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Chapter 8 Basic Concepts in Genetics and Intervertebral Disc Degeneration and Scoliosis 143
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54. Whittock NV, Sparrow DB, Wouters MA, et al. Mutated
MESP2 causes spondylocostal dysostosis in humans. Am J Hum
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55. Sparrow DB, Chapman G, Wouters MA, et al. Mutation of the
LUNATIC FRINGE gene in humans causes spondylocostal
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2006;78(1):28-37.
56. Sparrow DB, Sillence D, Wouters MA, et al. Two novel
missense mutations in HAIRY-AND-ENHANCER-OF-SPLIT-7
in a family with spondylocostal dysostosis. Eur J Hum Genet.
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57. Bulman MP, Kusumi K, Frayling TM, et al. Mutations in
the human delta homologue, DLL3, cause axial skeletal
defects in spondylocostal dysostosis. Nat Genet. 2000;24(4):
438-441.
58. Li L, Krantz ID, Deng Y, et al. Alagille syndrome is caused
by mutations in human Jagged1, which encodes a ligand for
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59. Oda T, Elkahloun AG, Pike BL, et al. Mutations in the human
Jagged1 gene are responsible for Alagille syndrome. Nat Genet.
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60. Giampietro PF. Genetic aspects of congenital and idiopathic
scoliosis. Scientica (Cairo). 2012;2012:152365.
61. Erol B, Tracy MR, Dormans JP, et al. Congenital scoliosis
and vertebral malformations: characterization of segmental
defects for genetic analysis. J Pediatr Orthop. 2004;24(6):
674-682.
62. Fei Q, Wu Z, Wang H, et al. e association analysis of TBX6
polymorphism with susceptibility to congenital scoliosis in a
Chinese Han population. Spine. 2010;35(9):983-988.
63. Giampietro PF, Raggio CL, Reynolds C, et al. DLL3 as a
candidate gene for vertebral malformations. Am J Med Genet
A. 2006;140(22):2447-2453.
64. Giampietro PF, Raggio CL, Reynolds CE, et al. An analysis
of PAX1 in the development of vertebral malformations. Clin
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65. Maisenbacher MK, Han JS, O’Brien ML, et al. Molecular
analysis of congenital scoliosis: a candidate gene approach.
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67. Andersen MO, omsen K, Kyvik KO. Adolescent idiopathic
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68. Ogilvie JW, Braun J, Argyle V, et al. e search for idiopathic
scoliosis genes. Spine. 2006;31(6):679-681.
69. Axenovich TI, Zaidman AM, Zorkoltseva IV, et al. Segregation
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70. Cheung KM, Wang T, Qiu GX, et al. Recent advances in
the aetiology of adolescent idiopathic scoliosis. Int Orthop.
2008;32(6):729-734.
71. Miller NH. Genetics of familial idiopathic scoliosis. Clin
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72. Wise CA, Barnes R, Gillum J, et al. Localization of
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73. Chan V, Fong GC, Luk KD, et al. A genetic locus for adolescent
idiopathic scoliosis linked to chromosome 19p13.3. Am J Hum
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74. Alden KJ, Marosy B, Nzegwu N, et al. Idiopathic scoliosis:
identication of candidate regions on chromosome 19p13.
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75. Justice CM, Miller NH, Marosy B, et al. Familial idiopathic
scoliosis: evidence of an X-linked susceptibility locus. Spine.
2003;28(6):589-594.
76. Miller NH, Marosy B, Justice CM, et al. Linkage analysis of
genetic loci for kyphoscoliosis on chromosomes 5p13, 13q13.3,
and 13q32. Am J Med Genet A. 2006;140(10):1059-1068.
77. Salehi LB, Mangino M, De Serio S, et al. Assignment of a locus
for autosomal dominant idiopathic scoliosis (IS) to human
chromosome 17p11. Hum Genet. 2002;111(4-5):401-404.
78. Ocaka L, Zhao C, Reed JA, et al. Assignment of two loci
for autosomal dominant adolescent idiopathic scoliosis to
chromosomes 9q31.2-q34.2 and 17q25.3-qtel. J Med Genet.
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79. Sanlaville D, Etchevers HC, Gonzales M, et al. Phenotypic
spectrum of CHARGE syndrome in fetuses with CHD7
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81. Montanaro L, Parisini P, Greggi T, et al. Evidence of a linkage
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polymorphisms and adolescent idiopathic scoliosis. Spine.
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association between adolescent idiopathic scoliosis and
previously reported single nucleotide polymorphisms in
MATN1, MTNR1B, TPH1, and IGF1 in a Japanese population.
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Am. 2011;42(4):447-464, vii.
Twin Studies: Elucidating Genetic and
SECTION
9
CHAPTER
For the latter half of the 20th century, problems with back pain
and degenerative conditions were thought to be primarily a
result of excessive loading and the cumulative eects of
physical demands on the back. us, injury and “wear-andtear” models were commonly used to explain degenerative
conditions and back pain.1 Accordingly, prevention focused
on ergonomic interventions, education in proper liing and
other strategies aimed at decreasing daily loading of the spine,
particularly through workplace safety and health initiatives.2
However, over the past few decades, a dramatic shi has
occurred away from this view such that degenerative conditions, such as disc degeneration and lumbar spinal stenosis,
are now thought to be substantially driven by genetic factors.
While environmental factors are also important, exposure to
heavy materials handling and other physical demands that
were once believed to be the primary risk factors appear to
have relatively modest eects overall. Twin studies have been
major contributors to this shi in how common degenerative
spinal conditions are viewed.
is chapter briey reviews some of the highlights of what
has been learned about common degenerative conditions
through twin studies. Many examples come from the Twin
Spine Study, a research program spanning more than 2 decades
utilizing the Finnish Twin Cohort,3 and projects utilizing the
TwinsUK registry,5 which have been long-standing contributors in the area. Chapter 8 focuses specically on genotypes
suspected of inuencing risk of various common spinal disorders and the biologic mechanisms through which they may
act. is chapter concentrates on the contribution of twin
studies to elucidating overall genetic versus environmental
inuences.
Twin Studies
Many traits, conditions, and diseases run in families; therefore,
family history is oen assessed in the work-up of a patient.
However, families share not only genes but also many aspects
of the environment (here dened very broadly as all nonge-
netic inuences, be they physical, chemical or microbiologic
agents, lifestyle factors, or psychosocial inuences). ese
3,4
Environmental Inuences
Michele C. Battié
Jaakko Kaprio
nongenetic environmental inuences are more important
during the time that family members share a common household, that is, during childhood and adolescence, but these
inuences can be maintained either socially or even through
epigenetic mechanisms. If we study nuclear families (parents
and children), we can observe familial aggregation but cannot
be condent in ascribing where it arises from—is it common
genes, shared exposures and experiences, or both? Naturally,
there may be opportunities to conduct experiments (in animal
models) or even interventions/eld trials in humans to resolve
this, but for many putative causes of disease, such experimentation is not possible logistically or ethically.
One approach to provide more insight into the relative role
of genetics versus environment is the study of twins. Two types
of twinning exist. First, monozygotic (MZ; early division of
the zygote into two individuals) twins share the same genomic
sequence and hence are genetically identical, thus oen called
identical twins. However, external inuences act in them in
utero and postnatally; thus, they can be and are to some degree
phenotypically dierent from one another. Dizygotic (DZ)
twinning arises from the release and fertilization of two eggs.
DZ twins are genetically full siblings and oen called noniden-
tical, or fraternal, twins. Both twinning types result in a twin
pregnancy with birth of the two individuals at the same time.
For more than 100 years, the realization of two types of
twins has led to comparison of the similarity of MZ versus DZ
twins to provide information about the contribution of genetic
factors. If MZ and DZ twin pairs are overall more similar than
two individuals chosen at random from the same population,
this result, like those from other types of family studies, is
evidence for familial aggregation and familial inuences on
the trait being studied. If there is no dierence in the average
similarity of MZ versus DZ cotwins, this speaks to primarily
nongenetic family inuences giving rise to familial resem-
blance and suggests the absence of genetic inuences. If there
are genetic inuences, then MZ twins would be expected to
resemble each other for the trait in question more than DZ
twins, as MZ twins share the same genomic sequence and DZ
twins share only 50% of their segregating genes, on average.
For a trait that is due to multiple genes, each of quite small
eect, the similarity of MZ twins is expected to be twice that
I
145
146 BASIC SCIENCE
of DZ twins. If assessed as correlations, the expected genetic
correlation of MZ pairs is unity (1) and that of DZ twins is
0.5. is has been found to be the case for multiple traits, a
prime example of this being height. Such eects are additive
across all contributing loci and each risk allele contributes
equally in both heterozygotes (i.e., carrying one risk allele)
and homozygotes (carrying two risk alleles having twice the
eect size compared to heterozygotes). is source of varia-
tion in the phenotype is known as additive genetic variance
(A). Extensive reviews of twin study designs and modeling
approaches are available elsewhere.
6,7
Genetic eects may also be due to dominance, that is, the
sum of all nonlinear eects of alleles at a locus, in which the
heterozygote phenotype value deviates from the midvalue
predicted from the two homozygotes. e genetic correlation
reecting dominance eects is unity in MZ but only 0.25 in
DZ pairs; this gives rise to genetic variance due to dominance
(D). Finally, there may be gene-gene interactions or epistasis
aecting phenotypes.
Nongenetic variance in a trait is divided into that shared
by the twin siblings, that is, those experiences and exposures
that make them similar, termed environmental eects in
common (C) and those that are not shared; that is, unique to
each twin (E). ese are distinguished by whether the eects
of the experiences and exposures are shared and have equal
eects on both twins, not by the actual environmental factor.
us, if both twins exercise extensively and that has eects on
back pain, for example, that will create common (C) eects on
back pain, but if only one twin does so, this will result in a
contribution to unique environmental eects (E).
Based on these expectations, it is possible to model data
from MZ and DZ twin pairs, to derive estimates of the relative
contribution of genetics, and thus estimate the heritability of
a trait. e latter is dened as the proportion of total variance
for a trait accounted for by genetic factors, typically additive
(A), but sometimes the overall genetic variance A+D. Of note
is that A eects are transmitted from one generation to the
next, but D eects are not. e current statistical approaches
to modeling permit evaluation of which models best account
for the observed variance in a trait, providing the best statistical t. us, we can evaluate which of several models ts the
data when a single trait is looked at. e simplest model is
unique environment only (E), thus rejecting all evidence for
familial eects. As measurement error and random eects are
part of E, E is included in all more complex models. An AE
model would specify that the pattern of twin similarity in MZ
and DZ models ts a polygenic additive model, with no shared
environmental eects (C) and no genetic eects due to dominance (D). Alternative models CE, ACE, and ADE can also be
specied and tested. By comparing the t of two models, such
as ACE and AE, one can decide whether shared environment
(C) eects are statistically compelling. e broad sense heritability or overall genetic inuences from both A and D will
be primarily reported from the so-called “classic twin studies”
included in this chapter.
e statistical models and soware to run such models
have developed greatly in the past 30 years. At present, many
types of multivariate and longitudinal models based on twin
data are possible. Multivariate models permit answering questions about the degree of shared genetic or environmental
eects across related traits. Such an example is our analysis
of the genetic correlation of back pain and MRI-assessed disc
degeneration.8 Likewise, the longitudinal stability and change
of genetic eects can be assessed. In other words, are the same
genetic eects present in disc degeneration when assessed 10
years later, as the participants have aged? While genes do
not change in structure over time, their expression and activity do, resulting in possible novel genetic eects as people
develop and age. Finally, these models permit assessment
of gene-environment interactions, asking whether a known
exposure modies the impact of genetic variation. An example
is the well-replicated nding that physical activity buers
the impact of genes on obesity; among sedentary persons,
genes account for a much larger fraction of variance in body
mass index (BMI) than among physically active persons. is
observation from twin studies9 has now been extensively corroborated using measured genotypes associated with BMI.9a
ese designs have not yet been extensively used in back
pain studies.
All of the aforementioned models target primarily the
estimation of familial aggregation and the contribution of
genetic and shared environmental eects. ere is a massive
twin literature on this topic summarized in a recent review
article.10 Nearly all studied traits have some degree of genetic
inuence.
When studying the association of a putative risk factor or
exposure on an outcome, such as back pain, the association
may be causal, that is, implying that reducing the risk factor
would lead to a reduction in back pain. Alternatively, it can be
due to confounding. Measurement of known confounders and
adjustment for them in statistical models has been the standard approach in observational epidemiology, be they cohort
or case-control studies. However, not all confounders are
known or measureable. Genetic factors underlying back pain,
as shown by the studies in this chapter, may be shared with
genetic eects on the risk factor. us, the association of
smoking with disc degeneration may be causal (and there are
plausible biologic explanations for that) or it may be accounted
for by confounders, known and unknown. As smoking itself
is, in part, heritable and genes for various aspects of smoking
behavior have been identied,11 there is potential for con-
founding due to shared genes.
Study designs that adjust for genetic variation made possible by the study of twins are exposure-discordant and
matched case-control designs to study nongenetic eects. As
MZ twins share the same genomic sequence, all dierences
between the twins arise from nongenetic causes. If we can
identify twin pairs in which one smokes and the other does
not (exposure discordant), then a test of the causal hypothesis
of the association between smoking and back pain would be
to study back pain in a suciently large number of such pairs
discordant for smoking. If the MZ cotwins who are smokers
have signicantly more back pain than their cotwins who do
not smoke, strong evidence would be provided to support a
causal hypothesis. e design controls for genetic background
and for sex and age eects as well as the exposures that both
Chapter 9 Twin Studies: Elucidating Genetic and Environmental Inuences 147
twins have shared (such as numerous childhood and adolescent exposures from their common childhood home). Matched
case-control designs have also been used for the study of
environmental inuences on back pain, selecting pairs in
which one cotwin has back pain and the other is “pain free.”
Critical Importance of Phenotype
It is the observable trait (e.g., lumbar spinal stenosis, disc
narrowing, and chronic low back pain), referred to as the
phenotype, that we are trying to better understand through
whatever genetic or other research is being conducted. us,
a clear, well-conceptualized case denition is critical, yet oen
neglected. Inadequate phenotype denitions or descriptions
can lead to an incorrect interpretation of results and inability
to replicate ndings. is problem became very apparent
when a simple literature search was performed to identify gene
association studies of “disc disease.”29 Denitions of pheno-
types under the rubric of “lumbar disc disease” varied greatly,
ranging from “discogenic sciatica” with severe, unilateral pain
radiating from the back to below the knee to a loss of disc
signal observed on magnetic resonance imaging (MRI)
regardless of back pain history. Phenotypes of “degenerative
disc disease” also lacked consistency in the underlying concept,
varying from observations of disc signal loss, narrowing or
bulging irrespective of history of back symptoms, to a diagnosis of degenerative disc disease for chronic low back pain for
which spine surgery was planned.29 Such widely varying, disparate phenotype denitions reveal underdeveloped clinical
concepts (e.g., degenerative disc disease) that are the root of
much miscommunication and misunderstanding. is
problem is receiving long overdue attention; there are several
international groups currently working toward consensus of
broad underlying concepts and associated phenotype deni-
tions of prevalent spinal conditions to create a common language to move the eld forward. Furthermore, agreement on
phenotype denitions would greatly facilitate the search for
associated gene variants, as very large subject samples are
needed, typically requiring meta-analyses across studies to
condently identify associated genes.
Phenotype measurement accuracy and precision are also
important in all studies, including twin studies, as inaccurate
measurements dilute or mask true associations. A couple of
examples of this come from twin studies. For example, with
respect to smoking, when nicotine intake was of interest and
the associated phenotype was dened as the reported number
of cigarettes smoked per day, the most strongly associated
single nucleotide polymorphism within a cluster of three nicotinic acetylcholine receptor genes accounted for only 1% of the
variance in nicotine intake. However, the variance explained
by the single nucleotide polymorphism increased nearly
vefold when the phenotype was dened using cotinine, a
more accurate biomarker of nicotine intake.12 Some discrepant
ndings related to the heritability of disc degeneration, as
indicated by disc signal loss on MRI, may have their roots in
a similar problem. When dened by a four-point qualitative
score, disc signal loss was not found to be heritable in a classic
twin study of English and Australian women.13 However,
when using a more precise quantitative, continuous MRI
measure of disc signal, disc desiccation was found to be substantially heritable (30%–54%) in a classic twin study of
Finnish men.
14
Genetic Versus Environmental Inuences
on Lumbar Degenerative and
Pathoanatomic Findings
Disc Degeneration
High suspicions of substantial genetic inuences are oen
raised when traits are observed to be much more similar
within family members than would be expected by chance.
Such was the case for disc degeneration. While there had been
a number of previous case reports documenting high degrees
of similarity in disc degeneration within family members,
it was two studies of independent samples of Finnish male
monozygotic twins in 1995, one with 20 pairs and the other
116 pairs, which provided strong evidence of familial aggregation suggesting that disc degeneration may be much more
genetically determined than previously thought (Fig. 9.1).15
Not only were the lumbar spines of the cotwins morphologically similar, as might have been expected, they were also
similar in terms of the degree, type, and location of qualitatively assessed degenerative ndings (e.g., disc signal loss,
narrowing, and bulging) on MRI. e suspicion that the similarities observed may have been largely due to genetic inu-
ences rather than shared environmental inuences was
heightened as exposures to the main suspected environmental
risk factors explained very little of the variance in disc degeneration or the high degree of cotwin similarities.
Later, heritability, or the proportion of population variance in a trait or disease accounted for by interindividual
genetic variation, was estimated for various disc degeneration
phenotypes using a classic twin study design and genetic
inuences were conrmed to be high. In a classic twin study
involving primarily English and Australian women (326 twin
pairs) reported in 1999, Sambrook et al. found that approximately 75% of the variance in disc degeneration—dened as
a summary score of disc signal loss, bulging, disc narrowing,
and osteophyte formation—was explained by genetic inu-
ences.13 A later study of a sample of 300 pairs of monozygotic
and dizygotic adult male Finnish twins investigated genetic
inuences on disc signal, bulging, and narrowing and found
less dramatic but substantial heritability estimates of 29% to
54% depending on the particular phenotype.
Findings from the latter study also included multivariate
analyses to examine shared genetic inuences between traits.
e ndings suggested that disc signal, bulging, and narrowing have primarily shared genetic inuences, with lumbar disc
bulging and narrowing nearly fully sharing their genetic
inuences (genetic correlations >0.90). However, degenerative
ndings at upper and lower lumbar levels have important
independent genetic eects. us, it may be wise to consider
lumbar level when dening phenotypes for gene mapping of
14
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FIG. 9.1 A high degree of similarities in disc degeneration and endplate defects or irregularities was noted
between twin siblings, often despite high discordance in lifetime occupational loading histories. (From Battié
MC, Videman T, Kaprio J, et al. The Twin Spine Study: contributions to a changing view of disc degeneration.
Spine J. 2009;9(1):47–59.)
Chapter 9 Twin Studies: Elucidating Genetic and Environmental Inuences 149
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AB
FIG. 9.2 (A) Top, Images from a pair of 51-year-old male monozygotic twins from the Twin Spine Study;
bottom, images of the same pair 15 years later. (B) Top, Images from a pair of 36-year-old male monozygotic
twins; bottom, images of the same pair 15 years later.
disc degeneration and related pathology or, at least, to consider
upper and lower lumbar levels separately.
14
Not surprisingly, as disc degeneration is substantially
genetically determined when studied in cross-sectional
studies, the rate or progression of degenerative ndings (disc
signal loss, bulging) assessed longitudinally has also demonstrated familial aggregation and genetic inuences (Fig.
16–18
9.2).
Yet, it is interesting that familial aggregation explained
56% of the variance in progression of disc narrowing in 75 MZ
male twin pairs,16 whereas no heritability was found for the
progression of disc narrowing in a classic twin study of 234
pairs of primarily female MZ and DZ twins.18 e contrasting
ndings are curious, as it seems unlikely that the high degree
of familial aggregation for disc narrowing found in the male
MZ twins would be entirely explained by shared environmental inuences. While heritability of progression is notable, the
identication of stark variations in the development of degenerative and pathoanatomic ndings between MZ cotwins may
oer unique opportunities for exploration of possible environ-
mental and behavioral inuences.
When considering overall genetic inuences, it should be
kept in mind that heritability of a trait in a population is not
necessarily static. For example, if important inuential environmental and behavioral exposures change over time and
explain more or less of the population variance in a trait, all
else being equal, there will be inverse variations in the heritability of the trait. In addition, heritability of a trait may vary
by gender and age. For example, ndings from the previously
mentioned twin study of disc degeneration progression in
women suggested that genetic inuences on progression of
disc bulging were only clear under the age of 50 years.18 While
heritability is an important concept related to the overall
magnitude of genetic versus environmental inuences on a
trait at the population level, it must be recognized that there
is a highly complex interplay between genetic and environmental factors, as seen in epigenetics and gene expression, for
example.
Beyond heritability estimates, classic twin studies with
multivariate analyses have allowed the examination of shared
genetic inuences between phenotypes to test hypotheses
regarding shared etiologies or possible pathways of genetic
inuences on clinical phenotypes. For example, a couple of
studies have investigated disc degeneration as one pathway
through which genes may inuence back pain reporting.
Both studies identied shared genetic inuences between disc
degeneration and back pain phenotypes. In one study, signi-
cant genetic correlations were observed for disc degeneration
(narrowing) and hospitalization due to back problems, duration of worst back pain episode, and presence of disabling
back pain over the prior year, but only a minority of the
genetic variance of the pain phenotypes examined was
explained by genetic inuences in common with disc degen-
eration.20 Both studies found that while disc degeneration may
be one pathway through which genes inuence back pain
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150 BASIC SCIENCE
phenotypes, it would appear to account for only a small
portion of genetic inuences on back pain problems at the
population level.
e role of disc degeneration in lumbar range of motion
and lordosis has also been investigated in twin studies using
multivariate analyses. Findings from the Finnish Twin Spine
Study (300 male pairs) suggested that lumbar exion was pre-
dominantly inuenced by genetic factors (64%) and extension
to a lesser extent (39%).20 Following an earlier observation
of an association between lesser lumbar range of motion
and greater disc degeneration aer adjusting for age,21 correlations between the genetic components of the phenotypes
were examined. e genetic correlations of lumbar extension
and the disc degeneration phenotypes of disc bulging and
disc narrowing demonstrated shared genetic inuences (r =
–0.38 to –0.43, respectively).20 us, one pathway through
which genetic inuences appear to aect lumbar extension is
through degenerative changes of the spinal motion segment
as seen through disc bulging and narrowing, which explained
approximately one-h of the genetic inuences on lumbar
extension.
Lumbar lordosis has also been shown to be largely genetically determined in a classic twin study of women from the
TwinsUK registry, with a heritability estimate of 59% based on
123 twin pairs. While multivariate analyses were not conducted to look specically at shared genetic inuences between
lordosis and disc degeneration, more disc degeneration—as
indicated by a summary score of disc signal, bulging, narrowing, and anterior osteophytes—was found to be strongly
associated with less lordosis.
22
Modic Changes
Modic changes are signal variations at the endplate extending
into the vertebral body as seen on MRI,23 which have been
associated with disc degeneration and back pain.
changes are classied into three types. Type 1 is thought to
reect edema and is demonstrated by decreased signal on
T1-weighted MR images and increased signal on T2-weighted
images; type 2, fatty degeneration demonstrated by increased
signal on both T1- and T2-weighted images; and type 3,
endplate sclerosis with decreased signal on both T1- and
T2-weighted images.
A twin study of mostly women from the TwinsUK registry
suggests that Modic changes are primarily environmentally
determined, with overall genetic inuences on their presence
estimated at 30%. However, as only T2-weighted images were
available in the study, the presence of type 1 and type 2 Modic
changes could not be dierentiated.24 Given that Modic
changes are associated with disc degeneration, it could be
informative to investigate shared genetic and other inuences
to gain insights into the causal pathways and mechanisms of
these phenotypes.
e TwinsUK registry study also found that when both
Modic changes and a summary disc degeneration variable—
including disc signal, narrowing, and osteophytes—was considered in multivariable analysis, only disc degeneration
remained in the model explaining “having ever experienced
24,25
Modic
back pain disability lasting more than one day.”24 Yet our
preliminary analyses utilizing the Twin Spine Study cohort as
a population-based sample of Finnish men suggest that while
correlated, both disc degeneration and Modic changes have
modest independent contributions to explaining back pain
depending on the back pain phenotype. More research is
needed to understand the relationships of Modic changes, disc
degeneration, and back pain, with careful attention given to
the particular case denitions or phenotypes of each.
Schmorl’s Nodes and Endplate Defects
Endplate defects have attracted attention recently as another
possible condition or pathology underlying back pain. ere
appear to be several distinct endplate lesion or defect types,
which vary in their association with back pain.
26,27
From visual
inspection of the osseous endplates of a large cadaveric study,
defects were categorized by Wang et al. as Schmorl’s nodes,
fractures, erosions, and calcication.
26,27
Unfortunately, challenges in adequately visualizing the endplate on MRI and
other clinical imaging modalities create diculties in both
detecting and characterizing endplate defects, but this will
likely improve as imaging technologies continue to develop.
Presently, given prior and current limitations, endplate defects
visualized on MRI are oen lumped into the category of
Schmorl’s nodes.
In another study using the TwinsUK data from over 250
twin pairs, Schmorl’s nodes were found to be common in
middle-aged women and highly genetic, as indicated by a
heritability estimate of 70%.28 Furthermore, the endplate
defects labeled as Schmorl’s nodes were associated with disc
degeneration and back pain. However, in multivariable analyses, once disc degeneration was in the model, no independent
association of Schmorl’s nodes with the back pain phenotype
remained. us, the association of the endplate defects with
back pain appeared to be through their association with disc
degeneration. A clearer understanding of the interrelationship
of endplate defects, disc degeneration, and back pain may
require improved imaging and careful attention to the specic
denitions of the imaging and pain phenotypes.
Lumbar Spinal Stenosis
Lumbar spinal stenosis is an increasingly common clinical
syndrome responsible for chronic pain and disability in older
adults. It is considered to be primarily a degenerative condition, but through an investigation of 299 twin pairs in the
Finnish Twin Spine study, the pathoanatomic component was
found to be highly genetic.29 e heritability of lumbar spinal
stenosis was estimated at 67% when assessed from the clinical
perspective of an experienced spine surgeon using a standard
qualitative rating scheme for MRI. When dural sac crosssectional area was measured quantitatively across lumbar
levels at the narrowest point at each disc, the heritability
estimate was even higher (81%).
In the sample of Finnish male twins, spinal stenosis as
measured at the narrowest point of the spinal canal at the disc
level was explained from the best-tting model by additive
Chapter 9 Twin Studies: Elucidating Genetic and Environmental Inuences 151
and dominance genetic inuences as well as unique environmental eects, whereas the mean anteroposterior diameter of
the bony canal, as measured along the length of the vertebral
body, had a particularly strong dominance genetic component,
suggesting an inuence of one or more major genes or important gene–gene interactions. If this is truly the case and is not
due to chance uctuation, there may be implications for the
search for inuential genes with substantial eects. However,
even with a relatively large sample of 598 twins, the study was
underpowered to denitively distinguish additive and dominance genetic eects simultaneously.
Disc degeneration as measured through disc bulging and
stature as a measure of bone size and development were
investigated as possible pathways through which genes may be
inuencing spinal stenosis. Remarkably, additive genetic
inuences on dural sac cross-sectional area (measured at the
disc level) were fully shared with those of disc bulging, while
dominance genetic inuences were completely independent.
is suggests the presence of a set of gene variants with eects
that are additive to each other and usually small and another
set of gene variants with specic eects that tend to interact
with each other, creating larger eects. Consistent with earlier
research (other than on achrondroplasia) revealing low correlations of bony lumbar vertebral canal size and vertebral
body size or stature, skeletal size or development as depicted
through standing height had no genetic association with dural
sac cross-sectional area.
29
Another interesting nding from the Finnish twin study
was that the heritability across lumbar levels diered depending on the particular stenosis phenotype used. e genetic
contribution to the variance in qualitatively assessed lumbar
spinal stenosis diered signicantly by lumbar level, being less
at the lower than upper lumbar levels. Yet, heritability estimates were similarly high across all lumbar levels for dural sac
cross-sectional area measured quantitatively. is dierence
in heritability by spinal level between the surgeon’s qualitative
assessments and the quantitative measurements suggest that
the spine surgeon’s assessments may be taking other factors
into account in determining stenosis beyond dural sac crosssectional area, which are more aected by environmental
inuences in the lower than upper lumbar levels.
While a narrow canal, either central or foraminal, is an
essential aspect of the clinical diagnosis of spinal stenosis,
ndings on imaging are generally poorly correlated with
symptoms and disability. us, it cannot be assumed that the
heritability estimates for the pathoanatomic aspects of spinal
stenosis will generalize to the clinical syndrome. Furthermore,
there are likely to be mediators (e.g., neurovascular or inammatory factors) that cause symptoms to manifest in the presence of a narrow canal, which may have their own sets of
genetic and environmental inuences.
Genetic Versus Environmental Inuences on
Back Pain
Back pain phenotypes, while very important, present many
research challenges. Among them are the subjective nature of
reported back pain, measuring symptoms that are oen transient and of varying intensity when present, and inaccurate
recall. Furthermore, there are no universally accepted case
denitions for back pain that have been consistently used
across twin and other studies, making it dicult to compare
study results and conduct meta-analyses.
Despite the challenges, there have been approximately a
dozen twin studies of the heritability of back pain, dened in
a variety of ways, coming primarily from developed countries
of Northern Europe and Scandinavia.
19,20,30–37
Several years ago
Nielsen et al.38 conducted a review of twin studies of pain,
which investigated back and neck pain separately from other
pain conditions. While they found widely varying heritability
estimates ranging from 0% to 68%, when studies of children
and the elderly were excluded, estimates were less disparate in
the remaining studies of adults. e related meta-analysis of
back pain studies yielded an overall heritability estimate of
34% (95% condence interval, 30–39%). ere was also a
tendency noted for greater heritability for case denitions
involving more severe back pain problems.
20,34
In the aforementioned review, widespread pain and the
diagnosis of bromyalgia, which oen includes back pain, had
a somewhat higher heritability estimate of around 50% based
on available studies.38 Concordant with a higher genetic inuence on widespread pain compared to single-site musculoskeletal pain, a Swedish twin study found a higher heritability
estimate for concurrent back and neck pain (60%) than for
either when present alone (24–30%).35 However, there have
been conicting ndings. Heritability estimates for neck,
thoracic, and lumbar pain experienced separately or altogether
were similar (32–39%) in a large sample (>15,000) of Danish
twins, with lower estimates for various combinations of pain
aecting any two spinal regions.
32
Pain comorbidity is common in cases of back pain problems
and raises questions about shared genetic or environmental
inuences, which can be investigated through twin studies.
A few studies from the TwinsUK registry have investigated
shared genetic inuences between back pain and pain at
other musculoskeletal sites and chronic widespread pain.
37,39
Both studies, using dierent analytic approaches, supported
substantial shared genetic inuences between the pain phenotypes. e authors reported that 39% of the variance in
chronic widespread pain and 70% of the variance in low back
pain interfering with daily activities due to genetic inuences
was attributable to shared genetic eects and that roughly
40% and 67% of the residual variation was caused by shared
environmental inuences aecting both pain syndromes.39
Moderate to high genetic correlations for pain in dierent
spinal regions (neck, thoracic, and lumbar) have also been
found in a large Danish twin study (>15,000).32 e possibility
of largely shared inuential gene variants, as well as environmental factors, between back pain and musculoskeletal
pain at various body sites and chronic widespread pain has
important implications. Such ndings may point to systemic
pain mediators (e.g., inammatory and neurologic) or differences in pain processing, rather than purely local factors
(e.g., disc degeneration) driving pain, which could inform the
search for important causal factors and mechanisms that are
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needed to develop more eective preventive and therapeutic
interventions.
Specic Environmental and Behavioral
Inuences on Disc Degeneration and Back Pain
Exposure-Discordant Twin Studies of Disc Degeneration
When twin studies were rst used in the early 1990s to study
the etiology of common spinal conditions, the main suspected
risk factors for disc degeneration, pathology, and so-called
degenerative disc disease were heavy physical loading (typically
occupational), exposure to motorized vehicles and associated
whole-body vibration, and cigarette smoking. Eects of height,
weight, and genetics were unclear.40 However, there was much
conicting evidence and uncertainty related to whether or not
these factors did indeed aect the disc, as there were concerns
about inadequate control of potentially confounding factors in
the available epidemiologic literature. is motivated a series
of studies using exposure-discordant MZ twins selected from
the Finnish Twin Cohort to examine each of the suspected
factors.3 As discussed earlier in this chapter, well-designed,
exposure-discordant MZ twin studies provide an exceptionally high degree of control of confounding factors, particularly
since genetic inuences on disc degeneration are substantial.
e rst study of this type related to spinal conditions was
of the eects of long-term cigarette smoking on disc degeneration (disc signal, bulging, and narrowing).41 Findings from the
study of 20 MZ twin pairs with an average smoking discordance of 32 pack-years revealed greater disc degeneration in
smokers as compared to their nonsmoking cotwins. Also,
the dierence was present across spinal levels, supporting a
mechanism acting systemically. While degeneration was
clearly higher in smoking than nonsmoking cotwins (mean,
18%), smoking only explained 2% of the variance in disc
degeneration in the study sample. In addition to providing
evidence of smoking eects, the study demonstrated the eciency of the exposure-discordant twin study design in
investigating environmental and behavioral inuences on
spinal conditions of multifactorial etiology.
Subsequently, the same design has been used to study the
eects of driving and associated whole-body vibration,42 heavy
physical workload,3 excessive body weight,43 recalled trauma
or injury to the back,44 and various types of exercise on disc
degeneration in men.45 e studies of heavy physical loading
were remarkable in that despite extreme, long-term contrasts
between cotwins in disc degeneration (e.g., signal, bulging,
narrowing) were modest or equivocal. is was also the case
for cotwins who had maintained highly discordant body
weight43 or were discordant in recalled history of back trauma
or injury.44 In 12 twin pairs, in which cotwins had an average
contrast of 2300 versus 200 hours of weightliing exercise,
there was only slightly more degeneration seen in the mid- to
lower thoracic region in the weightliers as compared to their
MZ cotwins. A dierence was not observed in the lumbar
region.45 ese ndings suggest that routinely performed
heavy occupational and leisure physical activities have a relatively minor eect on disc degeneration. Finally, our study of
45 pairs of MZ twins grossly discordant for exposure to driving
and associated whole-body vibration revealed no tendency for
greater disc degeneration in the drivers, even when considering a range of phenotypes of lumbar degeneration.42 Collectively, the studies provided strong evidence raising doubts
about whether the main previously suspected environmental
risk factors were really important causative factors in disc
degeneration.
Cohort and Matched Case-Control Studies of Back Pain
ere have been several exposure-discordant twin studies of
various back pain phenotypes embedded in larger twin cohort
studies of back pain, such as an investigation of incident low
back pain in 1387 elderly Danes, including 86 pairs that were
discordant for occasional strenuous activity at baseline.46
e more active elderly twins had signicantly lower risk of
developing low back pain of both shorter and longer duration
over the following 2 years. We will likely see many more twin
studies of back pain using similar combined study designs,
as in just the past year combined cohort and case-control
designs have been reported investigating the eects of educational attainment,47 obesity and body fat distribution,48 and
depression.
49
Summary
Twin studies have been major contributors to the shi away
from the long-standing injury or wear-and-tear model of
degenerative spinal conditions, in which exposure to heavy
occupational and other physical loading factors were viewed
as the major determinants. Following consistent evidence
from so-called “classic” twin studies, it is now recognized that
spinal function, degenerative conditions, pathology, and pain
have important genetic inuences. As a result, twin studies
have been transformative in changing the research agenda for
common spinal disorders.
Furthermore, a combination of cohort, exposure-discordant,
and matched case-control twin studies are helping elucidate
the eects of suspected environmental factors and have
persuasively demonstrated that some factors once thought
to have major eects on spinal degeneration (e.g., routine,
heavy physical loading) have much more modest inuences.
Yet, environmental factors are clearly important, particularly
for back pain phenotypes, although the specic factors with
major eects remain elusive. Twin studies examining gene–
environment interactions, which have not yet been widely
utilized in degenerative and other spinal conditions, may shed
light on such factors and the complex interplay between genetic
and environmental factors that surely exists. Finally, much
more attention needs to be given to phenotype denition to
enhance the success of future twin and other studies of common
spinal disorders.