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- •Preface
- •Contents
- •Contributors
- •Puborectalis Muscle
- •Iliococcygeus Muscle
- •Pubococcygeus Muscle
- •Mesorectum
- •Presacral Fascia
- •Retrosacral Fascia
- •Waldeyer’s Fascia
- •Denonvilliers’ Fascia
- •Lateral Ligaments
- •Anorectal Spaces
- •Perianal Space
- •Intersphincteric Space
- •Submucous Space
- •Ischioanal/Ischiorectal Space
- •Supralevator Space
- •Anal Canal Epithelium
- •Internal Anal Sphincter
- •Conjoined Longitudinal Muscle
- •External Anal Sphincter
- •Perineal Body
- •Pelvic Floor Muscles
- •Retrorectal Space
- •Rectal Blood Supply
- •Superior Rectal Artery
- •Middle Rectal Artery
- •Inferior Rectal Artery
- •Cecum
- •The Appendix
- •Ascending Colon
- •Transverse Colon
- •Descending Colon
- •Sigmoid Colon
- •Rectosigmoid Junction
- •Blood Supply
- •Superior Mesenteric Artery
- •Inferior Mesenteric Artery
- •Venous Drainage
- •Lymphatic Drainage
- •Nervous Innervation
- •Embryology
- •Non-rotation
- •Malrotation
- •Reversed Rotation
- •Omphalocele
- •Internal Hernias
- •Proximal Colon Duplication
- •Meckel’s Diverticulum
- •Hirschsprung’s Disease
- •Anorectal Malformations
- •Anal Stenosis
- •Membranous Atresia
- •Anal Agenesis
- •Anorectal Agenesis
- •Rectal Atresia or “High Atresia”
- •Persistent Cloaca
- •2: Colonic Physiology
- •Colonic Anatomy
- •Introduction
- •Colonic Wall Anatomy
- •Colonic Epithelial Cell Types
- •Colonic Flora
- •Electrolyte Regulation and Water Absorption
- •Short-Chain Fatty Acid Absorption
- •Secretory Role of the Colonic Epithelium
- •Regulation of Electrolyte and Water Absorption and Secretion
- •Colonic Innervation
- •Colonic Motility
- •Cellular Basis of Motility
- •Motility Patterns and Measurement
- •Introduction
- •Normal Continence
- •Rectal Capacity
- •Structural Considerations
- •Normal Defecation
- •Obstructed Defecation
- •Functional Anorectal Pain
- •4: Endoscopy
- •Introduction
- •The Complete Anorectal Examination
- •Patient Position
- •Prone Jackknife
- •Left Lateral
- •Digital Rectal Examination
- •Anoscopy/Proctoscopy
- •Anoscopy
- •Proctoscopy
- •Flexible Endoscopy
- •Flexible Endoscopic Insertion Techniques
- •Torque
- •Dithering/Jiggle
- •Slide-By
- •Special Considerations
- •The Patient Requiring Antibiotics
- •The Anticoagulated Patient
- •Incomplete Colonoscopy
- •Procedure
- •The Endoscopy Suite
- •Instruments
- •Sedation
- •Nitrous Oxide
- •Ketamine
- •Propofol
- •Colonoscopy Technique
- •Anal Intubation
- •Sigmoid Colon
- •Sigmoid-Descending Junction
- •Descending Colon
- •Splenic Flexure
- •Transverse Colon
- •Hepatic Flexure
- •Cecum
- •Patient Position
- •Abdominal Pressure
- •Sigmoidoscopy
- •Colonoscopy
- •Bowel Preparation
- •Ileocecal Valve Intubation
- •Terminal Ileum
- •Alternate Techniques
- •Chromocolonoscopy (Chromoendoscopy)
- •Full-Spectrum Endoscopy
- •Complications
- •Sedation Complications
- •Vasovagal/Cardiac Arrhythmia
- •Pulmonary
- •Procedural Complications
- •Splenic Injury
- •Perforation
- •Post-polypectomy Syndrome
- •Bleeding
- •Infectious Complications
- •Simulation
- •Documentation
- •Quality
- •PillCam Endoscopy
- •Introduction
- •Polypectomy Techniques
- •Endoscopic Mucosal Resection
- •Endoscopic Submucosal Dissection
- •Combined Endo-Laparoscopic Surgery (CELS)
- •Major Abdominal Surgery
- •Anorectal Surgery
- •Preoperative Testing
- •Laboratory Studies
- •Electrocardiogram
- •Chest X-ray
- •Initial Workup
- •Who Needs Additional Testing?
- •Preoperative “Optimization”
- •Coronary Stent Management
- •AICD/Pacemaker Management
- •COPD
- •Obstructive Sleep Apnea (OSA)
- •Diabetes
- •Obesity
- •Malnutrition
- •Solid Organ Transplant Recipients
- •Substance Abuse
- •Alcohol
- •Tobacco
- •Opioids
- •Medications
- •Anticoagulation
- •Immunosuppressive Agents
- •Chemotherapy
- •Introduction
- •Preoperative Management
- •Patient Education
- •Intraoperative Pathway
- •Minimally Invasive Colorectal Surgery
- •Intraoperative Fluid Administration
- •Analgesia
- •Venous Thromboembolism (VTE) Prophylaxis
- •Postoperative Recovery
- •Analgesia
- •Intravenous Fluid Management
- •Venous Thromboembolism (VTE) Prophylaxis
- •Quality Pathway Evaluation Measures
- •Quality Improvement Measures
- •8: Postoperative Complications
- •Introduction
- •Ureteral Injury
- •Bladder Injury
- •Urethral Injury
- •IV Fluid Management
- •Wound Management
- •Bladder Management
- •Pain Management
- •Academic Medical Center
- •Wound Complications
- •Preoperative Considerations
- •Perioperative Interventions
- •Long-Term Complications
- •Genitourinary Complications
- •Fertility Complications
- •Bowel Dysfunction
- •9: Anastomotic Construction
- •Introduction
- •Surgical Staplers
- •Handsewn Anastomoses
- •Compression Anastomoses
- •Tension
- •Blood Supply
- •Prophylactic Drainage
- •Diversion
- •High-Risk Anastomoses
- •Abdominal Anastomoses
- •Small Bowel Anastomoses
- •Ileocolic Anastomoses
- •Pelvic Anastomoses
- •Stapled Colorectal Anastomoses
- •Handsewn Colorectal Anastomosis
- •Ileorectal Anastomosis
- •Neorectal Reservoirs
- •Handsewn Coloanal Anastomosis
- •Unanticipated Pelvic Anastomosis
- •Inadequate Colonic Length
- •Intraoperative Anastomotic Failure
- •10: Anastomotic Complications
- •Anastomotic Leak
- •Overview
- •Consequences
- •Prevention
- •Diagnosis
- •Treatment
- •Anastomotic Stricture
- •Anastomotic Bleeding
- •Introduction
- •Patient History
- •Levator Syndrome
- •Physical Examination
- •Abdominal Examination
- •Inguinal Examination
- •Digital Rectal Examination
- •Conclusion
- •12: Hemorrhoids
- •Anatomy
- •Etiology
- •Epidemiology
- •Clinical Presentation
- •History
- •Physical Examination
- •Treatment
- •Medical Management
- •Dietary
- •Topical Therapies
- •Oral Therapy
- •Rubber Band Ligation
- •Infrared Photocoagulation
- •Sclerotherapy
- •Excisional Hemorrhoidectomy-Closed Technique
- •Excisional Hemorrhoidectomy Open Technique (Milligan-Morgan)
- •Excisional Hemorrhoidectomy (Circumferential or Whitehead)
- •Urinary Retention
- •Postoperative Hemorrhage
- •Anal Stenosis
- •Postoperative Infection
- •Fecal Incontinence
- •Stapled Hemorrhoidopexy
- •Transanal Hemorrhoidal Dearterialization
- •Special Clinical Scenarios
- •Thrombosed External Hemorrhoid
- •Pregnancy
- •Crohn’s Disease
- •Immunocompromised Patients
- •13: Anal Fissure
- •Pathogenesis
- •Non-operative Treatment
- •Healing Rates in Acute Anal Fissure
- •Healing Rates in Chronic Anal Fissure
- •Topical
- •Nitroglycerin
- •Calcium Channel Blockers
- •Botulinum Toxin Type A
- •Operative Treatment
- •Anal Dilation
- •Anal Sphincterotomy (Technique)
- •Outcomes Between Closed and Open Anal Sphincterotomy
- •Extent of Sphincterotomy
- •Fissurectomy
- •Results of Sphincterotomy
- •Fissures Without Anal Hypertonicity
- •Crohn’s Disease
- •Conclusions
- •Pathophysiology
- •Anatomy
- •Etiology
- •Evaluation
- •Physical Examination
- •Imaging
- •Computed Tomography (CT)
- •Magnetic Resonance Imaging (MRI)
- •Endoanal Ultrasound (EAUS)
- •Transperineal Sonography (TP-US)
- •Treatment
- •Catheter Drainage
- •Postoperative Management
- •Complications
- •Immediate Postoperative Period
- •Misdiagnosis
- •Special Considerations
- •Necrotizing Anorectal Infection (Fournier’s Gangrene)
- •Diagnosis
- •Treatment
- •Outcomes
- •Anal Fistula
- •Etiology
- •Diagnosis
- •Fistulography
- •Endoanal Ultrasound
- •Magnetic Resonance Imaging
- •Treatment
- •Lay-Open Technique (Fistulotomy)
- •Setons
- •Advancement Flap
- •Technique
- •Technique
- •Fibrin Glue
- •Technique
- •Anal Fistula Plug
- •Technique
- •Novel Techniques
- •15: Complex Anorectal Fistulas
- •Introduction
- •Complex or Recurrent Cryptoglandular Fistulas
- •Surgical Treatment
- •Seton
- •Anal Flap
- •Anal Fistula Plug
- •Fibrin Glue
- •Outcomes
- •Seton
- •Advancement Flap
- •Anal Fistula Plug
- •Fibrin Glue
- •Rectourethral Fistulas
- •Surgical Treatment
- •Transanal Approach
- •Posterior Approach
- •Transperineal Approach
- •Transabdominal Approach
- •Outcome
- •Postoperative Fistulas
- •Surgical Treatment
- •Outcome
- •16: Rectovaginal Fistula
- •Obstetric Injury
- •Cryptoglandular Disease
- •Crohn’s Disease
- •Endorectal Repairs
- •Transperineal Repairs
- •Tissue Transposition Repairs
- •Martius Flap
- •Gracilis Muscle Transposition
- •Transvaginal Repairs
- •Transabdominal Repair
- •Alternate Repairs
- •Background
- •Etiology
- •Clinical Presentation/Diagnosis
- •Treatment
- •Non-operative Management
- •Operative/Excisional Management
- •Basic Procedures
- •Complex Procedures
- •Karydakis Flap
- •Cleft Lift Procedure (See Video 17.1)
- •Rhomboid/Limberg Flap (See Video 17.2)
- •Disease Recurrence
- •Hidradenitis Suppurativa
- •Etiology/Presentation/Diagnosis
- •Treatment
- •Medical Therapy
- •Surgical/Excisional Therapy
- •Introduction
- •Irritants
- •Steroid-Inducing Itching
- •Infectious
- •Dermatologic
- •Neoplasms
- •Anorectal Conditions
- •Systemic Diseases
- •Physical Examination
- •Infectious
- •Dermatologic
- •Neoplasms
- •Biochemical Testing
- •Microbiology Testing
- •Patch Testing
- •Anoscopy: Proctoscopy
- •Biopsy
- •Evidence-Based Management
- •Primary Prutitis Ani
- •Secondary Prutitis Ani
- •Infectious
- •Dermatologic
- •Systemic Diseases
- •19: Sexually Transmitted Infections
- •Introduction
- •Perianal or Genital Lesions
- •Proctitis
- •Proctocolitis
- •Enteritis
- •Gonorrhea
- •Epidemiology
- •Clinical Presentation
- •Emerging Antibiotic Resistance
- •Chlamydia
- •Epidemiology
- •Clinical Presentation
- •Lymphogranuloma Venereum
- •Epidemiology
- •Clinical Presentation
- •Treatment
- •Syphilis
- •Epidemiology
- •Clinical Presentation
- •Testing Recommendations
- •Treatment
- •Chancroid
- •Granuloma Inguinale aka Donovanosis
- •Herpes
- •Epidemiology
- •Clinical Presentation
- •Treatment
- •Human Papillomavirus
- •Epidemiology
- •Clinical Presentation
- •Testing
- •Treatment
- •Vaccine
- •Epidemiology
- •Testing
- •Anorectal Issues
- •Molluscum Contagiosum
- •Pubic Lice: Phthirus pubis
- •Scabies
- •20: Anal Intraepithelial Neoplasia
- •Introduction
- •Symptoms
- •Epidemiology
- •Screening/Surveillance
- •Diagnosis
- •Treatment
- •Management Strategies
- •Progression
- •Prevention
- •21: Anal Cancer
- •Anal Squamous Cell Carcinoma
- •Anal Melanoma
- •Anal Adenocarcinoma
- •22: Presacral Tumors
- •General Considerations
- •Anatomic Considerations
- •Diagnosis
- •Management
- •Outcomes
- •Chromosomal Instability
- •Microsatellite Instability
- •CpG Island Methylator Phenotype (CIMP)
- •Adenomatous Polyposis Syndromes
- •Familial Adenomatous Polyposis
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk
- •FAP Extracolonic Manifestations
- •Management
- •Screening
- •Treatment
- •Colorectal
- •Duodenal Adenomas
- •Desmoid Disease
- •Thyroid Neoplasia
- •MUTYH-Associated Polyposis
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk
- •Extracolonic Cancer Risk
- •Management
- •Screening
- •Treatment
- •Polymerase Proofreading-Associated Polyposis
- •Hamartomatous Polyposis Syndromes
- •Juvenile Polyposis Syndrome
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •Management
- •Screening
- •Treatment
- •Peutz-Jeghers Syndrome
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •Management
- •Surveillance
- •Polypectomy
- •Surgery
- •PTEN Hamartoma Tumor Syndrome (PHTS)
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk Management
- •Serrated Polyposis Syndrome (SPS)
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk
- •Management
- •Screening
- •Treatment
- •Lynch Syndrome
- •Genotype-Phenotype Correlations
- •Muir-Torre Syndrome (MTS)
- •Turcot’s Syndrome
- •Colorectal Cancer Risk
- •Other LS-Associated Cancer Risk
- •Diagnosis
- •Individual Whose Family Meets Amsterdam Criteria but Does Not Have Any Clinical Phenotype
- •Clinical Management
- •Screening
- •Introduction
- •Recommended Screening Guidelines
- •Screening Cessation
- •Colonoscopy
- •Incomplete Colonoscopy
- •Complications
- •CT Colonography (CTC) or Virtual Colonoscopy
- •Flexible Sigmoidoscopy
- •Complications
- •Fecal Occult Blood Testing (FOBT)/Fecal Immunochemical Testing (FIT)
- •Stool DNA Testing
- •Double-Contrast Barium Enema (DCBE)
- •Surveillance
- •History
- •Adenoma
- •Hamartomas Polyps
- •Early Cancer (T1) Within Polyp
- •Chemoprevention
- •Background
- •Clinical Presentation
- •Preoperative Evaluation
- •Tumor Localization
- •Total Colon Evaluation
- •Carcinoembryonic Antigen (CEA)
- •Radiographic Evaluation
- •Lymph Node Evaluation
- •Lynch Syndrome Phenotype
- •26: The Surgical Management of Colon Cancer
- •Preoperative Preparation
- •Physiologic Assessment
- •Tumor Localization
- •Surgical Technique
- •Extent of Resection
- •Mesocolic Resection
- •Right Colectomy
- •Open Approach
- •Lateral-to-Medial Approach
- •Posterior (Inferior-to-Superior) Approach
- •Superior to Inferior Approach
- •Medial-to-Lateral Approach
- •Anastomosis
- •Laparoscopic Approach
- •Medial-to-Lateral Approach
- •Posterior (Inferior-to-Superior) Approach
- •Left Colectomy
- •Open
- •Anastomotic Assessment
- •Hand-Assisted Medial-to-Lateral Approach
- •Subtotal Colectomy
- •Open Approach
- •Laparoscopic Approach
- •Total Abdominal Colectomy with Ileorectal Anastomosis
- •Special Circumstances
- •Laparoscopy
- •Obstructing Colon Cancers
- •Perforated Colon Cancers
- •Management of Primary Colon Cancer in the Setting of Distant Metastasis
- •Outcomes for Colon Cancer
- •Short-Term Outcomes
- •Long-Term Outcomes
- •Introduction
- •Total Colon Evaluation
- •Locoregional Imaging
- •Computed Tomography
- •Endorectal Ultrasound
- •T Staging
- •N Staging
- •Magnetic Resonance
- •Whole-Body Imaging
- •Computed Tomography
- •Positron Emission Tomography (PET)
- •28: Rectal Cancer: Neoadjuvant Therapy
- •Introduction
- •Historical Context
- •Postoperative Radiotherapy
- •Preoperative Radiotherapy
- •Radiosensitizing Agents
- •Preoperative Versus Postoperative Radiation
- •Short- Versus Long-Course Preoperative Radiotherapy
- •Choosing Optimal Treatment Regimens
- •The European Approach
- •Selected Adjuvant Systemic Chemotherapy
- •Selective Nonoperative Management
- •Techniques
- •Results
- •Lymphovascular Invasion
- •Tumor Budding
- •Introduction
- •Neoadjuvant Chemoradiotherapy
- •31: Proctectomy
- •Pathological Assessment
- •Preoperative Preparation
- •Operative Approaches
- •Open Low Anterior Resection (LAR)
- •Laparoscopic Low Anterior Resection
- •Robotic Low Anterior Resection
- •Abdominoperineal Resection (APR)
- •Extralevator or “Cylindrical” APR
- •Special Considerations
- •Distal Margin
- •Coloanal Anastomosis
- •Fecal Diversion
- •Extended Resection
- •Intraoperative Radiation Therapy
- •Flap Closure Following Abdominoperineal Resection
- •Functional Outcomes
- •Oncologic Outcomes
- •Multidisciplinary Rectal Cancer Care
- •32: Rectal Cancer Decision-Making
- •Assessment
- •Early Rectal Neoplasms
- •Local Excision
- •Endoscopically Excised Malignant Polyps
- •Surgical Considerations
- •Intraoperative Decisions
- •Midrectal Cancers
- •Low Rectal Cancers
- •Low Hartmann Resection Versus APR
- •Special Situations
- •Obstructing Rectal Cancer
- •Perforated Rectal Cancer
- •Synchronous Hepatic Metastases
- •33: Colorectal Cancer: Postoperative Adjuvant Therapy
- •Colon Cancer
- •Stage III Colon Cancer
- •Stage II Colon Cancer
- •Rectal Cancer
- •Patients Who Did Not Undergo Neoadjuvant Therapy
- •Patients Who Underwent Neoadjuvant Radiotherapy/Chemoradiotherapy
- •Patients Undergoing Local Excision
- •34: Colorectal Cancer: Surveillance After Curative-Intent Therapy
- •Introduction
- •Physical Examination
- •Laboratory Testing
- •Abdominal Imaging
- •Chest Imaging
- •Colonoscopy
- •Stage 1 Disease
- •Cost
- •Introduction
- •Determining Resectability
- •Multimodal Therapy Including Intraoperative Radiation
- •General Considerations
- •Recurrent Colon Cancer
- •Recurrent Rectal Cancer
- •Recurrences that Extend Anteriorly
- •Resection that Includes Sacrectomy
- •Stage I: Anterior Component
- •Stage II: Posterior Component
- •Stage III: Spinal Reconstructive Component
- •Soft Tissue Reconstruction
- •Recurrent Colon Cancer
- •Recurrent Rectal Cancer
- •Sacropelvic Resections
- •Palliative Approach
- •Introduction
- •Diagnostic Strategies
- •Computed Tomography
- •Positron Emission Tomography (PET)
- •Magnetic Resonance Imaging
- •Contrast-Enhanced Ultrasound
- •Biopsy
- •Multidisciplinary Evaluation
- •Surgical Emergency
- •Self-Expanding Intraluminal Metal Stents
- •Liver-First Strategy
- •Colon-First Strategy
- •Margin Status
- •Other Liver Metastasis Strategies: Hepatic Intra-arterial Chemotherapy/Chemoembolization
- •Pulmonary Metastasis
- •Peritoneal Metastasis
- •Ovarian Metastases
- •Bone
- •Brain
- •Pancreas
- •Adrenal
- •Retroperitoneal Lymph Nodes
- •37: Appendiceal Neoplasms
- •Introduction
- •Epidemiology
- •Epithelial Neoplasms
- •Neuroendocrine Appendiceal Lesions/Carcinoid Tumors
- •Goblet Cell Carcinoids
- •Clinical Features
- •Diagnostic Procedures
- •Medical Management
- •Appendectomy
- •Right Hemicolectomy

28 Rectal Cancer: Neoadjuvant Therapy
387
excision +/− adjuvant chemoradiotherapy,
would avoid proctectomy.
• Chemotherapy regimens are now more effective, and there is interest in upfront proctectomy in patients with mesorectal margins that
are not threatened based on preoperative
imaging followed by selective use of postoperative chemotherapy. In addition, there is
interest in the use of neoadjuvant chemotherapy alone. Both of these strategies would
avoid the toxicity of radiotherapy.
• Another approach that has been utilized extensively in Europe and in select US centers is to
administer neoadjuvant short-course radiotherapy, followed by proctectomy and selective use of postoperative chemotherapy.
• The three aforementioned strategies allow the
patient to receive effective systemic chemotherapy faster than the regimen commonly
employed in the United States– long-course
chemoradiotherapy (in which the patient
receives only a radiosensitizing chemotherapeutic agent) followed by delayed proctectomy. This concept has intrinsic appeal given
that most patients with rectal cancer who ultimately fail treatment succumb to distant metastatic disease, not local pelvic recurrence, and
that the benet of neoadjuvant radiotherapy
has primarily been to improve pelvic control
without improvement in overall survival.
• One of the difculties in constructing guidelines for treatment of patients with rectal cancer is that treatment decisions must take into
account multiple variables: tumor xation, circumferential position in the rectum, relation to
the pelvic oor musculature, pelvic morphology, clinical T and N stage, presence of symptoms, presence of metastases, continence
status, planned operation, etc. It is virtually
impossible to publish straightforward guidelines that account for all of these variables.
• At present, the clinician caring for the patient
with rectal cancer must have a rm grasp of
the rationale for, and the data supporting, any
proposed treatment algorithm and be facile
enough to tailor recommendations for therapy
based on the characteristics of the patient and
the tumor.
Postoperative Radiotherapy
• Although currently out of favor, one of the
advantages of the strategy of upfront proctectomy followed by selective chemoradiotherapy is that the exact stage of the tumor is
known prior to initiation of radiotherapy, and
radiation can be avoided in patients with
early-stage tumors who may not derive
benet.
• A number of studies demonstrated that surgery followed by radiation, delivered in 180–
200cGy a day for a total dose of 45–50Gy,
was more effective than surgery alone in
achieving a local control in patients with stage
II or III rectal cancer.
• However, postoperative chemoradiotherapy
has been clearly demonstrated to be less effective and more toxic than neoadjuvant chemoradiotherapy and should thus be reserved for
unusual circumstances.
Preoperative Radiotherapy
• Neoadjuvant radiotherapy has been demonstrated to improve local pelvic control versus
surgery alone. Most of these trials were performed using short-course radiotherapy.
– The Swedish Rectal Cancer Trial demon-
strated that short-course preoperative radiation (25Gy of radiation delivered in ve
equal doses in ve consecutive days) not
only improved local recurrence but also
overall survival.
– However, this study was later criticized
because surgery was not standardized and
the rate of local recurrence in the control
arm was considered high for those years’
standards.
– The Dutch Rectal Cancer Trial (CKVO
95-04) was the rst to prove that preoperative radiation also reduced the risk of local
recurrence rate in patients having optimal
surgery according to the principles of total
mesorectal excision. While no benet in
overall survival was observed for the
entire group, the 12-year updated results

388
A. Cercek and J. Garcia-Aguilar
demonstrated that preoperative short-term
radiotherapy signicantly improved
10-year survival in patients with stage III
disease and negative circumferential
margins, and the benet in terms of local
control persisted.
Radiosensitizing Agents
• Further improvements in local tumor control
have been achieved by adding systemic chemotherapy to radiotherapy. Numerous chemotherapeutic agents including uoropyrimidines
(5-FU) and capecitabine; irinotecan, oxaliplatin, and anti-epidermal growth factor agents;
and cetuximab and panitumumab have been
tested in the neoadjuvant setting with radiotherapy. With the exception of uoropyrimidines, however, none have been effectively
validated in prospective trials.
Preoperative Versus Postoperative Radiation
• Although there was once great debate on this
subject, the preponderance of the evidence
supports the use of neoadjuvant radiotherapy
versus postoperative adjuvant radiotherapy.
• The rationale for this approach is logical: neoadjuvant radiotherapy requires less of a dose
to achieve the same biologic effect, most
likely due to the absence of postoperative
scarring and tissue hypoxia in the pelvis.
• The toxicity, both short term and long term, of
neoadjuvant therapy is markedly reduced
compared to postoperative radiotherapy, especially when the patient undergoes neorectal
reconstruction.
• The proportion of patients who can complete
that therapy is markedly improved when
radiotherapy is administered in the preoperative period.
• A commonly employed treatment paradigm
for locally advanced rectal cancer is preoperative 5-FU-based chemoradiotherapy, followed
by proctectomy and additional 5-FU-based
adjuvant chemotherapy. Specically, patients
receive combined radiation (180 cGy/
day/5days a week for 5weeks followed by a
540cGy boost) and chemotherapy (either continuous infusion 5-FU or capecitabine), followed by proctectomy 6–8 weeks later, and
postoperative systemic adjuvant chemotherapy, usually mFOLFOX6 (Fig.28.1).
Short- Versus Long-Course Preoperative Radiotherapy
• To compare different dose-fractionation
schedules, radiation therapists have introduced the concept of biologically equivalent
doses. The most common dose-fractionation
schedules used in rectal cancer, 1.8–2Gy per
day, 5days per week for 5weeks (usually in
combination with a uoropyrimidine), and
5Gy per day for 5 consecutive days, are considered biologically equivalent.
• The advantages and disadvantages of each one
of these regimens have been the subject of a
heated debate. Proponents of long-course
chemoradiotherapy point to a greater tumor
response, although this may be an artifact of
the greater time delay prior to proctectomy
typically utilized after long-course chemoradiotherapy (typically 6–8weeks) as compared
to after short-course radiotherapy (typically
1week). Those in favor of short-course radiation argue that improved patient convenience,
lower cost, reduced toxicity in the neoadjuvant treatment period, and faster time to effective systemic chemotherapy are important
advantages. Two trials have compared these
two approaches directly.
• Three prospective randomized trials have
demonstrated no obvious oncologic differences between neoadjuvant long-course
chemoradiotherapy and neoadjuvant shortcourse radiotherapy for patients with cT3 and
cT4 disease.
• The short-course/long-course divide has
remained somewhat static across national
boundaries, with a Western preference for longcourse chemoradiotherapy and a majority of

28 Rectal Cancer: Neoadjuvant Therapy
389
T3, N0 or any T, N1-2 or T4
and/or locally unresectable or
medically inoperable
CRT
-Cape/RT or
5-Fluoro-uracil/RT
Transabdominal
resection
FOLFOX or
CapeOX
Surveillance
Fig. 28.1 National Comprehensive Cancer Network
guidelines for locally advanced rectal cancer. Permission
from JCO/NCCN (Cape, capecitabine; CapeOx,
capecitabine plus oxaliplatin; CRT chemoradiation, CT
chemotherapy, FLOX uorouracil, leucovorin, and oxaliplatin, FOLFOX infusional uorouracil, leucovorin, and
oxaliplatin, FU uorouracil, inf. infusional, LR local
recurrence, LV leucovorin, MRF mesorectal fascia, RT
Resection
Contraindicated
Active CT regimen
for advance disease
-FOLFOX or CapeOX
-5Fluoro-uracil/levocorin
Capecitabine/RT or inf
5Fluoro-uracil or bolus 5Fluoro-uracil/levocorin/RT
Transabdominal
resection
Surveillance
radiotherapy, TME total mesorectal excision). (With permission from Neoadjuvant chemoradiation therapy and
pathological complete response in rectal cancer.
Gastroenterology Report. Gastroenterol Rep 2015. https://
doi.org/10.1093/gastro/gov039, http://gastro.oxfordjournals.org/content/early/2015/08/19/gastro.gov039.full.
Copyright ©2015 Oxford University Press and Digestive
Science Publishing Co. Limited)
CT
or
or capecitabin
Resection
contraindicated
Active CT regimen
for advanced
disease
European countries favoring short- course
radiotherapy. It is puzzling that, except for a
few expert centers, short-course radiotherapy
has not been embraced by US physicians. One
could argue that it is the best-studied neoadjuvant radiotherapy regimen, with demonstrated
efcacy in prospective randomized trials of
neoadjuvant radiotherapy versus surgery alone,
and shortens the time to administration of fulldose adjuvant cytotoxic chemotherapy, which
is of critical importance given that most patients
treated by experienced surgeons who die of
their disease suffer from distant metastases
rather than local failure.
• Because of a current trend exploring the incorporation of therapies traditionally reserved for
the adjuvant period into the neoadjuvant regimen, combinations of either short-course
radiotherapy or long-course chemoradiotherapy with systemic therapies are being explored
and gaining greater traction. Therefore it may
never be clearly determined whether shortcourse or long-course RT is more effective as
independent modalities.

390
A. Cercek and J. Garcia-Aguilar
• Future treatment of patients with rectal cancer
may involve “total neoadjuvant therapy,” in
which a complete course of chemotherapy is
administered, with neoadjuvant short- or longcourse radiotherapy administered prior to
proctectomy or, if a complete clinical response
is appreciated, enrollment in a nonoperative
observation protocol.
Impact ofPelvic Radiotherapy
onQuality ofLife
• Another quoted advantage of preoperative
radiotherapy is the potential ability to downstage tumors and to increase the potential for
sphincter-sparing surgery, which can improve
long-term quality of life for patients with lowlying rectal cancers. The issue of sphincter salvage, however, is complicated. As one might
imagine, the assessment of whether a restorative proctectomy could possibly be performed
based on initial evaluation of a patient is somewhat subjective. In addition, given that radiotherapy does not kill tumor in a wavefront, and
that multiple studies have demonstrated residual tumor scattered throughout the bed of the
initial volume of tissue involved with the tumor,
many surgeons would argue that changing the
operation based on the clinically observed
effect of radiotherapy is potentially dangerous.
• Unfortunately, pelvic radiotherapy remains
associated with signicant short- and longterm side effects. Overall short-term toxicity
has been reported in as many as 50% of
patients. Long-term side effects of pelvic
radiotherapy include brosis and autonomic
nerve injury, which can lead to bowel and
bladder dysfunction, sexual dysfunction, and
infertility due to hormonal effects and uterine
incompetence. Moreover, because the pelvis
is an active site of bone marrow function,
patients who undergo pelvic irradiation can
suffer from diminished hematopoiesis.
• The fact that prospective randomized trials
have demonstrated improvements inlocal pelvic control without improvements in overall
survival raises the issue of an adverse effect of
radiotherapy that is, to date, not well characterized. Otherwise, one would logically
assume that improvement in pelvic control
should produce an equal improvement in
survival.
Adjuvant Systemic Chemotherapy
inPatients Treated
withChemoradiotherapy
andProctectomy
• Although prevention of local recurrences is
important for patients’ quality of life, most
patients with rectal cancer succumb to metastatic disease. Consequently, similar to
patients with stage III colon cancer, patients
with locally advanced rectal cancer treated
with neoadjuvant chemoradiotherapy and
proctectomy are considered for postoperative
adjuvant chemotherapy independent of the
histologic tumor stage in the proctectomy
specimen.
• Patients with clinical stage II and III rectal
cancer treated with preoperative chemoradiotherapy and proctectomy usually receive 5-FU
or capecitabine plus oxaliplatin-based adjuvant chemotherapy.
• While the use of postoperative adjuvant chemotherapy in rectal cancer is not supported
unequivocally by a prospective randomized
trial, a recent meta-analysis of 21 randomized
controlled trials concluded that postoperative
5-FU-based chemotherapy is effective in
patients with locally advanced rectal cancer.
• Due to the low rate of completion of planned
postoperative adjuvant therapy, splitting adjuvant chemotherapy and delivering a limited
number of cycles pre-chemoradiotherapy and
then delivering the remaining cycles postsurgery have been proposed to increase tumor
response in locally advanced rectal cancer
patients. A number of randomized phase II trials have reported mixed results, without clear
survival advantage for the split neoadjuvant or
the postoperative regimen.
• Another potential approach is to deliver all
chemotherapies upfront. This neoadjuvant

28 Rectal Cancer: Neoadjuvant Therapy
391
chemotherapy has several potential advantages compared to the standard adjuvant chemotherapy; it theoretically treats occult
micrometastasis several months earlier and
increases treatment compliance, potentially
enhancing the efcacy of chemotherapy and
ultimately improving survival. Other benets
of neoadjuvant chemotherapy include
increased response of the primary tumor, early
identication of nonresponders, and earlier
takedown of the loop ileostomy if patients
have had a restorative proctectomy. Induction
chemotherapy before chemoradiation and
proctectomy is now considered as a valid
alternative to the more widely accepted neoadjuvant chemoradiation, proctectomy, and
postoperative systemic chemotherapy
(Fig.28.1).
• Chemotherapy can also be delivered as consolidation (after chemoradiotherapy completion and before surgery). Although solid data
from large prospective studies are still lacking, in the most recent edition of the NCCN
guidelines, neoadjuvant chemotherapy is contemplated as an option for the treatment of
locally advanced rectal cancer patients.
Choosing Optimal Treatment Regimens
• Chemoradiotherapy has proved itself useful at
improving local tumor control in patients with
locally advanced rectal cancer. We nd that
the weight of evidence is also demonstrating
that systemic chemotherapy– when applied in
the neoadjuvant setting– is able to similarly
control tumor progression, possibly acting on
micrometastatic disease to improve distant
control. But while the benets of these intensive neoadjuvant regimens are alluring, they
have also sparked a heated debate about
whether all patients require such intensive
treatment. The oncologic success in treating
locally advanced rectal cancer has been
achieved at the cost of signicant morbidity
and compromised quality of life. The task
before us is to develop treatment approaches
that maximize oncological outcome while
preserving quality of life by minimizing morbidity associated with this intense multimodality approach. Do all patients with locally
advanced rectal cancer really require chemoradiotherapy, chemotherapy, and proctectomy? The necessity of this intense
multimodality approach is called into
question.
The European Approach
• In a number of European countries, treatment
decisions are driven by MRI-based measures
of tumor aggressiveness. A risk stratication
system that covers all rectal cancers and that
incorporates the proximity of the primary rectal cancer to the mesorectal fascia, the depth
of tumor invasion, the presence of metastatic
lymph nodes, and the presence of venous invasion is used to classify locally advanced rectal
cancer into “the good,” “the bad,” and “the
ugly.” For the low-risk, “good” tumors,
proctectomy alone is recommended; for
intermediate- risk “bad” tumors, the recommendation is short-course radiotherapy followed by proctectomy; and for high-risk
“ugly” tumors, it is chemoradiotherapy followed by proctectomy (Table 28.1). These
MRI-based risk stratication schemas have
been incorporated into clinical practice guidelines and clinical trial design (e.g., Expert-C
and RAPIDO). However, the treatment
approach guided by MRI risk categorization is
based on prospective observational studies
conducted in institutions with signicant
expertise in rectal cancer and has not been
tested in prospective randomized trials. In
addition, given that prospective, randomized
trials have demonstrated that neoadjuvant
short-course radiotherapy produces similar or
better oncologic outcomes when combined
with cytotoxic chemotherapy, it begs the question as to the choices for “bad” and “ugly”
tumors.

392
A. Cercek and J. Garcia-Aguilar
Table 28.1 European/Scandinavian model of stratication for patients with locally advanced rectal cancer based
on magnetic resonance imaging and subsequent treatment
decisions
Risk Treatment
Low risk
T1–T3 (<5mm) mid-/upper
rectum
T1–T3 (supercial) lower
rectum
N0
Extramural vascular invasion:
no mesorectal fascia clear
Risk of local recurrence <10%
Intermediate risk
T3 (<5mm)
T4 (posterior vaginal wall only),
or
N1/2, or
Extramural vascular invasion: yes
Mesorectal fascia clear (<1mm)
Risk of local recurrence: 10–20%
High risk
T4 (other than posterior vaginal
wall
N01/2
Mesorectal fascia involved
Risk of local recurrence >20%
Modied from Smith JJ, Garcia-Aguilar J.Advances and
challenges in treatment of locally advanced rectal cancer.
J Clin Oncol 2005
Total mesorectal
excision (TME)
Preoperative
short-course
radiation
Total mesorectal
excision
Adjuvant
chemotherapy
Preoperative
chemoradiation
Total mesorectal
excision
Adjuvant
chemotherapy
Selected Adjuvant Systemic Chemotherapy
• Many locally advanced rectal cancer patients
experience variable degrees of response to
chemoradiotherapy, and tumor response is
now one of the most important prognosticators inlocally advanced rectal cancer patients.
• The need for adjuvant chemotherapy in
patients with a complete or near-complete
response after chemoradiotherapy has been
questioned. Data from recent trials suggest
that patients with ypN+ disease derive more
benet from postoperative adjuvant chemotherapy than patients with ypN0 disease.
• Identication of those patients most likely to
derive benet from adjuvant treatment will be
better informed by carefully conducted correlative studies that more accurately delineate
molecular, pathologic, and clinical markers of
resistance.
Chemotherapy Only toImprove Local
Tumor Control
• The risk of local pelvic failure in locally
advanced rectal cancer depends on tumor
stage, but also on the distance of the tumor
from the anal verge, and the proximity of the
tumor from the mesorectal fascia. Upper rectal tumors away from the mesorectal fascia
have a low risk of local recurrence when
treated with proctectomy. The added benet
of radiotherapy in these patients has been
questioned.
• A growing body of evidence suggests that
radiotherapy could be safely avoided in
patients with intermediate-risk rectal cancer
(e.g., rectal cancers located between 5 and
12cm from the anal verge that do not threaten
the mesorectal fascia) on MRI.
• In the ongoing CALGB PROSPECT Study
(Preoperative Radiation Or Selective
Preoperative Evaluation of Chemotherapy and
TME), patients with mid-proximal rectal can-
cer are randomized to either the standard arm
(chemoradiotherapy, surgery, and adjuvant
FOLFOX chemotherapy) or the selective arm
with FOLFOX × 6 cycles, evaluation of
response followed by surgery or standard therapy with chemoradiotherapy if the reduction
in the primary tumor is <20% (Fig.28.2).
Selective Nonoperative Management
• Proctectomy is the cornerstone of the treatment algorithm for locally advanced rectal
cancer patients. However, up to 33% of locally
advanced rectal cancer patients treated with
neoadjuvant chemoradiotherapy exhibit a
pathologic complete response (pCR) at the
time of surgical resection.
• Patients with a pCR have improved oncologic
outcomes with local recurrence rates of less
than 1% and a 5-year survival rate of over
90%, leading us to question the added benet
of proctectomy for these patients. The potential gains of avoiding proctectomy– reduced
morbidity, improvement in quality of life, and

28 Rectal Cancer: Neoadjuvant Therapy
393
PATIENT STAGING
based on ERUS, MRI, CT
FOLFOX
(6cycles)
RESTAGING
ERUS and MRI
Progression
Chemoradiation
Total mesorectal
excision
Postoperative
chemotherapy
Fig. 28.2 PROSPECT (chemotherapy alone or chemotherapy plus radiation therapy in treating patients with
locally advanced cancer undergoing surgery) trial schema.
A phase II/III randomized study designed to evaluate the
impact of the selective use of radiotherapy compared with
nonselective use of chemoradiation for patients with
locally advanced rectal cancer. (FOLFOX infusional uorouracil, leucovorin, and oxaliplatin, LAR low anterior
resection, FUCMT uorouracil or capecitabine plus
Clinical response
Total mesorectal
excision
Adjuvant
Chemotherapy or
Chemoradiotherapy
if R1-R2
radiotherapy, TME total mesorectal excision). (With permission from Neoadjuvant chemoradiation therapy and
pathological complete response in rectal cancer.
Gastroenterology Report. Gastroenterol Rep 2015. https://
doi.org/10.1093/gastro/gov039, http://gastro.oxfordjournals.org/content/early/2015/08/19/gastro.gov039.full.
Copyright ©2015 Oxford University Press and Digestive
Science Publishing Co. Limited)
potential reduction of healthcare expenses –
could be signicant.
• The current challenge lies in accurately identifying which patients have achieved a pCR and
could safely avoid proctectomy. Although
cCR does not always correlate with pCR, and
current imaging modalities cannot distinguish
with certainty tumor remnants from tissue
brosis, a number of institutions have reported
their experience with the selective use of an
organ-preserving or nonoperative management approach in patients with a complete
clinical response after chemoradiotherapy,
with mixed results (Table28.2).

394
A. Cercek and J. Garcia-Aguilar
b
OS DFS
NOM Operative arm NOM Operative arm
6 26months 100 26months 100 26months 100 26months 100
a
Habr-Gama etal. 71 27 60 2 5 years 100 5 years 88 5 years 92 5 years 83
Series # cCRs % Mean interval to LR # of patients Survival % Survival % Survival % Survival %
Habr-Gama etal. 90 49 17 28 5 years 91 NA 5 years 68 NA
Mass etal. 21 11 22 1 2 years 100 2 years 91 2 years 89 2 years 93
Smith etal. 32 NA 11 6 2 years 97 2 years 88 2 years 100 2 years 88
Table 28.2 Summary of the most representative series, nonoperative vs. operative management of LARC after CRT
Dalton 12 24 24
cCR clinical complete response, CRT chemoradiotherapy, DFS disease-free survival, LARC locally advanced rectal cancer, LR local recurrence, NA not available, NOM nonop-
all 6 with pCR
mean time to surgery
erative management, OS overall survival, RT radiotherapy, pCR pathological complete response
a
b

28 Rectal Cancer: Neoadjuvant Therapy
395
• Although there are clearly some patients who
can be cured without proctectomy, problems
with methodology in the reported trials have
limited our ability to understand the exact outcomes. In some reports, results were heavily
biased in favor of the nonoperative management group.
• The safety and efcacy of the nonoperative
management approach outside of centers specializing in the treatment of rectal cancer are
controversial. It is now clear that even with
strict complete clinical response denitions,
some patients will later develop local recurrence, emphasizing the importance of close
surveillance, because the success of this
approach relies on the early diagnosis of
recurrences and timely salvage therapy. In
addition, the risk of distant metastases in
patients with an apparent complete clinical
response that develop local tumor regrowth
and subsequent outcomes is unknown.
• The design of large, prospective randomized
trials investigating the efcacy of the nonoperative management approach is challenging,
given the relatively small proportion of
patients with a complete clinical response to
standard neoadjuvant chemoradiotherapy and
the disparity of the treatment arms– observation versus proctectomy. However a number
of prospective observational studies and phase
II trials are underway to test the feasibility of
incorporating a nonoperative management
approach to the multimodality treatment of
rectal cancer in a multi-institutional setting.

Local Excision ofRectal Neoplasia
MarkH.Whiteford
29
Key Concepts
1. When anatomically appropriate, local excision is preferred over proctectomy for benign
rectal polyps due to high success rates and
lower morbidity.
2. If local excision is to be utilized as denitive
surgical therapy for rectal cancer, the depth of
dissection should be full thickness of the rectal wall.
3. Histologic predictors of lymph node metastasis in early rectal cancers include tumor depth,
lymphatic and vascular invasion, poor differentiation, and tumor budding.
4. Five-year disease-free survival after local
excision of rectal cancer is lower than after
proctectomy, although it is unclear whether
overall survival is different.
5. Survival and local recurrence rates for T2 rectal cancers treated with neoadjuvant chemoradiation and local excision appear to be similar
to those of T1 cancers treated with local excision alone.
M. H. Whiteford (*)
Providence Portland Medical Center, Providence
Cancer Center, Portland, OR, USA
The Oregon Clinic, Gastrointestinal and Minimally
Invasive Surgery, Portland, OR, USA
Oregon Health & Science University,
Portland, OR, USA
e-mail: mwhiteford@orclinic.com
6. Transanal endoscopic surgery may be associated with improved outcomes as compared to
conventional transanal excision, although the
quality of comparative studies is suboptimal.
Transanal Surgery: AHistorical
Perspective
• The initial report of transanal excision of a
rectal tumor is attributed to Dr. Jacques
Lisfranc in the early 1800s whereby a protruding and painful rectal tumor was excised via a
prolapsing and incising technique. There was
no mention of anesthesia, no defect closure
was attempted, and hemostasis was eventually
maintained with serial intrarectal packing.
• Sir Alan Parks popularized the era of modern
transanal excision in the 1960s. This more
familiar technique employed anesthesia, a
self-retaining rectal retractor, epinephrine
injection, a submucosal resection plane, use of
stay sutures, and primary closure of the defect.
• In the early 1980s, Prof. Gerhard Buess,
inspired by the poor visibility and limited
reach of conventional transanal excision, ushered in the era of transanal endoscopic surgery
(TES) when he invented a new technique and
series of instruments for removal of rectal
tumors. His technique and instruments were
termed transanal endoscopic microsurgery
(TEM, Richard Wolf, GmbH, Knittlingen,
© ASCRS (American Society of Colon and Rectal Surgeons) 2019
S. R. Steele et al. (eds.), The ASCRS Manual of Colon and Rectal Surgery,
https://doi.org/10.1007/978-3-030-01165-9_29
397
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