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Chapter 18 Cervical Spine: Surgical Approaches 333
nger dissection. is helps reect the parietal pleura from the posterior surface of the sternum and costal cartilage. e
sternum is cut longitudinally with an oscillating saw. e inferior thyroid vein located just proximal to the suprasternal notch must be avoided. A self-retainer is inserted to split the sternum.
Blunt dissection is performed from the cranial toward the
caudal portion until the le brachiocephalic vein is exposed.
As in the modied anterior approach to the cervicothoracic junction, the esophagus, trachea, le carotid sheath, le sub-
clavian artery, and brachiocephalic vein are retracted to the patient’s le, whereas the esophagus, trachea, and right bra­chiocephalic artery and vein are mobilized to the right. e
prevertebral fascia can now be divided in the midline to provide access to the C4–T4 vertebral bodies.
Transthoracic Approach
With the patient in the le lateral decubitus position, the right chest is prepared and draped. e bony prominences are padded accordingly, and a le roll is placed in the axilla to prevent neurovascular compromise to the le upper extremity. A right-sided approach is preferred because of the location of the great vessels and heart in the le-sided approach. A stan­dard thoracotomy centered on the third rib provides access to the upper thoracic vertebra, but exposure to the low cervical region is restricted. A rst or second rib level entry does not
improve access because these ribs are much shorter, and the scapula interferes posteriorly.
e incision is made beginning at the anterior axillary line and extending posteriorly to the lateral border of the paraspi­nal muscles. e scapula is retracted laterally by dividing the trapezius and latissimus dorsi muscles. e subscapular space is developed with blunt dissection, and the third rib is identi-
ed by counting down from the thoracic inlet.
While protecting the intercostal neurovascular bundle, the appropriate rib is subperiosteally dissected out and resected anteriorly and posteriorly as far as possible. A rib spreader is inserted, and the lung is retracted anteriorly. e parietal
pleura is incised overlying the vertebral artery, making sure to identify the segmental vessels.
Complications
Postoperative weakness secondary to weakness of the shoul­der girdle musculature from the joint resection can occur. e thoracic duct should be identied if approached from the
le. If damaged, the thoracic duct should be doubly ligated proximally and distally to prevent chylothorax. Great caution should be taken to avoid injuries to the sympathetic nerves, the cupola of the pleura at the level of T1, the great vessels, and the thoracic duct, which passes into the le venous angle between the subclavian artery and the common carotid artery. Potential complications of this approach include restriction of scapular movement and paralysis of intercostal muscles owing to the muscle-splitting aspects of this dissection. We recommend use of this approach in older patients and perhaps in patients with malignant conditions.
Posterior Approaches
Posterior exposures to the cervical spine are among the safest and most used exposures for management of cervical spine disorders, allowing direct access to the posterior elements from the occiput to the thoracic spine.
anatomy of the upper cervical spine and the transitional anatomy of the cervicothoracic junction should also be under­stood when approaching these regions posteriorly.
6,62
e particular
Posterior Approach to Upper Cervical Spine
e posterior approach to the upper cervical spine grants exquisite access to the posterior elements of the occiput, atlas, and axis, allowing for easy atlantoaxial and occipitocervical decompression and fusion. e exposure begins with a midline incision extending from the inion to the C4 spinous process, an incision length that can be tailored depending on the treated pathology. e incision should fall along an interner­vous plane in the midline that separates the muscles from the segmental innervation supplied by the right and le posterior
rami of the cervical nerves. Staying in the midline, within the avascular plane of the ligamentum nuchae minimizes bleeding and the risk of injury to surrounding muscle tissue and neu­rovascular structures, while providing a stout tissue layer for tissue closure at the end of the case. is principle is especially
important in the cervical spine as the posterior cervical mus­culature is particularly vascular.
If the location of pathology is at the occipitocervical junc­tion, that is, in the case of basilar impression, fracture of the odontoid with C1 fracture, or tumor, bone landmarks can be used to determine the appropriate level. e external occipital protuberance and the spinous process of C2 can typically be easily palpated, with the incision made from the inion caudad approximately 8 cm. As discussed earlier, the dissection is continued through the ligamentum nuchae, and the paraspinal muscles are stripped from C3 to the occiput. e surgeon should be cautious when dissecting at the inferior edge of the foramen magnum because uncontrollable bleeding from a group of veins present in this location may be encountered. Sharp subperiosteal dissection of the external occipital protu­berance and lamina is performed, and care is taken to protect the vertebral arteries at the lateral border of the atlas. With a
ne curet or an elevator, the posterior atlanto-occipital liga­ment can be separated from the posterior lip of the foramen magnum if necessary.
e greater occipital nerve (C2) and the third occipital nerve cross the eld and course laterally in the paracervical muscles.
Subperiosteal dissection and avoidance of vigorous lateral dis­section should prevent injury to these nerves. If occipital xa­tion is required, the inion is thickest at its prominence near the ridge, and the passage of wires is possible without violating both tables of the occiput. If screw xation is being used, bicortical purchase is recommended for the occiput, and screw lengths of typically 10 to 12 mm can be accepted in this region.
If access to the posterior elements of C1–C2 is necessary, the incision can be extended inferiorly. Palpation of the large
63
SECTION
III
334 SURGICAL ANATOMY AND APPROACHES
C2 spinous process and the posterior C1 ring conrms the correct level. e posterior arch of the atlas is deeper anteriorly
than the occiput and C2 spinous process, and the facet joint of C1–C2 lies about 2.5 cm anterior to the C2–C3 joint. A large broad elevator is used to dissect the posterior paracervi­cal muscles from the arches of C1 and C2, and caution should be taken to avoid plunging instruments into the spinal canal. A small curet can be helpful to remove the muscular attach­ments on the bid spinous process of C2 while stabilizing the
arch of C2. Capsular ligaments of the facets should be pre­served to maintain stability.
e passage of sublaminar wires at the C1–C2 level is common because the spinal canal at this level is capacious, but passage at lower cervical levels is associated with increased risk of neurologic injury. e removal of the atlantoaxial liga­ment or atlanto-occipital membrane is not required except for laminectomy cases. Careful separation of the membrane or ligament from the bone is all that is usually needed to pass sublaminar wires. is separation can be performed with a small-angled curet or a small Freer elevator. Slight head exion
can also help by opening the space between the ring of C1 and the occiput. e mean thickness of the posterior ring is 8 mm,
and the cortical bone is thin.64 Great care must be taken not to fracture the posterior ring of C1 while dissecting the liga­mentum avum.
An additional technique to expose the lateral aspect of C1 or C2 is to elevate the periosteum with a small Freer elevator.
is allows the vertebral artery to be protected at the lateral aspect of the C1 arch. Lateral dissection should not exceed greater than 1.5 cm from the midline in an adult and 1 cm in a child due to risk of injury to the vertebral artery.
65,66
e vertebral artery courses over the arch of the atlas and pierces the lateral angle of the posterior atlanto-occipital membrane, although preoperative imaging should be obtained to evaluate the course of the vertebral artery and rule out anomalous vascular anatomy.
Brief consideration is given here to the regional anatomy
for the C1–C2 transarticular screw xation (Magerl) tech-
67–69
nique, technique,
C1 lateral mass and C2 pedicle screw (Harms)
69,70
and C2 translaminar screw.
69,71
A thin-cut CT scan with sagittal reconstructions and/or MRI imaging are necessary to fully track vertebral artery course and structure.
is imaging is especially important to obtain in rheumatoid patients in whom an anomalous or enlarged foramen trans­versarium is common, which may place the vertebral arteries at increased risk with this technique. Attention should be paid to the presence of a ponticulus posticus, an anomalous ossi-
cation overlying the vertebral artery as it runs in the superior sulcus of C1, which can occur in 15% of the population. Regardless of the technique used, the intraoperative use of anteroposterior and lateral uoroscopy can inform screw
inclination in the coronal and parasagittal plane.
Because of the amount of cephalad angulation required to place the C1–C2 transarticular screw, subperiosteal exposure should extend down to C4.65 e main landmark is the medial
part of the isthmus of the axis, which can be visualized directly by subperiosteal dissection of the C2 lamina proceeding along the bony contour around the spinal canal until the maximum
width in the coronal plane is reached. A Kirschner wire (K-wire) can be used to retract the so tissues containing the greater occipital nerve and accompanying the venous plexus.
e point of entry can be approximated as 3 mm cranial to the C2–C3 facet joint and 3 mm medial to the lateral border of the C2 inferior facet. e drilling for the screw is strictly sagittal and extends through the pars interarticularis, before perforating the atlantoaxial joint approximately in the pos­teromedial part entering the lateral mass of the atlas.72 Lateral drill excursion should be avoided to prevent additional risk of injury to the vertebral arteries.
In the case of placement of a C1 lateral mass screw, the C1–C2 joint is the key anatomic landmark to be identied.70 is identication can be facilitated by caudal retraction of the
C2 nerve, which exposes the posterior aspect of the lateral mass of C1.69 Subperiosteal dissection must be carried out on the inferior edge of the posterior arch of C1. e starting point
of the C1 lateral mass screw lies directly in the midportion in the lateral mass. Oen, a small emissary vein is located at this
point. e C2 pedicle screw is identied by delineating the medial border of the isthmus and pars of the axis, as in the C1–C2 transarticular screw. However, the trajectory of the C2 pedicle screw is more medial and follows the path of the pedicle, as would be expected.
69,70
Technical challenges associated with the C1–C2 transar­ticular screw and C2 pedicle screw placement led to the development of the C2 translaminar screw. Use of this screw is possible because of the predictably large size of the C2 lamina combined with the fact that the use of this screw eliminates the possibility for vertebral artery injury.
69,71
e starting point is identied as the junction of the C2 spinous process and the lamina, and the trajectory of the screw paral­lels the down slope of the dorsal aspect of the contralateral lamina. Care should be taken not to breach the ventral aspect of the lamina, resulting in placement of the screw within the spinal canal and to ensure that the C2–C3 facet joint is not violated by placement of a screw that is too long.
71
Posterior Approach to Lower Cervical Spine
A reverse Trendelenburg position minimizes venous bleeding and reduces CSF pressure (Fig. 18.13). e posterior approach
uses a longitudinal midline incision that extends above and below the segments required for the procedure. is extension of the skin and subcutaneous tissues is necessary because the skin of the posterior neck is less mobile and thicker for retrac­tion. e skin is incised sharply, and electrocautery is used to incise the ligamentum nuchae in the midline. With a wide, at
periosteal elevator such as a Cobb, the dissection is carried subperiosteally down the spinous processes. Inadvertent pene­tration of instruments into the spinal canal can be minimized by examining preoperative lms for evidence of spina bida and
other bony defects and by realizing that, in the cervical spine, the laminae do not override each other as much as in the thoracic spine, resulting in wider interlaminar spaces. Care should be taken to stay subperiosteal because the bid nature of the spinous processes may result in a bulbous expanse, and the dissection may err into the paraspinal musculature. A supercial plexus of
Chapter 18 Cervical Spine: Surgical Approaches 335
SECTION
III
FIG. 18.13 Standard prone positioning for posterior cervical procedures.
The reverse Trendelenburg position minimizes venous bleeding and reduces cerebrospinal uid pressure.
veins may be encountered, which should be cauterized as needed. In general, subperiosteal dissection should be performed in a caudal-to-cephalad direction to minimize bleeding.
Subperiosteal dissection of muscles is performed to expose the spinous processes, lamina, lateral mass, and facet joints. Dissection should extend laterally to the medial third of the facet joint, with preservation of the capsule unless a fusion is planned. Extreme caution is needed during the exposure of the lamina and the interlaminar space to prevent dural tear and CSF leakage. Care should be taken at the lateral edge of the joint because the nerve root and vertebral artery lie anterior to the spinolamellar membrane of the adjoining transverse processes. Vigorous decortication or stripping may damage the thin bone and subsequently the nerve root and vertebral artery. e segmental artery at the lateral edge of
the facet joints may be cauterized as it exits between the trans­verse processes. Various retractors may be used to facilitate exposure. For fusion cases, one should expose only the levels to be fused because creeping fusion extension is common. Supplementation of the fusion with posterior lateral mass plating may obviate the need for a halo vest postoperatively.
First popularized by Roy-Camille and colleagues,73 place­ment of posterior cervical screws requires a thorough under­standing of the lateral mass anatomy to minimize injury to associated neurovascular structures. Dierent entry points
and screw orientations have been recommended. In the origi­nal description by Roy-Camille and colleagues,73 the entry point was the center of the lateral mass, with the screw angled 10 degrees laterally (Fig. 18.14), whereas Magerl recommended the drilling angle to be 25 degrees laterally and 45 degrees superiorly. An and colleagues5 found that, by orienting the screw 15 degrees cephalad and 30 degrees laterally with an entry point 1 mm medial to the anatomic center of the lateral mass, the facet joint and nerve root are avoided.
Posterior Approach to Cervicothoracic Junction
Lesions of the cervicothoracic junction are generally anterior, for which extensive anterior approaches with or without
10°
FIG. 18.14 The Roy-Camille technique for lateral mass screws. The entry
point is at or near the anatomic center of the lateral mass and directed 10 degrees laterally.
posterior xation are usually required. Lesions that may require posterior stabilization include lesions resulting from tumors, trauma, postlaminectomy instability, or infection. If the posterior elements are intact, the simple triple-wiring procedure can be done for a short fusion, or rods may be used for a longer fusion, using a standard posterior approach.
Pedicle screw xation is an alternative technique if the
posterior elements are decient. e transpedicular technique
at the cervicothoracic junction is an exacting procedure with very little margin for error. rough cadaveric studies, the pedicle landmarks and anatomic characteristics of the cervi­cothoracic region were found. A standard posterior approach is used with the dissection performed to expose the lateral mass and to the tips of the transverse processes of the upper thoracic vertebrae. e facet joint to be fused is cleaned of its capsule, and the articular margins are identied. e entry point of the pedicle lies at the intersection of a horizontal line at the midportion of the transverse processes and a vertical line at the lamina–transverse process junction. is pedicle entrance point is 1 mm inferior to the facet joint and the middle point from the medial to the lateral margins of the facet joint. e outer cortex is decorticated at this point with a small bur, and a small Peneld elevator or straight curet is
used to probe bluntly and enter the pedicle. A 2.5-mm drill may be used to enter the pedicle when it is identied. Medial angulation is required for entry of the pedicle into the vertebral body. Medial angulation has been observed to vary between individuals, thus it must be measured preoperatively in prepa­ration for surgery. An et al. most recently reported that medial angulation averages 35.85 degrees at C7, 31.65 degrees at T1, and 23.35 degrees at T2.74 Compared with the pedicles of the lumbar spine, the superoinferior diameter of the thoracic pedicles at the cervicothoracic junction is greater than its
336 SURGICAL ANATOMY AND APPROACHES
mediolateral diameter, which leaves little margin for error in the mediolateral plane.
74
Complications
Complications associated with posterior approaches to the upper and lower cervical spine are uncommon but can be catastrophic. Bleeding can be minimized by staying subperi­osteal and within the midline to prevent entering into the paraspinous musculature. e arch of the atlas should be
dissected laterally only approximately 1.5 cm because the vertebral artery is at risk. One should minimize dissecting at the inferior edge of the foramen magnum to prevent uncon­trollable venous bleeding.
Neurologic injury is a devastating complication of spine surgery. Care is required during passage of sublaminar wires or application of the screws to prevent injury to the brain or spinal cord. Dissection on the ring of the atlas must be done in a gentle manner because the direct pressure may result in fracture or slippage of an instrument into the spinal canal. A thorough understanding of the size, orientation, and relationship of the pedicles and lateral masses to sur­rounding neurovascular structures is imperative before the use of spinal instrumentation is undertaken. Posterior fusion without decompressive laminectomy tends to compress the spinal canal.

PEARLS

The anterior tubercle of the transverse process of C6 is an
1.
important palpable surface landmark for anterior cervical
approaches.
2.
The key to understanding the anterior approach to the cervical
spine lies in recognizing the various investing fascial layers of
the neck.
3.
Placement of the deep retractors anteriorly should be deep to
the longus colli to reduce the risk of injury to the sympathetic
chain.
4.
Posteriorly, the rst bony prominence palpated inferior to the
occiput is the spinous process of C2.
5.
Reformatted ne-cut CT scans of the cervical spine help to
improve understanding of the bony anatomy.

PITFALLS

The variable course of the vertebral artery as it ascends through
1.
the cervical spine places it at risk for injury during the anterior
and posterior cervical approach.
2.
The incorrect approach may be chosen without careful
preoperative imaging review.
3.
Increased rates of injury to surrounding structures may be observed
if a modied anterior approach to the cervical spine is not used.
4.
Increased bleeding is likely with dissection away from the
midline that is not subperiosteal.
5.
Airway obstruction after extubation may occur in the
postoperative period after anterior and posterior cervical
procedures.

KEY POINTS

1. Understanding the surgical anatomy of the cervical spine
requires knowledge of the bony, ligamentous, muscular, and
neurovascular anatomy of the neck and the complex
relationship these structures have to one another.
2. The surgical approach selected should take into account the site of the pathologic process, the health of the patient, and the skill and comfort level of the surgeon with each particular exposure.
3.
Understanding the advantages and limitation of each surgical
exposure improves patient outcome and reduces complications.
4.
Anatomic and surgical considerations at the occipitocervical
and cervicothoracic junction are particularly challenging and should be thoroughly understood before approaching pathologic processes in these regions.
5.
Complications of the cervical spine are infrequent but
potentially devastating; careful preoperative planning, precise surgical technique, and a high index of suspicion should be maintained to minimize and identify complications.

KEY REFERENCES

1. An HS, Cotler JM, eds. Spinal Instrumentation. 2nd ed. Philadelphia: Lippincott Williams & Wilkins; 1990.
This text compiles the knowledge of multiple contributing authors to provide valuable information on surgical indications, principles, and techniques of new and classic spinal instrumentation.
2.
Graham JJ. Complications of cervical spine surgery: a ve-year
report on a survey of the membership of the Cervical Spine Research Society by the Morbidity and Mortality Committee.
Spine. 1989;14:1046. A compilation of annual reports collected, at the time, by the newly formed Morbidity and Mortality Committee headed by Graham, this article analyzed 5 years of data submitted to the Cervical Spine Research Society from its members.
3.
Heller JG, Pedlow FX. Anatomy of the cervical spine. In: Clark CR,
ed. The Cervical Spine. 3rd ed. Philadelphia: Lippincott-Raven; 1998:3-36.
Edited and reviewed by the Cervical Spine Research Society Editorial Committee, this chapter provides the pertinent anatomy necessary to understand the complex relationship of the structures in the cervical spine.
4.
Miller MD, Chhabra AB, Hurwitz SR, et al., eds. Orthopaedic
Surgical Approaches. Philadelphia: Elsevier; 2008:211-329. This updated text of orthopaedic exposures not only focuses on applied surgical anatomy and intraoperative photographs, but also provides valuable insight into patient positioning, bony and topical landmarks, and planes of surgical dissection.
5.
Southwick WO, Robinson RA. Surgical approaches to the
vertebral bodies in the cervical and lumbar regions. J Bone Joint
Surg Am. 1957;39:631-644. This article provides the original description of the classic anteromedial approach to the cervical spine that popularized anterior cervical surgery.

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46. Southwick WO, Robinson RA. Surgical approaches to the vertebral bodies in the cervical and lumbar regions. J Bone Joint Surg Am. 1957;39:631-644.
47. Whitesides TE, Kelly RP. Lateral approach to the upper cervical spine for anterior fusion. South Med J. 1966;59:879.
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48. Henry AK. Extensile Exposure. Baltimore: Williams & Wilkins; 1959:53.
49. Hogson AR. An approach to the cervical spine (C3-C7). Clin Orthop. 1965;39:129.
50. Verbiest H. Anterolateral operations for fractures and dislocations in the middle and lower parts of the cervical spine. J Bone Joint Surg Am. 1969;51A:1489-1530.
51. Fountas KN, Kapsalaki EZ, Nikolakakos LG, et al. Anterior cervical discectomy and fusion associated complications. Spine. 2007;32(21):2310-2317.
52. Whitehill R. Late esophageal perforation from an autogenous bone gra: report of a case. J Bone Joint Surg Am. 1985;67:644-645.
53. Heeneman H. Vocal cord paralysis following approaches to the anterior cervical spine. Laryngoscope. 1973;83(1):17-21.
54. Jung A, Schramm J. How to reduce recurrent laryngeal nerve palsy in anterior cervical spine surgery: a prospective observational study. Neurosurgery. 2010;67(1):10-15.
55. Donatini G, Carnaille B, Dionigi G. Increased detection of non-recurrent inferior laryngeal nerve (NRLN) during thyroid surgery using systematic intraoperative neuromonitoring (IONM). World J Surg. 2013;37(1):91-93.
56. Kurz LT, Herkowitz HN. Anterior exposures of the cervicothoracic junction and upper thoracic spine. In: Albert TJ, Balderston RA, Northrup BE, eds. Surgical Approaches to the Spine. Philadelphia: WB Saunders; 1997:61-80.
57. Sundaresan N, Shah J, Foley KM, et al. An anterior surgical approach to the upper thoracic vertebrae. J Neurosurg. 1984;61:686-690.
58. Vaccaro AR, An HS. Anterior exposures of the cervicothoracic junction. In: An HS, Riley LH III, eds. An Atlas of Surgery of the Spine. Philadelphia: Martin Dunitz; 1998:113-130.
59. Mai HT, Mitchell SM, Jenkins TJ, et al. Accessibility of the cervicothoracic junction through an anterior approach: an MRI-based algorithm. Spine. 2016;41:69-73.
60. Cho W, Buchowski JM, Park Y, et al. Surgical approach to the cervicothoracic junction: can a standard Smith-Robinson approach be utilized? J Spinal Disord Tech. 2012;25(5):264-267.
61. Capener N. e evolution of lateral rhachotomy. J Bone Joint Surg Br. 1954;36:173-179.
62. Andreshak TG, An HS. Posterior cervical exposures. In: Albert TJ, Balderston RA, Northrup BE, eds. Surgical Approaches to the Spine. Philadelphia: WB Saunders; 1997:81-114.
63. Winter RB, Lonstein JW, Denis F, et al. Posterior upper cervical procedures. In: Winter RB, Lonstein JW, Denis F, et al., eds. Atlas of Spine Surgery. Philadelphia: WB Saunders; 1995:19-33.
64. Doherty B, Heggeness MH. e quantitative anatomy of the
atlas. Spine. 1994;19:2497-2500.
65. An H, Xu R. Posterior cervical spine procedures. In: An H, Riley L III, eds. An Atlas of Surgery of the Spine. Philadelphia: Lippincott-Raven; 1998:13-14.
66. Ebraheim N, Xu R, Ahmad M, et al. e quantitative anatomy of the vertebral artery groove of the atlas and its relation to the posterior atlantoaxial approach. Spine. 1998;23:320-323.
67. Magerl F, Seemann P. Stable posterior fusion of the atlas and axis by transarticular screw xation. In: Kehr P, Weidner A,
eds. Cervical Spine. New York: Springer-Verlag; 1987:322.
68. Grob D, Crisco J, Panjabi MM, et al. Biomechanical evaluation of four dierent posterior atlantoaxial xation techniques.
Spine. 1991;17:480-490.
69. Shen FH. Spine. In: Miller MD, Chhabra AB, Hurwitz SR, et al., eds. Orthopaedic Surgical Approaches. Philadelphia: WB Saunders; 2008:211-329.
70. Harms J, Melcher RP. Posterior C1-C2 fusion with polyaxial screw and rod xation. Spine. 2001;26:2467-2471.
71. Wright NM. Posterior C2 xation using bilateral, crossing C2 laminar screws. J Spinal Disord Tech. 2004;17:158-162.
72. Grob D, An HS. Posterior occipital and C1/C2 instrumentation. In: An HS, Cotler JS, eds. Spinal Instrumentation. 2nd ed. Philadelphia: Lippincott Williams & Wilkins; 1999:191-201.
73. Roy-Camille RR, Sailant G, Mazel C. Internal xation of the unstable cervical spine by posterior osteosynthesis with plate and screws. In: Cervical Spine Research Society, ed. e Cervical Spine. 2nd ed. Philadelphia: JB Lippincott; 1989:390-404.
74. An HS, Wise JJ, Xu R. Anatomy of the cervicothoracic junction: a study of cadaveric dissection, cryomicrotomy, and magnetic resonance imaging. J Spinal Disord. 1999;12(6):519-525.
Anatomy of the Anterior
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e cervicothoracic spine corresponds to the region just superior to the mediastinum and extends into the sternum and T4–T5 intervertebral disc space. In this region, knowledge of the vascular and neural anatomy is of utmost importance. e le brachiocephalic vein is found posterior to the upper sternum and lies directly posterior to the thymus gland. e right and le brachiocephalic veins merge behind the right rst intercostal space to form the superior vena cava. e superior vena cava drains into the right atrium behind the third costal cartilage.
e recurrent laryngeal nerve is a branch of the vagus nerve that supplies the intrinsic muscles of the larynx with the exception of the cricothyroid muscles. Injury to this nerve can result in dysphonia and dysphagia. e le recurrent laryngeal nerve can be found emerging from the vagus nerve anterior to the arch of the aorta between T1 and T3. e phrenic nerve can also be found in this region, anterior to the arch of the aorta (Fig. 19.1). From there, its course is noted to predictably travel in the tracheoesophageal groove. e right recurrent laryngeal nerve, on the other hand, branches o the vagus
nerve in the upper cervical region and loops around the right subclavian artery. It can also course anteriorly behind the thyroid before entering the tracheoesophageal groove.
Given the important function of the recurrent laryngeal nerve, there has been much debate as to whether a le- or
right-sided approach is safer, minimizing risk to the nerve. In their classic work, Tew and Mayeld report the asymmetric course between the right and le recurrent laryngeal nerves.1 According to their work, the le recurrent laryngeal nerve takes a longer, more predictable, protected course around the arch of the aorta. Because of this, they believed that a le-sided approach minimized the risk of injury to the recurrent laryn­geal nerve. Other work has reported no statistical dierence
between nerve injury rates and side of approach.2 Overall, for anterior surgery, the reported incidence of dysphonia ranges from 2% to 30%, and the incidence of dysphagia ranges from 28% to 57%.
Another important neural structure in the anterior cervi­cothoracic spine is the phrenic nerve. e phrenic nerve innervates the diaphragm. It courses anterior to the pulmonary hilum before reaching the diaphragm.
Last, mention should be made of the thoracic duct, which is the largest lymphatic vessel in the body. It typically starts at
3
Cervicothoracic Spine
Kenneth A. Hood
Shyam Shridharani
the level of the twelh thoracic vertebra and enters the thorax through the aortic opening of the diaphragm between the aorta and azygos vein. In the mediastinum, it is located on the le side behind the arch of the aorta and ascends between the le subclavian artery and the esophagus, and drains at the angle of junction of the le subclavian vein and le internal jugular vein.

Surgical Approaches to the Anterior Thoracic Spine

Low Anterior Cervical and High Transsternal Approach
e cervicothoracic junction is a biomechanical transition zone between the lordotic cervical spine and the kyphotic thoracic spine. is approach allows for exposure of the lower cervical spine and upper thoracic spine, from C7 to T4. A successful approach to this region requires navigation through numerous important neurovascular structures. Indi­cations for this approach include infectious, traumatic, and neoplastic processes that require decompression and fusion or corpectomy.
e patient is positioned supine on a radiolucent table. A towel roll or bump is placed between the scapulae, allowing for gentle neck and shoulder extension. e arms are padded and tucked at the sides. e shoulders are gently taped down­ward and the neck is turned slightly away from the approach side, allowing for improved access and uoroscopic visualiza­tion. e shoulders should not be overaggressively taped, as this can cause a traction injury to the brachial plexus. e table can be positioned in slight Trendelenberg to minimize venous engorgement and pooling.
As previously mentioned, there is controversy as to which side the approach should be performed. Classically, a le­sided approach is performed as the recurrent laryngeal nerve is thought to follow a more predictable course in the tracheo­esophageal groove, minimizing risk of injury.
Aer standard sterile preparation and drape, a skin incision is made from the anterior border of the sternocleidomastoid to the sternal notch (Fig. 19.2A). For cases requiring full exposure, from C7 to T4, the vertical limb of the incision can
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340 SURGICAL ANATOMY AND APPROACHES
B
Trachea
First rib
Esophagus
Left vagus
Vagus nerve on
Brachiocephalic
A
Right phrenic
nerve
Right jugular
vein
Vagus nerve
Trachea
artery
Superior
vena cava
FIG. 19.1 (A) Anteroposterior view of cervicothoracic junction. (B) Lateral view of cervicothoracic junction.
External jugular vein
Phrenic nerve behind left jugular vein
Left recurrent laryngeal nerve
Left subclavian artery and vein
aortic arch
Phrenic
nerve
nerve
Aortic
arch
Sternal
angle
C7
T1
T2
T3
T4
T5
Left subclavian artery
Thoracic duct
A
Strap muscle
C
FIG. 19.2 (A) Inverted L-shaped incision for cervicothoracic junction. Midsternal extension of incision can be
extended further vertically for more exposure distally. (B) Insertion of sternocleidomastoid muscle into clavicular head. (C) Sternocleidomastoid muscle retracted laterally revealing underlying strap muscle. Carotid sheath and jugular vein should be mobilized laterally as well.
be carried inferiorly over the middle of the manubrium to the level of the third costal cartilage. Subcutaneous dissection is performed down to the platysma. Once the platysma is well
dened, it is carefully split in a longitudinal fashion. One should avoid injuring the underlying jugular veins, but they can be sacriced if they hinder the approach.
Head of clavicle
B
Carotid a.
Jugular v.
Next, the sternocleidomastoid and strap muscles are identi­ed at their insertion onto the clavicle (Figs. 19.2B–C). e clavicular and manubrial heads of the sternocleidomastoid are elevated proximal and lateral in a subperiosteal manner. e strap muscles are similarly elevated medially. Subperiosteal exposure should be undertaken until the ipsilateral half of the
Chapter 19 Anatomy of the Anterior Cervicothoracic Spine 341
manubrium and junction of the medial and middle third of the clavicle are exposed.
e clavicle is cut at the junction of the medial and middle third with an osteotome or oscillating saw. Care should be taken to ensure that the underlying neurovascular struc­tures are protected during this process. Once free laterally, the clavicle is gently lied up and disarticulated from the manubrium.
For greater distal exposure, a sternal splitting approach can be performed. is involves splitting the manubrium down the midline to the level of exposure required. Retrosternal adipose tissue and the thymus are retracted and protected. e sternum is then exposed subperiosteally. e manubrium is subsequently split with an oscillating or Gigli saw. e inferior thyroid vessels can be ligated if necessary and the le innominate vein is retracted caudally or ligated (if neces­sary). Care should be taken not to injure the thoracic duct, which is located le of the esophagus starting at T4 as it ascends to its junction with the le internal jugular vein and subclavian vein.
e remainder of the dissection is similar to the Smith­Robinson approach. e interval between the trachea and esophagus medially and the carotid sheath laterally is identi­ed and developed. When placing retractors it should be ensured that they are safely placed to avoid injury to the recurrent laryngeal nerve, which lies in the tracheoesophageal groove. e right brachiocephalic artery can be taken to the right along with the trachea and esophagus. e le brachio­cephalic and subclavian veins are retracted inferiorly and to the le. e longus colli muscles on either side of the spine are identied and the prevertebral fascia is spread with a Kittner, exposing the anterior thoracic spine.
Transpleural Transthoracic Third Rib Resection
An alternative approach to the low anterior cervical high transsternal approach is the transpleural transthoracic third rib resection. is approach allows excellent exposure of the anterolateral thoracic spine from T1 to T4. e indications for this approach are similar. e drawbacks to this approach include the need for mobilization of the scapula and violating of the chest wall musculature and pleural space.
For this approach, a double-lumen endotracheal tube should be placed by anesthesia to allow for isolated lung dea­tion on the approach side. e patient is positioned in the lateral decubitus position with the approach side up. e knees and elbows are gently exed and the arms are abducted. An axillary roll is placed and all bony prominences are padded. e patient can be secured to the table via bolsters or a beanbag. e approach-side arm can be supported by stacked pillows/towels or an arm holder. e area of prep and drape is demarcated from the shoulder to above the iliac crest (cephalad-caudad) and from the midline of the spine posteri­orly to the umbilicus anteriorly (posterior-anterior).
e incision is carried from the paraspinous area at approximately T1 distally along the medial border of the scapula to the seventh rib (Fig. 19.3). It is then carried later­ally and anteriorly toward the costal cartilage of the third
FIG. 19.3 Patient is positioned in lateral position on a Jackson spinal table
with incision marked for a high transthoracic approach. (From Le HN, Kim DH. Anterolateral transthoracic approaches to the cervicothoracic junction [transaxillary approach, transpleural transthoracic third rib resection approach]. In: Kim DH, ed. Surgical Anatomy and Techniques to the Spine. Philadelphia: Elsevier; 2006.)
rib. e trapezius and latissimus dorsi are divided, and the scapula is retracted cephalad and medially (Fig. 19.4). e third rib is identied. It should be kept in mind that the second rib is typically the easiest rib to palpate, as it is elevated rela­tive to the surrounding ribs. e rst rib sits medial to the second rib.
4
e approach-side lung is now selectively deated. e third rib is skeletonized in a subperiosteal manner (Fig. 19.5). Anteriorly, this can be performed with Bovie electrocautery and curettes. A Doyen is a great tool for performing posterior subperiosteal dissection around the rib while protecting the underlying neurovascular bundle (Fig. 19.6). e third rib is cut as far anteriorly and posteriorly as possible and can be used for bone gra (Fig. 19.7). e third rib bed—consisting of the periosteum, endothoracic fascia, and parietal pleura—is transected, allowing entrance into the thoracic cavity (Fig.
19.8). A chest spreader can be placed along with a second
retractor at a right angle to allow for maximum visualization. e lung is retracted and protected with a malleable retractor and moist lap sponge (Fig. 19.9).
e aorta, spine, parietal pleura, veins, and sympathetic plexus are identied. Next, the parietal pleura is gently incised in a longitudinal fashion over the indicated disc space. is area is relatively avascular as compared to directly over the vertebral body. e vertebral body is then exposed and the intercostal arteries and veins are ligated and cut. Exposure can be extended as necessary (Fig. 19.10).
Closure for this approach is as follows. e parietal pleura is repaired, if feasible. Lung reexpansion is then performed. e ribs are reapproximated with heavy nonabsorbable suture or wire in gure-of-eight fashion utilizing a rib reapproxima­tor. Care should be taken not to injure the neurovascular bundle of the caudad rib being reapproximated when using the rib reapproximator. e lung should also be protected during this process. Last, a chest tube is placed through a separate incision at the level of the ninth intercostal space and set to water seal.
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FIG. 19.4 Muscular exposure. (A) Note the relationship of the periscapular muscular anatomy. (B) Retracting or
detaching the latissimus muscle will reveal the underlying upper thoracic ribs and the attachments of the serratus anterior muscles. (From Le HN, Kim DH. Anterolateral transthoracic approaches to the cervicothoracic junction [transaxillary approach, transpleural transthoracic third rib resection approach]. In: Kim DH, ed. Surgical Anatomy and Techniques to the Spine. Philadelphia: Elsevier; 2006.)
FIG. 19.5 Rib dissection can be exposed with use of cautery and
subperiosteal dissection. (From Le HN, Kim DH. Anterolateral transthoracic approaches to the cervicothoracic junction [transaxillary approach, transpleural transthoracic third rib resection approach]. In: Kim DH, ed. Surgical Anatomy and Techniques to the Spine. Philadelphia: Elsevier; 2006.)
FIG. 19.6 A posterior subperiosteal dissection of the third rib is performed
using a doyen. (From Le HN, Kim DH. Anterolateral transthoracic approaches to the cervicothoracic junction [transaxillary approach, transpleural transthoracic third rib resection approach]. In: Kim DH, ed. Surgical Anatomy and Techniques to the Spine. Philadelphia: Elsevier; 2006.)
FIG. 19.7 Third rib is resected using a rib cutter as far anteriorly and
posteriorly as possible. (From Le HN, Kim DH. Anterolateral transthoracic approaches to the cervicothoracic junction [transaxillary approach, transpleural transthoracic third rib resection approach]. In: Kim DH, ed. Surgical Anatomy and Techniques to the Spine. Philadelphia: Elsevier; 2006.)
FIG. 19.8 Third rib bed consisting of periosteum, endothoracic fascia, and
parietal pleura is identied and transected to enter the thoracic cavity. (From Le HN, Kim DH. Anterolateral transthoracic approaches to the cervicothoracic junction [transaxillary approach, transpleural transthoracic third rib resection approach]. In: Kim DH, ed. Surgical Anatomy and Techniques to the Spine. Philadelphia: Elsevier; 2006.)