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S. A. Wong et al.
Advances in Head andNeck Cancer Treatment
Current adjuvant treatment for head and neck cancer includes radiation, chemo­therapy, and immunotherapy. Among the recent advances in this eld are the use of repurposed drugs to overcome drug resistance in common chemotherapies and the development of new immunomodulatory drugs, cancer vaccines, and biomaterial­based delivery systems in the immunotherapy eld.
Cisplatin is currently rst-line chemotherapy for advanced-stage HNSCC patients, either in combination with radiation for patients with good performance or alone for those with limited performance [21]. Unfortunately, cisplatin resistance has been shown to signicantly reduce patient survival. Although the mechanism of cisplatin resistance is complex and poorly understood, studies have indicated that DNA methylation may play a critical role. Cisplatin-sensitive and cisplatin-resistant patient tumors have distinct methylation proles, and gene methylation patterns can be used as a biomarker of cisplatin-resistance [22]. Decitabine is a hypomethylating drug that has been used in clinical trials to treat hematological and solid malignan­cies [23, 24]. In preclinical HNSCC models, it has been shown to restore cisplatin sensitivity, inhibit tumor growth, and reduce cancer-related pain.
Cetuximab is another common chemotherapy drug with reported drug resistance. It is a chimeric monoclonal antibody that binds and inhibits the epidermal growth factor receptor (EGFR), which has been repeatedly linked to the progression of HNSCC.EGFR is highly expressed in the head and neck and is known to promote cell growth, migration, and survival. Due to its inhibitory effects, cetuximab has been shown to improve patient survival when used in combination with intensive chemotherapy for recurrent or metastatic HNSCC [25]. However, cetuximab resis­tance is an increasing concern. Recent data from the ARTSCAN III trial shows that cetuximab in the setting of chemoradiation therapy for advanced locoregional HNSCC is inferior to cisplatin [26]. Numerous pathways have been linked to cetux­imab resistance, and this area warrants further research.
Advances inImmunotherapy
At present, there are two immunotherapy drugs, nivolumab and pembrolizumab, that have been approved for use in HNSCC.Both are immunomodulatory antibod­ies that specically bind and inhibit programmed cell death protein 1 (PD-1). This protein is naturally expressed on immune cells and plays an important role in pro­moting self-tolerance, suppressing T-cell activity, and preventing autoimmune dis­ease. However, in the context of cancer, stimulation of PD-1 by cancer cells can lead to tumor evasion of immune attack. By blocking the immune checkpoint protein, PD-1, nivolumab and pembrolizumab have been shown to increase survival rates and improve patient outcomes, especially when combined with radio- or chemo­therapy [27]. Unfortunately, these therapies are currently only used in the setting of
3 Novel Cancer Immunotherapies andMolecular Biomarkers inHead andNeck Cancer
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recurrent or metastatic cancer and have only been effective in 12–20% of HNSCC cases. This may be due, in part, to the immunosuppressive tumor-immune microen­vironment (TIME) associated with HNSCC [28]. To overcome this challenge, biomaterial- based cancer immunotherapy platforms have emerged as a way for investigators to improve conventional immunotherapeutic strategies. The ability of biomaterial platforms to provide spatiotemporal control over the delivery of multi­ple bioactive molecules and/or cells to direct cell behavior has generated further advances in immunotherapy [10] (Fig. 3.2). Development of immunocompetent preclinical models of HNSCC has played a critical role in this eld [29].
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Innovations inBiomaterials forControlled-Release Immunotherapy
Mesoporous silica rod (MSR)-based biomaterial vaccines form structures that pro­vide a microenvironment that support and modulate immune cells invivo. MSR­based vaccines have also been shown to confer long-term immunity and protect against tumor rechallenge in multiple preclinical models as previously reviewed [30]. These studies illustrate the potential of MSR-based cancer vaccines to gener­ate a potent anti-tumor effector T-cell response in situ. Dharmaraj etal., in an ortho­topic syngeneic model of OSCC, assessed the efcacy of a mesoporous silica rod (MSR) cancer vaccine targeting HPV-16 E7. While the mEER model that constantly expresses the E7 antigen showed increased efcacy, the MOC2-E6E7 model exhib­ited tumor growth delay and a modest prolonged survival [31]. Synthetic cyclic dinucleotides (CDNs) are a new class of immunotherapeutics that induce strong anti-tumor responses in preclinical models through the Stimulator of Interferon Genes (STING) pathway [32]. In fact, STING-agonist therapy using CDNs have been considered as an “intratumoral in situ vaccine” to convert cold tumors into hot tumors. However, CDN monotherapy has shown poor efcacy in preclinical models of HNSCC, requiring multiple injections and concurrent administration of immune checkpoint antibodies [33]. Leach etal. developed a novel peptide hydrogel-based platform for intratumoral CDN delivery, called “STINGel” based on the ability of biomaterials to allow for controlled release of drugs. MultiDomain Peptide (MDP) is an easily syringe-deliverable carrier hydrogel that self-assembles to form a nano­brous matrix. The localized delivery of CDN from this matrix in STINGel improved the overall survival in MOC2-E6E7 murine model of HNSCC compared to controls as shown in Fig.3.4 [34]. It is well established that the pro-tumorigenic enzyme inducible nitric oxide synthase (iNOS) is highly upregulated in several can­cers and promotes conditions favorable to tumor growth [35, 36]. iNOS promotes activation of immunosuppressive tumor-inltrating myeloid-derived suppressor cells (MDSCs) [37]. The small molecule drug, N6-(1-iminoethyl)-L-lysine (L-NIL), has been used to selectively inhibit iNOS and regulate downstream effects that favor tumor growth [35]. Therefore, the ability to modulate iNOS activity at the tumor site
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Fig. 3.4 Survival of the different experimental groups based on euthanasia timepoints resulting from excessive tumor burden. The total experimental period was 140days post-tumor cell inocula- tion. The 3(IJ) on the x-axis refers to timepoint for intra-tumoral injection, and 105(RC) refers to timepoint for survivor rechallenge. Whereas 60% of the STINGel-treated C57BL/6 mice survived until the endpoint of the study, all control group (HBSS, MDP gel, and collagen gel) mice were euthanized prior to reaching the endpoint due to excessive tumor burden. Only 10% of CDN alone and collagen+CDN treated mice survived (lines overlaid on plot). *p < 0.0282 vs. CDN, **p<0.0064 versus MDP gel, #p<0.0498 versus Collagen + CDN. (Adapted from [34])
S. A. Wong et al.
is benecial for cancer immunotherapy. Additionally, we observed modest improve­ments with STINGel treatments, which address only immune stimulation and not immune suppression, explaining failure of the system in models with signicant MDSCs. Based on the above research, a drug-mimicking hydrogel, LNIL-MDP, was designed to mimic the small molecule inhibitor of inducible iNOS, L-NIL.Specically, the hydrogel was designed to be a novel anticancer biomaterial without addition of any external agents/factors [38]. The “L-NIL-MDP” hydrogel had comparable bioactivity to L-NIL and was able to inhibit iNOS and affect tumor biology over an extended period of time when loaded with CDN as the formulation termed “SynerGel” [39]. Leach etal. demonstrated the feasibility of biomaterial­based immunotherapy platforms like STINGel and the next-generation material SynerGel as strategies for increasing the efcacy of CDN immunotherapies.
Conclusion
Despite the capricious nature of HNSCC, signicant advances have been made that affect all stages of patient care (Fig.3.5). Risk stratication techniques now exist that integrate new molecular biomarker data with clinicopathologic features, allow­ing for more accurate treatment decisions for early-stage cancer patients. Noninvasive biopsy techniques, such as brush swabs, have been found to be just as effective in harvesting tissue samples of sufcient quantity and quality for risk score
Existing Modalities for Diagnosis and Treatment
Advance in Molecular Biomarkers & Immunotherapy
accuracy and
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Invasive biopsy
techniques
Non invasive biopsy
techniques + tissue samples
to obtain cancer cells
Chemotherapy and
radiation therapy
Methylated DNA,
RNA, and proteins
obtained from cells
designed to generate an
anti-tumor response
Factors historically used to
predict 5-year mortality
Immunotherapies
Factors historically used to
predict 5-year mortality
Questionable
prognostic
accuracy with
variability in
treatment response
Increased
prognostic
targeted
treatments
Fig. 3.5 Numerous advances have developed throughout all stages of HNSCC patient care. Whereas diagnosis previously depended solely on clinicopathologic features and used parafn­embedded tissue samples harvested at the time of tumor resection to determine adjuvant treatment, we are now able to more accurately determine individual patient risk by combining molecular biomarker analysis with clinicopathologic features and obtain this information prior to surgery through noninvasive biopsy techniques. With regard to treatment, patients have primarily been limited to chemo- and radiation therapy, which carry signicant systemic toxicity. Advances in immunotherapy now provide the potential for a long-lasting anti-tumor effect. The localized deliv­ery of these drugs via biomaterials has enabled a targeted immune response while reducing sys­temic toxicity. Together, these advances have the potential for signicant clinical impact
analysis. Drug repurposing of demethylating drugs has the potential to reverse cisplatin- resistance. Cancer vaccines targeting “driver” oncogenes show promising therapeutic potential. Injectable biomaterials demonstrate not only the therapeutic power of using localized, controlled-release drug delivery to reduce systemic toxic­ity and improve treatment response, but can also serve as drug mimetics themselves. The studies reviewed here highlight the critical role of intra- and inter-university collaborations and the profound discoveries that can result from these endeavors. Future areas of study include the use of biomarkers to monitor treatment response and the development of biomaterials for the controlled-release of numerous immunotherapies.
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13. Roepman P, Wessels LF, Kettelarij N, Kemmeren P, Miles AJ, Lijnzaad P, etal. An expression prole for diagnosis of lymph node metastases from primary head and neck squamous cell carcinomas. Nat Genet. 2005;37(2):182–6.
14. Viet CT, Jordan RC, Schmidt BL.DNA promoter hypermethylation in saliva for the early diagnosis of oral cancer. J Calif Dent Assoc. 2007;35(12):844–9.
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17. Arantes L, De Carvalho AC, Melendez ME, Lopes CA.Serum, plasma and saliva biomarkers for head and neck cancer. Expert Rev Mol Diagn. 2018;18(1):85–112.
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19. Tada H, Takahashi H, Kuwabara-Yokobori Y, Shino M, Chikamatsu K.Molecular proling of circulating tumor cells predicts clinical outcome in head and neck squamous cell carcinoma. Oral Oncol. 2020;102:104558.
20. Tada H, Takahashi H, Kawabata-Iwakawa R, Nagata Y, Uchida M, Shino M, etal. Molecular phenotypes of circulating tumor cells and efcacy of nivolumab treatment in patients with head and neck squamous cell carcinoma. Sci Rep. 2020;10(1):21573.
21. Pignon JP, le Maitre A, Maillard E, Bourhis J, Group M-NC.Meta-analysis of chemotherapy in head and neck cancer (MACH-NC): an update on 93 randomised trials and 17,346 patients. Radiother Oncol. 2009;92(1):4–14.
22. Viet CT, Dang D, Achdjian S, Ye Y, Katz SG, Schmidt BL.Decitabine rescues cisplatin resis­tance in head and neck squamous cell carcinoma. PloS One. 2014;9(11):e112880.
23. Stewart DJ, Issa JP, Kurzrock R, Nunez MI, Jelinek J, Hong D, et al. Decitabine effect on tumor global DNA methylation and other parameters in a phase I trial in refractory solid tumors and lymphomas. Clin Cancer Res. 2009;15(11):3881–8.
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24. Cashen AF, Schiller GJ, O’Donnell MR, DiPersio JF.Multicenter, phase II study of decitabine for the rst-line treatment of older patients with acute myeloid leukemia. J Clin Oncol. 2010;28(4):556–61.
25. Cohen MH, Chen H, Shord S, Fuchs C, He K, Zhao H, et al. Approval summary: cetux­imab in combination with cisplatin or carboplatin and 5-uorouracil for the rst-line treatment of patients with recurrent locoregional or metastatic squamous cell head and neck cancer. Oncologist. 2013;18(4):460–6.
26. Gebre-Medhin M, Brun E, Engstrom P, Haugen Cange H, Hammarstedt-Nordenvall L, Reizenstein J, et al. ARTSCAN III: a randomized phase III study comparing chemoradio­therapy with cisplatin versus cetuximab in patients with locoregionally advanced head and neck squamous cell cancer. J Clin Oncol. 2021;39(1):38–47.
27. Kujan O, van Schaijik B, Farah CS.Immune checkpoint inhibitors in oral cavity squamous cell carcinoma and oral potentially malignant disorders: a systematic review. Cancers (Basel). 2020;12(7):1937.
28. Watermann C, Pasternack H, Idel C, Ribbat-Idel J, Bragelmann J, Kuppler P, etal. Recurrent HNSCC Harbor an immunosuppressive tumor immune microenvironment suggesting success­ful tumor immune evasion. Clin Cancer Res. 2021;27(2):632–44.
29. Li Q, Dong H, Yang G, Song Y, Mou Y, Ni Y.Mouse tumor-bearing models as preclinical study platforms for oral squamous cell carcinoma. Front Oncol. 2020;10:212.
30. Nguyen TL, Choi Y, Kim J.Mesoporous silica as a versatile platform for cancer immuno­therapy. Adv Mater. 2019;31(34):e1803953.
31. Dharmaraj N, Piotrowski SL, Huang C, Newton JM, Golfman LS, Hanoteau A, etal. Anti­tumor immunity induced by ectopic expression of viral antigens is transient and limited by immune escape. Onco Targets Ther. 2019;8(4):e1568809.
32. Corrales L, Glickman LH, McWhirter SM, Kanne DB, Sivick KE, Katibah GE, etal. Direct activation of STING in the tumor microenvironment leads to potent and systemic tumor regres­sion and immunity. Cell Rep. 2015;11(7):1018–30.
33. Moore E, Clavijo PE, Davis R, Cash H, Van Waes C, Kim Y, etal. Established T cell-inamed tumors rejected after adaptive resistance was reversed by combination STING activation and PD-1 pathway blockade. Cancer Immunol Res. 2016;4(12):1061–71.
34. Leach DG, Dharmaraj N, Piotrowski SL, Lopez-Silva TL, Lei YL, Sikora AG, etal. STINGel: controlled release of a cyclic dinucleotide for enhanced cancer immunotherapy. Biomaterials. 2018;163:67–75.
35. Sikora AG, Gelbard A, Davies MA, Sano D, Ekmekcioglu S, Kwon J, etal. Targeted inhibition of inducible nitric oxide synthase inhibits growth of human melanoma invivo and synergizes with chemotherapy. Clin Cancer Res. 2010;16(6):1834–44.
36. Fukumura D, Kashiwagi S, Jain RK.The role of nitric oxide in tumour progression. Nat Rev Cancer. 2006;6(7):521–34.
37. Jayaraman P, Parikh F, Lopez-Rivera E, Hailemichael Y, Clark A, Ma G, et al. Tumor­expressed inducible nitric oxide synthase controls induction of functional myeloid-derived suppressor cells through modulation of vascular endothelial growth factor release. J Immunol. 2012;188(11):5365–76.
38. Leach DG, Newton JM, Florez MA, Lopez-Silva TL, Jones AA, Young S, et al. Drug­mimicking Nanobrous peptide hydrogel for inhibition of inducible nitric oxide synthase. ACS Biomater Sci Eng. 2019;5(12):6755–65.
39. Leach DG, Dharmaraj N, Lopez-Silva TL, Venzor JR, Pogostin BH, Sikora AG, et al. Biomaterial-facilitated immunotherapy for established oral cancers. ACS Biomater Sci Eng. 2021;7(2):415–21.
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Chapter 4
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Advancements andInnovations inOtologic Surgery: Endoscopic andExoscopic Ear Surgery
JumahG.Ahmad, KunalR.Shetty, andIbrahimAlava III
Introduction
Otologic surgery involves very precise dissection of microscopic structures to eradi­cate pathology, reconstruct anatomy, and restore function. To be done safely and efciently, high magnication and appropriate illumination are required. Traditionally, this has been achieved using binocular microscopy, the workhorse of otologic surgery. The middle ear space is complex with many hidden recesses in all directions. These spaces are challenging to visualize with the fundamental limita­tions of the microscope as its optics remain outside the body at a distance to the tissue of interest. This means that the eld of view is limited by the narrowest part of the ear canal and that attaining a wider eld of view requires destructive mea­sures such as removal of soft tissue and bone. The endoscope is ideal when utilizing small surgical corridors to access the hidden recesses of the middle ear by bypassing the narrow ear canal and bringing the optics only centimeters from the tissue of interest, in turn obviating the need for destructive measures for visualization. Additionally, the microscope presents challenges as it relates to surgeon ergonomics and comfort, requiring prolonged periods of neck exion. Trainee education is also hindered because the operator has a three-dimensional view, and the observer is
J. G. Ahmad · K. R. Shetty Otorhinolaryngology—Head and Neck Surgery, University of Texas Health Sciences Center at Houston, Houston, TX, USA e-mail: Jumah.G.Ahmad@uth.tmc.edu; Kunal.R.Shetty@uth.tmc.edu
I. AlavaIII (*) Otolaryngology-Head and Neck Surgery, Lyndon B.Johnson General Hospital, Houston, TX, USA
Department of Otorhinolaryngology-Head and Neck Surgery, The University of Texas— McGovern Medical School, Houston, TX, USA e-mail: Ibrahim.Alava@uth.tmc.edu
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023 J. C. Melville et al. (eds.), Advancements and Innovations in OMFS, ENT, and Facial Plastic Surgery, https://doi.org/10.1007/978-3-031-32099-6_4
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only offered a two-dimensional image via the teaching head. The discrepancy in views makes for a frustrating teaching and learning experience. The digital extra­corporeal scope, or exoscope, is complementary to the endoscope and was designed to replace the operating microscope. When compared with the microscope, it pro­vides an immersive surgical view with improved ergonomics and an enhanced teaching experience since all parties have the same high-denition three- dimensional view in an ergonomically favorable neutral neck position. In this chapter, we discuss the advances in visualization for otologic surgery, particularly endoscopic and exo­scopic ear surgery.
J. G. Ahmad et al.
Endoscopic Ear Surgery
In the 1990s, Jean-Marc Thomassin, Dennis Poe, and Muaaz Tarabichi described new otologic applications of endoscopy, including management of cholesteatomas and perilymphatic stulas [1, 2]. In 1997, Tarabichi etal. published outcomes of endoscopic management of acquired cholesteatoma in 38 adult patients; 36 of which underwent transcanal endoscopic ear surgery. Twenty-nine out of 30 were disease free at 1year, 10/13 were disease free at 2years, and 4/6 were disease free at 2years on surgical second look exploration. He concluded that transcanal endo­scopic resection of cholesteatoma is safe and effective [3]. He later published long­term outcome data of 101 ears operated on using the endoscope with up to 5years of follow-up. Three cases were converted into postauricular tympanomastoidec­tomy. There were no iatrogenic facial nerve injuries. Bone thresholds were stable, except in one patient with perilymphatic stula. Six ears required revision surgery, and nine required ofce-based minor procedures. He concluded that minimally invasive management and surveillance of cholesteatoma had long-term results that compared well to those of postauricular methods [4].
Although it was often met with skepticism throughout the decades, the endo­scope has emerged as a powerful surgical tool for minimally invasive surgery, allowing access to hidden recesses for visualization, excision, or correction of pathologies without unnecessary disruption of overlying soft tissue or bone [5]. Many surgical elds within otolaryngology adopted the endoscope as an essential tool in their armamentarium, including rhinology and laryngology (Fig.4.1). The eld of otology is currently undergoing a similar evolution, advancing the endo­scope’s utility from observational to operative [6].
Although binocular microscopy has been the workhorse of otologic surgery, the endoscope has gained signicant attention and integrated adoption in recent years. Otoendoscopy is the use of rigid endoscopes to examine the ear. Endoscopes were rst used in otology solely to describe ear anatomy [7, 8]. Outside of the operating room, the endoscope can be used during examination of the outer and middle ear and for debridement of complex mastoid cavities. Endoscopic ear surgery is the use of rigid endoscopes to perform otologic surgery. The binocular microscope provides a great three-dimensional view for line-of-sight surgery but has a signicantly
4 Advancements and Innovations in Otologic Surgery: Endoscopic and Exoscopic Ear…
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Fig. 4.1 Endoscopic Sterilization Tray with Silicon Holders: Standard set of rigid endoscopic telescopes (0-degree, 30-degree, 45-degree, 70-degree) with light source
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limited views of the spaces and recesses of the middle ear, rendering transcanal cases difcult especially when the external ear canal is small or tortuous (e.g., pedi­atric cases). The binocular microscopic transcanal view is also limited by the size of the speculum being used. Therefore, bony resection (e.g., mastoidectomy) is needed to visualize and access complex middle ear disease using binocular microscopy.
An endoscope can be used to perform transcanal ear surgery with superior visu­alization and access that cannot be obtained by the limited line-of-sight binocular microscope. Unlike the line-of-sight surgery with the microscope and a speculum, the endoscope has a sheye lens that is brought very close to the anatomic structures of interest, provides a wide-angle view, and displays a high-denition image of anatomy that cannot be appreciated even on the best binocular microscope. By pro­viding superior transcanal operative access, a postauricular incision can be avoided when the disease is complex but limited to the middle ear. The benets extend beyond the lack of an incision to avoiding the need for a mastoidectomy in certain cases thereby not disrupting the natural supply and demand of atmospheric gases and maintaining normal middle ear pressure equilibrium. These benets in turn decrease patient morbidity, operative times, and surgical cost.
Transcanal endoscopic ear surgery has demonstrated comparable outcomes in the management of cholesteatoma, tympanic membrane perforations, and otoscle­rosis as compared to microscopic approaches, while utilizing less invasive surgical corridors and reducing the need for postauricular incisions [9, 10]. When a postau­ricular approach is required, the endoscopic-assisted transmastoid approach can avoid a canal wall down mastoidectomy in cases of cholesteatoma. The superior visualization offered by the endoscope provides the surgeon increased condence when performing stapedectomy. A systematic review of the literature on total endo­scopic stapedectomy demonstrated comparable safety and efcacy outcomes when compared to traditional approaches [11]. The endoscope also has utility in treatment of superior canal dehiscence, facial nerve decompression, and various petrous apex and skull base lesions including glomus tumors, meningiomas, and vestibular schwannomas [1216]. In well-trained hands, endoscopic ear surgery is safe and effective with results similar to those achieved with traditional otomicroscopic tech­niques [17].
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J. G. Ahmad et al.
Zero-Degree Endoscopy
Performing an endoscopic exploratory tympanotomy with a 0° endoscope provides a view of the entire tympanic membrane and structures within the mesotympanum without any bony removal. Mesotympanic structures that can be seen include the chorda tympani, entire ossicular chain, tympanic portion of the facial nerve, cochle­ariform process, cochlear promontory, round window, pyramidal eminence, and stapes tendon. With adequate experience, tympanoplasty, ossicular chain recon­struction, and stapedectomy can be performed entirely endoscopically.
Angled Endoscopy
Using angled endoscopes allows for the visualization of the remaining middle ear spaces and their contents including the epitympanum, retrotympanum, protympa­num, and hypotympanum.
Visual access to the epitympanic spaces including the entire attic and supratubal recess are possible, areas that traditionally are very difcult to see without a canal wall down procedure when the pathology is anterior in its location and extension. Access to the aditus ad antrum is possible with angled instruments to perform a limited dissection toward the mastoid. The cog can be seen and identied as a bony ridge connecting to the tegmen, separating the posterior and proper epitympanum from the supratubal recess and anterior epitympanic air cells. The horizontal semi­circular canal can also be seen in this space using an angled endoscope directed superiorly.
Transcanal access to the retrotympanum is made possible including the sinus tymapni, which is an area that is challenging to see even in a canal wall down approach to the retrotympanum. Detailed view of microscopic structures bordering the sinus tympani can be obtained such as the ponticulus anteriorly and the subicu­lum posteriorly.
The hypotympanum can be accessed with detailed views of the funiculus, which is a ridge of bone connecting the cochlear promontory to the hypotympanic air cells, under which is the sub-cochlear air cell tunnel, which can provide access to the petrous apex and internal auditory canal using curved dissection instruments.
Anteriorly, access to the protymapnum allows for clearance of disease extending toward the eustachian tube to condently conrm patency. The carotid artery can also be seen pulsating here if dehiscent.
Without the endoscope, angled instruments are required to blindly scoop out disease from these spaces. Middle ear mirrors are used at times to peek into these spaces, but the quality is too limited and insufcient for safe and complete dissec­tion. The higher magnication obtained with the endoscope provides details of these spaces not achieved by binocular microscopy.
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