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19
Chapter  • From In Vitro to In Vivo: Optimization of ADME and Toxicology Properties
nistic effect of clozapine at these receptors is responsible for its atypical action prole.
Many drugs are classied as “dirty drugs” because of their multifaceted action on many completely different receptors. From apharmacologist’s point of view, such acharacterization is appropriate. A general statement about the therapeutic value cannot be derived from this. It may well be that many dirty drugs are optimal for ther­apy because of their balanced action on multiple recep­tors. Recently, these compounds have been termed “rich in pharmacology” and they dene a“polypharmacology.” The suitability or unsuitability of adrug is decided only in clinical trials and later by the experience gained from broad application in patients.
The differences between enzymes and receptors in distinct species also offer the chance to achieve desired selectivity therapeutically. Species differences play arole when an unwanted organism is to be killed, for example with antibiotics, antifungals, antivirals, and antiparasitic drugs. To avoid side effects in humans, the metabolic pathways of the bacteria, fungi, viruses, or parasites are targeted either by adequate selectivity or by selecting asite of action that is not present in higher organisms (see Sects.23.7, 24.3, 27.2, or30.11).
19.11 Of Mice and Men: The Value
of Animal Models
Quantitative activity–activity relationships are used to extrapolate from animals to humans, but they are also valuable for comparing different biological models. From the vast number of examples described in the literature, some typical relationships will be mentioned.
Even before the characterization of the different do­pamine receptors (Sect.19.10, . Table19.2), 25clinically used neuroleptics were investigated to unravel correla­tions between the results of in vitro models, animal ex­periments, and the potency of these substances in hu­mans. Two radioactively labeled ligands, dopamine and haloperidol 19.2 (Sect.19.10, . Fig.19.9), one of which prefers the D1-type and the other the D2-type dopamine receptor, were used to characterize binding. It was shown that the average clinical dose correlated signicantly with the displacement of the D2-type ligand haloperidol 19.2. Signicantly higher concentrations were required to dis­place the D1-type ligand dopamine. There is virtually no correlation with these data. Not only clinical efcacy, but also data from animal models used to test neuroleptic effects correlate better with the displacement of halo­peridol than with dopamine (. Table19.3). Retrospec­tively, the results suffer from alack of ligand specicity for asingle receptor, and the preparations are affected by receptor heterogeneity because the presence of different receptor subtypes was not standardized in the calf brain homogenates used. All compounds were tested with dirty
. Fig. 19.9 The agonist dopamine preferably binds to the D1-type
of dopamine receptors (. Table19.2). It was clear very early, however, from binding studies on membrane homogenates that the potency of clinically used neuroleptics correlated with the displacement of halo­peridol (r = 0.87) rather than with dopamine binding (r = 0.27)
. Table 19.3 Correlation of the clinical efcacy
(. Fig.19.10) of 25different neuroleptics and their poten­cy in different animal models that are typically used for the evaluation of neuroleptic effects with the displacement of dopamine or haloperidol 19.2. The clinical data and the results of the animal models correlate conspicuously better with the displacement of the D2-type ligand haloperidol than with the displacement of the D1-type ligand dopamine (r=correlation coefcient)
Model Correla-
tion with dopamine displace­ment(r)
Mean clinical dose in humans 0.27 0.87
Inhibition of the stereotypical behavior after administration of apomorphine (rat)
Inhibition of the stereotypical behavior after administration of amphetamine (rat)
Protection from apomorphine-in­duced emesis (dog)
0.46 0.94
0.41 0.92
0.22 0.93
Correla­tion with haloperidol displace­ment(r)
ligands in dirty test models. The prole of the compounds can only be unambiguously assigned by using uniform receptor subtypes produced by gene technology (see
. Table19.2).
In many cases, the relationship between different ex­perimental models is strongly dependent on the species used. Studies of isolated arteries and veins from rabbit, sheep, pig, and human lungs indicate that rabbit and
. • Of Mice and Men: The Value of Animal Models


. Table 19.4 Binding of substanceP and displacement by
the antagonist CP96345 19.5 (tested as aracemate) on cells of different origins
System Binding of
substanceP,
IC50 in nM
Human cell line U373 0.13 0.40
Human cell line IM9 0.22 0.35
Guinea pig brain 0.07 0.32
Guinea pig lung 0.04 0.34
Rabbit brain 0.16 0.54
Mouse brain 0.19 32
Rat brain 0.20 35
Chicken brain 0.26 156
Displacement of substanceP by
19.5, IC50 in nM
human vascular preparations are similarly sensitive to noradrenaline. Sheep and pig arteries are much less sen­sitive. Isolated pig veins cannot be stimulated at all with comparable doses of noradrenaline. The experimental results are even more heterogeneous and difcult to in­terpret with acetylcholine stimulation. It should not be forgotten that the metabolism of humans and animals differs and inuences the test results.
Tachykinins are short peptides that trigger avariety of physiological and pathological processes. Their cen­tral role in pain and asthma is well established. They act via the NK1, NK2, and NK3 receptor subtypes, which also bind specically to the three peptide agonists sub­stanceP, neurokininA, and neurokininB (Sect.10.7). CP 96 345, 19.5, a nonpeptide NK1 antagonist, dis­places substanceP with high afnity in two human cell culture models and in guinea pig and rabbit membrane preparations. In membrane preparations from mouse, rat, and chicken brain, to which substanceP binds with quite comparable afnities, 19.5 has IC50 values that are 60–500 times higher (. Table19.4). It has been suggested based on sequence-specic point mutations that the ago­nist substanceP and the antagonist CP96 345 may bind to different regions of the receptor (see Sect.29.6).
The differences between humans and individual ani­mal species are not surprising considering that the amino acid sequence of the receptor proteins usually differs at multiple positions. The use of human proteins in molec-
. Table 19.5 Inhibition of the renins of humans and other
animal species by remikiren 19.6 and aliskiren 19.7
Renin from: IC50 in nM,
Remikiren
Human 0.8 0.6
Monkey 1.0 1.72
Dog 107 7
Rat 3600 80
IC50 in nM,
Aliskiren
ular test systems is just as critical to the relevance of the results obtained as it is for the determination of the 3D structures (Chaps.13, 14). This can be seen very clearly in the results for the aspartic protease renin (Sect.24.2). The inhibitors remikiren 19.6 and aliskiren 19.7 were tested on renin from different species. The renins of two primate species and humans were inhibited at very low concentrations. In contrast, renin from rat and dog, two of the most commonly used species in cardiovascular pharmacology, was inhibited only at signicantly higher concentrations (. Table19.5). Remikiren would have been found in aclassic antihypertensive test using these animal models, but would probably have been rated as much too weak. Acomparison of the crystal structure analyses of murine and human renin also reveals acon­served binding mode in the main chain of the peptide inhibitors that is common to the other aspartic proteases. However, there are subtle differences at the rim of the binding pocket that can be attributed to sequence differ­ences between the two species.
More than 90% of the amino acid sequences of the 5-HT1B and 5-HT1Dß subtypes of the human and rat serotonin receptors are identical. When the relationships between the individual amino acids are considered, the homology is as high as 95%. Despite these similarities,
19
Chapter  • From In Vitro to In Vivo: Optimization of ADME and Toxicology Properties
. Fig. 19.10 Different serotonin receptor ligands and the β-blockers
propranolol and pindolol show very different binding afnities on the highly similar 5-HT receptors from rats and humans. The red circles refer to the wild-type human receptor. They are irregularly scattered over the diagram (correlation coefcient r = 0.27). If one amino acid in the human receptor is exchanged for the corresponding amino acid in the rat receptor, the binding prole changes. Relative to the afn­ity of the ligands, the human receptor becomes very close to the rat receptor. The gray circles refer to this Asn 355 mutant (correlation coefcient now r = 0.98)
anumber of drugs bind to these two receptors with very different afnities. The difference is due to asingle amino acid: the exchange of threonine 355 for an asparagine (. Fig.19.10). This mutation converts the human recep­tor into the rat receptor in terms of afnity! After the exchange of this amino acid, the β-blockers propranolol and pindolol (Sect.29.3, . Fig.29.1) bind with approx­imately three orders of magnitude higher afnity. The afnities of many other ligands are signicantly reduced.
19.12 Toxicity and Adverse Effects
One of the most difcult tasks in preclinical research is to estimate the toxicity of asubstance, especially human toxicity, from data obtained in other species. Such con­siderations must be made in order to assess the potential danger of the substance before it is introduced into the clinic. Are there any drugs without toxicity and without side effects? Paracelsus recognized in the sixteenth cen­tury that:
“Everything is poison and nothing is without poison, it is
»
the dose alone that makes athing nonpoisonous.”
Friedrich Schiller had his Fiesko say:
“Adesperate evil needs abold remedy [medicine].”
»
And the pharmacologist Gustav Kuschinski formulated:
“Whenever it is proclaimed that asubstance has no side
»
effects, the urgent suspicion ensues that there is also no
main effect.”
Determination of acute toxicity in several species and determination of chronic toxicity in at least two species is routine prior to entering phaseI clinical trials, which are tolerability studies in healthy volunteers. It is com­mon practice to select species for chronic toxicity stud­ies primarily on the basis of which species most closely resembles humans in pharmacokinetics and metabolism for the substance of interest.
Cats and guinea pigs are extremely sensitive to cardiac glycosides. For this reason, they have traditionally been used as models for the effect on humans. Rats are much less sensitive. The hallucinogen lysergic acid diethyl amide (LSD 2.21, Sect.2.5, . Fig.2.8) shows markedly dif­ferent toxicity in several species. An experiment to test the hallucinogenic effects of LSD on an elephant ended in adisaster. Ahallucinogenic but nontoxic dose was desired. Despite careful dose estimation, the elephant died within minutes of being given 0.3 g of LSD (equiv­alent to 0.06 mg/kg). Compared to the mouse, which is relatively insensitive (. Table19.6), the elephant was at least 1000 times more sensitive. This experiment has not been repeated! The discoverer of LSD, Albert Hofmann, took 0.25 mg of LSD in his rst controlled self-experi­ment. In retrospect, his choice of dose was about three to ve times the effective dose in humans. With about
0.0035 mg/kg he was well below the dose that killed the elephant. Nevertheless, it can be assumed that LSD is less toxic for humans than for elephants. Direct fatalities due to LSD are not known, only mortality as aresult of accidents or suicides while in apsychotic state.
The toxicity of the poisons that end up in our envi­ronment is studied in great detail. Chlorinated dibenzo­dioxins and furans are formed by the uncontrolled chem­ical decomposition of the corresponding substituted chlorophenols. The Seveso accident is attributed to such an incident. Toxic chlorinated dioxins and furans are also
. Table 19.6 Acute toxicity of lysergic acid diethyl amide
(LSD, 2.21, Sect.2.5, . Fig.2.8) in different species and in
humans (LD50=dose that was lethal for 50% of the animals)
Species Toxicity, LD50 (in mg/kg)
Mouse 50–60
Rat 16.5
Rabbit 0.3
Elephant
Human
0.06
0.003
. • Toxicity and Adverse Eects


formed during many combustion processes. Tetrachlo­rodibenzodioxin 19.8 (TCDD, “Seveso Dioxin”) is one of
the best-studied substances in terms of its toxicity. Here, too, different species react differently (. Table 19.7). There is adifference of three orders of magnitude re­garding toxicity between the two relatively closely related species, the hamster and the guinea pig. It is, therefore, difcult to draw conclusions about toxicity in humans. If extrapolated between primates and humans, TCDD would be classied as relatively nontoxic. In the context of humans, the denition of an acute LD50 is completely inappropriate. In order to exclude one fatality per one million people, an “LD calculated. Because of its pronounced mutagenic effects, long-term damage is the primary concern with TCDD. In this case, it is questionable whether an absolute no-effect level, i.e., the lowest ineffective dose, can be dened. The assessment of the hazard potential of environmentally relevant chemicals looks quite different when compared with toxic natural products, natural radioactivity, cos­mic radiation, etc., or even with socially tolerated sub­stances of abuse such as alcohol and nicotine. This puts into perspective some things that are very controversially discussed in public forums.
When discussing structure–activity relationships, it is important to recognize the difculty of using in vitro studies to estimate the mutagenicity and carcinogenicity of asubstance. While such tests provide valuable indica­tions that must be carefully reviewed, they are not con­clusive in either apositive or negative sense in individual cases. It is extremely difcult to provide theoretical mod­els for estimating toxicity and carcinogenicity with suf- cient reliability and predictive power. The mechanisms
. Table 19.7 Acute toxicity of tetrachlorodibenzodioxin
19.8 in different animal species
Species Toxicity (LD50 in μg/kg)
Mouse 114–280
Rat 22–320
Hamster 1150–5000
Guinea pig 0.5–2.5
Mink 4
Rabbit 115–275
Dog > 100–< 3000
Monkey < 70
Human ?
” must be determined or
0.00001
responsible for the effects are too diverse and multifac­eted, and the chemical structures and structure–activity relationships applicable to different classes of substances are too different.
Today, testing for toxic, carcinogenic, and teratogenic side effects has reached ahigh standard. The pharmaceu­tical disasters of earlier decades, such as the following, would be almost impossible with today’s standards:
Early childhood brain damage and death of many
-
premature and mature newborns by the sulfonamides
in the late 1930s,
Over 100 fatalities in the USA because of the use of
-
diethylene glycol as asolvent for sulfanilamide (this
incident led to the foundation of the Food and Drug
Administration, FDA),
The SMON (subacute myelo-optic neuropathy) ill-
-
ness of thousands of Japanese, caused by the pro-
longed and too-frequent use of an antidiarrheal med-
icine, and
The severe birth defects of approximately 10,000
-
children worldwide that were caused by thalidomide
(Contergan®) in the late 1950s.
However, criminal intrigue and the uncontrolled distri­bution of fake drugs from internet-based vendors, or the unscrupulous pursuit of economic gain, can still cause such disasters today. Acase in point is the melamine-con­taminated infant formula (melamine makes the protein content of inferior or diluted milk appear higher) in China in September 2008, which sickened many thou­sands of toddlers and babies and even caused some deaths.
In addition to the much stricter testing guidelines for medicines that are now in place in most countries, there is areporting system that records and investigates adverse drug reactions. The slightest suspicion of acausal rela­tionship can result in anything from public announce­ment or warning all the way to withdrawal of the mar­keting license.
Acomplication in estimating toxicity is the formation of toxic and especially reactive metabolites, even at low levels. As discussed in Sects.9.1 and19.6, an ideal drug should contain predetermined cleavage and/or conjuga­tion sites in addition to nely tuned pharmacodynamics and pharmacokinetics. The more these requirements are met, the lower the risk that the compound will exert toxic effects.
Some toxicity studies suffer from the fact that the results extrapolated to humans reect ahigher toxicity than is actually the case due to the unphysiologically high doses used in the studies. On the other hand, even the most comprehensive study cannot eliminate the risk of serious adverse events occurring in extremely rare cases once the drug is in widespread use. An adverse event rate of1 in 10,000 or less may go undetected in even the most carefully conducted preclinical and clinical studies.
Chapter  • From In Vitro to In Vivo: Optimization of ADME and Toxicology Properties
19
Toxic side effects in humans are particularly com­mon after chronic drug abuse. The lifetime consumption of large quantities of painkillers adds up to kilograms. In the case of phenacetin (Sect.2.1), this resulted in an effective and generally well-tolerated drug having to be withdrawn from the market due to kidney damage caused by inappropriate (abusive) use.
Gradually, humanity is becoming more concerned about what happens to the products we release into the environment. Pharmaceuticals are for consumption by patients. However, much of what goes into the body also comes out of the body. Many pharmaceuticals enter the environment through wastewater. Often they remain un­changed, but in some cases they are metabolically mod­ied. Once in the environment, they can be taken up by other organisms and have similar or different effects. In general, these effects are unknown and unstudied. In spite of high dilutions, active substances can build up locally to high concentrations or exceed therapeuti­cally critical limits through specic accumulation. In the case of antibiotics, the emergence of resistant bacteria is known to occur in inadequately treated wastewater, e.g., after carelessly operated pharmaceutical factories, hos­pitals, or slaughterhouses. Hormones and contracep­tives can interfere with the reproduction of sh popu­lations. Lipid-lowering drugs such as statins (Sect.27.3) interfere with cholesterol biosynthesis, a pathway that is essential for fundamental processes in Nature. The painkiller diclofenac (Sect. 27.9) has been found to have adevastating effect on birds and sh, causing kid­ney damage. We need to develop amore responsible approach to the disposal of excreted pharmaceuticals. Presumably, the additional requirement that adrug be toxicologically safe as adegradation product in the en­vironment would raise the bar for an optimally effec­tive therapeutic to heights that are almost impossible to achieve. Nevertheless, there seems to be an urgent need to think more carefully about the fate of excreted drugs. Stricter requirements, especially for the environmentally sound disposal of unused medicines, seem more than necessary.
19.13 Animal Protection and Alternative
Test Models
As early as 1780, the philosopher Jeremy Bentham discussed the rights of animals. The rst mass protests against animal experimentation took place almost 150 years ago. In 1875, dedicated animal rights activist Frances Power Cobbe founded the rst Society Against Vivisection in England, and ayear later the demand for anesthesia in animal experimentation led to the rst Ani­mal Welfare Act. In Germany in 1879 the Internationale
Gesellschaft zur Bekämpfung der Wissenschaftlichen Thi­erfolter (International Society for the Abatement of Sci-
entic Animal Torture) was founded, followed in 1883 by the American Antivivisection Society. Anew militant form of protest against animal experimentation, com­plete with the violent liberation of laboratory animals and attacks on scientists, emerged in the 1970s. Peter Singer’s book Animal Liberation was published in 1975 and became the bible of animal rights activists. The of­ten-quoted story of animal trappers selling their prey to the pharmaceutical industry was afantasy even in the early days of drug discovery. Every pharmacologist knows that any results obtained from such diverse ani­mals would be completely useless without any knowledge of their health history.
More in parallel with the development of the animal welfare movement than inspired by it, alternative meth­ods for pharmaceutical research were introduced in the 1960s, consisting mainly of binding studies on membrane homogenates and cell culture studies. The number of ani- mal experiments has been signicantly reduced in recent decades due to the economic motivation arising from the enormous costs of breeding and maintaining experimen­tal animals, but also because of the rapid progress in gene technology. As explained in Sect.7.5, models using lower animals such as pinworms, fruit ies, or zebra sh are increasingly being used for screening. Here, the ethical threshold for animal testing is certainly lower.
More than 50% of all laboratory animals are used for drug testing, with 12–15% each for basic research, investigation of medical methods, and detection of envi­ronmental hazards. About half of all laboratory animals are mice. The rest are rats and other rodents, and asmall proportion are sh and birds. Only about 1.5% of the to­tal number are cats, dogs, pigs, and other animals. Much of the testing on the latter species is chronic toxicity test- ing, which is required by law.
The decline in these numbers is remarkable because pharmaceutical companies are investigating the biolog­ical activity of more compounds than ever before. Each year, tens or even hundreds of thousands of compounds are meticulously characterized, usually in automated in vitro assays. Only afew of these compounds are ever tested in animals. The number of animals used must also be seen in the context of regulatory requirements to demonstrate the efcacy and safety of new drugs, which are increasing rather than decreasing. The vast majority of these tests must still be performed on animals.
19.14 Synopsis
Apart from potent and selective binding to atarget
-
protein, a successful drug candidate must exhibit
favorable pharmacokinetics. This comprises all pro-
cesses that affect the absorption, distribution, me-
tabolism, and excretion along with minor toxic side
effects.
. • Synopsis


Due to high costs and enormous experimental effort,
-
full pharmacokinetics and toxicity studies can only be carried out on afew drug development candidates. Aplethora of test methods have been developed to relate chemical structure with ADME and toxicology properties in the lead-optimization phase to reduce the chances of failure due to insufcient pharmaco­kinetics at alate stage.
An active substance has to penetrate multiple lipid
-
membrane barriers and aqueous compartments on its way from the site of application to the locus of the target protein. To achieve sufcient distribution, adequate lipophilicity must be present. This is de­scribed by the partition coefcient between the lipid and aqueous phases. In the simplest model, the dis­tribution between octanol and water is measured.
Rather sophisticated models have been established to
-
relate chemical structure with penetration properties. Considerations about the release of the water solva­tion shell around adrug molecule and its potential to form hydrogen bonds upon crossing lipid membranes are particularly important.
Many drugs are either weak acids or bases. Depend-
-
ing on the pH used, they exist through dissociation equilibria in either amore lipophilic neutral or more polar ionized form. Membrane penetration of such species will, therefore, depend very much on the local pH conditions.
Because of the progressively changing pH conditions
-
in the stomach and intestines, appropriate pH con­ditions exist at some place along the gastrointestinal tract that allow sufcient penetration of the neutral form of weakly acidic or basic drug molecules.
Because of established equilibria, small amounts of
-
the neutral form of an acidic or basic drug molecule are the intermediate over which membrane penetra­tion occurs. Constant removal of the neutral species from the aqueous phase into the membrane is quickly replenished by the dissociation equilibrium.
The adjustment of the lipophilicity of adrug is cru-
-
cial for pharmacokinetics. Usually the more lipophilic acompound is, the better it will be absorbed; however, limited solubility in the aqueous phase restricts lipo­philicity. Relevant test models have been developed by using thin layers of human colon cells. These also allow the absorption by transporters to be studied.
A
ctive substances are initially tested in simple in vitro
-
test models. Testing is gradually moved into animal models via cellular assays. Relevant activity–activity relationships must be established to correlate response in animal models. At best, results from appropriate in vivo testing allow the therapeutic effects in humans to be predicted. They standardize test data and reduce the number of animal experiments that are required.
Nature works with two orthogonal principles upon
-
release of its native substances: the specicity of the
biological effect and apronounced spatial compart-
mentalization. Some compounds are highly specic
and travel long ways through the organism to exert
their action. Others are locally synthesized and stim-
ulate their target protein in the immediate vicinity.
Here, high specicity and selectivity are not required.
Drugs administered orally or intravenously act
-
systemically on the entire organism; no organ- or
cell-specic compartmentalization can be achieved.
This has to be compensated for by sufcient specic-
ity and selectivity. Whether high isoform selectivity or
protein-family-wide promiscuity is required depends
very much on the mode of action and biological func-
tion of the target protein.
Prior to administration in humans, clinical candidates
-
are tested in animals. To draw conclusions about hu-
mans from animals, it must be considered that test
models strongly depend on the species used. Even me-
tabolism can be very different in humans and various
animal species.
Deviating therapeutic responses in animals and hu-
-
mans are also related to small differences in the amino
acid composition of the target proteins in various
species.
Estimates of human toxicity must be made from data
-
obtained in other species. Chronic toxicity is routinely
determined in two species and must be evaluated in
the animal species with the closest pharmacokinetic
and metabolic similarity to humans.
Different species, however, react differently to active
-
substances and frequently show several orders of
magnitude differences in toxicity.
Today, testing for toxic, carcinogenic, and terato-
-
genic adverse effects has reached ahigh standard.
The pharmaceutical catastrophes of earlier decades,
which were mostly caused by these adverse effects,
will hopefully be almost impossible nowadays.
Even the most comprehensive toxicity studies cannot
-
eliminate the risk of severe adverse effects occurring
in extremely rare cases once anew drug is adminis-
tered broadly.
The animal experiments of the past have been re-
-
placed by more conclusive binding studies on mem-
brane homogenates and cell cultures. Whole-animal
testing has shifted towards lower animals such as pin-
worms, fruit ies, or zebra sh. The toxicity studies
required by law make up alarge part of the animal
experiments that are done today.
Chapter  • From In Vitro to In Vivo: Optimization of ADME and Toxicology Properties

Bibliography and Further Reading

General Literature
H. Kubinyi, Lipophilicity and Drug Activity, Progr. Drug Res., 23,
97–198 (1979)
J. K. Seydel and K.-J. Schaper, Quantitative Structure–Pharmacoki-
netic Relationships and Drug Design, Pharmac. Ther., 15, 131–182 (1982)
J. M. Mayer and H. van de Waterbeemd, Development of Quantitative
Structure–Pharmacokinetic Relationships, Environ. Health Per­spect., 61, 295–306 (1985)
J. C. Dearden, Molecular Structure and Drug Transport, in: Quanti-
tative Drug Design, C. A. Ramsden, Eds., Vol. 4: Comprehensive Medicinal Chemistry, C. Hansch, P. G. Sammes and J. B. Taylor, Eds., Pergamon Press, Oxford, p. 375–411 (1990)
C. A. M. Hogben, D. J. Tocco, B. B. Brodie, and L. S. Schanker, On the
Mechanism of Intestinal Absorption of Drugs, J. Pharmacol. Exp. Therap., 125, 275–282 (1959)
H. Kubinyi, QSAR: Hansch Analysis and Related Approaches, VCH,
Weinheim (1993)
C. Hansch and A. Leo, Exploring QSAR. Fundamentals and Appli-
cations in Chemistry and Biology, Vol. 1, American Chemical So­ciety, Washington (1995)
R. L. Lipnick, Selectivity, in: General Principles, P. D. Kennewell,
Eds., Vol. 1: Comprehensive Medicinal Chemistry, C. Hansch, P. G. Sammes and J. B. Taylor, Eds., Pergamon Press, Oxford, p. 239–247 (1990)
H. Kubinyi, Lock and Key in the Real World: Concluding Remarks,
Pharmac. Acta Helv., 69, 259–269 (1995)
C. A. Reinhardt, Hrsg., Alternatives to Animal Testing, VCH, Wein-
heim (1994)
R. Mannhold, Ed. Molecular Drug Properties, Wiley-VCH, Weinheim
(2008)
D. A. Smith, H. van der Waterbeemd and D. K. Walker, Pharmaco-
kinetics and Metabolism in Drug Design, Wiley-VCH, Weinheim (2006)
B. Testa and H. van der Waterbeemd, (Eds)., ADME-Tox Approaches,
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Protein Modeling and
Structure-Based Drug Design
Contents
20.1 Pioneering Studies in Structure-Based Drug Design – 310
20.2 Strategies in Structure-Based Drug Design – 311
20.3 Search Tools for Databases of Experimentally Determined Protein Complexes – 312
20.4 Comparison of Protein-Binding Pockets – 312
20.5 High Sequence Identity Facilitates Model Generation – 312


20.6 Secondary Structure Prediction and Amino Acid Replacement Propensities Support Model Building at Low Sequence Identity – 314
20.7 Ligand Design: Seeding, Expanding, and Linking – 316
20.8 Docking Ligands into Binding Pockets – 316
20.9 Scoring Functions: Ranking of Constructed Binding Geometries – 318
20.10 De Novo Design: From LUDI to the Automated Assembly of Novel Ligands – 318
20.11 The Feasibility of Designing Ligands In Silico – 319
20.12 Synopsis – 320
Bibliography and Further Reading – 320
© The Author(s), under exclusive license to Springer-Verlag GmbH, DE, part of Springer Nature 2024 G. Klebe, Drug Design, https://doi.org/10.1007/978-3-662-68998-1_20
Chapter  • Protein Modeling and Structure-Based Drug Design
20
Structure-based drug design focuses on the search, de­sign, and optimization of asmall molecule that ts well into the binding pocket of atarget protein to form en­ergetically favorable interactions. First, adetailed anal­ysis of the target protein is performed. All information about its structure and that of related proteins is eval­uated. Next, the properties of the binding pocket are thoroughly explored, looking for areas where optimal binding is expected. Experimental and computational methods are used to discover a lead structure from ascreening library (Chap.7). Alternatively, approaches are used that start with asmall-molecule “seed” (or “fragment”) in the binding pocket that is then allowed to “grow” into apotent ligand using stepwise iterative design. This approach uses fast docking techniques that suggest relevant binding geometries. The geometries are evaluated with ascoring function that estimates whether they are energetically favorable.
However, acrucial prerequisite for the use of struc­ture-based drug design is the knowledge of the spatial structure of the target protein. Impressive progress in the eld of protein structure determination (Chaps.13 and14) has led to the fact that the 3D structures of almost all therapeutically relevant proteins are known today or will be determined at the beginning of anew project. Nevertheless, it should not be overlooked that for some target proteins of interest there is still no exper­imentally determined three-dimensional structure avail­able, and in these cases models have to be built.
Thanks to the sequencing of the human genome, the blueprints for all the proteins of our species are now known at the sequence level. The genomes of many pathogens have also been sequenced, and new ones are being discovered weekly. How can this enormous advance in information be used to design new drugs? Unfortunately, the step from the primary structure, this means the amino acid sequence, to the 3D structure is very difcult and, until now, has usually been followed by experimental methods of structure determination (Chap.13). Methods for reliable ab initio prediction of the spatial structure of proteins based on theoretical concepts have not yet been successfully developed. In­creasingly, however, the situation arises where the struc­ture of the protein of interest is unknown, but the struc­ture of another related protein has been determined. In such asituation, amodel of the unknown protein can be constructed from the spatial coordinates of the already characterized biopolymer. Recently, however, there has also been abreakthrough in the structural prediction of protein models from their primary sequence. Suc­cessful methods learn from the wealth of experimental structural data using articial intelligence techniques and are, thus, trained to model protein architectures (Sect.20.6).
20.1 Pioneering Studies
in Structure-Based Drug Design
Considering that most of the structures of therapeuti­cally relevant proteins have been determined in the last 20years, it is even more impressive that the rst work in structure-based drug design was already done in the 1970s. The pioneers in this eld were Chris Beddell and Peter Goodford, who began developing methods for li­gand design at the Wellcome Research Laboratories in
1973. Hemoglobin was chosen as the target protein be­cause, at the time, it was the only example with aknown 3D structure that had some relevance to pathophysi­ology. The goal of this work was to nd aligand that would exert an allosteric modulating effect, analogous to the natural ligand diphosphoglyceric acid 20.1 (DPG;
. Fig.20.1). The hope was to nd a therapeutic ap-
proach that could help homozygous patients with lethal sickle cell anemia (Sect.12.13). DPG is synthesized in red blood cells. It binds to hemoglobin and reduces its afnity for oxygen. This allows oxygen absorbed in the lungs to be released to other tissues.
The portion of hemoglobin that binds to DPG con­tains alarge number of positively charged amino acids (. Fig.20.1). An optimal ligand should, therefore, con­tain anegatively charged group to form multiple salt bridges to hemoglobin, just as DPG does. However, such compounds cannot penetrate the membrane of a red blood cell. Therefore, the Wellcome group considered structures that interact with hemoglobin in other ways. Compounds were selected that contained reactive groups that could be attached to the amino groups of the lysines in the binding pocket or to the N-terminus. The idea was to design acompound containing two correctly spaced reactive groups that could form Schiff bases with two of these amino groups. Dibenzyl-4,4′-dialdehyde 20.2 (. Fig.20.2) was chosen as the parent structure. The putative binding mode of this compound is shown in
. Fig. 20.1 Schematic binding mode of diphosphoglyceric acid 20.1
(DPG) to the allosteric binding site of hemoglobin. The ligand is bound through multiple charge-assisted hydrogen bonds (N-terminal amino groups, His2, Lys82, and His 143) from the β1 and β2 subunits
. • Strategies in Structure-Based Drug Design
. Fig.20.3. Compound 20.2 was synthesized but proved
to be too insoluble for testing. Sufcient solubility was achieved by introducing an additional carboxyl group in
20.3. In addition, this compound with its carboxyl group should provide an additional favorable interaction with the lysine side chain of the protein. Compounds 20.4 and
20.5 are the bisulte adducts of the corresponding alde­hydes. These compounds were tested and indeed showed the desired allosteric effect. However, they bind to the oxy form of the protein and increase its oxygen afnity. They proved to be potent inhibitors of the erythrocyte deformation that occurs in sickle cell disease by stabi­lizing the oxy form. The deformation begins with the aggregation of the desoxy form. The targeted design of these dibenzyldialdehydes is the rst example of rational, structure-guided protein–ligand design.

. Fig. 20.2 Structures of the diphosphoglyceric acid competitive
hemoglobin ligands 20.2–20.5 that were developed by Beddell and Goodford

20.2 Strategies in Structure-Based
Drug Design
In order to design aligand for aprotein with aknown 3D structure, it is necessary to analyze the structure of the protein. What does the binding pocket of the protein look like? Where are the hot spots of binding, this means where can functional groups of aligand bind particularly well to the protein? For such analyses, experimental data can be used or computer programs are available. They search the surface of aprotein for suitable binding sites for different functional groups, such as acarbonyl group, acarboxylic acid function, or an amino group. Aselec­tion of experimental methods for nding hot spots using X-ray structural analysis and NMR spectroscopy were presented in Sects.7.8 and7.9, and some computational methods are described in Sect.17.10.
. Fig. 20.3 Postulated binding mode of the hemo-
globin ligands 20.2 and 20.5 after chemical reaction to the Schiff base or the bisulte addition product. It is assumed for both compounds that they bind covalent­ly to the
β
and β2 subunits of hemoglobin through
subunit
1
1
their N-terminal amino acids. Compound 20.5 should also be able to form ahydrogen bond with its charged groups to the side chains of amino acids His2 and His 143 of the β1 and β2 subunits, as well as Lys82 of the
β
To design new drugs, an attempt is made to nd new ideas for potential ligands, either by using docking methods through virtual screening (Sect.7.6). Or, alter­natively, amolecule that has been discovered using one of the techniques described in Chap.7 can be modied and progressively increased in size in astepwise fashion. Modication of a known structure has the advantage that potent and selective protein ligands can be obtained relatively quickly. In addition, if the 3D structure of the protein is known, clear structure–activity relationships will usually emerge. However, there is arisk that the pro­posed structures will remain close to the original lead structure. For example, when an initial 3D structure of an enzyme complexed with apeptidic ligand is solved, the resulting design proposals are often very similar to peptides (Chaps.23, 24, 25). The path to an orally available drug can then be quite long (Chap.10). An­other approach is de novo design, or fragment-based lead
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