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- •Preface
- •Contents
- •Contributors
- •Puborectalis Muscle
- •Iliococcygeus Muscle
- •Pubococcygeus Muscle
- •Mesorectum
- •Presacral Fascia
- •Retrosacral Fascia
- •Waldeyer’s Fascia
- •Denonvilliers’ Fascia
- •Lateral Ligaments
- •Anorectal Spaces
- •Perianal Space
- •Intersphincteric Space
- •Submucous Space
- •Ischioanal/Ischiorectal Space
- •Supralevator Space
- •Anal Canal Epithelium
- •Internal Anal Sphincter
- •Conjoined Longitudinal Muscle
- •External Anal Sphincter
- •Perineal Body
- •Pelvic Floor Muscles
- •Retrorectal Space
- •Rectal Blood Supply
- •Superior Rectal Artery
- •Middle Rectal Artery
- •Inferior Rectal Artery
- •Cecum
- •The Appendix
- •Ascending Colon
- •Transverse Colon
- •Descending Colon
- •Sigmoid Colon
- •Rectosigmoid Junction
- •Blood Supply
- •Superior Mesenteric Artery
- •Inferior Mesenteric Artery
- •Venous Drainage
- •Lymphatic Drainage
- •Nervous Innervation
- •Embryology
- •Non-rotation
- •Malrotation
- •Reversed Rotation
- •Omphalocele
- •Internal Hernias
- •Proximal Colon Duplication
- •Meckel’s Diverticulum
- •Hirschsprung’s Disease
- •Anorectal Malformations
- •Anal Stenosis
- •Membranous Atresia
- •Anal Agenesis
- •Anorectal Agenesis
- •Rectal Atresia or “High Atresia”
- •Persistent Cloaca
- •2: Colonic Physiology
- •Colonic Anatomy
- •Introduction
- •Colonic Wall Anatomy
- •Colonic Epithelial Cell Types
- •Colonic Flora
- •Electrolyte Regulation and Water Absorption
- •Short-Chain Fatty Acid Absorption
- •Secretory Role of the Colonic Epithelium
- •Regulation of Electrolyte and Water Absorption and Secretion
- •Colonic Innervation
- •Colonic Motility
- •Cellular Basis of Motility
- •Motility Patterns and Measurement
- •Introduction
- •Normal Continence
- •Rectal Capacity
- •Structural Considerations
- •Normal Defecation
- •Obstructed Defecation
- •Functional Anorectal Pain
- •4: Endoscopy
- •Introduction
- •The Complete Anorectal Examination
- •Patient Position
- •Prone Jackknife
- •Left Lateral
- •Digital Rectal Examination
- •Anoscopy/Proctoscopy
- •Anoscopy
- •Proctoscopy
- •Flexible Endoscopy
- •Flexible Endoscopic Insertion Techniques
- •Torque
- •Dithering/Jiggle
- •Slide-By
- •Special Considerations
- •The Patient Requiring Antibiotics
- •The Anticoagulated Patient
- •Incomplete Colonoscopy
- •Procedure
- •The Endoscopy Suite
- •Instruments
- •Sedation
- •Nitrous Oxide
- •Ketamine
- •Propofol
- •Colonoscopy Technique
- •Anal Intubation
- •Sigmoid Colon
- •Sigmoid-Descending Junction
- •Descending Colon
- •Splenic Flexure
- •Transverse Colon
- •Hepatic Flexure
- •Cecum
- •Patient Position
- •Abdominal Pressure
- •Sigmoidoscopy
- •Colonoscopy
- •Bowel Preparation
- •Ileocecal Valve Intubation
- •Terminal Ileum
- •Alternate Techniques
- •Chromocolonoscopy (Chromoendoscopy)
- •Full-Spectrum Endoscopy
- •Complications
- •Sedation Complications
- •Vasovagal/Cardiac Arrhythmia
- •Pulmonary
- •Procedural Complications
- •Splenic Injury
- •Perforation
- •Post-polypectomy Syndrome
- •Bleeding
- •Infectious Complications
- •Simulation
- •Documentation
- •Quality
- •PillCam Endoscopy
- •Introduction
- •Polypectomy Techniques
- •Endoscopic Mucosal Resection
- •Endoscopic Submucosal Dissection
- •Combined Endo-Laparoscopic Surgery (CELS)
- •Major Abdominal Surgery
- •Anorectal Surgery
- •Preoperative Testing
- •Laboratory Studies
- •Electrocardiogram
- •Chest X-ray
- •Initial Workup
- •Who Needs Additional Testing?
- •Preoperative “Optimization”
- •Coronary Stent Management
- •AICD/Pacemaker Management
- •COPD
- •Obstructive Sleep Apnea (OSA)
- •Diabetes
- •Obesity
- •Malnutrition
- •Solid Organ Transplant Recipients
- •Substance Abuse
- •Alcohol
- •Tobacco
- •Opioids
- •Medications
- •Anticoagulation
- •Immunosuppressive Agents
- •Chemotherapy
- •Introduction
- •Preoperative Management
- •Patient Education
- •Intraoperative Pathway
- •Minimally Invasive Colorectal Surgery
- •Intraoperative Fluid Administration
- •Analgesia
- •Venous Thromboembolism (VTE) Prophylaxis
- •Postoperative Recovery
- •Analgesia
- •Intravenous Fluid Management
- •Venous Thromboembolism (VTE) Prophylaxis
- •Quality Pathway Evaluation Measures
- •Quality Improvement Measures
- •8: Postoperative Complications
- •Introduction
- •Ureteral Injury
- •Bladder Injury
- •Urethral Injury
- •IV Fluid Management
- •Wound Management
- •Bladder Management
- •Pain Management
- •Academic Medical Center
- •Wound Complications
- •Preoperative Considerations
- •Perioperative Interventions
- •Long-Term Complications
- •Genitourinary Complications
- •Fertility Complications
- •Bowel Dysfunction
- •9: Anastomotic Construction
- •Introduction
- •Surgical Staplers
- •Handsewn Anastomoses
- •Compression Anastomoses
- •Tension
- •Blood Supply
- •Prophylactic Drainage
- •Diversion
- •High-Risk Anastomoses
- •Abdominal Anastomoses
- •Small Bowel Anastomoses
- •Ileocolic Anastomoses
- •Pelvic Anastomoses
- •Stapled Colorectal Anastomoses
- •Handsewn Colorectal Anastomosis
- •Ileorectal Anastomosis
- •Neorectal Reservoirs
- •Handsewn Coloanal Anastomosis
- •Unanticipated Pelvic Anastomosis
- •Inadequate Colonic Length
- •Intraoperative Anastomotic Failure
- •10: Anastomotic Complications
- •Anastomotic Leak
- •Overview
- •Consequences
- •Prevention
- •Diagnosis
- •Treatment
- •Anastomotic Stricture
- •Anastomotic Bleeding
- •Introduction
- •Patient History
- •Levator Syndrome
- •Physical Examination
- •Abdominal Examination
- •Inguinal Examination
- •Digital Rectal Examination
- •Conclusion
- •12: Hemorrhoids
- •Anatomy
- •Etiology
- •Epidemiology
- •Clinical Presentation
- •History
- •Physical Examination
- •Treatment
- •Medical Management
- •Dietary
- •Topical Therapies
- •Oral Therapy
- •Rubber Band Ligation
- •Infrared Photocoagulation
- •Sclerotherapy
- •Excisional Hemorrhoidectomy-Closed Technique
- •Excisional Hemorrhoidectomy Open Technique (Milligan-Morgan)
- •Excisional Hemorrhoidectomy (Circumferential or Whitehead)
- •Urinary Retention
- •Postoperative Hemorrhage
- •Anal Stenosis
- •Postoperative Infection
- •Fecal Incontinence
- •Stapled Hemorrhoidopexy
- •Transanal Hemorrhoidal Dearterialization
- •Special Clinical Scenarios
- •Thrombosed External Hemorrhoid
- •Pregnancy
- •Crohn’s Disease
- •Immunocompromised Patients
- •13: Anal Fissure
- •Pathogenesis
- •Non-operative Treatment
- •Healing Rates in Acute Anal Fissure
- •Healing Rates in Chronic Anal Fissure
- •Topical
- •Nitroglycerin
- •Calcium Channel Blockers
- •Botulinum Toxin Type A
- •Operative Treatment
- •Anal Dilation
- •Anal Sphincterotomy (Technique)
- •Outcomes Between Closed and Open Anal Sphincterotomy
- •Extent of Sphincterotomy
- •Fissurectomy
- •Results of Sphincterotomy
- •Fissures Without Anal Hypertonicity
- •Crohn’s Disease
- •Conclusions
- •Pathophysiology
- •Anatomy
- •Etiology
- •Evaluation
- •Physical Examination
- •Imaging
- •Computed Tomography (CT)
- •Magnetic Resonance Imaging (MRI)
- •Endoanal Ultrasound (EAUS)
- •Transperineal Sonography (TP-US)
- •Treatment
- •Catheter Drainage
- •Postoperative Management
- •Complications
- •Immediate Postoperative Period
- •Misdiagnosis
- •Special Considerations
- •Necrotizing Anorectal Infection (Fournier’s Gangrene)
- •Diagnosis
- •Treatment
- •Outcomes
- •Anal Fistula
- •Etiology
- •Diagnosis
- •Fistulography
- •Endoanal Ultrasound
- •Magnetic Resonance Imaging
- •Treatment
- •Lay-Open Technique (Fistulotomy)
- •Setons
- •Advancement Flap
- •Technique
- •Technique
- •Fibrin Glue
- •Technique
- •Anal Fistula Plug
- •Technique
- •Novel Techniques
- •15: Complex Anorectal Fistulas
- •Introduction
- •Complex or Recurrent Cryptoglandular Fistulas
- •Surgical Treatment
- •Seton
- •Anal Flap
- •Anal Fistula Plug
- •Fibrin Glue
- •Outcomes
- •Seton
- •Advancement Flap
- •Anal Fistula Plug
- •Fibrin Glue
- •Rectourethral Fistulas
- •Surgical Treatment
- •Transanal Approach
- •Posterior Approach
- •Transperineal Approach
- •Transabdominal Approach
- •Outcome
- •Postoperative Fistulas
- •Surgical Treatment
- •Outcome
- •16: Rectovaginal Fistula
- •Obstetric Injury
- •Cryptoglandular Disease
- •Crohn’s Disease
- •Endorectal Repairs
- •Transperineal Repairs
- •Tissue Transposition Repairs
- •Martius Flap
- •Gracilis Muscle Transposition
- •Transvaginal Repairs
- •Transabdominal Repair
- •Alternate Repairs
- •Background
- •Etiology
- •Clinical Presentation/Diagnosis
- •Treatment
- •Non-operative Management
- •Operative/Excisional Management
- •Basic Procedures
- •Complex Procedures
- •Karydakis Flap
- •Cleft Lift Procedure (See Video 17.1)
- •Rhomboid/Limberg Flap (See Video 17.2)
- •Disease Recurrence
- •Hidradenitis Suppurativa
- •Etiology/Presentation/Diagnosis
- •Treatment
- •Medical Therapy
- •Surgical/Excisional Therapy
- •Introduction
- •Irritants
- •Steroid-Inducing Itching
- •Infectious
- •Dermatologic
- •Neoplasms
- •Anorectal Conditions
- •Systemic Diseases
- •Physical Examination
- •Infectious
- •Dermatologic
- •Neoplasms
- •Biochemical Testing
- •Microbiology Testing
- •Patch Testing
- •Anoscopy: Proctoscopy
- •Biopsy
- •Evidence-Based Management
- •Primary Prutitis Ani
- •Secondary Prutitis Ani
- •Infectious
- •Dermatologic
- •Systemic Diseases
- •19: Sexually Transmitted Infections
- •Introduction
- •Perianal or Genital Lesions
- •Proctitis
- •Proctocolitis
- •Enteritis
- •Gonorrhea
- •Epidemiology
- •Clinical Presentation
- •Emerging Antibiotic Resistance
- •Chlamydia
- •Epidemiology
- •Clinical Presentation
- •Lymphogranuloma Venereum
- •Epidemiology
- •Clinical Presentation
- •Treatment
- •Syphilis
- •Epidemiology
- •Clinical Presentation
- •Testing Recommendations
- •Treatment
- •Chancroid
- •Granuloma Inguinale aka Donovanosis
- •Herpes
- •Epidemiology
- •Clinical Presentation
- •Treatment
- •Human Papillomavirus
- •Epidemiology
- •Clinical Presentation
- •Testing
- •Treatment
- •Vaccine
- •Epidemiology
- •Testing
- •Anorectal Issues
- •Molluscum Contagiosum
- •Pubic Lice: Phthirus pubis
- •Scabies
- •20: Anal Intraepithelial Neoplasia
- •Introduction
- •Symptoms
- •Epidemiology
- •Screening/Surveillance
- •Diagnosis
- •Treatment
- •Management Strategies
- •Progression
- •Prevention
- •21: Anal Cancer
- •Anal Squamous Cell Carcinoma
- •Anal Melanoma
- •Anal Adenocarcinoma
- •22: Presacral Tumors
- •General Considerations
- •Anatomic Considerations
- •Diagnosis
- •Management
- •Outcomes
- •Chromosomal Instability
- •Microsatellite Instability
- •CpG Island Methylator Phenotype (CIMP)
- •Adenomatous Polyposis Syndromes
- •Familial Adenomatous Polyposis
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk
- •FAP Extracolonic Manifestations
- •Management
- •Screening
- •Treatment
- •Colorectal
- •Duodenal Adenomas
- •Desmoid Disease
- •Thyroid Neoplasia
- •MUTYH-Associated Polyposis
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk
- •Extracolonic Cancer Risk
- •Management
- •Screening
- •Treatment
- •Polymerase Proofreading-Associated Polyposis
- •Hamartomatous Polyposis Syndromes
- •Juvenile Polyposis Syndrome
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •Management
- •Screening
- •Treatment
- •Peutz-Jeghers Syndrome
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •Management
- •Surveillance
- •Polypectomy
- •Surgery
- •PTEN Hamartoma Tumor Syndrome (PHTS)
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk Management
- •Serrated Polyposis Syndrome (SPS)
- •Clinical Presentation
- •Underlying Genetics
- •Diagnosis
- •CRC Risk
- •Management
- •Screening
- •Treatment
- •Lynch Syndrome
- •Genotype-Phenotype Correlations
- •Muir-Torre Syndrome (MTS)
- •Turcot’s Syndrome
- •Colorectal Cancer Risk
- •Other LS-Associated Cancer Risk
- •Diagnosis
- •Individual Whose Family Meets Amsterdam Criteria but Does Not Have Any Clinical Phenotype
- •Clinical Management
- •Screening
- •Introduction
- •Recommended Screening Guidelines
- •Screening Cessation
- •Colonoscopy
- •Incomplete Colonoscopy
- •Complications
- •CT Colonography (CTC) or Virtual Colonoscopy
- •Flexible Sigmoidoscopy
- •Complications
- •Fecal Occult Blood Testing (FOBT)/Fecal Immunochemical Testing (FIT)
- •Stool DNA Testing
- •Double-Contrast Barium Enema (DCBE)
- •Surveillance
- •History
- •Adenoma
- •Hamartomas Polyps
- •Early Cancer (T1) Within Polyp
- •Chemoprevention
- •Background
- •Clinical Presentation
- •Preoperative Evaluation
- •Tumor Localization
- •Total Colon Evaluation
- •Carcinoembryonic Antigen (CEA)
- •Radiographic Evaluation
- •Lymph Node Evaluation
- •Lynch Syndrome Phenotype
- •26: The Surgical Management of Colon Cancer
- •Preoperative Preparation
- •Physiologic Assessment
- •Tumor Localization
- •Surgical Technique
- •Extent of Resection
- •Mesocolic Resection
- •Right Colectomy
- •Open Approach
- •Lateral-to-Medial Approach
- •Posterior (Inferior-to-Superior) Approach
- •Superior to Inferior Approach
- •Medial-to-Lateral Approach
- •Anastomosis
- •Laparoscopic Approach
- •Medial-to-Lateral Approach
- •Posterior (Inferior-to-Superior) Approach
- •Left Colectomy
- •Open
- •Anastomotic Assessment
- •Hand-Assisted Medial-to-Lateral Approach
- •Subtotal Colectomy
- •Open Approach
- •Laparoscopic Approach
- •Total Abdominal Colectomy with Ileorectal Anastomosis
- •Special Circumstances
- •Laparoscopy
- •Obstructing Colon Cancers
- •Perforated Colon Cancers
- •Management of Primary Colon Cancer in the Setting of Distant Metastasis
- •Outcomes for Colon Cancer
- •Short-Term Outcomes
- •Long-Term Outcomes
- •Introduction
- •Total Colon Evaluation
- •Locoregional Imaging
- •Computed Tomography
- •Endorectal Ultrasound
- •T Staging
- •N Staging
- •Magnetic Resonance
- •Whole-Body Imaging
- •Computed Tomography
- •Positron Emission Tomography (PET)
- •28: Rectal Cancer: Neoadjuvant Therapy
- •Introduction
- •Historical Context
- •Postoperative Radiotherapy
- •Preoperative Radiotherapy
- •Radiosensitizing Agents
- •Preoperative Versus Postoperative Radiation
- •Short- Versus Long-Course Preoperative Radiotherapy
- •Choosing Optimal Treatment Regimens
- •The European Approach
- •Selected Adjuvant Systemic Chemotherapy
- •Selective Nonoperative Management
- •Techniques
- •Results
- •Lymphovascular Invasion
- •Tumor Budding
- •Introduction
- •Neoadjuvant Chemoradiotherapy
- •31: Proctectomy
- •Pathological Assessment
- •Preoperative Preparation
- •Operative Approaches
- •Open Low Anterior Resection (LAR)
- •Laparoscopic Low Anterior Resection
- •Robotic Low Anterior Resection
- •Abdominoperineal Resection (APR)
- •Extralevator or “Cylindrical” APR
- •Special Considerations
- •Distal Margin
- •Coloanal Anastomosis
- •Fecal Diversion
- •Extended Resection
- •Intraoperative Radiation Therapy
- •Flap Closure Following Abdominoperineal Resection
- •Functional Outcomes
- •Oncologic Outcomes
- •Multidisciplinary Rectal Cancer Care
- •32: Rectal Cancer Decision-Making
- •Assessment
- •Early Rectal Neoplasms
- •Local Excision
- •Endoscopically Excised Malignant Polyps
- •Surgical Considerations
- •Intraoperative Decisions
- •Midrectal Cancers
- •Low Rectal Cancers
- •Low Hartmann Resection Versus APR
- •Special Situations
- •Obstructing Rectal Cancer
- •Perforated Rectal Cancer
- •Synchronous Hepatic Metastases
- •33: Colorectal Cancer: Postoperative Adjuvant Therapy
- •Colon Cancer
- •Stage III Colon Cancer
- •Stage II Colon Cancer
- •Rectal Cancer
- •Patients Who Did Not Undergo Neoadjuvant Therapy
- •Patients Who Underwent Neoadjuvant Radiotherapy/Chemoradiotherapy
- •Patients Undergoing Local Excision
- •34: Colorectal Cancer: Surveillance After Curative-Intent Therapy
- •Introduction
- •Physical Examination
- •Laboratory Testing
- •Abdominal Imaging
- •Chest Imaging
- •Colonoscopy
- •Stage 1 Disease
- •Cost
- •Introduction
- •Determining Resectability
- •Multimodal Therapy Including Intraoperative Radiation
- •General Considerations
- •Recurrent Colon Cancer
- •Recurrent Rectal Cancer
- •Recurrences that Extend Anteriorly
- •Resection that Includes Sacrectomy
- •Stage I: Anterior Component
- •Stage II: Posterior Component
- •Stage III: Spinal Reconstructive Component
- •Soft Tissue Reconstruction
- •Recurrent Colon Cancer
- •Recurrent Rectal Cancer
- •Sacropelvic Resections
- •Palliative Approach
- •Introduction
- •Diagnostic Strategies
- •Computed Tomography
- •Positron Emission Tomography (PET)
- •Magnetic Resonance Imaging
- •Contrast-Enhanced Ultrasound
- •Biopsy
- •Multidisciplinary Evaluation
- •Surgical Emergency
- •Self-Expanding Intraluminal Metal Stents
- •Liver-First Strategy
- •Colon-First Strategy
- •Margin Status
- •Other Liver Metastasis Strategies: Hepatic Intra-arterial Chemotherapy/Chemoembolization
- •Pulmonary Metastasis
- •Peritoneal Metastasis
- •Ovarian Metastases
- •Bone
- •Brain
- •Pancreas
- •Adrenal
- •Retroperitoneal Lymph Nodes
- •37: Appendiceal Neoplasms
- •Introduction
- •Epidemiology
- •Epithelial Neoplasms
- •Neuroendocrine Appendiceal Lesions/Carcinoid Tumors
- •Goblet Cell Carcinoids
- •Clinical Features
- •Diagnostic Procedures
- •Medical Management
- •Appendectomy
- •Right Hemicolectomy

Rectal Cancer: Preoperative
Evaluation andStaging
JorgeMarcet
27
Key Concepts
• Accurate preoperative staging of patients with
rectal cancer helps identify patients at risk for
local or distant metastasis and guides treatment decisions.
• Endorectal ultrasound (ERUS) is effective for
staging the depth of invasion (T stage), especially for early-stage rectal tumors (uT0, uT1)
that may be considered for local excision.
• Magnetic resonance (MR) has the ability to
delineate the extent of locally advanced
tumors and estimate involvement of the mesorectal fascia.
• ERUS and MR use surrogate markers to estimate nodal involvement—size, node morphology—and are not particularly accurate in
predicting nodal metastatic spread unless
there are multiple large nodes in the
mesorectum.
• The potential for understaging and overstaging of patients should be realized and taken
into account when making treatment
decisions.
• High-resolution computed tomography (CT)
can detect distant metastatic lesions greater
than 1cm in diameter.
J. Marcet (*)
Department of Surgery, Tampa General Hospital,
Tampa, FL, USA
e-mail: jmarcet@health.usf.edu
• Positron emission tomography (PET) scan is
the most accurate assessment of total body
tumor burden, especially when combined with
CT (PET-CT).
• PET-CT is indicated when there are equivocal
ndings on CT, and nding distant metastatic
disease would alter therapeutic decisions.
Introduction
• Preoperative staging is performed according
to the TNM classication of malignant tumors,
estimating the depth of invasion into the rectal
wall (cT), the presence or absence of lymph
node metastasis (cN), and presence of distant
metastasis (cM). Also of importance is the
determination of invasion of the anal sphincter
and pelvic oor musculature, adjacent pelvic
organs, or pelvic sidewall, all with signicant
consequences of planning and treatment to the
patient.
• The prex “c” is used to indicate clinical staging, which is the estimate of stage based on
physical examination and radiographic studies.
Unfortunately, there is often confusion regarding this distinction, with some authors describing treatment recommendations for “T3N0”
tumors as determined by pretreatment staging,
when instead they should describe the tumor as
“cT3N0.” The difference at rst glance appears
trivial but can have signicant consequences if
© ASCRS (American Society of Colon and Rectal Surgeons) 2019
S. R. Steele et al. (eds.), The ASCRS Manual of Colon and Rectal Surgery,
https://doi.org/10.1007/978-3-030-01165-9_27
377

378
J. Marcet
the clinician fails to understand that estimates
of tumor stage are just that, estimates, and that
treatment planning must take into account the
potential inaccuracy of these estimates. For
example, understaging of the cancer preoperatively may result in the omission of preoperative radiotherapy/chemoradiotherapy and lead
to an increased risk of local recurrence.
Conversely, overstaging may lead to overtreatment, increasing the overall morbidity and cost
of treatment.
• Pretreatment evaluation begins with physical
examination and colonoscopic evaluation.
Radiographic studies may include computed
tomography (CT), endorectal ultrasound
(ERUS), magnetic resonance imaging (MRI),
and positron emission tomography (PET).
These tests are complimentary, each with their
own advantages and disadvantages, and may
be used in combination. Laboratory evaluation includes determination of the carcinoembryologic antigen (CEA) level.
History andPhysical Examination
• When evaluating a patient diagnosed with rectal cancer, the patient’s history is recorded,
and an inquiry is made as to the duration of
symptoms, changes in weight, bowel habits,
bowel control, and presence of pain.
• If restorative proctectomy or local excision is
to be contemplated, a detailed assessment of
anal sphincter function and prior trauma (e.g.,
obstetrical history, prior anal operations)
should be obtained.
• A general physical examination is performed
with special attention for signs of muscle
wasting, abdominal distension, hepatomegaly,
and lymphadenopathy.
• A careful digital rectal examination is performed, noting the distance of the tumor from
the anal verge and its proximity to the anal
sphincter and pelvic oor. Tumors located in
the anterior portion of the rectum have the risk
of invasion into the genital structures, and special attention should be made to the potential
for xation to adjacent structures (i.e., pros-
tate, vagina, sacrum, puborectalis). In a
woman with an anterior rectal cancer, a pelvic
examination should be done to ensure there is
no invasion of the vaginal wall that may affect
treatment. When the tumor is located in the
posterior or lateral rectal wall, pelvic sidewall
invasion should be considered.
• If restorative proctectomy is being considered,
assessment of anal sphincter bulk and tone is
important as it may help predict postoperative
function.
• The texture of the tumor also gives a clue as to
the stage. Benign adenomas are soft, and the
tumor may occasionally be difcult to detect
on digital rectal examination. When a tumor
invades the rectal wall, a desmoplastic reaction occurs, and the resulting brosis will be
felt as rm tissue.
• Evaluating the mobility of the tumor can also
give information on how deep the tumor
invades. A tumor tethered to the rectal wall,
but that is otherwise mobile, is likely to invade
into but not through the wall. Tumors that are
xed within the pelvis and are not mobile are
locally advanced, deeply invading the full
thickness of the rectal wall and possibly invading surrounding pelvic structures.
• The digital rectal examination may occasionally also detect peritumoral lymphadenopathy,
though this is often difcult. It should be noted
that digital rectal examination has limitations
in that only tumors of the distal rectal rectum
can be adequately assessed. Furthermore,
accuracy in staging depth of invasion is better
for advanced tumors than for early tumors and
improves with the surgeon’s experience.
Endoscopic Evaluation
oftheRectum
• Flexible sigmoidoscopy or proctoscopy
should be performed to help localize the tumor
anatomically and assess its appearance.
• The endoscopic appearance of a tumor also
gives a clue as to the relative degree of invasion, with benign tumors soft to manipulation
with the endoscope or endoscopic forceps and

27 Rectal Cancer: Preoperative Evaluation andStaging
379
malignant tumors being rm. Ulceration of
the tumor implies invasion into the rectal wall,
while deep ulceration may be a sign of transmural invasion.
• Distance to the anal verge is best assessed by
rigid proctoscopy, although this measurement
is of limited utility as it can vary greatly based
on differences in body habitus. It is more
important to assess the distance of the distal
margin of the tumor from the anorectal muscular ring as this will often guide the decision
between restorative and non-restorative proctectomy. Another assessment which is helpful
is the relationship of the tumor to the folds of
Houston.
• As noted in other chapters, the surgeon should
always examine the rectum of any patient
referred with a lesion in the left colon prior to
operation, as exible endoscopic measurements of distance by non-surgeons are notoriously inaccurate. Many lesions described as
being proximal to “15cm” are actually in the
true rectum. This discovery may fundamentally alter treatment planning.
Total Colon Evaluation
• Evaluation of the proximal colon, preferably
by complete colonoscopy, should be performed in all patients with rectal cancer to
exclude synchronous lesions and to conrm
the histopathology of the tumor via biopsy.
• Other radiological testing may occasionally
be used (i.e., CT colonography, air-contrast
enema) for patients who cannot undergo complete colonoscopy, though each has inherent
limitations that providers should be aware of
such as the need for an adequate preparation
or failure to identify small lesions.
• Patients that are unable to be cleared prior to
surgery due to an obstructing lesion should
undergo proximal colon evaluation within
6months after their operation.
• In select cases of an apparent benign lesion,
pretreatment evaluation may be limited to digital rectal examination, colonoscopy, and CEA
prior to surgery.
• For patients with known or suspected rectal
invasive adenocarcinoma, additional pretreatment staging is appropriate.
Locoregional Imaging
Computed Tomography
• Although computed tomography (CT) is routinely performed to exclude distant metastatic
disease, it has limited ability to dene the
mesorectal fascial layers and layers of the rectal wall. Although CT can suggest tumor invasion into surrounding structures, tumor
involvement of an adjacent organ or the pelvic
sidewall is not entirely accurate and is only
inferred by the loss of the fat plane between
the tumor and the adjacent organ or structure.
Endorectal Ultrasound
• On endorectal ultrasound (ERUS), the bowel
wall is dened by ve distinct sonographic
layers of alternating hyper- and hypoechoic
qualities. Extending from the lumen outward,
these layers correspond to (1) the interface
between the ultrasound probe and the mucosa,
(2) the interface between the mucosa and muscularis mucosa, (3) the submucosa, (4) the
muscularis propria, and (5) the serosa or pericolic fat. The prex “u” is used to describe
ERUS, T, and N staging of rectal cancer
(Figs.27.1, 27.2, 27.3, 27.4 and 27.5).
• The advantage of ERUS is that it can be performed in the surgeon’s ofce as part of the
initial evaluation of the patient, and it is inexpensive compared to CT or MR.The patient is
given an enema to evacuate the rectum prior to
the procedure. The procedure is often combined with a exible or rigid proctosigmoidoscopy. The probe can be passed through a rigid
proctoscope to assess proximal tumors.
• The ultrasound probe needs to pass proximal
to the tumor in order to evaluate the entire
extent of the tumor, thus making it difcult or
impossible with obstructing lesions.

380
1
2
3
4
5
J. Marcet
Fig. 27.1 Endosonographic layers of the rectal wall.
(1) Interphase of endoscopic balloon with mucosa.
(2) Interphase of mucosa/submucosa. (3) Submucosa.
(4)Muscularis propria. (5) Serosa and pericolic fat
Fig. 27.2 ERUS of uT0 tumor. Hypoechoic tumor
(arrow) does not invade into the rst hyperechoic layer.
Notice the submucosa (white layer) remains intact
• 3-D ultrasonography records the image in real
time and allows for subsequent manipulation
of the image for axial, coronal, and sagittal
evaluation.
• Malignant lymph nodes appear as hypoechoic
and rounded peritumoral structures, whereas
benign lymph nodes are less likely to be
detected as they are isoechoic with the perirectal fat.
• Limitations to ERUS for staging rectal cancer
include incomplete exams due to tumors that
Fig. 27.3 ERUS of uT1 tumor. Hypoechoic tumor
invades into the middle hyperechoic layer (arrow) but
does not invade the outer hypoechoic layer
Fig. 27.4 ERUS of uT2 tumor. Hypoechoic tumor
invades through the middle hyperechoic layer and into the
outer hypoechoic layer
are bulky or stenotic and inadequate contact of
the ultrasound probe with the tumor due to air
or stool in the rectum or angulation of the
tumor. Operator experience has also been
shown to play a role in the accuracy of ERUS
staging. Some patients require sedation to
allay discomfort or anxiety.
T Staging
• The reported accuracy of ERUS in accessing
the T stage of rectal cancer ranges from 63%
to 96% (Table27.1).

27 Rectal Cancer: Preoperative Evaluation andStaging
Fig. 27.5 ERUS of uT3 tumor. Tumor extends through
the second hypoechoic layer and into the outer hyperechoic layer (arrow)
Table 27.1 ERUS accuracy compared to histological
stage
T Stage Pooled sensitivity Pooled specicity
T1 87.8% (95% CI
85.3–90.0%)
T2 80.5% (95% CI
77.9–82.9%)
T3 96.4% (95% CI
95.4–97.2%)
T4 95.4% (95% CI
92.4–97.5%)
Meta-analysis of 42 studies, N=5039 patients
Adapted from Puli S, etal. How good is endoscopic ultrasound in differentiating various t stages of rectal cancer?
Meta-analysis and systematic review. Ann Surg Oncol.
2009; 16:254–65
98.3% (95% CI
97.8–98.7%)
95.6% (95% CI
94.9–96.3%)
90.6% (95% CI
89.5–91.7%)
98.3% (95% CI
97.8–98.7%)
• As with many interpretive studies, operator
experience plays a signicant role in staging
accuracy.
• Several investigators have demonstrated a
lower accuracy of ERUS in detecting T2
tumors compared to T1, T3, or T4.
• However, other investigators have demonstrated the utility of ERUS in the selection of
patients with early-stage rectal cancer (T0,
T1) who may benet from transanal excision
instead of traditional transabdominal rectal
resection.
381
Table 27.2 Meta-analysis of magnetic resonance accuracy in T stage, N stage, and circumferential resection
margin (CRM)
Specicity
T stage 19 studies (N=1986) 75% (95% CI 68–80)
N stage 12 studies (N=1249) 71% (95% CI 59–81)
CRM 10 studies (N=986) 94% (95% CI 88–97)
Adapted from Al-Sukhni E, etal. Diagnostic accuracy of
MRI for assessment of T category, lymph node metastases, and circumferential resection margin involvement in
patients with rectal cancer: a systematic review and metaanalysis. Ann Surge Oncol. 2012; 19:2212–23
N Staging
• Accuracy for detecting metastatic lymph
nodes by endorectal ultrasound is less precise
than for T staging, with a variable accuracy in
reported studies of 63%–85%.
• Further complicating the analysis is that different investigators have used different size
and morphology criteria for nodal involvement with tumor.
• Staging accuracy for lymph node metastasis
improves when the ndings are associated
with the T stage, with a higher risk of metastasis correlating with higher T stage.
Magnetic Resonance
• High-resolution magnetic resonance (MR)
with phased array pelvic coils is being increasingly used in the preoperative assessment of
rectal cancer given its improved ability to
evaluate the at-risk surgical circumferential
resection margin (Table27.2).
• The pelvic coil is a wraparound surface coil
placed around the pelvis. Patients are prepared
with an enema on the morning of the examination. Thin-section (3-mm) T2-weighted fast
spin-echo sequences are obtained in a plane
orthogonal to the tumor. Higher-resolution
MRI allows improved denition of bowel and
tumor inltration.
• MR with endorectal coil is no longer recommended. Although endorectal MRI can show
ve layers of the rectal wall, the eld of view
is limited, and the mesorectal fascia is not

382
J. Marcet
always visible. Additionally, the endorectal
coil is more uncomfortable to the patient than
the external coil and cannot be inserted in stenosing tumors. Endorectal coil also has the
potential to distort the tissues.
• Three layers of the rectal are visible on a
phased array external MR. The innermost
mucosa is thin and hypointense, the middle
submucosa is hyperintense, and the outer
muscularis propria is darkly hypointense.
• Below the peritoneal reection, the rectum is
surrounded by the mesorectal fat (MRF)
which is limited by the thin mesorectal fascia,
which fuses with the retroprostatic or retrovaginal fascia anteriorly and the presacral
fascia posteriorly. The MRF surrounds the
rectum completely only in the lower third and
is best seen laterally as a thin hypointense line
on T2W sequences. Inferiorly, the MRF thins
out as it reaches the levator ani, which forms
the roof of the ischiorectal fossa.
• MR is the best imaging modality to identify
this avascular plane surrounding the mesorectum, which includes the mesorectum in its fascial envelope—the circumferential radial
margin (CRM) (Fig.27.6) and invasion of the
anal sphincter musculature (Fig.27.7).
• As with other radiographic techniques, prediction of N stage is less accurate than for T
stage. However, MR appears to be the most
Fig. 27.6 MR of cT3 tumor. Circumferential resection margin is preserved (arrows)
Fig. 27.7 MR of cT4 tumor. Tumor invades the anal sphincter and levator ani (arrows)

27 Rectal Cancer: Preoperative Evaluation andStaging
383
accurate of the imaging modalities currently
employed. A variety of advanced techniques
are being employed by various investigators in
an attempt to improve nodal staging accuracy
with MR.
• MR limitations include foreign bodies in
patients that are MR incompatible. Foreign
bodies that are compatible, such as surgical
clips, may also obscure images. Movementrelated artifacts may preclude accurate visualization of the rectal wall. MR is not portable to
the operating room and is more expensive than
ERUS.
• Many referral centers with an expertise in rectal cancer treatment are now utilizing MR as
the preferred locoregional staging evaluation,
especially for locally advanced tumors. ERUS
is utilized for evaluation of early-stage lesions
or used in combination with MR for select
patients.
Whole-Body Imaging
Computed Tomography
• CT of the chest, abdomen, and pelvis is indicated in patients with rectal cancer to evaluate
for distant metastasis, primarily of the liver
and lung (Fig.27.8). The overall sensitivity of
CT for liver metastases ranges from 77% to
Fig. 27.8 CT of the abdomen demonstrating two liver
metastases
94%. Most lesions measuring over 1 cm in
size can be reliably differentiated from benign
liver lesions (such as cysts or hemangiomas).
However, for lesions under 1cm in size, sensitivities drop to as low as 40%. The nding of
small nonspecic hypodensities measuring
<1cm (also known as “too small to characterize” hypodensities) is very common, perhaps
present in as many as 17% of all patients. In
the majority of cases, even in those patients
with a known underlying malignancy, these
small hypodensities in the liver are likely to be
benign (~90%) and can be further evaluated
with liver MR or simply followed over time.
• Evaluation of lung metastases is also an
important component of CT staging.
Positron Emission Tomography (PET)
• PET is a whole-body nuclear medicine
imaging examination utilizing 2-[18F] uoro2-deoxy-D-glucose (FDG) that exploits the
increased rate of glycolysis in tumor cells to
detect tumor. FDG is a glucose analog that is
taken up by cellular glucose transport mechanisms and is phosphorylated by hexokinase.
Most malignant cells have an increased
metabolism of glucose and thus take up the
FDG at a greater rate than surrounding tissues.
FDG-6-phosphate then becomes metabolically “trapped” intracellularly, because of the
relative lack of glucose-6-phosphatase activity
in tumor cells. PET detects the increased FDG
uptake.
• FDG uptake can be assessed both qualitatively
(via visual examination of the degree of uptake
of a tumor relative to other tissues) and quantitatively (via a SUV value). While PET was
traditionally performed as a stand-alone
examination, these studies are now typically
performed in conjunction with CT to allow for
more precise correlation of FDG activity with
anatomy.
• Although PET has been demonstrated to be
more accurate in the assessment of wholebody tumor burden than a combination of conventional imaging, it does have limitations.

384
J. Marcet
There is a limit to the resolution of the scan,
and lesions less than 1–2cm may be missed.
This makes accurate assessment of nodal
metastases difcult. In addition, the activity of
the primary tumor may interfere with detection of mesorectal lymph nodes due to the
proximity of the primary rectal tumor. Lastly,
mucinous adenocarcinomas may not be
detected, given that the FDG uptake per unit
volume of tissue is reduced as compared to
non-mucinous tumor.
• The role of PET in the management of patients
with primary rectal adenocarcinoma is to
investigate equivocal ndings on CT, when
the detection of metastatic disease would
change treatment strategy. In addition, PET
should also be performed prior to consideration of resection of distant metastatic disease
or local pelvic recurrence, to exclude incur-
able occult disease that would make operation
palliative rather than curative. PET is
extremely useful in the differentiation of pelvic scar from recurrent tumor in those patients
who have undergone proctectomy for rectal
adenocarcinoma.
• PET has been evaluated as a potential technique to determine histologic response to neoadjuvant chemoradiotherapy and better
identify patients for local excision or nonoperative therapy, but, like CT, MR and ERUS,
has not been found to be accurate in the assessment of residual tumor in the pelvis. At present, PET is not recommended in the routine
evaluation of patients presenting with primary
rectal adenocarcinoma but is utilized to evaluate equivocal ndings on CT when nding
distant metastatic disease would alter
management.

Rectal Cancer: Neoadjuvant Therapy
AndreaCercek andJulioGarcia-Aguilar
28
Key Concepts
• Neoadjuvant radiotherapy is associated with
an improvement in local pelvic control following proctectomy for rectal cancer as compared to surgery alone.
• Neoadjuvant chemoradiotherapy is associated
with an improvement inlocal pelvic control
and has lower toxicity as compared to postoperative chemoradiotherapy.
• Short-course neoadjuvant radiotherapy has
been demonstrated to have similar outcomes
in terms of overall survival, disease-free survival, and local pelvic control when compared
to long-course neoadjuvant chemoradiotherapy and is associated with lower cost and
shorter time to multidrug systemic cytotoxic
chemotherapy.
• Current research is focused on limiting the
morbidity of therapy, by omitting either proctectomy or radiotherapy in select patients.
A. Cercek
Department of Medicine, Memorial Sloan Kettering
Cancer Center, New York, NY, USA
J. Garcia-Aguilar (*)
Department of Surgery, Memorial Sloan Kettering
Cancer Center, New York, NY, USA
e-mail: garciaaj@mskcc.org
Introduction
• Neoadjuvant therapy is a critical component
of the multidisciplinary treatment of patients
with rectal cancer. The objective of neoadjuvant therapy, either radiotherapy, combined
chemoradiotherapy, or chemotherapy alone, is
to reduce the risk of local recurrence in
patients with locally advanced rectal cancer
undergoing surgical resection.
• Neoadjuvant therapy provides other potential
advantages to rectal cancer patients. It allows
early assessment of tumor responsiveness to
therapy, which is closely correlated with longterm oncologic outcomes.
• Neoadjuvant therapy could potentially enable
the consideration of organ preservation by
allowing for more effective local excision and
nonoperative management strategies.
• Delivering systemic chemotherapy before surgery in patients at risk for distant metastasis
has the potential to improve survival by
addressing micrometastatic disease earlier and
improving treatment compliance.
• In this chapter, we will focus primarily on
neoadjuvant therapy for locally advanced rectal cancer (LARC), widely accepted to be
clinical stage II (cT3–T4, cN0) or stage III
(any cT, cN1–N2) invasive adenocarcinomas
of the rectum.
© ASCRS (American Society of Colon and Rectal Surgeons) 2019
S. R. Steele et al. (eds.), The ASCRS Manual of Colon and Rectal Surgery,
https://doi.org/10.1007/978-3-030-01165-9_28
385

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A. Cercek and J. Garcia-Aguilar
Historical Context
• The story of neoadjuvant radiotherapy and
chemoradiotherapy for patients suffering from
rectal cancer is long and convoluted, and
although much has been published on the
topic, there is no universally agreed upon
treatment strategy. It is important for the
reader to understand how we arrived at our
current state of affairs so that the data from
published trials can be put in the proper
context.
• The concept of neoadjuvant therapy for rectal
cancer was rst introduced by Janeway and
Quick in c. 1917, who noted signicant tumor
response when gold-ltered radon emanation
seeds were implanted directly into rectal cancers. In the era when the surgical mortality
and morbidity for a rectal cancer operation
were prohibitive, contact radiation with emanation seeds containing radium salts or radon
was explored as a curative treatment. Surgery
was considered a salvage procedure for
patients with tumors resistant to radiation.
• As surgery became safer and the limitations of
contact radiation as the only treatment modality became apparent, radiation lost its role as a
primary treatment and became an adjuvant to
surgical resection. In fact, for many years,
proctectomy alone became the standard treatment for rectal cancer.
• It was eventually realized that the outcomes of
surgery alone were often suboptimal, with
5-year local recurrence rates in published trials of 25–30%. It was demonstrated that adjuvant chemoradiotherapy improved oncologic
outcomes, and in 1990 the National Institutes
of Health advocated adjuvant external beam
radiotherapy and chemotherapy for patients
with stage II and stage III tumors. In the
United States, except for a few select referral
centers, upfront proctectomy followed by
selective postoperative chemoradiotherapy
was the regimen utilized for most patients.
• However, postoperative radiotherapy is associated with relatively high toxicity and is
poorly tolerated by many patients.
Investigators in Europe and select US centers
explored utilizing neoadjuvant radiotherapy
and chemoradiotherapy, and eventually the
benets of administering radiotherapy in the
preoperative period were demonstrated.
• In response to these data, many US clinicians
simply moved the chemoradiotherapy package from the postoperative to the preoperative
period.
• It is puzzling that, although much of the data
demonstrating the benets of neoadjuvant
radiotherapy came from trials of short-course
radiotherapy, and neoadjuvant short-course
radiotherapy has been demonstrated to have
similar oncologic outcomes as neoadjuvant
long-course chemoradiotherapy in two prospective randomized trials, the use of shortcourse radiotherapy has been limited in the
United States.
• At the same time that neoadjuvant radiotherapy was demonstrated to be more effective
and less toxic than postoperative radiotherapy,
there was a realization that oncologic outcomes following proctectomy for rectal cancer were highly technique dependent. Wide
variability in outcomes was seen, depending
on who did the operation and how it was
performed.
• So once again the wheel of opinion turned full
circle, with some surgeons arguing that radiotherapy primarily compensated for “sloppy”
surgery and that there was no need for the
patient with non-xed tumors to undergo
radiotherapy if proctectomy was performed
properly. Data from the Dutch rectal cancer
trial and others, however, suggested that the
oncologic benets of neoadjuvant radiotherapy and good surgical technique were additive,
not compensatory, with regard to pelvic
control.
• Clinicians understand that our therapies for
rectal cancer are morbid, unfortunately with
the most effective treatment (i.e., proctectomy) associated with the greatest chance of
lasting morbidity. We continue to search for
treatment regimens in which morbidity can be
lessened while preserving the chance for cure,
especially in patients with non-xed tumors.
Denitive chemoradiotherapy, or local
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