomas
- •Desmoid Disease
- •Thyroid Neoplasia
- •MUTYH-Associated Polyposis
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk
- •Extracolonic Cancer Risk
- •Management
- •Screening
- •Treatment
- •Polymerase Proofreading-Associated Polyposis
- •Hamartomatous Polyposis Syndromes
- •Juvenile Polyposis Syndrome
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •Management
- •Screening
- •Treatment
- •Peutz-Jeghers Syndrome
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •Management
- •Surveillance
- •Polypectomy
- •Surgery
- •PTEN Hamartoma Tumor Syndrome (PHTS)
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk Management
- •Serrated Polyposis Syndrome (SPS)
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk
- •Management
- •Screening
- •Treatment
- •Lynch Syndrome
- •Genotype-Phenotype Correlations
- •Muir-Torre Syndrome (MTS)
- •Turcot’s Syndrome
- •Colorectal Cancer Risk
- •Other LS-Associated Cancer Risk
- •Diagnosis
- •Individual Whose Family Meets Amsterdam Criteria but Does Not Have Any Clinical Phenotype
- •Clinical Management
- •Screening
- •Introduction
- •Recommended Screening Guidelines
- •Screening Cessation
- •Colonoscopy
- •Incomplete Colonoscopy
- •Complications
- •CT Colonography (CTC) or Virtual Colonoscopy
- •Flexible Sigmoidoscopy
- •Complications
- •Fecal Occult Blood Testing (FOBT)/Fecal Immunochemical Testing (FIT)
- •Stool DNA Testing
- •Double-Contrast Barium Enema (DCBE)
- •Surveillance
- •History
- •Adenoma
- •Hamartomas Polyps
- •Early Cancer (T1) Within Polyp
- •Chemoprevention
- •Background
- •Clinical Presentation
- •Preoperative Evaluation
- •Tumor Localization
- •Total Colon Evaluation
- •Carcinoembryonic Antigen (CEA)
- •Radiographic Evaluation
- •Lymph Node Evaluation
- •Lynch Syndrome Phenotype
- •26: The Surgical Management of Colon Cancer
- •Preoperative Preparation
- •Physiologic Assessment
- •Tumor Localization
- •Surgical Technique
- •Extent of Resection
- •Mesocolic Resection
- •Right Colectomy
- •Open Approach
- •Lateral-to-Medial Approach
- •Posterior (Inferior-to-Superior) Approach
- •Superior to Inferior Approach
- •Medial-to-Lateral Approach
- •Anastomosis
- •Laparoscopic Approach
- •Medial-to-Lateral Approach
- •Posterior (Inferior-to-Superior) Approach
- •Left Colectomy
- •Open
- •Anastomotic Assessment
- •Hand-Assisted Medial-to-Lateral Approach
- •Subtotal Colectomy
- •Open Approach
- •Laparoscopic Approach
- •Total Abdominal Colectomy with Ileorectal Anastomosis
- •Special Circumstances
- •Laparoscopy
- •Obstructing Colon Cancers
- •Perforated Colon Cancers
- •Management of Primary Colon Cancer in the Setting of Distant Metastasis
- •Outcomes for Colon Cancer
- •Short-Term Outcomes
- •Long-Term Outcomes
- •Introduction
- •Total Colon Evaluation
- •Locoregional Imaging
- •Computed Tomography
- •Endorectal Ultrasound
- •T Staging
- •N Staging
- •Magnetic Resonance
- •Whole-Body Imaging
- •Computed Tomography
- •Positron Emission Tomography (PET)
- •28: Rectal Cancer: Neoadjuvant Therapy
- •Introduction
- •Historical Context
- •Postoperative Radiotherapy
- •Preoperative Radiotherapy
- •Radiosensitizing Agents
- •Preoperative Versus Postoperative Radiation
- •Short- Versus Long-Course Preoperative Radiotherapy
- •Choosing Optimal Treatment Regimens
- •The European Approach
- •Selected Adjuvant Systemic Chemotherapy
- •Selective Nonoperative Management
- •Techniques
- •Results
- •Lymphovascular Invasion
- •Tumor Budding
- •Introduction
- •Neoadjuvant Chemoradiotherapy
- •31: Proctectomy
- •Pathological Assessment
- •Preoperative Preparation
- •Operative Approaches
- •Open Low Anterior Resection (LAR)
- •Laparoscopic Low Anterior Resection
- •Robotic Low Anterior Resection
- •Abdominoperineal Resection (APR)
- •Extralevator or “Cylindrical” APR
- •Special Considerations
- •Distal Margin
- •Coloanal Anastomosis
- •Fecal Diversion
- •Extended Resection
- •Intraoperative Radiation Therapy
- •Flap Closure Following Abdominoperineal Resection
- •Functional Outcomes
- •Oncologic Outcomes
- •Multidisciplinary Rectal Cancer Care
- •32: Rectal Cancer Decision-Making
- •Assessment
- •Early Rectal Neoplasms
- •Local Excision
- •Endoscopically Excised Malignant Polyps
- •Surgical Considerations
- •Intraoperative Decisions
- •Midrectal Cancers
- •Low Rectal Cancers
- •Low Hartmann Resection Versus APR
- •Special Situations
- •Obstructing Rectal Cancer
- •Perforated Rectal Cancer
- •Synchronous Hepatic Metastases
- •33: Colorectal Cancer: Postoperative Adjuvant Therapy
- •Colon Cancer
- •Stage III Colon Cancer
- •Stage II Colon Cancer
- •Rectal Cancer
- •Patients Who Did Not Undergo Neoadjuvant Therapy
- •Patients Who Underwent Neoadjuvant Radiotherapy/Chemoradiotherapy
- •Patients Undergoing Local Excision
- •34: Colorectal Cancer: Surveillance After Curative-Intent Therapy
- •Introduction
- •Physical Examination
- •Laboratory Testing
- •Abdominal Imaging
- •Chest Imaging
- •Colonoscopy
- •Stage 1 Disease
- •Cost
- •Introduction
- •Determining Resectability
- •Multimodal Therapy Including Intraoperative Radiation
- •General Considerations
- •Recurrent Colon Cancer
- •Recurrent Rectal Cancer
- •Recurrences that Extend Anteriorly
- •Resection that Includes Sacrectomy
- •Stage I: Anterior Component
- •Stage II: Posterior Component
- •Stage III: Spinal Reconstructive Component
- •Soft Tissue Reconstruction
- •Recurrent Colon Cancer
- •Recurrent Rectal Cancer
- •Sacropelvic Resections
- •Palliative Approach
- •Introduction
- •Diagnostic Strategies
- •Computed Tomography
- •Positron Emission Tomography (PET)
- •Magnetic Resonance Imaging
- •Contrast-Enhanced Ultrasound
- •Biopsy
- •Multidisciplinary Evaluation
- •Surgical Emergency
- •Self-Expanding Intraluminal Metal Stents
- •Liver-First Strategy
- •Colon-First Strategy
- •Margin Status
- •Other Liver Metastasis Strategies: Hepatic Intra-arterial Chemotherapy/Chemoembolization
- •Pulmonary Metastasis
- •Peritoneal Metastasis
- •Ovarian Metastases
- •Bone
- •Brain
- •Pancreas
- •Adrenal
- •Retroperitoneal Lymph Nodes
- •37: Appendiceal Neoplasms
- •Introduction
- •Epidemiology
- •Epithelial Neoplasms
- •Neuroendocrine Appendiceal Lesions/Carcinoid Tumors
- •Goblet Cell Carcinoids
- •Clinical Features
- •Diagnostic Procedures
- •Medical Management
- •Appendectomy
- •Right Hemicolectomy

34
J. I. S. Bleier and K. B. Wilkins
colonic transport through the activation of
ClC-2 channels on the apical membrane of
epithelial cells.
• Bicarbonate is also secreted to the luminal
side of the epithelium and is responsible for
the slightly alkaline pH of the colonic
lumen.
• Mucus is secreted by goblet and crypt epithelial cells. An outer loose layer contains
bacteria and lubricates feces and protects
epithelial cells from abrasion and chemical
insult. An inner layer is essentially sterile
and is a dense gel that contains antimicrobial
peptides, enzymes, and secretory immunoglobulin A (IgA) among other substances.
Cholinergic stimulation releases preformed
mucus, and intracellular cAMP induces
mucus synthesis. Prostaglandins stimulate
mucus secretion from columnar epithelial
cells.
Regulation of Electrolyte and Water Absorption and Secretion
• There is a net absorption of sodium chloride
and water.
• Under pathologic conditions, active Cl- secretion predisposes to the development of
diarrhea.
• The major neuronal input is via the myenteric
(Auerbach’s) plexus and the submucosal
(Meissner’s) plexus. These plexi innervate
epithelial as well as vascular smooth muscle
cells and regulate colonic blood ow, absorption, and secretion.
• Food substances, bile acids, and bacterial or
viral toxins may act as secretagogues.
• Secretory hormones and neurotransmitters
include vasoactive intestinal polypeptide
(VIP), acetylcholine (ACh), histamine, secretin, and serotonin.
• Substances that inhibit secretion include
growth hormone, neuropeptide Y, somatostatin, opiates, and norepinephrine.
• Gasotransmitters play a role in colonic ion
transport. Examples include nitric oxide, carbon monoxide, and hydrogen sulde.
Colonic Innervation
Nerves supplying the colon serve to control and
modulate colonic motor function and have a multitude of functions including the following: (1)
afferent input via chemoreceptors and mechanoreceptors, (2) efferent output to smooth muscle
cells that either stimulate or inhibit contraction
by the release of neurotransmitters, (3) modulate
the release of neurotransmitters through the
release of neuromodulators, (4) control colonic
sphincter activity for functions including defecation, and (5) generate signals for the initiation of
propagating and nonpropagating motor complexes (see below).
• The extrinsic pathways originate from the
central and autonomic nervous systems.
Intrinsic innervation consists of the enteric
nervous system.
• Autonomic pathways run along parasympathetic and sympathetic chains. Each of these
pathways includes afferent (sensory) and
efferent (motor) innervation.
• Vagal and pelvic nerves provide parasympathetic input to the colon. Vagal fibers
reach the proximal colon along the posterior vagal trunk that follows the arterial
blood supply along superior mesenteric
arterial branches.
• The rectum and distal colon receive parasympathetic input from the sacral nerves (S2–S4)
through the pelvic plexus. Parasympathetic
stimulation stimulates motor activity of the
circular and longitudinal muscle throughout
the colon.
• The pelvic afferents contain pain fibers and
thus convey visceral sensory input
(Fig.2.4).
• Acetylcholine is the major cholinergic parasympathetic neurotransmitter.
• Sympathetic bers originate from several
sources including the lumbar ventral roots
(L2–L5), postganglionic hypogastric nerves,
and the splanchnic nerves (T5–T12). The lumbar ventral nerve roots provide the main sympathetic supply to the colon and synapse on
the inferior mesenteric ganglia.

Enteric nervous system
2 Colonic Physiology
Fig. 2.4 Schematic
representation of the
components of the
enteric nervous system.
(Courtesy of Robin
Noel)
Serosa
Sensory
fibers
Sympathetic
postganglionic
fibers
35
Parasympathetic
preganglionic
fibers
LM
MP
CM
NP
SMP
NP
• Postganglionic nerves course along the inferior mesenteric artery to synapse on the enteric
ganglia.
• The postganglionic hypogastric nerves originate from the inferior mesenteric ganglia, join
the pelvic plexus, and primarily innervate the
anal sphincters.
• The splanchnic nerves reach the proximal
colon as they course along the blood supply
and innervate the proximal colon.
• Sympathetic innervation is inhibitory to the
myenteric ganglia (inhibits colonic contractions) and excitatory to the sphincter
muscle.
Norepinephrine acts as an inhibitory neu-
rotransmitter via a-2 adrenergic receptors in the
myenteric plexus.
• The intrinsic (enteric) nervous system of the
colon can continue to function even when
these circuits have been interrupted due to the
complex system of 200–600 million ganglia
of neural crest origin. This system consists of
full reex circuits comprised of sensory
neurons, interneurons, and motor neurons regulated by a multitude of neurotransmitters and
neuromodulators.
NO
SP
NP
5-HT
Ach
5-HT
NE
NP
NE
Ach
Ach
Ach
The myenteric or Auerbach’s plexus is located
between the longitudinal and circular smooth
muscle layers and plays a crucial role in colonic
smooth muscle function.
• The submucosal or Meissner’s plexus regulates
ion transport. The extreme importance of these
is demonstrated in Hirschsprung’s Disease
where the ganglia of the myenteric and submu-
cosal plexuses are congenitally absent resulting
in segments that do not relax causing severe
constipation.
• Nearly 20 types of enteric neurons have been
identied, and every class of CNS neurotrans-
mitters (as well as many endocrine and para-
crine chemicals) has been identied in the
enteric nervous system.
• Intrinsic primary afferent neurons (IPANs) are
the neurons through which enteric reexes are
initiated by sensing changes in luminal chem-
istry (transepithelially) and pressure as well as
colonic muscular tone. IPANs are present in
the myenteric and submucosal plexi.
• Enterochromafn (EC) cells represent a type
of this sensory transducer cell and contain
large quantities of serotonin.
• Serotonin can be excitatory or inhibitory
depending on which type of serotonin recep-
tor with which it interacts.

36
J. I. S. Bleier and K. B. Wilkins
Colonic Motility
• Basic colonic motility requirements include
slow net caudal propulsion, extensive mixing
of semisolid stool, and uniform exposure of
luminal contents to the mucosal surface.
• The colon also moves stool caudally during
mass movements.
• Most colonic motility is involuntary and is primarily mediated by the enteric nervous system
in association with autonomic parasympathetic and sympathetic input.
Cellular Basis of Motility
The muscular apparatus of the colon consists of
smooth muscle cells arranged into circular and
longitudinal layers and interconnected by gap
junctions that allow electrical signals to spread in
a coordinated fashion.
• Important to this function are the colonic
pacemaker cells (interstitial cells of Cajal)
which are of mesenchymal origin and (1) have
electrical pacemaker activity and (2) serve as
conduits for muscle innervation and may
transmit sensory information.
• ICC density is able to be measured by c-Kit
immunohistochemistry.
ICC occur in the submucosa (ICC-SM), gen-
erate electrical stimuli with an oscillatory pattern
of 2–4 Hz, and are coupled to smooth muscle
cells triggering large, slow repetitive depolarizations referred to as slow waves.
• Higher-frequency oscillations (17–18Hz) are
generated in the ICC of the myenteric border
(ICC-MP).
Slow waves from the ICC-SM predominate.
Motility Patterns and Measurement
• Colonic motor activity is not rhythmic but is
characterized by brief (phasic) and sustained
(tonic) contractions.
• At least seven different patterns of human colonic
phasic pressure activity have been identied.
Nonpropagating pressure waves occur randomly
for at least 30 s. Simultaneous pressure waves
occur simultaneously at least 10cm apart with an
onset time of <1s. Periodic colonic motor activity also manifests as discrete random bursts of
phasic and tonic pressure waves with a frequency
of >/=3 per minute and a cycle duration of >/=3
per minute.
• Similar discrete bursts of phasic and tonic pressure waves also occur in the rectosigmoid and
occur predominantly at night and are referred to
as periodic rectal motor activity (PRMA).
• The function of these nonpropagating waves
may be as a means for local mixing of luminal
contents and may allow for adequate mucosal
sampling.
• Propagating pressure waves and contractions
serve to propel the colonic contents in aborad
and orad directions. Aborad pressure waves
include propagating pressure waves that migrate
aborad across >/=10cm at a velocity of 0.5cm
/sec and high-amplitude propagated contractions (HAPC) of pressures >/=75 mmHg and
that migrate aborad >/=15 cm. HAPCs occur
approximately six times a day and serve to
move stool en masse across the colon.
Frequently, but not always, these occur prior to
defecation. There are also retrograde waves that
migrate orad >/= 15 cm with a velocity of
>0.5cm/sec.
• Phasic activity demonstrates diurnal variation
with activity decreasing during sleep and
increasing upon awakening.
• Phasic activity also increases within a few
minutes after a meal and continues for up to
2.5h depending on the nutrient composition
and caloric content of the meal.
• Altered colonic motility may be manifested as
constipation.
• Patients with slow transit constipation have a
reduced frequency of HAPCs and lack the normal phasic response that is elicited by the intake
of a meal. The diurnal variation of colonic
motor activity also may be abnormal in patients
with slow transit constipation. Loss and injury
to the ICC have also been observed in patients
with constipation. Taken together, slow transit
constipation may be associated with both myopathic and neuropathic etiologies.

Anal Physiology: ThePhysiology
ofContinence andDefecation
VitaliyY.Poylin andThomasE.Cataldo
3
Abbreviations
FI Fecal incontinence
MR Magnetic resonance
RAIR Rectoanal inhibitory reex
SNS Sacral nerve stimulation
Key Concepts
• The innervation of the anal sphincter complex
is a mixed sympathetic and parasympathetic
crossed-over system that provides redundant
safeguards to continence.
• Normal continence and defecation require intact
sensation and motor control and reexes to
sense, retain, and voluntarily expect the rectal
contents at a socially appropriate time and place.
• The normal physiology of the anus can be disturbed in a variety of ways resulting in lack of
control, inability to expel, or chronic pelvic pain.
• The process of childbirth can contribute signicantly to alteration in anorectal anatomy
and physiology resulting in a variety of disorders of defecation and/or incontinence.
Electronic Supplementary Material The online version
of this chapter (https://doi.org/10.1007/978-3-030-01165-
9_3) contains supplementary material, which is available
to authorized users.
V. Y. Poylin · T. E. Cataldo (*)
Division of Colon and Rectal Surgery, Department of
Surgery, Beth Israel Deaconess Medical Center,
Harvard Medical School, Boston, MA, USA
e-mail: tcatald1@bidmc.harvard.edu
Introduction
• The physiology of the anus and its surrounding structures is the physiology of continence
and controlled defecation.
• Normal continence requires a balance between
the pressure inside the rectum and the combined tone of the internal and external
sphincters.
• Defecation and the controlled passage of gas
or stool at socially appropriate circumstances
required very ne sensation and ability to discern the rectal contents. It requires the balance
to tip in favor of the rectal pressure and contraction with simultaneous coordinated relaxation of the pelvic oor and internal and
external sphincters.
• Disturbance in any part of this complex balance can result in incontinence either
through reduced anal tone, excess rectal
contraction, reduced sensation, or the inability to differentiate the consistency of the rectal contents.
• Disorders tipping in the opposite direction
may result in inability to properly or completely empty the rectum.
• More proximal conditions resulting in chronic
diarrhea or constipation may tip the balance.
Forces even higher can contribute to the
behavioral and psychosocial aspects of
ordered and disordered function of the rectum
and anal canal.
© ASCRS (American Society of Colon and Rectal Surgeons) 2019
S. R. Steele et al. (eds.), The ASCRS Manual of Colon and Rectal Surgery,
https://doi.org/10.1007/978-3-030-01165-9_3
37

38
V. Y. Poylin and T. E. Cataldo
Normal Anatomy andPhysiology
• The internal sphincter begins as a condensation of the inner circular involuntary smooth
muscle of the GI tract at the top of the surgical
anal canal, as the top of the anorectal ring. It
extends downward to just proximal to the end
of the external sphincter.
• The length of the normal internal sphincter is
2–4 cm. It appears as a hypoechoic band
2–3 mm in diameter on transanal ultrasound
imaging.
• The internal sphincter is chronically contracting and contributes approximately 50–75% of
the resting tone of the anus.
• The external sphincter is a cylinder of striated
muscle that extends downward from the levator ani muscle to the distal anoderm.
• It exists in a chronically contracting state, but
when stimulated under voluntary control, it
more than doubles the tone of the anus above
the resting state.
Innervation oftheAnus andPelvic
Floor
• The parasympathetic bers to the rectum and
anal canal emerge from the sacral foramina at
the S2, S3, and S4 levels. They join the sympathetic hypogastric nerves in the pelvic plexus.
From there mixed postganglionic bers extend
to the lower rectum and anal canal.
• The internal sphincter is innervated by L5–S4
mixed autonomic function in crossed fashion
so that unilateral injury still results in preserved function.
• The external sphincter is similarly innervated
from branches of S2–S3 via the inferior rectal
branch of the pudendal nerve and the perineal
branch of S4. This nervous distribution also
carries the nerves of sensation and contributes
to the functional aspects of continence.
• The upper anal canal contains a high density
of free and organized sensory nerve endings
including Meissner’s corpuscles (touch),
Krause’s bulbs (cold), Golgi-Mazzoni bodies
(pressure), and genital corpuscles (friction).
Normal Continence
Rectal Capacity
• Normal continence rst requires a location to
temporarily hold and assess the contents and
expel them under control. The empty rectum
is a low-pressure vessel with the capacity to
receive stool from the sigmoid and to accommodate stool under pressure.
• Patients with diminished rectal capacity will
suffer from fecal frequency and urgency and
frequently may contribute to incontinence.
Pressure andMotility
• Baseline pressure in the rectum is low, about
5mmHg with frequent low amplitude contractions every 6–12 s. Occasional high-pressure
waves up to 100 mmHg have been
demonstrated.
• Pressure in the anal canal ranges 10–14 times
that of the rectum.
• Motor activity is more frequent, and contractile
waves are of higher amplitude in the rectum
than in the sigmoid producing a reverse gradient that resists the forward motion of stool.
• Slow waves are observed in the anal canal
with increasing frequency distally and help
maintain continence by propelling the contents back into the rectum.
Rectoanal Sensation andSampling
• The conscious sensation of the need to defecate lives in the levators and the anal canal.
Distention of the rectum triggers contraction
of the external anal sphincter and signicant
internal anal sphincter relaxation– the rectoanal inhibitory reex (RAIR).
• It allows the highly innervated sensitive epithelial lining of the upper anal canal to sample
the contents of the distal rectum to determine
its quality and consistency.
• Impaired anal sensation has been associated with
childbirth, perineal descent, and mucosectomy.

3 Anal Physiology: ThePhysiology ofContinence andDefecation
39
Structural Considerations
• In addition to the baseline resultant tone provided by the anal sphincter complex and the
puborectalis sling, the entire structure is held
close by the angulation created by the puborectalis in its chronically contracted unstimulated
state.
• This angle between the axis of the anus and
the axis of the rectum is between 80° and 90°
and is responsible for the majority of gross
fecal continence. It may increase normally
above 90 while sitting and will extend beyond
110° during normal defecation.
• The ap valve theory advocated by Parks suggests the anterior rectal mucosa constitutes a
ap that lies over the upper end of the anal
canal. Increased inter-abdominal pressure not
associated with defecation increased the angulation and closes ap more rmly over the
upper anal canal. The ap is opened when the
perineum descends and the anorectal angle is
straightened.
• There is signicant crossover innervation
around the anus as a complete disruption of
either pudendal nerve does not result in asymmetric sphincter atrophy or fecal incontinence.
• Sensory innervation within the rectum is sensitive only to stretch, resulting in vague sensation to visceral pelvic pain.
• Distal rectal stretch or distention can result in
signicant parasympathetic stimulation of the
vagus nerve, thereby resulting in bradycardia
and hypotension.
• Somatic sensory innervation begins in the anal
transitional zone proximal to the dentate line
for a short variable distance of 0.3–1.5 cm.
Within this zone, there is a dense collection of
nerve endings for pain, touch, pressure, and
temperature. These bers are derived from the
pudendal branches, and complete anesthesia
to this area can be provided by bilateral anal
nerve blockade.
Normal Defecation
Role ofHemorrhoids inNormal
Continence
• It has been postulated that the normal function
of the hemorrhoids is as an additional important component of normal continence. These
vascular cushions have the ability to expand as
needed to create a seal above the anus creating
the ne-tuning of continence.
Sensation andInnervation
• The rectum has a mixed sympathetic and parasympathetic innervation derived from the
hypogastric nerves and the sacral parasympathetic nerves through the pelvic plexi.
• Extrapelvic innervation comes to the anus
from the pudendal nerve derived from S2 to
S4 via the inferior rectal nerve and ultimately spreads around the anus from both
sides entering at lateral to slightly anterior
positions.
• Normal defecation is a complicated mechanism
that relies on a close interaction between the
somatic and autonomic nervous systems and
includes the conscious and unconscious control
of both sensory input and muscle contraction.
• Stool arrives in the rectum and is sampled. If it
is not an appropriate time for defecation, the
anal sphincter will contract, and rectum will
start to distend.
• This process continues with progressive distention of the rectum without a person’s full
awareness, but conscious sampling is also
present.
• As the rectum continues to expand, a person
becomes aware, and there is an urge to defecate that usually lasts for a few seconds and
can be controlled by further contraction of the
external anal sphincter (efferent nerve endings
end in lumbosacral spine which is under higher
control that allows conscious suppression of
the urge).
• When it becomes socially appropriate to proceed, the defecation process again relies on
both conscious and unconscious responses.

40
V. Y. Poylin and T. E. Cataldo
• The process starts with contraction of abdominal musculature (Valsalva), which is also
associated with contraction of the sigmoid
colon to move stool forward.
• A combination of relaxation of the puborectalis (releases sling around anorectal junction)
and levator muscle allows the pelvic oor to
descend slightly and straighten the anorectal
angle.
• The rectum itself starts to contract, and both
internal and external sphincters relax, and at
this point pressure in the rectum exceeds pressure in the anal canal, and defecation will
occur.
• This process can also be aided by assuming
the squatting position, which increases the
intra-abdominal pressure and straightens the
rectum further.
• Once begun a number of patterns can occur.
There may be a single evacuation of the rectal
contents accompanied by mass peristalsis of
the left and sigmoid colon clearing the bowel
in one continuous movement or the passage of
smaller volumes of stool individually over a
short time requiring recurrent efforts and
straining.
• If a large volume of stool is delivered quickly
to the rectum, normal rectal compliance and
accommodation may be insufcient. In this
case the patient with normal sensation and
function will have a sense of acute urgency
and can forestall defecation for 40–60se with
the use of voluntary contraction of the external sphincter to allow accommodation or
move to a socially appropriate location to
evacuate.
Physiology ofTibial Nerve
andSacral Nerve Root Stimulation
inFecal Continence (FI)
• Chronic electrical stimulation of nerves entering the pelvis has effects of visceral function
and activity.
• Unilateral stimulation of the S3 or S4 nerve as
it exits the foramen has been used for urinary
incontinence for over 30years, during which
time benets for fecal incontinence were recognized as well – though the mechanism of
how sacral nerve stimulation (SNS) creates its
effect remains unclear.
• Similarly, intermittent stimulation of the posterior tibial nerve has a benecial effect on
fecal incontinence through a mechanism that
is not fully understood.
• The following is a summary of ndings related
to SNS:
– SNS has no demonstrable effect of rectal
compliance or motility.
– It seems to reduce hypersensitivity in those
with reduced capacity and hypersensitivity
while increasing sensitivity in those
patients with reduced sensitivity.
– It increases mucosal blood ow when on
and returns to baseline when off, and there
are higher levels of the neuropeptide substance P identied in rectal biopsies of
those undergoing stimulation, which
reverses after it is discontinued.
– Forty studies have examined changes in
anal sphincter function through the use of
anorectal manometry. Fourteen studies
reported a signicant increase in voluntary
anal squeeze, with eight of these also
reporting an increase in resting pressure.
Spinal Cord Injuries andDefecation
• Patients with spinal cord injuries are a very
heterogeneous group of patients with degrees
of injury that can vary signicantly from
patient to patient.
• High spinal cord injuries (above T7) interrupt
higher control and sensation of the abdominal
and pelvic oor musculature as well as the
colon in the rectum resulting in lower tone in
the colon and rectum. Constipation in these
patients is multifactorial: (1) slowed transit
due to decreased propulsive ability of the
colon, (2) inability to generate adequate intraabdominal pressure or take squatting position
to aid defecation, (3) unopposed stimulation of
the lower neurons that increase contraction and
spasticity of the pelvic oor, and (4) impaired

3 Anal Physiology: ThePhysiology ofContinence andDefecation
41
sensation. They often rely on a strict bowel
program, which is a combination of laxatives,
rectal stimulation, and manual disimpaction.
Rectal stimulation can allow some patients to
have decreased anal sphincter pressure.
• Patients with low spinal cord injuries such as
cauda equina syndrome often have impaired
afferent bers that results in loss of tone in the
internal and external sphincter muscle as well
as impaired sensation. This can result in signicant incontinence since any generation of
intra-abdominal pressure may result in bowel
movement.
Obstructed Defecation
• Obstructed defecation is a poorly understood
group of disorders resulting from an alteration
in sensation, muscle relaxation, or both. Some
causes of abnormal sensation can be fairly
evident in patients such as those with signicant proctitis (infectious or inammatory) or
those after anorectal injury/surgery.
• Dysfunction may be associated with conscious/subconscious inhibition of the need to
defecate during childhood. According to this
theory, repeated delays in defecation result in
altered sensation that eventually leads to dyscoordination between the anorectal and pelvic
oor musculatures. Changes in sensation
cause an increase in stimulation of lower
(lumbosacral) neuronal loop (the relaxing
effects of the upper parts of the nervous system), which are insufcient to overpower the
abnormal stimulation. Once this occurs, and
pelvic oor musculature such as puborectalis
and sphincter complex fail to relax appropriately, increasingly higher intra-abdominal
pressure is needed to overpower the rectal/
anal pressure to evacuate.
• Over time there is damage to the sensory pathways which eventually affect the structural
integrity of the pelvic oor. Obstructed defecation disorders include intussusception, rectocele, non-relaxing puborectalis/levator
muscle spasm, dyssynergic puborectalis, as
well enterocele and rectal prolapse.
• Intussusception is mucosal descent causing
blockage of the lower rectum/anal canal. It is
possible that it is a primary process in some
patients arising from redundancy of mucosa,
poor tone, and pelvic oor descent (either primary structural problems or as a result of
childbirth and muscle/nerve damage in
women). In most patients it is likely a secondary process resulting from increased pushing
and decreased relaxation. Once developed,
intussusception itself generates mechanical
blockage to defecation and further attempts to
generate more pressure to evacuate stool.
• Rectocele is dened as greater than 2 cm of
rectal wall outpouching or bowing anteriorly
while straining. Rectoceles are caused by
abnormal relaxation of the pelvic oor/sphincter complex or structural defects in the rectal
wall created during childbirth. During evacuation generated pressure delivers stool anteriorly toward the weakened portion of the wall
that is not contracting appropriately causing a
sensation of bulge and incomplete evacuation
(Fig. 3.1). Most symptomatic patients likely
have a combination of a weaker rectal wall as
well as dyssynergy of the sphincters or
puborectalis.
• Pelvic oor dyssynergy (pelvic outlet obstruction) results from a failure of the puborectalis
and/or sphincter complex to relax or abnormal
Fig. 3.1 Defecography still image of a rectocele

42
V. Y. Poylin and T. E. Cataldo
contraction. During attempts to evacuate, the
anorectal angle may not increase or may even
become sharper. A patient’s natural response
is to generate higher pressures in which only
further worsens the symptoms. Over time,
these changes likely cause more damage to the
musculature and nerves. Similar to the rest of
the disorders in this group, rectal sensation is
also impaired, but whether it is a result of
long-term damage or from an inciting event is
unclear.
Functional Anorectal Pain
• There is a small group of pain disorders that
are related to more functional rather than
structural problems.
• Levator ani syndrome (levator spasm,
puborectalis syndrome) is often described as a
dull pain high in the rectum that is often made
worse with sitting. Some episodes may be
triggered by difcult defecation. Alternations
in sensation or behavioral factors (deferring
defecation, damage with hard stool) contribute to its development. Prolonged muscle contraction may result in compression of
vasculature and relative ischemia leading to
activation of nociceptors in the muscle (bradykinin, substance P).
• Proctalgia fugax is a sudden severe anal pain
of unknown etiology, lasting seconds to minutes, that disappears completely. It is associated in some patients with a thickened internal
sphincter muscle. Some studies suggest
smooth muscle contraction is responsible for
this pain.
• Progesterone released during pregnancy
causes decreased gut motility and diminished
tonic contraction of anal sphincters.
• Androgen, progesterone, and estrogen receptors are found in the squamous epithelium of
the anal canal, indirectly supporting possible
effects of this hormone on the sphincters.
• Progesterone causes ligamentous laxity that,
when combined with increased intraabdominal pressure, contributes to stretching
of the pelvic oor musculature, widening of
the levator hiatus, and potentially pudendal
nerve injury. Pudendal nerve injury can affect
the anal sphincters by de-innervating them
and causing muscle atrophy as well as by
affecting sensory components and altering
RAIR. Evidence of neuropathy in the pelvic
oor musculature has been found after delivery as well as in idiopathic FI and
constipation.
• Labor further complicates issues of continence with further muscle stretching or even
evulsion and pudendal nerve injury. A longer
second stage of labor (pushing) is associated
with higher rates of FI later in life.
• Use of additional devices to aid labor such as
forceps and vacuum is associated with
increased incidence of FI.
• Tearing and episiotomy are additional risk
factors for FI and related to direct damage to
the sphincter complex.
• Cesarean section is associated with lower incidences of atus and stool incontinence, but this
difference is smaller when comparing emergent cesarean sections and vaginal deliveries.
• Emergent cesarean is often initiated after failure of labor to progress following signicant
pushing.
Pathophysiology ofObstetricRelated Problems
• One of the worrisome potential sequelae of
pregnancy and delivery is fecal incontinence
which may develop as a result of direct disruption of the anal sphincter, muscle, and connective tissue or pudendal nerve injury.
Urogynecological Considerations
andPelvic Pain
• The pelvic oor is anatomically a very small
area that includes the pelvic musculature and
its corresponding nerves responsible for maintenance of continence and normal defecation as

3 Anal Physiology: ThePhysiology ofContinence andDefecation
43
well as normal urinary gynecologic function.
Dysfunction in any single system is common,
but more than one system is frequently affected.
• Physiologic and muscular changes associated
with pregnancy and labor which affect the
posterior compartment often have similar
effects on middle and anterior compartment
structures as well.
• Uterine prolapse and urinary problems are
more common in multiparous women than
nulliparous ones. The mechanism for these
issues is a combination of hormonal effects as
well as direct damage to the pelvic oor muscle, nerves, and sphincters.
• Widening of the levator hiatus has been shown
to affect middle and anterior compartments as
well as posterior one. This can result in uterine
and bladder prolapse in addition to rectal prolapse, intussusception, and rectocele.
• Pregnancy and delivery effects on anal sphincters can affect urinary sphincters as well, and
it is common for women presenting with urinary incontinence to report fecal incontinence
as well.
• Urogynecologists see and treat a number of
patients with anorectal problems, and treatments available are similar between specialties (e.g., pelvic oor physical therapy, sacral
nerve stimulation).
• Pelvic oor prolapse problems may contribute
to obstructed defecation. Failure to diagnose
concomitant middle and anterior compartment
problems may compromise success of treatment of posterior compartment dysfunction.
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